2018-01-12T11:31:56-06:00 2017-05-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2016-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 ANGELA M RILEY EVP & CHIEF FINANCIAL OFFICER 6516906043 2018-01-09 1 KAREN GRIES P00078514 6123764500 67.137.57.251 2018-01-09 09:46:04 CS P EB257C677C23210A1BABF3CC3C8E15734A982BF5 977139128611A4E36F514149905081B6C9A4065F 2016 2021-01-29 14:40:06Z REBECCA K ROLOFF 2004 RANDOLPH AVENUE ST PAUL MN 551051794 200850698 0 0928 X WWW.STKATE.EDU X 1913 MN WE EDUCATE WOMEN TO LEAD AND INFLUENCE. 27 26 2491 1562 91260 -146934 11229395 22189143 113356702 114849313 3730025 5004492 1107465 1305949 129423587 143348897 31893513 33753137 0 0 62445012 63630424 75755 35873 2307290 33883956 35571498 128298236 132990932 1125351 10357965 260531827 283553709 91172752 89614699 169359075 193939010 X SEE SCHEDULE O.WE EDUCATE WOMEN TO LEAD AND INFLUENCE. WE EDUCATE AT ALL DEGREE LEVELS THROUGH VALUING AND INTEGRATING THE LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC INTELLECTUAL TRADITION, EMPHASIZING SCHOLARLY INQUIRY AND SOCIAL JUSTICE TEACHING AS LIVED BY THE SISTERS OF ST. JOSEPH OF CARONDELET.WE WELCOME A RICH DIVERSITY OF STUDENTS, WITH A BACCALAUREATE COLLEGE FOR WOMEN AT THE HEART OF THE UNIVERSITY AND GRADUATE AND ADULT COLLEGES FOR WOMEN AND MEN. COMMITTED TO EXCELLENCE AND OPPORTUNITY, ST. CATHERINE UNIVERSITY DEVELOPS LEADERS WHO ACT WITH INTEGRITY. 0 0 93609559 33753137 103787473 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY CONFERS DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2016-2017 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 4,786 STUDENTS - 93.7 PERCENT WOMEN AND 26.9 PERCENT MULTICULTURAL OR INTERNATIONAL. DURING THE 2016-2017 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 35 UNDERGRADUATE CERTIFICATES, 255 ASSOCIATE DEGREES, 657 BACCALAUREATE DEGREES, 112 POST-BACCALAUREATE CERTIFICATES, 489 MASTER'S DEGREES, AND 68 DOCTORATE DEGREES. OUR REPUTATION FOR ACADEMIC EXCELLENCE AND OUR NATIONALLY RECOGNIZED PROGRAMS HAVE ALSO PLACED US AMONG THE TOP TIERS OF CATHOLIC AND MASTER'S UNIVERSITIES NATIONWIDE. ST. CATHERINE RANKED 15TH AMONG THE "BEST REGIONAL UNIVERSITIES - MIDWEST" IN U.S. NEWS & WORLD REPORT'S "BEST COLLEGES" ISSUE IN 2017. 14030103 0 408118 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. KATE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE MULTICULTURAL CENTER ON THE MINNEAPOLIS CAMPUS - PART OF THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES - PROVIDES ADVISING, ADVOCACY AND REFERRALS FOR STUDENTS OF COLOR. THE ACCESS AND SUCCESS PROGRAM HELPS STUDENT PARENTS BALANCE SCHOOL, FINANCES AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 11608130 0 10565973 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS AND THE SMALLER, MORE URBAN CAMPUS IN MINNEAPOLIS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING O'SHAUGHNESSY PERFORMING ARTS, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. DURING THE 2016-2017 ACADEMIC YEAR, 69.2 PERCENT OF FIRST-YEAR STUDENTS LIVED ON CAMPUS.OUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING AND PROTECTING THE ENVIRONMENT. 119247792 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 6127 0 2491 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 26 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X ANGELA M RILEY 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 REBECCA ROLOFF PRESIDENT 40.00 X X 151249 0 6754 MARGARET FORD CHAIR 2.00 X X 0 0 0 JEAN WINCEK CSJ VICE CHAIR 2.00 X X 0 0 0 LINDA THEIS THRASHER VICE CHAIR 2.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY 2.00 X X 0 0 0 LAURA BUFANO CSJ TRUSTEE 2.00 X 0 0 0 MARK CHRONISTER TRUSTEE 2.00 X 0 0 0 KATHRYN CLUBB TRUSTEE 2.00 X 0 0 0 J KEVIN CROSTON TRUSTEE 2.00 X 0 0 0 BARBARA DREHER CSJ TRUSTEE 2.00 X 0 0 0 MARGARET GILLESPIE CSJ TRUSTEE 2.00 X 0 0 0 ANNE MCKEIG TRUSTEE 2.00 X 0 0 0 CATHERINE MCNAMEE CSJ TRUSTEE 2.00 X 0 0 0 DONNA MCNAMARA TRUSTEE 2.00 X 0 0 0 CHRISTINE MOORE TRUSTEE 2.00 X 0 0 0 JOANNE JIRIK MULLEN TRUSTEE 2.00 X 0 0 0 JEAN DELANEY NELSON TRUSTEE 2.00 X 0 0 0 MICHAEL O'BOYLE TRUSTEE 2.00 X 0 0 0 COLLEEN O'MALLEY CSJ TRUSTEE 2.00 X 0 0 0 KAREN RAUENHORST TRUSTEE 2.00 X 0 0 0 LOIS GROSS ROGERS TRUSTEE 2.00 X 0 0 0 THERESE SHERLOCK CSJ TRUSTEE 2.00 X 0 0 0 MINDA SUCHAN TRUSTEE 2.00 X 0 0 0 SANDRA VARGAS TRUSTEE 2.00 X 0 0 0 DEBRA WILFONG TRUSTEE 2.00 X 0 0 0 ROBERT WOLLAN TRUSTEE 2.00 X 0 0 0 BRENDA WOODSON TRUSTEE 2.00 X 0 0 0 ANGELA RILEY EXEC VP FINANCE & CFO 40.00 X 33290 0 2731 STACY SCHWARZE JACOBSON CHIEF OF STAFF/CORPORATE SECRET 40.00 X 115611 0 26848 THOMAS ROONEY- LEFT 616 VICE PRESIDENT FINANCE/ADMIN 40.00 X 95086 0 11269 ANDREA J LEE- LEFT 716 PRESIDENT 40.00 X 140625 0 21126 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 40.00 X 183112 0 31161 BRIAN BRUESS- LEFT 217 EXEC VP & COO 40.00 X 217012 0 18747 PENELOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 40.00 X 159438 0 21782 BLANCHE E ABDALLAH - LEFT 916 VP EXTERNAL RELATIONS 40.00 X 147624 0 19980 MARK D BLEGEN ASSOC PROFESSOR OF NUTR/EX 40.00 X 120181 0 26083 DANIEL THOMPSON DEAN FOR ENROLLMENT MGMT 40.00 X 116686 0 28030 JOANN BANGS DEAN OF BUS/PROFL STUDIES 40.00 X 118602 0 27529 ALAN J SILVA ASST VP & DEAN, SCHOOL OF HUMANTIES ARTS & SCIENCE 40.00 X 120681 0 18930 1719197 0 260970 28 0 1 0 SODEXO INC & AFFILIATES 4880 PAYSPHERE CIR CHICAGO IL 606740001 FOOD SERVICES MGMT 2936968 ORBIS EDUCATION SVCS LLC 11595 N MERIDIAN ST 400 CARMEL IN 46023 ONLINE EDUCATION 1355999 LOEFFLER COMPANIES INC 1101 E 78TH ST BLOOMINGTON MN 554201400 PRINTING & MAILING MGMT 721578 SEMINARS INTERNATIONAL 55 E MONROE ST 2879 CHICAGO IL 60603 EDUCATIONAL TRAVEL SERVICES 659146 SANDRA NELSON ADVERTISING INC 126 N 3RD ST 500 MINNEAPOLIS MN 554011653 ADVERTISING SERVICES 475745 20 45900 38740 3387310 18717193 2366362 22189143 TUITION 611600 103787473 103787473 AUXILIARY SERVICES 532000 10565973 10565973 FINANCE FEES 611600 222136 222136 FEES & DEPOSITS 611600 185982 185982 FITNESS CENTER 531390 87749 87749 114849313 2341961 2341961 200459 90728 109731 109731 3511 106220 60057392 57394861 2662531 2662531 2662531 13485 45900 16212 -2727 -2727 MISCELLANEOUS REVENUE 900099 677454 677454 PARKING 611600 266053 266053 MEDICAL FEES 611600 255438 255438 1198945 143348897 114761564 91260 6306930 33421766 33421766 331371 331371 1530119 475877 1021621 32621 49774348 43747848 4712064 1314436 2881782 2518647 286070 77065 5894513 5127235 611920 155358 3549662 3064535 391809 93318 5561753 5117746 429760 14247 169675 60219 109456 96712 25205 71507 134397 134397 35873 35873 367434 8351 359083 7790408 7169882 606161 14365 1197038 870336 316607 10095 6435536 5487296 655963 292277 1242829 637120 603049 2660 2034979 1965052 66826 3101 1589348 1488009 50171 51168 418920 106192 117249 195479 1921383 1825314 96069 3927542 3703672 223870 655537 181090 474447 MISCELLANEOUS EXPENSE 720970 560190 150960 9820 MEMBERSHIPS/DUES 477663 431029 41411 5223 BAD DEBT EXPENSE 465577 457510 8067 REPAIRS & MAINTENANCE 363797 331903 31710 184 132990932 119247792 11435850 2307290 7600112 10543484 1732221 5161883 2111797 2209868 460037 565118 1303840 622533 144041770 71581788 75837857 72459982 155136766 175721578 4411031 4506240 9801842 9625829 2136324 2137194 260531827 283553709 13372359 12909839 8902585 8983685 2190232 2818633 66007090 64325935 700486 576607 91172752 89614699 X 81958393 88933565 46509288 61190829 40891394 43814616 169359075 193939010 260531827 283553709 X 10357965 14153651 68319 X 0 1 X 1 1 1 X 9866226 11894638 10468736 11229395 22189143 65648138 9866226 11894638 10468736 11229395 22189143 65648138 10478958 55169180 2484095 1874310 3069661 2515471 2448181 12391718 862721 913462 876949 973408 1199304 4825844 82865700 259477457 0.66580 0.65600 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2012 AMOUNT: $ 862,721. 2013 AMOUNT: $ 913,462. 2014 AMOUNT: $ 876,949. 2015 AMOUNT: $ 973,408. 2016 AMOUNT: $ 1,199,304. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 1 9600 0 1 124797 134397 0 PART II-B, LINE 1: ST. CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST. CATHERINE PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $158,348 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $124,797 OF ST. CATHERINE'S DUES WENT, IN PART, TOWARD LOBBYING. DURING THE FISCAL YEAR 2017, THE UNIVERSITY RETAINED THE SERVICES OF WARD EINESS STRATEGIES LLC TO REPRESENT THE UNIVERSITY'S INTERESTS IN THE STATE OF MINNESOTA. THE UNIVERSITY PAID WARD EINESS STRATEGIES LLC $9,600 IN FY17. 74767468 2735591 14675903 2020494 1550939 234817 88372712 80333293 538022 -2680836 1801372 1394290 227349 74767468 74887264 2467869 5815994 1644105 975726 218003 80333293 64604914 1783345 11221936 1410874 1180154 131903 74887264 51821028 1926745 13356634 1310855 1096101 92537 64604914 0.09510 0.46480 0.44010 1 0 2298917 2298917 114758827 47833796 66925031 26818295 23747992 3070303 165731 165731 72459982 SPLIT INTEREST AGREEMENTS 131400 FUNDS HELD FOR OTHERS 445207 576607 X 123602364 14153651 175259 14328910 109273454 322306 33753137 34075443 143348897 99022429 106940 106940 98915489 322306 33753137 34075443 132990932 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND APPROVED EXPENSES. PART X, LINE 2: THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS SUBJECT TO FEDERAL AND STATE INCOME TAX ONLY ON NET UNRELATED BUSINESS INCOME. THE UNIVERSITY ENGAGES IN ACTIVITIES THAT ARE CONSIDERED UNRELATED TO ITS EXEMPT PURPOSE. THESE ACTIVITIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, SUCH ACTIVITIES GENERATED A LOSS IN FISCAL YEAR 2017 AND 2016. FURTHER, THE UNIVERSITY HAS A NET OPERATING LOSS CARRY-FORWARD OF $616,785 AVAILABLE TO OFFSET ANY TAXABLE INCOME FROM THESE UNRELATED ACTIVITIES FOR FISCAL YEARS 2017 AND 2016, RESPECTIVELY. ACCORDINGLY, NO FEDERAL OR STATE TAX PROVISION IS REQUIRED. THE NET OPERATING LOSSES BEGIN TO EXPIRE IN 2021. THE UNIVERSITY ADOPTED ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS AND FILES AS A TAX EXEMPT ORGANIZATION. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS STANDARD. THE UNIVERSITY HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 61,578. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS 6,741. RENTAL EXPENSES 90,728. SPECIAL EVENT EXPENSES 16,212. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 33,753,137. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 90,728. SPECIAL EVENT EXPENSES 16,212. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 33,753,137. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 3847 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 34615 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 661 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 7114 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 7918 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 12575 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 6440 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 160 EAST ASIA AND THE PACIFIC 0 0 GRANTS - FINANCIAL AID N/A 133168 EUROPE 0 0 GRANTS - FINANCIAL AID N/A 24373 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS - FINANCIAL AID N/A 20657 SOUTH AMERICA 0 0 GRANTS - FINANCIAL AID N/A 35279 SOUTH ASIA 0 0 GRANTS - FINANCIAL AID N/A 43596 SUB-SAHARAN AFRICA 0 0 GRANTS - FINANCIAL AID N/A 56902 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS - FINANCIAL AID N/A 8698 RUSSIA & NEIGHBORING STATES 0 0 GRANTS - FINANCIAL AID N/A 8698 0 0 0 0 0 0 73330 331371 404701 SCHOLARSHIPS EUROPE 1 24373 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 8 133168 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 2 20657 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 2 35279 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 3 43596 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 4 56902 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS CENTRAL AMERICA & CARIBBEAN 1 8698 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 1 8698 FINANCIAL AID AWARDS 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC PO BOX 3018 CEDAR RAPIDS IA 52406 PHONATHON CALL SYSTEM 0 0 11045 -11045 CAMPBELL & COMPANY ONE WACKER DR SUITE 2100 CHICAGO IL 60601 STRATEGIC COUNSEL & CASE DEVELOPMENT 0 0 24828 -24828 35873 -35873 AZ DE ID IN IA MT NE SD TX VT WY MN CA IL KY NC WI ALL-ATHLETICS GOLF TOURNAMENT 59385 45900 13485 3200 7735 4165 1112 59385 45900 13485 3200 7735 4165 1112 16212 -2727 1 SCHOLARSHIPS & OTHER FINANCIAL AID 2829 33421766 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR FEDERAL, STATE AND INSTITUTIONAL SCHOLARSHIPS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. X X X 0 1 X X 1 0 0 0 0 0 0 1 0 REBECCA ROLOFF PRESIDENT 145604 0 0 0 5645 0 0 0 6754 0 158003 0 0 0 ANDREA J LEE- LEFT 716 PRESIDENT 0 0 0 0 140625 0 14489 0 6637 0 161751 0 0 0 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 182350 0 0 0 762 0 15016 0 16145 0 214273 0 0 0 BRIAN BRUESS- LEFT 217 EXEC VP & COO 211922 0 5000 0 90 0 14627 0 4120 0 235759 0 0 0 PENELOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 149438 0 10000 0 0 0 12056 0 9726 0 181220 0 0 0 BLANCHE E ABDALLAH - LEFT 916 VP EXTERNAL RELATIONS 70136 0 0 0 77488 0 7729 0 12251 0 167604 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDED FIRST CLASS TRAVEL ($620) AND TRAVEL FOR COMPANIONS $3,485) FOR THE UNIVERSITY PRESIDENT REBECCA ROLOFF. THE UNIVERSITY PROVIDED UNIVERSITY-OWNED HOUSING FOR ANDREA J. LEE, UNTIL 7/1/2016 WHEN HER PRESIDENCY CONCLUDED FOR THE UNIVERSITY. PART I, LINE 4A ANDREA J. LEE - SEPARATION AGREEMENT - $140,625 BLANCHE E. ABDALLAH - SEPARATION AGREEMENT - $77,488 PART I, LINE 7 BRIAN BRUESS - BONUS - $5,000 PENELOPE A. MOYERS - BONUS - $10,000 A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HYH1 2012-09-25 28939205 CURRENT REFUNDING 0 0 0 B MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2014-06-03 15867000 RENOVATIONS AND CURRENT REFUNDING 0 0 0 A 3865000 28939205 2134750 267584 26536871 2012 1 0 1 1 B 15867000 140686 9000000 6726314 2014 1 0 1 1 A 0 0 1 1 0 0.01420 0.01420 0 0 1 B 0 0 0 0 0.01750 0.01750 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 JOHN C JIRIK FAMILY MEMBER OF JOANNE JIRIK MULLEN, BOARD MEMBER 42576 EMPLOYMENT COMPENSATION/BENEFITS 0 LAHENS A LEE-ST FLEUR FAMILY MEMBER OF ANDREA J. LEE, IHM, PRESIDENT 62539 EMPLOYMENT COMPENSATION/BENEFITS 0 PATTY FINCH-GUTHRIE FAMILY MEMBER OF DEAN PENELOPE MOYERS 100649 EMPLOYMENT COMPENSATION/BENEFITS 0 SHELLEY RAYBORN FAMILY MEMBER OF DEAN PENELOPE MOYERS 100540 EMPLOYMENT COMPENSATION/BENEFITS 0 X 1 1600 APPRAISAL X 6483 APPRAISAL X 709 DONOR VALUED X 96 2348183 STOCK MARKET QUOTES X 2 75 DONOR VALUED X CATERING SERVICES 1 6765 SALES INVOICE X EQUIPMENT 2 1362 COMPARABLE SALES X GIFT CARDS, CERTIFICATES, AND TICKETS 15 1185 FACE VALUE 1 0 1 0 PART I, COLUMN (B): THE UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTORS IN SCHEDULE M, PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT, TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS OF THE BOARD, SHALL REPORT TO THE BOARD FORMAL ACTIONS IT MAY TAKE DURING ANY INTERVAL BETWEEN MEETINGS AND, AT ALL TIMES, IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B BEFORE FILING THE TAX RETURN, THE PRESIDENT AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND CFO REVIEWED THE TAX RETURN. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVED THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN WAS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OR A COMMITTEE DESIGNATED BY THE BOARD SHALL GENERALLY CONDUCT A REVIEW OF THE PRESIDENT'S PERFORMANCE ON AN ANNUAL BASIS. BASED ON THE PRESIDENT'S PERFORMANCE, DATA REGARDING COMPENSATION PROVIDED BY COMPARABLE ENTITIES TO THEIR PRESIDENTS, AND THE UNIVERSITY'S FISCAL CONDITION, THE BOARD OR A COMMITTEE OF THE BOARD MAY, IN ITS SOLE DISCRETION, INCREASE THE PRESIDENT'S ANNUAL SALARY. THE FORMER PRESIDENT'S COMPENSATION WAS APPROVED BY THE OFFICERS OF THE BOARD OF TRUSTEES EFFECTIVE 6/1/2010. AS A MEMBER OF A RELIGIOUS ORDER, THE PRESIDENT'S COMPENSATION WAS PAID TO HER ORDER. THE UNIVERSITY PROVIDED A HOUSE, A CAR, AND BENEFITS TO THE PRESIDENT. UTILITIES, MAINTENANCE AND OTHER OPERATING COSTS OF THE HOUSE AND CAR WERE ALSO PAID BY THE UNIVERSITY. THIS AGREEMENT ENDED JULY 1, 2016. THE SALARIES OF OTHER OFFICERS AND KEY EMPLOYEES WERE DETERMINED IN THE SAME WAY AS OTHER EXEMPT AND FACULTY EMPLOYEES. SALARIES ARE BENCHMARKED AGAINST THE MEDIAN OF 1784 COLLEGES AND UNIVERSITIES DESIGNATED AS MASTER'S RELIGIOUS BY THE CARNEGIE CLASSIFICATION. DATA FROM THE 184 COLLEGES AND UNIVERSITIES IS COLLECTED ANNUALLY BY THE HUMAN RESOURCES DEPARTMENT THROUGH THE COLLEGE AND UNIVERSITY PROFESSIONAL-HUMAN RESOURCES (CUPA-HR). THIS METHODOLOGY IS PART OF THE BOARD OF TRUSTEES APPROVED COMPENSATION PLAN. EMPLOYEES RECEIVED INCREASES EFFECTIVE 10/30/2016. INCREASE AMOUNTS VARIED DEPENDENT UPON THE INDIVIDUAL'S COMPA RATIO/GAP FROM THE TARGET MEDIAN SALARY. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 61,578. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 6,741. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 EDUCATION, HEALTH CARE & SOCIAL SERVICES MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE C 38740 CASH VALUE SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE K 80630 CASH VALUE