2018-09-24T14:22:22-05:00 2017-12-31 160929175 DOPKINS & COMPANY LLP 200 INTERNATIONAL DR BUFFALO NY 142215794 990 2017-01-01 161019944 MENTAL HEALTH SERVICES OF ERIE COUNTY SE CORP V MENT 7166622040 227 THORN AVENUE PO BOX 631 ORCHARD PARK NY 141270631 BRUCE NISBET PRESIDENT/CEO 7166622040 2018-08-09 1 MICHAEL ORLOWSKI P00956557 7166348800 2018-08-09 50.75.93.130 2018-08-09 09:39:36 ED P 9B1C199AAC354FFFCA19B854AE500D6345D42C73 D5791B3185CB565223342AF3FFADA22D6AE21E22 2017 2018-06-14 16:35:46Z SPECTRUM HUMAN SERVICES BRUCE NISBET 227 THORN AVENUE PO BOX 631 ORCHARD PARK NY 141270631 21369041 0 X WWW.SPECTRUMHUMANSERVICES.ORG X 1973 NY SPECTRUM HUMAN SERVICES IS DEDICATED TO IMPROVING THE HEALTH OF ADULTS AND CHILDREN IN THE COMMUNITY BY ADDRESSING THEIR MENTAL HEALTH, CHEMICAL DEPENDENCY AND PHYSICAL HEALTH NEEDS THROUGH INTEGRATED RECOVERY ORIENTED TREATMENT SERVICES. THIS IS ACCOMPLISHED THROUGH A CONTINUUM OF 10 TREATMENT PROGRAMS LICENSED BY BOTH THE NYS OFFICE OF MENTAL HEALTH AND OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES IN 7 LOCATIONS THROUGHOUT ERIE COUNTY IN WESTERN NEW YORK. 7 7 363 0 0 0 5946973 6223031 12046911 14571133 631 1596 487824 573281 18482339 21369041 0 0 0 0 12511009 14667805 0 0 0 5633313 5834809 18144322 20502614 338017 866427 5065489 4744509 4079497 2446428 985992 2298081 X SPECTRUM HUMAN SERVICES RESPECTFULLY PARTNERS WITH ADULTS, CHILDREN, AND FAMILIES AS THEY RECOVER FROM BEHAVIORAL, EMOTIONAL, MENTAL HEATH AND/OR SUBSTANCE RELATED DISORDERS BY OFFERING INDIVIDUALIZED AND MEANINGFUL OPPORTUNITIES OF HOPE, EMPOWERMENT AND SUPPORT TO ACHIEVE SELF-DEFINED IMPROVMENTS IN THEIR QUALITY OF LIFE. 0 0 7875961 9232074 LICENSED NY STATE OFFICE OF ALCOHOL AND SUBSTANCE ABUSE MEDICALLY SUPERVISED OUTPATIENT TREATMENT SERVICES:SPECTRUM PROVIDES PERSON CENTERED, TRAUMA INFORMED RECOVERY BASED SERVICES FOR ADULTS AND ADOLESCENTS AT OUR 5 CLINICS IN ERIE AND WYOMING COUNTIES. THESE CLINICS EMPLOY MORE THAN 18 INDIVIDUALS WHO COMPRISE THE MULTIDISCIPLINARY TEAM INCLUDING: CREDENTIALED ALCOHOL AND SUBSTANCE ABUSE COUNSELORS, LICENSED SOCIAL WORKERS, LICENSED MENTAL HEALTH COUNSELORS, REGISTERED NURSES, PSYCHIATRIC NURSE PRACTITIONERS, MEDICAL DOCTORS AND PSYCHIATRISTS; WHO TOGETHER HAVE MORE THAN 150 YEARS' EXPERIENCE IN THE TREATMENT OF SUBSTANCE USE AND CO-OCCURRING DISORDERS. AS WITH OUR MENTAL HEALTH PROGRAMS, THERE IS A GROWING EMPHASIS ON THE INTEGRATION OF SUBSTANCE ABUSE SERVICES WITH OTHER BEHAVIORAL HEALTH PROGRAMS AND PRIMARY HEALTH SERVICES.THE TREATMENT MODELS INCLUDE EVIDENCED BASED PRACTICES SUCH AS FEEDBACK INFORMED TREATMENT, LIVING IN BALANCE, COGNITIVE BEHAVIORAL THERAPY AND IS FOCUSED ON ASSISTING THE INDIVIDUAL TO OBTAIN AND MAINTAIN ABSTINENCE WHILE IMPROVING THE QUALITY OF HIS/HER LIFE INCLUDING FUNCTIONING IN AREAS SUCH AS MENTAL HEALTH, PHYSICAL HEALTH, FAMILY, SOCIAL, LEGAL, SPIRITUAL, LEGAL, AND EDUCATIONAL/VOCATIONAL. SPECTRUM FOCUSES ON PROVIDING HIGH QUALITY BEHAVIORAL HEALTH INTERVENTIONS AND UTILIZES RESOURCES TO ENSURE STAFF RECEIVE THE NEEDED TRAINING SUCH AS COLUMBIA UNIVERSITY'S FULLY INTEGRATED TREATMENT SERIES AND INTERNAL AND EXTERNAL TRAININGS THAT SUPPORT CLINICAL DEVELOPMENT. 7642262 4254434 HEALTH HOME/CARE COORDINATION, CARES, HOUSING AND OTHER COMMUNITY AND EMERGENCY SERVICESSERVICES:THE GOALS OF THESE PROGRAMS IS TO HELP SUPPORT THE REHABILITATION SUCCESS FOR HIGH-RISK, HIGH-NEED INDIVIDUALS THAT ALSO HAVE A HIGH UTILIZATION OF PSYCHIATRIC INPATIENT AND/OR CHEMICAL DEPENDENCY DETOXIFICATION TREATMENT WITH MINIMAL SUCCESSFUL OUTCOMES. CARES PROVIDES SHORT TERM CRISIS INTERVENTION SERVICES FOR INDIVIDUALS AT RISK OF HARM TO THEMSELVES OR OTHERS OR AT RISK OF HOSPITALIZATION. HOUSING PROVIDES RENTAL STIPENDS AND CASE MANAGEMENT SERVICES TO HELP OVER 128 PARTICIPANTS MAINTAIN STABILITY AND INDEPENDENCE IN THE COMMUNITY. ALSO INCLUDED IN THIS PROGRAM CATEGORY IS THE HEALTH HOME SERVICES. HEALTH HOME PARTNERS OF WNY IS A COLLABORATION OF 3 ORGANIZATIONS: SPECTRUM HUMAN SERVICES, CATHOLIC HEALTH AND EVERGREEN HEALTH THAT PROVIDE SERVICES IN ERIE, WYOMING AND NIAGARA COUNTIES. HEALTH HOME PROGRAMS ARE SPECIALLY DESIGNATED BY NYS TO FACILITATE AND PROVIDE CARE COORDINATION, LINKAGE AND REFERRAL TO ALL NEEDED HEALTH AND BEHAVIORAL HEALTH SERVICES FOR MEDICAID PARTICIPANTS. A SPECIAL EMPHASIS IS ON THE COORDINATION AND INTEGRATION OF HEALTH, BEHAVIORAL HEALTH AND OTHER REHABILITATIVE SUPPORT SERVICES TO FACILITATE A HOLISTIC APPROACH TO SERVICE DELIVERY AND RECOVERY SUPPORTS. 1318424 1657906 PERSONALIZED RECOVERY ORIENTED SERVICES:SPECTRUM'S PROS PROGRAM (PERSONALIZED OF THE PROS MODEL RECOVERY-ORIENTED SERVICES) USES A TREATMENT MODEL THAT DELIVERS INTEGRATED REHABILITATION SERVICES TO INDIVIDUALS WITH SERIOUS MENTAL ILLNESS. THE PROS PROGRAM IS DESIGNED TO AID INDIVIDUALS IN OVERCOMING DAY-TO-DAY BARRIERS ASSOCIATED WITH MENTAL ILLNESS. THE GOAL IS TO HELP CLIENTS DEVELOP THE SKILLS AND RESOURCES NECESSARY TO MANAGE THEIR MENTAL ILLNESS AND ATTAIN A VALUED LIFE IN THEIR COMMUNITIES. EXPERIENCED PROFESSIONAL STAFF WORKS WITH CLIENTS AND FAMILIES TO IDENTIFY THEIR INDIVIDUAL NEEDS AND GOALS AND ESTABLISH A TAILORED RECOVERY PROGRAM TO ACHIEVE THEM. PROS OFFERS COMPREHENSIVE EVIDENCE-BASED, PROGRAMS DESIGNED TO RESTORE A SENSE OF VALUE AND INDEPENDENCE. 904444 SUBCONTRACTED SERVICES HUD HOUSING SERVICES CHILDREN'S INTENSIVE SERVICES OTHER 904444 17741091 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 142 0 363 1 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 NY X X DONALD DAUMAN 7166622040 227 THORN AVE ORCHARD PARK NY 14127 RICHMOND HUBBARD BOARD MEMBER 1.00 X 0 0 0 ROBERT O'LEARY CHAIRPERSON 1.00 X X 0 0 0 DAVID S WHITTEMORE VICE CHAIRPERSON 1.00 X X 0 0 0 JENNIFER BALL CPA BOARD MEMBER 1.00 X 0 0 0 ROBERT B RUH SECRETARY 1.00 X X 0 0 0 MICHAEL T SAGNIBENE BOARD MEMBER 1.00 X 0 0 0 ALEXANDRA WEHR TREASURER 1.00 X X 0 0 0 BRUCE NISBET PRES./CEO 35.00 X 230957 0 10302 DAVID WAWRZYNEK CIO 35.00 X 156630 0 18136 DR MARCELLE MOSTERT PHYSICIAN 17.50 X 290072 0 8733 DAVID PFALZER NURSE PRACTITIONER 40.00 X 179487 0 23604 CYNTHIA VOELKER ASSOCIATE CEO 40.00 X 163359 0 18792 JULIE GUTKOWSKI MANAGING DIR. OF CLINICAL 40.00 X 113085 0 16587 DONALD DAUMAN ASSISTANT CFO 40.00 X 129122 0 21439 MARK HENDRICKSON VP OF HR 40.00 X 102417 0 10097 1365129 0 127690 8 0 1 0 WARSAW REDEVELOPMENT LLC 2071 CRITTENDEN RD ALDEN NY 14004 SITE RENT 288960 AIMEE DIPASQUA 5072 WOODWAY COURT HAMBURG NY 14075 MEDICAL CONSULTANT 204634 JEFFREY KASHIN MD 925 DELAWARE AVE BUFFALO NY 14209 MEDICAL CONSULTANT 175348 COCO ENTERPRISES 8158 HILLSIDE ST ANGOLA NY 14006 JANITORIAL SERVICES 127425 4 5389770 833261 6223031 PATIENT SERVICE REVENUE 624100 14571133 14571133 14571133 1596 1596 ADMINISTRATIVE SERVICE FEE 624100 573281 573281 573281 21369041 15144414 0 1596 755723 311374 444349 11221009 9908335 1312674 421774 383742 38032 1171680 1005510 166170 1097619 953065 144554 42561 42561 55700 55700 1653435 1548227 105208 256703 203246 53457 148369 148369 1728341 1578139 150202 340089 291775 48314 100071 100071 192318 184302 8016 65352 49533 15819 EQUIPMENT 353744 343794 9950 CLIENT NEEDS 225601 225601 STAFF DEVELOPMENT 177597 177597 MATERIALS & SUPPLIES 132265 132265 362663 196146 166517 20502614 17741091 2761523 0 5300 5320 1313453 835029 2693653 2505319 92712 83187 3092419 2222427 960371 869992 0 445662 5065489 4744509 1423822 1438135 2092803 730111 562872 278182 4079497 2446428 X 985992 2298081 985992 2298081 5065489 4744509 X 866427 445662 X X 0 1 X 1 1 1 X 3985555 4517712 4566084 5946973 6223031 25239355 3985555 4517712 4566084 5946973 6223031 25239355 25239355 4704 686 666 631 1596 8283 3388 3388 25251026 63707238 0.99950 0.99950 X 460706 405441 55265 1002138 817543 184595 1629575 999443 630132 869992 BENEFICIAL INTEREST IN THE FOUNDATION 445662 445662 REFUNDABLE ADVANCES 278182 278182 X 21419845 50804 50804 21369041 0 21369041 20502614 0 20502614 0 20502614 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM TAXATION UNDER SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE.THE TAX RETURNS FOR THE TAX YEARS 2013 THROUGH 2017 REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR US. FEDERAL TAX PURPOSES AND ALSO BY NEW YORK STATE FOR STATE TAX PURPOSES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN SPECTRUM FOUNDATION 50,804. X X X X 0 0 0 0 0 0 0 0 0 BRUCE NISBET PRES./CEO 222804 0 8153 0 0 0 10271 0 31 0 241259 0 0 0 DAVID WAWRZYNEK CIO 156630 0 0 0 0 0 6958 0 11178 0 174766 0 0 0 DR MARCELLE MOSTERT PHYSICIAN 290072 0 0 0 0 0 8702 0 31 0 298805 0 0 0 DAVID PFALZER NURSE PRACTITIONER 179487 0 0 0 0 0 7976 0 15628 0 203091 0 0 0 CYNTHIA VOELKER ASSOCIATE CEO 163359 0 0 0 0 0 7614 0 11178 0 182151 0 0 0 DONALD DAUMAN ASSISTANT CFO 129122 0 0 0 0 0 5811 0 15628 0 150561 0 0 0 PATRICIA NISBET RELATIVE OF BRUCE NISBET, KEY EMPLOYEE 12000 MEDICAL CONSULTANT SERVICES 0 PARKVIEW HEALTH SERVICES OWNED BY ROBERT O'LEARY, MEMBER OF BOARD OF DIRECTORS 4700 MEDICAL SUPPLIES 0 FORM 990, PART VI, SECTION A, LINE 8B SPECTRUM ONLY HAS A BOARD OF DIRECTORS AND FINANCE COMMITTEE. ALL DECISIONS MUST BE APPROVED THROUGH THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PRESENTED IN DRAFT FORM TO ORGANIZATIONS CFO FOR REVIEW. THE RETURN IS THEN PROVIDED TO THE BOARD MEMBERS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C IN ACCORDANCE WITH SPECTRUM'S CONFLICT OF INTEREST POLICY, EACH "OFFICER" INCLUDES ANY NON-DIRECTOR SERVING ON ANY COMMITTEE OF THE BOARD OF DIRECTORS AND DIRECTORS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON: A. HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, B. HAS READ AND UNDERSTANDS THE POLICY, C. HAS AGREED TO COMPLY WITH THE POLICY, AND D. UNDERSTANDS THE CORPORATION IS A CHARITABLE ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES, E. IS NOT AWARE THAT HE OR SHE HAS ANY FINANCIAL INTEREST OR, IF HE OR SHE IS AWARE OF ANY FINANCIAL INTEREST, A DESCRIPTION OF ALL MATERIAL FACT CONCERNING IT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD SUBCOMMITTEE HAS THE RESPONSIBILITY TO DETERMINE THE COMPENSATION OF KEY EMPLOYEES. THE PURPOSE OF THE COMMITTEE IS TO APPROVE ANNUAL PERFORMANCE STANDARDS AND TO DETERMINE APPROPRIATE PERFORMANCE MEASURES AND ESTABLISH CRITERIA FOR ANY INCENTIVE BASED COMPENSATION. IT ALSO ANNUALLY REVIEWS AND APPROVES ANY CHANGES TO THE TOTAL COMPENSATION OF KEY EMPLOYEES. THE COMMITTEE DETERMINES IF THE COMPENSATION IS REASONABLE. TO ACCOMPLISH THIS, THE COMMITTEE WILL OBTAIN COMPARABLE COMPENSATION DATA FOR EXECUTIVES OF OTHER NON PROFIT ORGANIZATIONS OF SIMILAR SIZE IN THE WESTERN NEW YORK AREA. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS OWN WEBSITE. COPIES CAN BE PROVIDED UPON REQUEST BY PHONE, IN WRITING, OR VIA E-MAIL. A COPY OF THE 990 CAN BE FOUND THROUGH THE WEBSITE WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: NET ASSETS OF SPECTRUM FOUNDATION 445,662. FORM 990; PART XI; LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SPECTRUM HUMAN SERVICES FOUNDATION INC 227 THORN AVENUE-PO BOX 631 ORCHARD PARK NY 14127 222832638 SUPPORT THE MISSION OF SPECTRUM HUMAN SERVICES NY 501(C)(3) LINE 12C, III-FI 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 SPECTRUM HUMAN SERVICE FOUNDATION K 299978 COST