2018-10-15T15:47:35-05:00 2017-12-31 420714325 RSM US LLP 201 FIRST ST SE SUITE 800 CEDAR RAPIDS IA 52401 990PF 2017-01-01 454047901 MARION AND HENRY BLOCH FAMILY FOUNDATION MARI 8168544361 1 H AND R BLOCK WAY KANSAS CITY MO 641051905 DAVID P MILES PRESIDENT 8168544361 2018-10-11 1 SHAWNA HULS P01315330 3192985333 69.174.87.132 2018-10-11 15:49:13 CD P B13405A3E646ECF240092223E5C62FB333DDA40F 011BD63129C2C3C3262605A65B6A2C7C42934B20 2017 2018-06-14 16:35:46Z X 283340434 X X 1281 1281 5396202 4294611 6614267 44248813 7499164 30461396 395940 42473146 12190996 0 0 0 6487 324 6163 61273 33887 7526 1844695 900283 468818 116892 32662 0 17784 889 16895 8217 822 7395 44297 1150 36019 2099645 970017 542816 12086449 12086449 14186094 970017 12629265 28287052 11220979 365784 413102 413102 13467287 14643410 14643410 241116245 267960557 267960557 92984 323365 323365 255042300 283340434 283340434 27046 38128 27046 38128 X 255015254 283302306 255015254 283302306 255042300 283340434 255015254 28287052 0 283302306 0 283302306 COMMERCE BONDS 455847 455847 455847 OAKWOOD REAL ESTATE PARTNERS I 163374 163374 0 0 PASSTHROUGH FROM SCH K-1 OAKWOOD REAL ESTATE PARTNERS I 335168 335168 335168 CHARLES SCHWAB 31501192 25617883 5883309 5883309 WELLINGTON CTF DIH 2500000 2819930 -319930 -319930 PASSTHROUGH FROM SCH K-1 WELLINGTON CTF DIH 716832 716832 716832 OCTAVIAN OFFSHORE 21460 33076 -11616 -11616 LOOMIS SAYLES 6144 6144 6144 PASSTHROUGH FROM SCH K-1 LOOMIS SAYLES 148093 148093 148093 GARDNER RUSSO 205127 137669 67458 67458 COLCHESTER 6580447 6619431 -38984 -38984 COMMERCE TORTOISE SALE OF UNITS 1137037 1262035 -124998 -124998 PASSTHROUGH FROM SCH K-1 COMMERCE TORTOISE 17951 17951 17951 WELLINGTON CTF DURABLES 12246 12246 12246 PASSTHROUGH FROM SCH K-1 WELLINGTON CTF DURABLES 46520 46520 46520 OAKWOOD REAL ESTATE PARTNERS II 17353 17353 0 0 PASSTHROUGH FROM SCH K-1 OAKWOOD REAL ESTATE PARTNERS II 35318 35318 35318 WINGATE 78712 -78712 -78712 DOVER STREET IX 73344 73344 73344 PASSTHROUGH FROM SCH K-1 LITTLEJOHN 14230 14230 14230 AXIOM ASIA 0 0 PASSTHROUGH FROM SCH K-1 AXIOM ASIA 36130 36130 36130 ENCAP INVESTMENTS 186 -186 -186 SALES TAX CREDIT D 2017-01-04 2017-12-31 225000 225000 225000 7499164 0 12858929 249065213 0.051629 13270716 261508339 0.050747 8417928 268330144 0.031372 6170651 252916578 0.024398 3093192 118196488 0.026170 0.184316 0.036863 270027662 9954030 112210 10066240 12629265 X 112210 0 112210 0 112210 110950 30000 0 140950 X 0 28740 28740 0 0 0 0 0 0 0 0 0 0 0 1 1 MO 1 0 0 0 0 1 BLOCHFAMILYFOUNDATION.ORG DAVID MILES 8168544372 1 H R BLOCK WAY KANSAS CITY MO 64105 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HENRY W BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 CHAIRMAN EMERITUS & DIRECTOR 5.00 0 0 0 THOMAS M BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 CHAIRMAN & DIRECTOR 5.00 0 0 0 ROBERT L BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 VICE CHAIRMAN, TREASURER & DIRECTOR 0.50 0 0 0 MARY JO BROWN 1 H R BLOCK WAY KANSAS CITY MO 64105 ASSISTANT SECRETARY & DIRECTOR 0.50 0 0 0 BRUCE C DAVISON 1 H R BLOCK WAY KANSAS CITY MO 64105 VICE CHAIRMAN & DIRECTOR 0.50 0 0 0 WILLIAM A HALL 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 EDWARD T MATHENY JR 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 JOHN R PHILLIPS 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 MORTON I SOSLAND 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 ELIZABETH A UHLMANN 1 H R BLOCK WAY KANSAS CITY MO 64105 SECRETARY & DIRECTOR 0.50 0 0 0 EVAGELINE RICH 1 H R BLOCK WAY KANSAS CITY MO 64105 ASSISTANT TREASURER 0.50 0 0 0 DAVID P MILES - SEE STMT 15 1 H R BLOCK WAY KANSAS CITY MO 64105 PRESIDENT 30.00 169571 17348 0 NONE 0 HRB MANAGEMENT INC 1 H R BLOCK WAY KANSAS CITY MO 64105 MANAGEMENT 427159 CAMBRIDGE ASSOCIATES LLC 100 SUMMER STREET BOSTON MA 02110 INVESTMENT ADVISOR 319971 0 0 259681901 14457857 0 274139758 0 0 274139758 4112096 270027662 13501383 13501383 112210 112210 13389173 0 13389173 0 13389173 12629265 0 12629265 112210 12517055 13389173 12046458 0 0 12629265 12046458 0 0 582807 0 0 0 0 0 0 0 0 12806366 0 0 0 HENRY W BLOCH MARION HENRY BLOCH FAMILY FOUNDATIO ONE HR BLOCK WAY KANSAS CITY MO 64105 8168544361 VISIT BLOCHFAMILYFOUNDATION.ORG FOR GRANT APPLICATIONS AND SUBMISSION GUIDELINES. VISIT BLOCHFAMILYFOUNDATION.ORG FOR CURRENT SUBMISSION DEADLINES. THE FOUNDATION GENERALLY MAKES ONE-YEAR GRANTS. HOWEVER, THE FOUNDATION WILL CONSIDER MULTI-YEAR REQUESTS. GRANTS ARE MADE ONLY TO TAX EXEMPT 501(C)(3) ORGANIZATONS THAT ARE NOT CLASSIFIED AS PRIVATE FOUNDATIONS. THE FOUNDATION CONSIDERS SUPPORT FOR ORGANIZATIONS THAT ARE BASED IN AND SERVICE RESIDENTS WITHIN THE GREATER KANSAS CITY AREA. ACADEMY FOR THE INTEGRATED ARTS 5604 TROOST KANSAS CITY MO 64110 PC ACCELERATING LITERACY LEARNING THROUGH THE ARTS AND AUTHENTIC PROJECT WORK 40000 ALZHEIMER'S ASSOCIATION - HEART OF AMERICA CHAPTER 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 500 AMERICAN PUBLIC SQUARE INC 4747 TROOST AVE STE 211 KANSAS CITY MO 64110 PC MATCHING GIFT 580 ARTS KC-REGIONAL ARTS COUNCIL 106 SOUTHWEST BLVD KANSAS CITY MO 64108 PC MATCHING GIFT 666 AVILA UNIVERSITY 11901 WORNALL ROAD KANSAS CITY MO 64145 PC MARION AND HENRY BLOCH ENDOWED SCHOLARSHIP FUND 25000 CHILDREN'S MERCY HOSPITAL 2401 GILLHAM ROAD KANSAS CITY MO 641084619 PC PROMISE 1000 75000 CHILDREN'S MERCY HOSPITAL 3120 WEST 68TH STREET MISSION HILLS KS 66208 PC MATCHING GIFT 10630 CITY YEAR KANSAS CITY 415 DELAWARE ST FL 3 KANSAS CITY MO 64105 PC FUNDS TO SUPPORT START-UP OF CITY YEAR KANSAS CITY. 100000 DONNELLY COLLEGE 608 N 18TH STREET KANSAS CITY KS 66102 PC MARION BLOCH ENDOWED SCHOLARSHIP FUND. 25000 FREMAR FOUNDATION 2816 W 87TH TERRACE LEAWOOD KS 66206 PC MATCHING GIFT 200 FRIENDS OF CHAMBER MUSIC 4835 WYANDOTTE ST STE 201 KANSAS CITY MO 64112 PC MATCHING GIFT 3000 FRIENDS OF UNIVERSITY ACADEMY 4049 PENNSYLVANIA AVE STE 400 KANSAS CITY MO 64111 PC MATCHING GIFT 6150 FRONT PORCH ALLIANCE 3210 MICHIGAN AVE KANSAS CITY MO 64109 PC MATCHING GIFT 2500 GREATER KANSAS CITY COMMUNITY FOUNDATION 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 PC SUPPORT FOR THE HENRY W. BLOCH SCHOOL OF MANAGEMENT AT UMKC 4500000 HARRY S TRUMAN LIBRARY INSTITUTE FOR NATIONAL AND INTERNATIONAL AFFAIRS 500 W US HIGHWAY 24 INDEPENDENCE MO 64050 PC MATCHING GIFT 2000 HARVESTERS - THE COMMUNITY FOOD NETWORK 3801 TOPPING AVE KANSAS CITY MO 64129 PC MATCHING GIFT 3000 HEART OF AMERICA SHAKESPEARE FESTIVAL OF GREATER KANSAS CITY 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC MATCHING GIFT 250 HIGH ASPIRATIONS 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 400 HYMAN BRAND HEBREW ACADEMY 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC MATCHING GIFT 2500 HYMAN BRAND HEBREW ACADEMY 3617 WEST 64TH STREET OVERLAND PARK KS 662111800 PC ONGOING PROGRAMS AND OPERATIONS 100000 JEWISH COMMUNITY CENTER OF GREATER KANSAS CITY 5801 WEST 115TH STREET OVERLAND PARK KS 662111800 PC ONGOING PROGRAMS AND OPERATIONS 15000 JEWISH COMMUNITY RELATIONS BUREAU-AMERICAN JEWISH COMMITTEE 5801 W 115TH STREET STE 201 OVERLAND PARK KS 66211 PC ONGOING PROGRAMS AND OPERATIONS 40000 JEWISH FAMILY SERVICES 5801 W 115TH STREET SUITE 103 OVERLAND PARK KS 66211 PC ONGOING PROGRAMS AND OPERATIONS 25000 JEWISH FAMILY SERVICES 5801 W 115TH STREET SUITE 103 OVERLAND PARK KS 66211 PC BROOKSIDE FOOD PANTRY EXPANSION 35000 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH STREET SUITE 201 OVERLAND PARK KS 662111800 PC CAMPUS SECURITY ENHANCEMENTS 30000 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH STREET SUITE 201 OVERLAND PARK KS 662111800 PC MATCHING GIFT 9333 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH STREET SUITE 201 OVERLAND PARK KS 662111800 PC ONGOING PROGRAMS AND OPERATIONS 250000 JEWISH VOCATIONAL SERVICE 4600 THE PASEO KANSAS CITY MO 641100000 PC SUPPORT FOR IMMIGRATION SERVICES 3000 KANSAS CITY ART INSTITUTE 4415 WARWICK BLVD KANSAS CITY MO 64111 PC FUNDS TO SUPPORT THE ESTABLISHMENT OF THE MARION AND HENRY BLOCH SCHOLARSHIP FUND 25000 KANSAS CITY PUBLIC LIBRARY 14TH W 10TH ST KANSAS CITY MO 64105 PC MATCHING GIFT 200 KANSAS CITY REPERTORY THEATRE 4825 TROOST AVE STE 106 KANSAS CITY MO 641102229 PC KCREP CREATIVE FUTURE FUND 100000 KANSAS CITY REPERTORY THEATRE HALLMARK CARDS INC - 2600 GRAND AVENUE SUITE 450 KANSAS CITY MO 64108 PC MATCHING GIFT 10000 KAUFFMAN CENTER FOR THE PERFORMING ARTS 1601 BROADWAY KANSAS CITY MO 64108 PC SECURITY SYSTEM UPGRADE 57000 KCPT- PUBLIC TELEVISION 19 125 E 31ST ST KANSAS CITY MO 64108 PC MATCHING GIFT 2000 LIBERTY MEMORIAL ASSOCIATION DBA NATIONAL WORLD WAR I MUSEUM AND MEMORIAL 2 MEMORIAL DR KANSAS CITY MO 64108 PC ONGOING PROGRAM AND OPERATIONS 225000 MATTIE RHODES COUNSELING & ARTS CENTER 1740 JEFFERSON ST KANSAS CITY MO 64108 PC MATTIE RHODES CULTURAL CENTER 150000 METROPOLITAN COMMUNITY COLLEGE FOUNDATION 3200 BROADWAY KANSAS CITY MO 64111 PC STUDENT SUCCESS CENTER AT MCC-PENN VALLEY 250000 MID-AMERICA REGIONAL COUNCIL COMMUNITY SERVICES CORPORATION 600 BROADWAY KANSAS CITY MO 64105 PC DOUBLE UP BUCKS AND BEANS&GREENS FOR METRO KANSAS CITY 50000 MIDWEST CENTER FOR HOLOCAUST EDUCATION 5801 W 115TH ST STE 106 OVERLAND PARK KS 662111800 PC ONGOING PROGRAMS AND OPERATIONS 5000 NEW REFORM TEMPLE 7100 MAIN ST KANSAS CITY MO 64114 PC MATCHING GIFT 15000 NOURISH KC 11 E 40TH ST KANSAS CITY MO 641114909 PC THE COLLABORATION PROJECT 75000 OPERATION BREAKTHROUGH 3039 TROOST AVE KANSAS CITY MO 64109 PC BRIDGE TO A BRIGHTER FUTURE CAPITAL CAMPAIGN 150000 OPERATION BREAKTHROUGH 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 900 PEMBROKE HILL SCHOOL 5121 STATE LINE RD KANSAS CITY MO 64112 PC MATCHING GIFT 1000 PLAZA ACADEMY 3930 BROADWAY BOULEVARD KANSAS CITY MO 641112517 PC MATCHING GIFT 1500 PLAZA ACADEMY 3930 BROADWAY BOULEVARD KANSAS CITY MO 641112517 PC PLAZA ACADEMY CAPITAL CAMPAIGN 56700 POLICE FOUNDATION OF KANSAS CITY PO BOX 25198 KANSAS CITY MO 64119 PC MATCHING GIFT 2000 RESTART INC 918 E 9TH ST KANSAS CITY MO 64106 PC MATCHING GIFT 500 RIGHTFULLY SEWN 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC MATCHING GIFT 3330 RONALD MCDONALD HOUSE CHARITIES OF KANSAS CITY 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 700 SAINT LUKE'S HOSPITAL FOUNDATION 2101 W 67TH ST MISSION HILLS KS 66208 PC MATCHING GIFT 5700 SAINT LUKE'S HOSPITAL FOUNDATION 4225 BALTIMORE AVENUE KANSAS CITY MO 641112304 PC FOR THE USE AND BENEFIT OF MARION BLOCH NEUROSCIENCES INSTITUTE 2400000 SASONE COMMITTEE AT THE JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH ST STE 201 OVERLAND PARK KS 662111800 PC ONGOING PROGRAMS AND OPERATIONS 10000 SOUTHWEST HIGH SCHOOL EXCELLENCE FUND 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 PC FUNDS TO SUPPORT THE CONTINUATION OF EFFORTS TO REOPEN SOUTHWEST HIGH SCHOOL 50000 SPAY AND NEUTER KANSAS CITY 1116 E 59TH ST KANSAS CITY MO 64110 PC MATCHING GIFT 1000 ST PAUL'S EPISCOPAL DAY SCHOOL 4041 MAIN ST KANSAS CITY MO 64111 PC MATCHING GIFT 2000 THE CHILDREN'S PLACE 2101 W 67TH ST MISSION HILLS KS 66208 PC MATCHING GIFT 2000 THE CHILDREN'S SPOT 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC MATCHING GIFT 200 THE CITY OF FOUNTAINS FOUNDATION 6320 BROOKSIDE PLAZA SUITE 213 KANSAS CITY MO 64113 PC SUPPORT FOR CONSTRUCTION OF A MONUMENT THAT REPRESENTS THE ORGANIZATION'S MISSION 25000 THE CITY OF FOUNTAINS FOUNDATION PO BOX 9193 SHAWNEE MISSION KS 662011793 PC FUNDS TO SUPPORT RENOVATION OF THE SEA HORSE FOUNTAIN ON MEYER CIRCLE 5000 THE FAMILY CONSERVANCY 444 MINNESOTA AVENUE SUITE 200 KANSAS CITY KS 66101 PC CLASS INSTITUTE 50000 THE FOUNDATION FOR SHAWNEE MISSION MEDICAL CENTER 7315 E FRONTAGE ROAD STE 221 SHAWNEE MISSION KS 66204 PC CONSTRUCTION OF THE B.E. SMITH FAMILY CENTER 150000 THE JEWISH COMMUNITY FOUNDATION OF GREATER KANSAS CITY 5801 WEST 115TH STREET SUITE 104 OVERLAND PARK KS 66211 PC SUPPORT FOR MILLENNIAL ENGAGMENT PROJECTS 18000 THE NATIONAL MUSEUM OF TOYS AND MINIATURES SUPPORT FUND 2101 W 67TH ST MISSION HILLS KS 66208 PC MATCHING GIFT 2000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC MATCHING GIFT 15326 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS TO SUPPORT RENOVATIONS TO GALLERIES THAT WILL DISPLAY THE BLOCH COLLECTION 500000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS TO SUPPORT TECHNOLOGY UPGRADES, EDUCATION PROGRAMS, MEMBERSHIPS, ETC. 1761150 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC SUPPORT INTERNATIONAL PRESS AND NATIONAL ART TRADES 8715 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS IN SUPPORT OF SELECTED RENOVATIONS TO MAINTAIN BUILDING 96850 THE TEMPLE CONGREGATION B'NAI JEHUDAH 12320 NALL AVE OVERLAND PARK KS 66209 PC MATCHING GIFT 1463 THE WORNALLMAJORS HOUSE MUSEUMS 6115 WOMALL RD KANSAS CITY MO 64113 PC MATCHING GIFT 200 TRUMAN MEDICAL CENTER CHARITABLE FOUNDATION 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 5000 UMKC FOUNDATION 5100 ROCKHILL RD AC 229 ROOM 202 KANSAS CITY MO 641102499 PC FUNDS TO SUPPORT CONSTRUCTION OF THE SCHOOL OF COMPUTING AND ENGINEERING SCIENCE BUILDING. 250000 UMKC FOUNDATION 5100 ROCKHILL RD AC 229 ROOM 202 KANSAS CITY MO 641102499 PC MARION AND HENRY BLOCH ENDOWED SCHOLARSHIP AT THE HENRY W. BLOCH SCHOOL OF MANAGEMENT. 25000 UMKC FOUNDATION DD RANCH LEAWOOD HALLBROOK 1 OFFICE BUILDING 11150 OVERBROOK SUITE 110 LEAWOOD KS 66211 PC MATCHING GIFT 46400 UNITED SERVICE ORGANIZATIONS 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC MATCHING GIFT 200 UNITED WAY OF GREATER KANSAS CITY 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC MATCHING GIFT 6040 UNITED WAY OF GREATER KANSAS CITY 801 W 47TH STREET SUITE 500 KANSAS CITY MO 64112 PC TOCQUEVILLE SOCIETY 2017 25000 UNIVERSITY ACADEMY 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 2166 UNIVERSITY OF KANSAS ENDOWMENT ASSOC 2101 W 67TH ST MISSION HILLS KS 66208 PC MATCHING GIFT 7000 UNIVERSITY OF MISSOURI KANSAS CITY THE BLOCH SCHOOL OF MANAGEMENT AT UMKC 225 BLOCH HERITAGE HALL 5100 R KANSAS CITY MO 641102499 PC SUPPORT FOR RENOVATION PLANNING FOR HERITAGE HALL 50000 UNIVERSITY OF MISSOURI-COLUMBIA 104 JESSE HALL COLUMBIA MO 65211 PC MATCHING GIFT 6000 UNIVERSITY OF NEBRASKA FOUNDATION 2285 S 67TH ST STE 200 OMAHA NE 68106 PC MATCHING GIFT 1000 VAAD HAKASHRUTH OF KANSAS CITY 9900 ANTIOCH OVERLAND PARK KS 66212 PC ONGOING PROGRAMS AND OPERATIONS 4000 VILLAGE SHALOM INC 5500 W 123RD STREET OVERLAND PARK KS 662093193 PC ONGOING PROGRAMS AND OPERATIONS 30000 WASHINGTON UNIVERSITY IN ST LOUIS OLIN SCHOOL OF BUSINESS WASHINGTON UNIVERSITY CB1133 ONE BROOKINGS DRI ST LOUIS MO 631304899 PC MATCHING GIFT 10000 WAYSIDE WAIFS INC 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC MATCHING GIFT 500 WILLIAM JEWELL COLLEGE ADVANCEMENT 500 COLLEGE HILL LIBERTY MO 64068 PC MATCHING GIFT 3000 WILLIAM JEWELL COLLEGE ADVANCEMENT 500 COLLEGE HILL LIBERTY MO 64068 PC HENRY W. BLOCH SCHOLARSHIP FUND. 25000 12086449 THE NELSON-ATKINS MUSEUM OF ART 4525 OAK STREET KANSAS CITY MO 64111 PC PLEDGED GRANT 4000000 4000000 14 1281 14 5396202 18 6614267 UNREALIZED GAIN (LOSS) ON INVESTMENTS 14 30461396 0 42473146 0 42473146 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND AUDIT FEES 61273 33887 7526 FORM 990-PF, PART VIII, LINE 1, OFFICER COMPENSATION THE FOUNDATION HAS NO EMPLOYEES. ALL MANAGEMENT SERVICES ARE PROVIDED THROUGH HRB MANAGEMENT, INC. WHO IS PAID A MANAGEMENT FEE AS DISCLOSED IN PART VIII, LINE 3, HIGHLY PAID CONTRACTORS. OFFICER DAVID P. MILES IS AN EMPLOYEE OF AND IS PAID BY HRB MANAGEMENT, INC. PURSUANT TO THE FORM 990-PF INSTRUCTIONS, THE PORTION OF THE COMPENSATION PAID TO THE MANAGEMENT SERVICES COMPANY (HRB MANAGEMENT, INC.) THAT RELATES TO SERVICES PROVIDED BY THE FOUNDATION OFFICER, DAVID P. MILES, IS REPORTED IN PART VIII, LINE 1, OFFICER COMPENSATION AS IF THE FOUNDATION HAD PAID THE OFFICER DIRECTLY. THE TOTAL AMOUNT PAID TO HRB MANAGEMENT, INC. REPORTED IN PART VIII, LINE 3, HIGHLY PAID CONTRACTORS INCLUDES THE AMOUNT OF OFFICER COMPENSATION SEPARATELY REPORTED IN PART VIII, LINE 1, OFFICER COMPENSATION. FORM 990-PF, PART XVI-A THE FOUNDATION FILES A FEDERAL FORM 990-T TO REPORT NET INCOME OR LOSS FROM UNRELATED BUSINESS INCOME RESULTING FROM INVESTMENTS IN VARIOUS PARTNERSHIPS. THE FOUNDATION ACCOUNTS FOR INVESTMENTS IN PARTNERSHIPS ON A GAAP BASIS, AND THEREFORE DOES NOT RECORD UNRELATED BUSINESS INCOME OR LOSS REPORTED ON TAX SCHEDULE K-1 IN ITS BOOKS AND RECORDS. AS A RESULT, NO UNRELATED BUSINESS INCOME OR LOSS IS REPORTED ON FORM 990-PF, PART I, COLUMN (A), REVENUE AND EXPENSES PER BOOKS OR ON PART XVI-A, ANALYSIS OF INCOME-PRODUCING ACTIVITIES, COLUMNS (A) AND (B), UNRELATED BUSINESS INCOME. WELLINGTON CTF DIH FMV 8371826 8371826 WELLINGTON CTF DURABLE FMV 9703692 9703692 LOOMIS SAYLES FMV 9274313 9274313 FIR TREE INTL VALUE FUND II FMV 2377689 2377689 SCHWAB - DFA EMERGING MKTS FMV 11867749 11867749 SCHWAB - VANGUARD DEVELOPED MKTS FMV 44708843 44708843 SCHWAB - VANGUARD DIV APPR FMV 9651919 9651919 SCHWAB - VANGUARD RUSSELL 3000 FMV 50974033 50974033 SCHWAB - VANGUARD EMERGING MARKETS FMV 9878769 9878769 SCHWAB - TEMPLETON GLOBAL FMV 847943 847943 SCHWAB - LAZARD FMV 6724666 6724666 GARDNER RUSSO FMV 13426258 13426258 WINGATE PARTNERS FMV 1609089 1609089 OAKWOOD REAL ESTATE PARTNERS I FMV 1064457 1064457 OAKWOOD REAL ESTATE PARTNERS II FMV 1888283 1888283 CID CAPITAL II FMV 3331615 3331615 COMMERCE TORTOISE FMV 6254040 6254040 RIVERVEST VENTURE FUND FMV 2977935 2977935 SCHWAB - ARTISON GLOBAL VALUE FMV 12913851 12913851 SCHWAB - VANGUARD INTERM TERM FMV 30032812 30032812 FIR TREE INTL VALUE FUND FMV 2579099 2579099 DOVER STREET IX FMV 855736 855736 ARTEMIS REAL ESTATE FMV 766471 766471 AXIOM ASIA IV FMV 1285028 1285028 AVIVA INVESTORS FMV 8039399 8039399 ENCAP INVESTMENTS FMV 79608 79608 PARAMETRIC GLOBAL EQUITY FMV 9360616 9360616 HBK MULTI STRATEGY FMV 6510268 6510268 LITTLEJOHN OPPORTUNITIES FUND FMV 604550 604550 LEGAL FEES 6487 324 6163 DUE FROM MASON CAPITAL 92984 9045 9045 DUE FROM GRUSS GLOBAL 0 312792 312792 DUE FROM OCTAVIAN 0 1528 1528 INFORMATION TECHNOLOGY 14167 0 14167 SPECIAL EVENT EXPENSE 17717 886 16831 INSURANCE 7127 0 0 MISCELLANEOUS 5286 264 5021 INCOME (LOSS) FROM SCHEDULES K-1 395940 UNREALIZED GAIN (LOSS) ON INVESTMENTS 30461396 30461396 DUE TO HRB MANAGEMENT, INC. 27046 38128 INVESTMENT ADVISOR AND SERVICE FEES 1328890 853296 0 MANAGEMENT FEES 427159 46987 380172 CONSULTING FEES 20235 0 20235 LEGACY EXPENSES 68411 0 68411 EXCISE TAXES AND STATE TAXES 84230 0 0 FOREIGN TAXES 32662 32662 0