2018-11-12T15:46:09-06:00 2018-06-30 410746749 CLIFTONLARSONALLEN LLP 1966 GREENSPRING DRIVE SUITE 300 TIMONIUM MD 210934161 990 2017-07-01 363304707 LUTHERAN SERVICES IN AMERICA INCORPORATED LUTH 8006643848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 CHARLOTTE HABERAECKER PRESIDENT & CEO 8006643848 2018-11-12 1 DAVID TRIMNER P00444822 4104530900 67.137.57.251 2018-11-12 12:05:34 ES P 46DD177180BE520AABFFD8C298EF1949E67E62B8 48FB96C2C824C9A755BE195929E44C7DF1071BED 2017 2019-02-21 02:37:17Z CHARLOTTE HABERAECKER 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 3665973 0 X WWW.LUTHERANSERVICES.ORG X 1984 MD PROVIDE SERVICE TO OVER 300 LUTHERAN HEALTH & SOCIAL SERVICES AGENCIES - SEE PART III, LINE 1. 12 12 18 50 0 0 2746714 2944016 713716 655952 22656 32584 15460 33421 3498546 3665973 796270 836690 0 0 1532307 1549318 0 0 219012 1003714 1107077 3332291 3493085 166255 172888 2773770 2424141 1152232 629715 1621538 1794426 X LUTHERAN SERVICES IN AMERICA INCORPORATED (LSA) CHAMPIONS LUTHERAN SOCIAL MINISTRY BY BUILDING VALUABLE CONNECTIONS, AMPLIFYING OUR VOICES AND EMPOWERING OUR MEMBERS IN THEIR MISSION TO ANSWER GOD'S CALL TO LOVE AND SERVE OUR NEIGHBOR. 0 0 1782868 834340 303823 CREATING MEMBER SOLUTIONS:LUTHERAN SERVICES IN AMERICA CREATES THE ENVIRONMENT FOR THE MEMBERS OF OUR NETWORK TO LEARN, GROW AND THRIVE. WE CONVENE THE COMMUNITY BY CONNECTING OUR MEMBERS IN ORDER TO HELP SUSTAIN AND EXPAND THEIR SERVICES BY: - CREATING OPPORTUNITIES FOR PEER-TO-PEER LEARNING, NETWORK COLLABORATION, LEARNING COHORTS, CONFERENCES, WEBINARS AND GROUP PROJECTS. - FOSTERING COMMUNITIES OF PRACTICE, LUTHERAN SERVICES IN AMERICA BRINGS TOGETHER MEMBERS WITH SHARED INTERESTS AND CHALLENGES TO FIND INNOVATIVE SOLUTIONS SPECIFIC TO CHILDREN, YOUTH AND FAMILIES, PEOPLE WITH DISABILITIES, COMMUNITY RESILIENCE AND SENIOR SERVICES. - STRENGTHENING AND EXPANDING FAITH-BASED CONNECTIONS.PROGRAM SERVICE ACCOMPLISHMENTS:LUTHERAN SERVICES IN AMERICA CREATES VALUE FOR THE MEMBERS OF OUR NETWORK BY DEVELOPING NEW CAPABILITIES, FINDING SYNERGIES AND PROVIDING FUNDING, SERVICE AND PARTNERSHIP OPPORTUNITIES. WE WORK WITH GOVERNMENT FUNDERS, PRIVATE AND COMMUNITY FOUNDATIONS, INDIVIDUAL DONORS, MEMBERS AND CORPORATE PARTNERS TO DEVELOP OPPORTUNITIES AND BUILD CAPACITY THAT STRENGTHENS OUR NETWORK AND IMPROVES THE LIVES OF THE PEOPLE WE SERVE. FOR EXAMPLE, LUTHERAN SERVICES IN AMERICA LED AN INITIATIVE WITH 10 MEMBER ORGANIZATIONS THAT IMPROVED THE LIVES OF 4,000 CHILDREN AND YOUTH ACROSS THE COUNTRY FROM REDUCING JUVENILE JUSTICE RE-ARREST RATES TO IMPROVING FOSTER CARE GRADUATION RATES. LUTHERAN SERVICES IN AMERICA ALSO IMPROVED THE LIVES OF 2,000 SENIORS LAST YEAR THROUGH INNOVATIVE SOLUTIONS THAT ENABLED SENIORS TO ACHIEVE A HIGHER QUALITY OF LIFE, STAY CONNECTED AND REMAIN HEALTHY IN THEIR HOME AND COMMUNITY. 576036 345844 LEADERSHIP DEVELOPMENT AND EVENTS:LSA PROVIDES PROGRAMS FOR OUR MEMBERS TO DRIVE DEVELOPMENT AND GROWTH THROUGH EVENTS, CONFERENCES AND NETWORKING OPPORTUNITIES THAT HELP FORM VALUABLE CONNECTIONS, DRIVE LEARNING AND STRENGTHEN COLLABORATION. SIGNATURE LEADERSHIP DEVELOPMENT EVENTS INCLUDE THE CEO ACADEMY AND THE LSA ANNUAL CONFERENCE. THROUGH THESE EVENTS AND PARTNERSHIP INITIATIVES, LSA SEEKS TO LEVERAGE EXPERTISE TO IDENTIFY SOLUTIONS TO THE UNIQUE NEEDS OF INDIVIDUAL ORGANIZATIONS AND SHARED APPROACHES TO THE NEEDS OF MULTIPLE ORGANIZATIONS AND THE NETWORK AS A WHOLE. WE CREATE OPPORTUNITIES AND THE ENVIRONMENT FOR LEADERSHIP DEVELOPMENT AND THE EXCHANGE OF KNOWLEDGE TO HELP OUR MEMBERS NURTURE THEIR FAITH-BASED MISSIONS, SHARE BEST PRACTICES, IDENTIFY SOLUTIONS TO DRIVE SUSTAINABILITY AND PERFORMANCE, ENHANCE NETWORKING, FOSTER INNOVATION, REPLICATE AND SCALE PROGRAMS AND FACILITATE COLLABORATION. THIS INCLUDES PROVIDING TRAINING RELATED MATERIALS, NEWSLETTERS AND OTHER RESOURCES TO HELP SUPPORT OUR MEMBER ORGANIZATIONS. 268768 2350 4920 ADVOCACY & PUBLIC POLICY:BY HARNESSING THE COLLECTIVE VOICE OF OUR MEMBERS, LUTHERAN SERVICES IN AMERICA ADVOCATES FOR AMERICA'S MOST VULNERABLE PEOPLE. WE DEVELOP TOOLS, RESOURCES AND TRAININGS THAT ENHANCE THE ABILITY OF THE MEMBERS OF OUR NETWORK TO ADVANCE PUBLIC POLICIES THAT SUPPORT THEIR WORK AND BENEFIT THE PEOPLE THEY SERVE. LUTHERAN SERVICES IN AMERICA PROVIDES ACCESS TO FEDERAL LEGISLATORS AND THE ADMINISTRATION, RAISES THE AWARENESS OF KEY POLICY ISSUES, SHARES INFORMATION, CONDUCTS ADVOCACY TRAINING, PROVIDES IN-DEPTH ISSUES ANALYSIS AND IS A SOURCE OF EXPERTISE, RESOURCES AND TOOLS. WE ALSO PROVIDE SPECIFIC ADVOCACY SUPPORT TO OUR MULTIPLE NETWORKS AND CATEGORIES OF MEMBERSHIP, SUCH AS DISABILITY SERVICES. FOR INSTANCE, LUTHERAN SERVICES IN AMERICA ADVOCATED TO PROTECT THE TWO-THIRDS OF SENIORS IN NURSING HOMES, 39% OF AMERICAN CHILDREN AND OVER 10 MILLION PEOPLE LIVING WITH DISABILITIES FROM HUNDREDS OF BILLIONS OF DOLLARS IN CUTS TO MEDICAID. LUTHERAN SERVICES IN AMERICA ALSO PROVIDED ADVOCACY TRAINING FOR ALMOST 100 PEOPLE IN ITS MEMBER ORGANIZATIONS TO EMPOWER THEM TO EFFECTIVELY ENGAGE IN ADVOCACY AND COMMUNICATE WITH THEIR LAWMAKERS AT THE FEDERAL, STATE AND LOCAL LEVELS. 132715 0 1365 RAISING VISIBILITY:LUTHERAN SERVICES IN AMERICA IS THE VOICE OF LUTHERAN SOCIAL MINISTRY. BY TELLING A CLEAR AND CONSISTENT STORY THROUGH A UNIFIED VOICE AND BRAND, LUTHERAN SERVICES IN AMERICA SUPPORTS THE MEMBERS OF OUR NETWORK BY RAISING THE PROFILE OF THEIR WORK AND CONTRIBUTIONS. THESE EFFORTS INCLUDE:- RAISING THE VISIBILITY OF THE LUTHERAN SERVICES IN AMERICA NETWORK ACROSS A RANGE OF TOUCHPOINTS INCLUDING PRINT, DIGITAL AND BROADCAST MEDIA.- LEADING COMMUNICATIONS THROUGH OUR WEBSITE, PRINT AND DIGITAL COLLATERAL, RESOURCES MATERIALS, ELECTRONIC PUBLICATIONS, SOCIAL MEDIA AND REPORTS.- CONDUCTING OUTREACH TO PRESS, ALLIES, PARTNERS AND OPINION LEADER AUDIENCES.LUTHERAN SERVICES IN AMERICA RECEIVED THE REBRAND 100 GLOBAL AWARD FOR HAVING ONE OF THE TOP 100 BRAND TRANSFORMATIONS IN THE WORLD. 132715 0 1365 2760387 1 1 0 1 0 0 0 0 1 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 27 0 18 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS NV NH NJ NC ND OH OK OR PA RI SC TN UT WA WV WI VA DC NM NY AR MO X BOLA SODEINDE DIRECTOR OF BUSINESS OPERATIONS 2024995848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 MR DAVID FENOGLIETTO DIRECTOR; CHAIR 2.00 X X 0 0 0 MS BETTY L OLDENKAMP DIRECTOR; VICE CHAIR 1.00 X X 0 0 0 MR JAMES P ZILS DIRECTOR; TREASURER 1.00 X X 0 0 0 MR DAVID SWARTLING DIRECTOR; SECRETARY 1.50 X X 0 0 0 MS JUNIA JOHN-STRAKER DIRECTOR 1.00 X 0 0 0 MS JANE ISAACS LOWE DIRECTOR 1.00 X 0 0 0 MS JODI HARPSTEAD DIRECTOR 1.00 X 0 0 0 MS JULIE E SWANSON DIRECTOR 1.00 X 0 0 0 MR KENNETH DALY DIRECTOR 1.00 X 0 0 0 REV KEVIN D ROBSON DIRECTOR 1.00 X 0 0 0 MR LARRY BRADSHAW DIRECTOR 1.00 X 0 0 0 REV DR STEPHEN P BOUMAN DIRECTOR 1.00 X 0 0 0 DR BRUCE KINTZ DIRECTOR - END JUNE 2017 1.00 X 0 0 0 REV DR DONALD FONDOW DIRECTOR - END JUNE 2017 1.00 X 0 0 0 REV MELODY EASTMAN DIRECTOR - END JUNE 2017 1.00 X 0 0 0 MS CHRISTIE HINRICHS DIRECTOR - END JUNE 2017 1.00 X 0 0 0 REV KURT F KUSSEROW DIRECTOR - END JUNE 2017 1.00 X 0 0 0 MS ANN VAZQUEZ DIRECTOR - END JUNE 2017 1.00 X 0 0 0 REV J BART DAY DIRECTOR - END JUNE 2017 1.00 X 0 0 0 PATRICIA DAVENPORT DIRECTOR - END JUNE 2017 1.00 X 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 40.00 X 237238 0 12528 STANLEY BERMAN CFO 8.50 X 51143 0 0 ALESIA FRERICHS VP MEMBER ENGAGEMENT 40.00 X 148208 0 17199 RACHEL KERESTES VP EXTERNAL AFFAIRS 40.00 X 129774 0 10873 566363 0 40600 3 0 1 0 PREMIER HEALTHCARE SOLUTIONS 13034 BALLANTYNE CORPORATE PLACE CHARLOTTE NC 28277 PREPARE MARKET ASSESSMENT OF OPPORTUNITI 144165 1 925528 2018488 2944016 EDUCATIONAL EVENTS 541900 343041 343041 CONSULTING AND SUPPORT 541610 312911 312911 655952 32584 32584 33421 33421 3665973 655952 0 66005 836690 836690 300910 193010 96316 11584 1070908 909831 161077 32167 32167 54241 1315 52926 91092 91092 23379 360 12993 10026 111042 7082 103960 280538 274879 5659 1314 1107 207 225428 147072 53717 24639 32861 24127 5501 3233 116597 78531 36749 1317 252589 252311 278 2499 250 2249 8909 8909 MEMBERSHIP & REGISTRATI 32218 22770 9448 HOSPITALITY & REPRESENT 13552 7216 6336 E-COMMERCE SERVICES 5951 3836 845 1270 NONPAYROLL TAXES 200 200 3493085 2760387 513686 219012 233964 278370 2402247 1881475 91000 90077 24911 22379 19149 47854 15495 15495 2499 0 103986 2773770 2424141 221825 168885 316562 101055 483332 274823 112825 84952 17688 0 1152232 629715 X 1457973 1504959 163565 289467 1621538 1794426 2773770 2424141 172888 0 X 0 1 X 1 0 X 1380292 1913072 2542276 2746714 2944016 11526370 474579 471683 595602 713716 655952 2911532 1854871 2384755 3137878 3460430 3599968 14437902 19300 46616 23733 77283 81760 248692 155565 133254 179193 186090 85932 740034 174865 179870 202926 263373 167692 988726 13449176 65937 64261 45769 38116 66005 280088 20 20 65937 64261 45789 38116 66005 280108 1920808 2449016 3183667 3498546 3665973 14718010 0.91380 0.90990 0.01900 0.02080 X 0 0 8530 7174 15704 3477381 3493085 324654 81164 0 0 316615 324654 641269 961904 34678 15704 50382 79154 81164 160318 240477 25547 8530 34077 0 1 X 15495 15495 0 0 X 3665973 0 3665973 0 3665973 3493085 0 3493085 0 3493085 PART IV, LINE 2B: THE ORGANIZATION FACILITATES COLLABORATION AMONG ITS MEMBERS FOR THE PURPOSE OF ADVANCING THE MINISTRIES OF THE MEMBERS. THE COLLABORATIVE GROUPS ARE CALLED NETWORKS. THE ORGANIZATION PROVIDES FISCAL AGENT SERVICES FOR SOME OF THESE NETWORKS, WHICH ARE REFERRED TO AS MANAGED NETWORKS IN THE FINANCIAL STATEMENTS. CASH HELD FOR MANAGED NETWORKS AND THE RELATED DEPOSIT LIABILITY WAS $84,952 AND $112,825 AT JUNE 30, 2018 AND 2017, RESPECTIVELY. PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AS AN ORGANIZATION, WHICH IS NOT A PRIVATE FOUNDATION. THE ORGANIZATION IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES. UNRELATED BUSINESS INCOME MAY BE SUBJECT TO FEDERAL AND STATE INCOME TAXES. MANAGEMENT BELIEVES THAT IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION UNDER THE ACCOUNTING CODIFICATION GUIDANCE. 1 LUTHERAN SOCIAL SERVICE OF MINNESOTA 2485 COMO AVENUE ST PAUL MN 55108 410872993 501(C)(3) 354183 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE LUTHERAN SOCIAL SERVICES OF NORTH DAKOTA 3911 20TH AVENUE SOUTH FARGO ND 58107 450226421 501(C)(3) 464872 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE 2 0 PART I, LINE 2: AS PROVIDED WITHIN THE SUB-GRANT AGREEMENTS, WORK IS PERFORMED IN ACCORDANCE WITH A WORKPLAN DEVELOPED AT THE START OF THE GRANT. LSA RECEIVES MONTHLY FINANCIAL AND NONFINANCIAL REPORTING OF PROGRESS FROM EACH, WITH MORE FORMAL REPORTING QUARTERLY AND ANNUALLY. X X X 0 0 0 0 0 0 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 237238 0 0 0 0 0 6603 0 5925 0 249766 0 0 0 ALESIA FRERICHS VP MEMBER ENGAGEMENT 148208 0 0 0 0 0 4314 0 12885 0 165407 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 LSA HAS CLASS A AND CLASS B MEMBERS. EACH CLASS A MEMBER SHALL BE REPRESENTED BY ONE (1) INDIVIDUAL WHO SHALL BE ITS REPRESENTATIVE AND SHALL VOTE ON ITS BEHALF. THE REPRESENTATIVE SHALL BE THE CLASS A MEMBER'S CHIEF STAFF EXECUTIVE OR THE CHIEF STAFF EXECUTIVE'S DULY APPOINTED REPRESENTATIVE. EACH REPRESENTATIVE OF A CLASS A MEMBER SHALL HAVE ONE (1) VOTE ON ANY MATTER PRESENTED TO THE MEMBERS FOR A VOTE. THE CLASS A MEMBERS SHALL BE REQUIRED TO PAY DUES IN ORDER TO BE CLASS A MEMBERS OF THE CORPORATION. EACH CLASS B MEMBER SHALL APPOINT ONE (1) INDIVIDUAL WHO SHALL BE ITS REPRESENTATIVE AND SHALL VOTE ON ITS BEHALF. EACH REPRESENTATIVE OF A CLASS B MEMBER SHALL HAVE ONE (1) VOTE ON ANY MATTER PRESENTED TO THE MEMBERS FOR A VOTE. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS SHALL BE COMPOSED OF NOT LESS THAN 10 NOR MORE THAN 13 TOTAL BOARD MEMBERS. FROM 4 TO 6 MEMBERS ARE ELECTED BY THE CLASS A MEMBERS, EACH OF THE TWO CHURCH BODIES APPOINTS 1 MEMBER, AND 4 TO 6 ARE ELECTED BY THE OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B ONCE THE BUDGET HAS BEEN APPROVED IN WRITING BY THE CLASS B MEMBERS OF THE ORGANIZATION, BY A SUPERMAJORITY OF AT LEAST 80%, THE BOARD OF DIRECTORS RECOMMENDS THE BUDGET FOR APPROVAL BY THE MEMBERS ATTENDING THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND SUBSEQUENTLY MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY DIRECTOR AND EVERY EMPLOYEE COMPLETES THE CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. POTENTIAL CONFLICTS ARE EVALUATED AND RESOLVED. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS RECOMMENDED BY THE EXECUTIVE COMMITTEE OF THE INDEPENDENT BOARD OF DIRECTORS AND APPROVED BY THE FULL BOARD. IN 2015, AN INDEPENDENT COMPENSATION CONSULTANT COMPLETED A REVIEW OF THE CEO'S COMPENSATION PACKAGE. COMPENSATION FOR OTHER EMPLOYEES IS DETERMINED AND/OR APPROVED BY THE CEO WITHIN THE CONFINES OF A PERSONNEL BUDGET APPROVED BY THE BOARD OF DIRECTORS. THE PROCESS FOR OTHER EMPLOYEES LAST TOOK PLACE IN 2018. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY UPON REQUEST. FINANCIAL STATEMENTS AND WHISTLEBLOWER POLICY ARE POSTED ON THE WEBSITE, WWW.LUTHERANSERVICES.ORG.