2018-10-10T07:08:08-05:00 2017-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2017-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 2608 GENESEE STREET UTICA NY 13502 ALICIA DICKS PRESIDENT & CEO 3157358212 2018-10-05 1 TRICIA L LUCAS CPA P00227744 3157355216 2018-10-05 209.217.215.146 2018-10-05 15:40:53 ED P 1BE6195DF1D7FDC71E685761E3EB3E78AE452CB6 9C6FA70DF670552F6C23255D4426B84A5D712AB7 2017 2018-06-14 16:35:46Z ALICIA DICKS 2608 GENESEE ST UTICA NY 13502 13624656 0 X FOUNDATIONHOC.ORG X 1952 NY TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. 19 19 20 0 0 0 4023842 7692279 53605 53037 3751066 6036364 162964 -157024 7991477 13624656 4861011 6769890 0 0 1069353 1255358 0 0 400594 1887795 2631169 7818159 10656417 173318 2968239 126855157 143992518 7978815 7794442 118876342 136198076 THE MISSION OF THE COMMUNITY FOUNDATION IS TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. THE COMMUNITY FOUNDATION ADVANCES LEADERSHIP ON COMMUNITY SOLUTIONS AND PHILANTHROPY THAT CONNECTS PEOPLE WHO CARE WITH CAUSES THAT MATTER. 0 0 8514832 6769890 5932377 THE COMMUNITY FOUNDATION IS A COMMUNITY-BASED, SOCIAL IMPACT INVESTOR THAT USES ITS FINANCIAL, INTELLECTUAL AND CONVENING CAPITAL TO IMPROVE QUALITY OF LIFE IN HERKIMER AND ONEIDA COUNTIES. AS A RESPONSIVE GRANTMAKER, THE COMMUNITY FOUNDATION AWARDS MORE THAN 596 GRANTS TO ELIGIBLE NONPROFITS IN HERKIMER AND ONEIDA COUNTIES. RESPONSIVE GRANTS FOCUS ON NEEDS RELATED TO THE COMMUNITY FOUNDATION'S CORE INVESTMENT AREAS - ECONOMIC DEVELOPMENT, EDUCATION, HEALTH AND ARTS/CULTURE - AND HELP NONPROFITS BETTER SERVE THEIR CONSTITUENTS. 8514832 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 19 0 1 20 1 0 1 CJ 0 0 0 0 0 1 0 X 19 19 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X L MICHAEL FITZGERALD 3157358212 2608 GENESEE ST UTICA NY 13502 ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 CATHLEEN MCCOLGIN TRUSTEE 1.00 X 0 0 0 CHERYL MINOR TRUSTEE 1.00 X 0 0 0 HARRISON HUMMEL TRUSTEE 1.00 X 0 0 0 DAVID GRIFFITH TRUSTEE 1.00 X 0 0 0 DAVID READ TRUSTEE 1.00 X 0 0 0 RICHARD TANTILLO TRUSTEE 1.00 X 0 0 0 GREGORY MCLEAN TRUSTEE 2.00 X 0 0 0 JAWWAAD RASHEED TRUSTEE 1.00 X 0 0 0 JAMES ENGLER TRUSTEE 1.00 X 0 0 0 KEITH FENSTEMACHER TRUSTEE 1.00 X 0 0 0 LAURA CASAMENTO TRUSTEE 1.00 X 0 0 0 LINDA COHEN TRUSTEE 1.00 X 0 0 0 LISA DEFREES-LOVETT TRUSTEE 1.00 X 0 0 0 MARY LYONS-BRADLEY TRUSTEE 1.00 X 0 0 0 MARY MORSE TRUSTEE 1.00 X 0 0 0 MERRITT LOCKE TRUSTEE 1.00 X 0 0 0 RANDALL VANWAGONER TRUSTEE 2.00 X 0 0 0 TIMOTHY DALY TRUSTEE 1.00 X 0 0 0 RONALD CUCCARO IMMEDIATE PAST BOARD CHAIR 3.00 X X 0 0 0 EVE VAN DE WAL BOARD CHAIR 3.00 X X 0 0 0 DAVID MANZELMANN BOARD CHAIR-ELECT 3.00 X X 0 0 0 L MICHAEL FITZGERALD BOARD SECRETARY/TRESURER 3.00 X X 0 0 0 GILLES LAUZON CHIEF FINANCIAL OFFICER 40.00 X 118962 0 11016 ALICIA DICKS PRESIDENT/CHIEF EXECUTIVE OFFICER 40.00 X 173131 0 27643 NICK GRIMMER DIRECTOR OF GIVING STRATEGIES 40.00 X 100917 0 9025 393010 0 47684 3 0 1 0 0 7692279 1144849 7692279 AGENCY FUNDS ADMIN FEE 900099 53037 53037 53037 2651360 2651360 3385004 0 3385004 3385004 3385004 MISC 900099 -157024 -157024 -157024 13624656 5932377 0 0 6769890 6769890 306937 102312 102312 102313 731457 235074 337676 158707 60440 16981 36588 6871 68648 16247 45290 7111 87876 21662 52943 13271 13366 6683 6683 32431 10811 10810 10810 830077 830077 93741 31247 31247 31247 18368 4322 10805 3241 56787 13362 33404 10021 61890 20630 20630 20630 15987 1355 13474 1158 21980 1072 14337 6571 160930 160930 15578 15578 PROGRAM INITIATIVES 1264008 1264008 MEMBERSHIPS & PUBLICATI 24670 5500 17847 1323 DEVELOPMENT 20277 20277 1079 359 360 360 10656417 8514832 1740991 400594 3917574 1829560 5750 5250 3327102 477056 2952946 2850046 108430953 125882722 7736722 9301852 3811212 4123088 126855157 143992518 98403 79366 2226818 1974729 5653594 5740347 7978815 7794442 X 39008468 44253031 52782854 62459125 27085020 29485920 118876342 136198076 126855157 143992518 2968239 14353495 0 X X 0 1 X 1 0 X 2733353 6591904 3023855 3037784 7506824 22893720 2733353 6591904 3023855 3037784 7506824 22893720 3397797 19495923 1880365 2122948 2228661 2511454 2651361 11394789 34288509 0.56860 0.48150 X 107 8 4481383 39469 2130516 22253 27258694 856605 1 1 33679017 2400900 5579476 1551588 348684 700705 39058416 31339392 1531214 2015721 679683 246147 281480 33679017 110142440 808186 -212744 817214 78260909 320367 31339392 107784705 4644653 3021196 3744890 159225 1403999 110142440 92759311 3844617 15487077 2881430 44031 1390839 107774705 0.75500 0.24500 0 0 2816477 238975 2577502 510625 238081 272544 2850046 INVESTED CASH 261015 F ALTERNATIVE INVESTMENTS 8073156 F LIFE INSURANCE 167681 F REAL ESTATE 800000 F 9301852 AGENCY LIABILITES 4858344 CHARITABLE GIFT ANNUITIES 861581 COMPENSATED ABSENCES 20422 5740347 PART XI, LINE 4B - OTHER ADJUSTMENTS: AGENCY FUND ADMINISTRATIVE FEES PART XII, LINE 2D - OTHER ADJUSTMENTS: HOLDING CORP INCOME IN COMBINED FIN STMTS BUT ON SEPARATE 990 PART XII, LINE 4B - OTHER ADJUSTMENTS: AGENCY FUND ADMINISTRATIVE FEES 1 ABRAHAM HOUSE 1203 KEMBLE STREET UTICA NY 13501 161551609 501(C)3 25000 FOR THE ABRAHAM HOUSE ROME MATCHING GIFTS CAMPAIGN ADIRONDACK CENTER FOR WRITING INC PO BOX 956 SARANAC LAKE NY 12983 010562418 501(C)3 15000 ANNUAL GRANT FROM THE LABASTILLE PACK BASKET FUND FOR WRITERS ADIRONDACK RAILWAY PRESERVATION SOCIETY INC 421 BROAD STREET SUITE 7 UTICA NY 13501 223074470 501(C)3 17970 MAINTENANCE AND REPAIR FACILITY ALBANY LAW SCHOOL 80 NEW SCOTLAND AVENUE ALBANY NY 122083494 141338309 501(C)3 10000 FOR GENERAL SUPPORT AMERICAN RED CROSS OF THE MOHAWK VALLEY 125 BUSINESS PARK DR SUITE 200 UTICA NY 13502 530196605 501(C)3 10000 EMERGENCY GRANT FOR FLOOD RELIEF ANIMAL ALLIANCE OF GREATER SYRACUSE 7641 MERRITT DRIVE BALDWINSVILLE NY 13027 300698105 501(C)3 17740 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN ARC HERKIMER 350 S WASHINGTON ST HERKIMER NY 13350 160973231 501(C)3 363111 FOR GENERAL SUPPORT BOILERMAKER ROAD RACE INC 807 COURT STREET UTICA NY 13502 161538584 501(C)3 8320 COMMUNITY GARDEN FENCING AND OTHER UPGRADES BOONVILLE LITTLE LEAGUE 10807 NORTH STEUBEN ROAD WESTERNVILLE NY 13486 473114422 501(C)3 10000 BOONVILLE LITTLE LEAGUE FIELD EXPANSION PROJECT BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 042103545 501(C)3 47500 IN SUPPORT OF THE POPS ON THE HEIGHTS SCHOLARSHIP FUNDRAISER CAMDEN CENTRAL SCHOOL DISTRICT 51 3RD STREET CAMDEN NY 13316 156002146 501(C)3 20600 FOR ROBOTICS KITS FOR HIGH SCHOOL STUDENTS ($10,600) AND A MAKERSPACE CLASSROOM FOR ELEMENTARY STUDENTS ($10,000) CAMP KESEM PO BOX 452 CULVER CITY CA 90232 510454157 501(C)3 10000 FOR GENERAL SUPPORT FOR CAMP KESEM AT SYRACUSE UNIVERSITY CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST ST ILION NY 13357 161189791 501(C)3 45440 PHYSICAL SAFETY AND BUILDING IMPROVEMENTS CHENANGO CTY SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMAL 6160 COUNTY ROAD 32 NORWICH NY 13815 161071918 501(C)3 25000 FOR GENERAL SUPPORT CHILDREN'S MUSEUM 311 MAIN STREET UTICA NY 13501 160918936 501(C)3 42300 COLLECTIVE IMPACT FUNDING FOR PARTIAL AGENCY EXPENSES INCURRED WHILE DETERMINING SUSTAINABILITY PLAN CITY OF UTICA ONE KENNEDY PLAZA UTICA NY 13502 156000418 501(C)3 15000 ARTSPACE UTICA FEASIBILITY STUDY--PART 2 CLINTON ABC PROGRAM INC PO BOX 139 CLINTON NY 13323 237296710 501(C)3 6400 DESIGNATED GRANT FROM THE CLINTON ABC FUND CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION TREASURER PO BOX 215 CLINTON NY 13323 161413396 501(C)3 13372 ANNUAL PAYMENT FROM CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION FUNDS CNY CAT COALITION PO BOX 6182 SYRACUSE NY 13217 061688749 501(C)3 6990 FOR THE STAFFWORKS SAVE A LIFE - MATCHING DONATION CAMPAIGN COMMUNITY TRANSPORTATION SERVICES PO BOX 995 OLD FORGE NY 13420 161320715 501(C)3 6940 REPLACEMENT VEHICLE COMPASSION COALITION INC 509 LAFAYETTE STREET UTICA NY 135023478 161579336 501(C)3 185000 FOOD DISTRIBUTION FOR SENIORS CORNELL COOPERATIVE EXTENSION - ONEIDA COUNTY 121 SECOND STREET ORISKANY NY 13424 166072885 501(C)3 25000 MARCHING FUNDS FOR RURAL BUSINESS DEVELOPMENT GRANT DUNHAM PUBLIC LIBRARY 76 MAIN STREET WHITESBORO NY 13492 156000490 501(C)3 10000 WEST SIDE PARKING LOT PROJECT EAST CANADA VALLEY VISION INC PO BOX 102 DOLGEVILLE NY 13329 161594149 501(C)3 33868 DOLGEVILLE FUN AND FITNESS AREA FAXTON ST LUKE'S HEALTHCARE FOUNDATION 1676 SUNSET AVE UTICA NY 13502 223078768 501(C)3 20000 FOR THE LINEAR ACCELERATOR ($5,000) AND THE PARTNERS IN GIVING CAMPAIGN ($5,000) FOOD BANK OF CENTRAL NEW YORK 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 222816988 501(C)3 30000 VEHICLE FOR MOBILE FOOD PANTRY FOR THE GOOD INC 1113 LINWOOD PLACE UTICA NY 13501 161519985 501(C)3 16000 STUDY BUDDY CLUB EXPANSION GRIFFISS PARK LANDOWNERS ASSOCIATION 584 PHOENIX DRIVE ROME NY 13441 264054747 501(C)3 15000 PUBLIC ART EXHIBIT EXPANSION HERKIMER AREA RESOURCE CENTER 350 SOUTH WASHINGTON STREET HERKIMER NY 13350 160973231 501(C)3 14688 EQUIPMENT TO CREATE 24 NEW JOBS INCLUDING 15 FOR PEOPLE WITH DISABILITIESEQUIPMENT TO CREATE 24 NEW JOBS INCLUDING 15 FOR PEOPLE WITH DISABILITIES HERKIMER COUNTY HEALTHNET INC 320 NORTH MAIN STREET SUITE 3300 HERKIMER NY 13350 161573995 501(C)3 19722 MOHAWK VALLEY INTERGENERATIONAL COMMUNITY CENTER STUDY FOR SOUTHERN HERKIMER COUNTY HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 72039 FOR GENERAL SUPPORT HERKIMER COUNTY OFFICE FOR THE AGING 109 MARY ST STE 1101 HERKIMER NY 13350 156000456 501(C)3 5275 SENIOR TRANSPORTATION PROGRAM IN MIDDLEVILLE, NEWPORT AND POLAND HOPE CHAPEL ASSOCIATION 512 MELVIN ROAD UTICA NY 13502 237029162 501(C)3 15933 AGENCY FUND GRANT TO INSTALL CHAIN LINK FENCE AND GATES AROUND CHURCH PROPERTY HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 135000 FOR THE BUILDING PROJECT HOUGHTON COLLEGE PO BOX 355 UTICA NY 13503 160743045 501(C)3 50000 DEBT-FREE MODEL OF LIBERAL ARTS HIGHER EDUCATION FOR RESETTLED REFUGEES AND OTHER NEW AMERICANS HOUSE OF THE GOOD SHEPHERD 1550 CHAMPLIN AVENUE UTICA NY 13502 150532199 501(C)3 65659 FOR GENERAL SUPPORT HUMANE SOCIETY OF ROME PO BOX 4572 ROME NY 13440 160875792 501(C)3 20000 FOR GENERAL SUPPORT INSIGHT HOUSE 500 WHITESBORO STREET UTICA NY 13502 161509241 501(C)3 18250 AGENCY FUND GRANT FOR TELEVISION, RADIO AND PRODUCTION COSTS JEWISH COMMUNITY FEDERATION OF THE MOHAWK VALLEY 2310 ONEIDA STREET UTICA NY 13501 150533576 501(C)3 70575 ROOF REPLACEMENT JOHNSON PARK CENTER PO BOX 160 UTICA NY 13503 161498400 501(C)3 104870 2018 HEAD, HAND AND HEART PROGRAM; VAN PURCHASE KIDS ONEIDA 310 MAIN STREET UTICA NY 13501 161541078 501(C)3 5200 KIDS ONEIDA AS FISCAL SPONSOR FOR MOHAWK VALLEY HOUSING AND HOMELESS COALITION'S TASK FORCE KIRKLAND ART CENTER 9 1/2 EAST PARK ROW PO BOX 213 CLINTON NY 13323 150618473 501(C)3 14650 MARKETING, OUTREACH AND TECHNOLOGY PROJECT MIDTOWN UTICA COMMUNITY CENTER 40 FAXTON STREET UTICA NY 13501 471353432 501(C)3 113750 START-UP FUNDING & BUILDING PURCHASE MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER ROAD UTICA NY 13502 160918009 501(C)3 51280 SPRINKLER SYSTEM/YOUTH SUMMER PROGRAM MOHAWK VALLEY COMMUNITY COLLEGE 1101 SHERMAN DRIVE UTICA NY 13501 161020948 501(C)3 55000 LEADERSHIP CENTER OF EXCELLENCE TO UNITE, ENHANCE AND EXPAND REGIONAL LEADERSHIP DEVELOPMENT MOHAWK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN DRIVE UTICA NY 13501 166071031 501(C)3 30000 FOR THE MOHAWK VALLEY MATH CORPS PROGRAM MOHAWK VALLEY EDGE 584 PHOENIX DRIVE ROME NY 13441 160874637 501(C)3 25000 COMMERCIALIZATION ACADEMY MOHAWK VALLEY FRONTIERS PO BOX 712 UTICA NY 13503 223827853 501(C)3 10000 FOR COLLEGE SHORT GAP SCHOLARSHIPS MOHAWK VALLEY RESOURCE CENTER FOR REFUGEES 309 GENESEE STREET UTICA NY 13501 161158764 501(C)3 91163 UPGRADED TECHNOLOGY AND AN INTEGRATED SECURITY SYSTEM; EMERGENCY FUNDING MUNSON-WILLIAMS-PROCTOR ARTS INSTITUTE 310 GENESEE STREET UTICA NY 13502 150532214 501(C)3 10000 FOR THE ART ALIVE! FAMILY DAYS PROGRAM NEIGHBORHOOD CENTER OF UTICA NY INC 624 ELIZABETH STREET UTICA NY 13501 161563069 501(C)3 38125 LITERACY COALITION GRANT; PLAYGROUND UPDATES NORTHERN NEW YORK COMMUNITY FOUNDATION INC 120 WASHINGTON ST SUITE 400 WATERTOWN NY 13601 156020989 501(C)3 56226 FOR THE URBAN MISSION ANSWER TO A PRAYER PROGRAM NOTRE DAME JRSR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 371737341 501(C)3 1804343 AGENCY FUND GRANT FOR EXPENSES TO NATIONAL BLDG & RESTORATION NYCON - NEW YORK COUNCIL OF NONPROFITS 272 BROADWAY ALBANY NY 12204 141343047 501(C)3 30432 COLLECTIVE IMPACT FUNDING OLD FORGE LIBRARY PO BOX 128 OLD FORGE NY 13420 150582657 501(C)3 8000 LITERACY AND ENVIRONMENTAL GARDEN ADJACENT TO THE LIBRARY NEAR THE GAZEBO FOR PATRONS YOUNG AND OLD OLD FORGE LITTLE LEAGUE PO BOX 112 OLD FORGE NY 13420 814253059 501(C)3 10000 OLD FORGE LITTLE LEAGUE BASEBALL FIELD ON POINT FOR COLLEGE 524 ELIZABETH ST UTICA NY 13501 161569356 501(C)3 50000 CONTINUING OUTREACH, EXPANSION INTO HERKIMER AND ROME ONEIDA COMMUNITY MANSION HOUSE 170 KENWOOD AVE ONEIDA NY 13421 222825570 501(C)3 20000 FOR GENERAL SUPPORT ONEIDA COUNTY HISTORICAL SOCIETY INC 1608 GENESEE STREET UTICA NY 13502 150564081 501(C)3 6010 AGENCY GRANT FROM THE SECOND CENTURY FUND FOR GENERAL SUPPORT ONEIDA COUNTY HISTORY CENTER 1608 GENESEE STREET UTICA NY 13502 150564081 501(C)3 9400 DESIGNATED GRANT FROM THE MELVIN L. KOWALSKY DESIGNATED FUND ONEIDA COUNTY TOURISM PO BOX 551 UTICA NY 135030551 222553580 501(C)3 7500 MOHAWK VALLEY PATH THROUGH HISTORY; BIKE THRU HISTORY PROJECT PARKWAY CENTER 220 MEMORIAL PARKWAY UTICA NY 135014831 161557404 501(C)3 94419 FISCAL SPONSOR FOR LIVABLE COMMUNITIES OF ONEIDA COUNTY; VEHICLE FOR VOLUNTEER TRANSPORTATION; USED TOOLS STORE-START UP FUNDING PLANNED PARENTHOOD MOHAWK HUDSON INC 1424 GENESEE ST UTICA NY 13502 146004167 501(C)3 10000 DESIGNATED GRANT FROM THE FAMILY PLANNING & EDUCATION FUND PLANNED PARENTHOOD OF THE NORTH COUNTRY NEW YORK INC 66 BRINKERHOFF STREET PLATTSBURGH NY 12901 160919175 501(C)3 10000 DESIGNATED GRANT FROM THE FAMILY PLANNING & EDUCATION FUND PLYMOUTH BESTHESDA UNITED CHURCH 500 PLANT ST UTICA NY 13502 150551235 501(C)3 42660 ROOF REPLACEMENT AS A PART OF A LARGER RENOVATION TO THE EDUCATION SPACE BENEFITING ALL TENNANTS PRESBYTERIAN HOMES FOUNDATION PO BOX 1144 NEW HARTFORD NY 13413 133348349 501(C)3 10000 FOR THE RENOVATION OF PRESBYTERIAN HOME'S REHABILITATION FACILITY RESOURCE CENTER FOR INDEPENDENT LIVING INC PO BOX 210 UTICA NY 13503 222518284 501(C)3 34336 VAN FOR SENIOR TRANSPORTATION ROCHESTER COMMUNITY INCLUSIVE ROWING 121 BRITTANY CIRCLE ROCHESTER NY 14618 451832009 501(C)3 10000 FOR THE ADAPTIVE/INCLUSIVE ROWING PROGRAM FOR THE MOHAWK VALLEY ROCHESTER PRIMARY CARE NETWORK INC 259 MONROE AVE ROCHESTER NY 14607 161293681 501(C)3 100000 RENOVATIONS TO VALLEY FAMILY HEALTH CENTER TO EXPAND PRENATAL AND BEHAVIORAL HEALTH SERVICES ROOT FARM INC 2860 KING ROAD SAUQUOIT NY 13456 161568243 501(C)3 30000 SENIOR COOKING AND NUTRITION EDUCATION PROGRAM SAFE SCHOOLS MOHAWK VALLEY 106 MEMORIAL PARKWAY UTICA NY 13501 161614543 501(C)3 9700 URBAN LEADERSHIP PROGRAM AND THE OUTDOOR ADVENTURE BASED EXPERIENTIAL LEARNING SCULPTURE SPACE INC 12 GATES STREET UTICA NY 13502 222197162 501(C)3 25000 J-TERM AND MAY-MESTER ST BERNARD'S CHURCH 199 STAFFORD AVE S WATERVILLE NY 13480 150553967 501(C)3 10000 FOR WATERVILLE AREA FOOD PANTRY'S WEEKEND WARRIORS PROGRAM ST LOUIS GONZAGA CHURCH 520 RUTGER STREET UTICA NY 13501 189381203 501(C)3 10000 FOR THE CHURCH HALL CAPITAL PROJECT IN MEMORY OF MADELINE Z. HOBIKA STANLEY CENTER FOR THE ARTS 261 GENESEE STREET UTICA NY 13501 166068418 501(C)3 42384 EMERGENCY GRANT FOR ELEVATOR REPAIR; SECURITY SYSTEM PURCHASE STEVENS-SWAN HUMANE SOCIETY 5664 HORATIO STREET UTICA NY 13502 150551485 501(C)3 171388 FOR GENERAL SUPPORT SUNY POLYTECHNIC INSTITUTE FOUNDATION INC 100 SEYMOUR ROAD UTICA NY 13502 237412413 501(C)3 10000 FIRST ROBOTICS TAPESTRIES OF LIFE MINISTRIES 791 FABENS ISLAND ROAD FABENS TX 79838 501(C)3 30000 FOR THE BUILDING FUND NOTRE DAME JR SR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 371737341 501(C)3 75000 FOR NOTRE DAME SCHOOLS ENDOWMENT FUND THE OTHER SIDE 2011 GENESEE ST UTICA NY 13501 263389243 501(C)3 5952 UPGRADING OF TRACK LIGHTING SYSTEM, BOSE PORTABLE PA SYSTEM AND LECTERN WITH LIGHT THE ROOT FARM INC 2860 KING ROAD SAUQUOIT NY 13456 161568243 501(C)3 110000 HORTICULTURE EXPANSION PROJECT THE WOMEN'S FUND OF HERKIMER & ONEIDA COUNTIES INC 2 WILLIAMS STREET CLINTON NY 13323 204296797 501(C)3 17200 AGENCY FUND GRANT THEA BOWMAN HOUSE 731 LAFAYETTE STREET UTICA NY 13502 161488620 501(C)3 37000 CHILD CARE ASSISTANCE PROGRAM FOR SINGLE PARENTS ATTENDING COLLEGE; READING ROCKETS SUMMER PROGRAM TOWN OF NORWAY 3013 MILITARY ROAD NEWPORT NY 13324 151006070 501(C)3 8156 LITTLE LEAGUE BALL FIELD UPGRADE TOWN OF RUSSIA NEW YORK 8916 NORTH MAIN STREET PO BOX 126 POLAND NY 13431 156001123 501(C)3 10000 THE PURCHASE AND REPLACEMENT OF PLAYGROUND EQUIPMENT FOR THE TOWN OF PARIS TOWN PARK TOWN OF WEBB HEALTH CENTER FUND INC PO BOX 207 OLD FORGE NY 13420 237202154 501(C)3 11500 FEASIBILITY STUDY FOR A SENIOR/COMMUNITY CENTER UNHS NEIGHBORWORKS HOMEOWNERSHIP CENTER 1611 GENESEE STREET UTICA NY 13501 161137874 501(C)3 33891 REPLACEMENT OF PHONE AND COMPUTER SYSTEMS; 2017 HOUSING PARTNERSHIP UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE ST SUITE 201 UTICA NY 13502 150532074 501(C)3 10000 FOR GENERAL SUPPORT UTICA CITY SCHOOL DISTRICT 106 MEMORIAL PARKWAY UTICA NY 13501 156002667 501(C)3 14391 FOR THE WATSON WILLIAMS SPORTS/CLIMBING WALL PROJECT UTICA COLLEGE 1600 BURRSTONE ROAD UTICA NY 13502 161476258 501(C)3 143943 YOUNG SCHOLARS PROGRAMS UTICA DOLLARS FOR SCHOLARS PO BOX 1733 UTICA NY 13503 411795701 501(C)3 119675 SCHOLARSHIPS UTICA MONDAY NITE CORPORATION PO BOX 371 NEW HARTFORD NY 13413 331021506 501(C)3 25000 LEVITT AMP UTICA CONCERTS UTICA PUBLIC LIBRARY 303 GENESEE STREET UTICA NY 13501 150618132 501(C)3 8500 FOR THE 2017 SUMMER READING PROGRAM - BUILD A BETTER WORLD UTICA ZOOLOGICAL SOCIETY 1 UTICA ZOO WAY UTICA NY 13501 160915407 501(C)3 97876 PRIMATE BUILDING RENOVATION VALLEY RESIDENTIAL SERVICES INC 161 VALLEY DRIVE HERKIMER NY 13350 463703838 501(C)3 300000 VALLEY RESIDENTIAL SERVICES EXPANSION VETS2FARM 245 CHURCH STREET LITTLE FALLS NY 13365 471902653 501(C)3 23964 START-UP FUNDING VIEW PO BOX 1144 OLD FORGE NY 13420 161001728 501(C)3 700375 FOR GENERAL SUPPORT WANDERERS' REST HUMANE ASSOCIATION 7138 SUTHERLAND DRIVE CANASTOTA NY 13032 161191312 501(C)3 15000 FOR GENERAL SUPPORT WOMEN'S EMPLOYMENT & RESOURCE CENTER 502 COURT STREET SUITE 234 UTICA NY 13502 501(C)3 8555 "COLLECTIVE IMPACT FUNDING FOR BOARD TRAINING AND OTHER MERGER EXPENSES YMCA OF THE GREATER TRI-VALLEY 301 W BLOOMFIELD STREET ROME NY 13440 237045379 501(C)3 15350 PURCHASE AQUA BIKES FOR EXERCISE CLASSES YMCA OF THE MOHAWK VALLEY 83 EAST MAIN STREET MOHAWK NY 13407 237045379 501(C)3 10500 PARKING LOT RENOVATIONS PROJECT FIBONACCI FOUNDATION INC ONE BEECHES PL ROME NY 13440 37500 FOR THE 2017 PROJECT FIBONACCI STEAM CONFERENCE X X 0 0 0 0 0 0 0 0 0 ALICIA DICKS PRESIDENT/CHIEF EXECUTIVE OFFICER 158131 0 15000 0 0 0 12164 0 15479 0 200774 0 0 0 X 7 8152 X 25 917731 X 1 218966 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION OF WHICH RONALD CUCCARO IS AN ADVISORY BOARD MEMBER. 2.) LAURA CASAMENTO IS THE PRESIDENT OF UTICA COLLEGE OF WHICH RONALD CUCCARO IS A BOARD TRUSTEE MEMBER. 3.) EVE VAN DE WAL IS THE BOARD CHAIR OF MOHAWK VALLEY EDGE ON WHICH LAURA CASAMENTO, RONALD CUCCARO, ALICIA DICKS, DAVID MANZELMANN, CATHLEEN MCCOLGIN, RICHARD TANTILLO, AND RANDALL VANWAGONER ARE MEMBERS OF THE BOARD. DAVE MANZELMANN BECAME THE BOARD CHAIR IN DECEMBER 2017. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS REVIEWED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE AUDIT AND COMPLIANCE COMMITTEE RECOMMENDS APPROVAL BY THE BOARD. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBER HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE FOUNDATION'S OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. COMMUNITY FOUNDATION GIFT HOLDING LLC 2608 GENESEE ST UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY 932293 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 2608 GENESEE ST UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 COMMUNITY FOUNDATION HOLDING CORPORATION A 30000 AGREEMENT COMMUNITY FOUNDATION HOLDING CORPORATION K 30000 AGREEMENT