2018-04-25T14:33:50-05:00 2017-06-30 420714325 RSM US LLP 230 N ELM ST STE 1100 GREENSBORO NC 27401 990 2016-07-01 562276950 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND UNIV 7046875806 9201 UNIVERSITY CITY BLVD REESE 412 CHARLOTTE NC 282230001 ELIZABETH HARDIN TREASURER 7046875806 2018-04-25 1 YONG ZHANG P01249785 3362724551 108.171.131.171 2018-04-25 15:33:40 ED P 68E3BE8F27530CB92DCBE14CB09CA2C152DDBB4C 68E3BE8F27530CB92DCBE14CB09CA2C152DDBB4C 2016 2021-01-29 14:40:06Z ELIZABETH HARDIN 9201 UNIVERSITY CITY BLVD REESE 412 CHARLOTTE NC 282230001 250156 0 X N/A X 2004 NC THE PRIMARY PURPOSE IS TO ACCEPT FUNDS FROM THE MEMBERS FOR LONG-TERM INVESTMENT AND TO PRODUCE SUFFICIENT INVESTMENT RETURNS TO PROVIDE CURRENT INCOME FOR DISTRIBUTION TO THE MEMBERS TO MEET THEIR CURRENT CHARITABLE, SCIENTIFIC, AND EDUCATIONAL REQUIREMENTS WITH EXCESS INVESMENT RETURNS REINVESTED TO MEET FUTURE NEEDS AND TO DEVELOP AND MONITOR POLICIES AND STRATEGIES TO MAXIMIZE INVESTMENT RETURNS AND MINIMIZE INVESTMENT RISK. 7 5 0 5 185538 0 0 0 0 0 165076 217707 0 0 165076 217707 0 0 0 0 0 0 0 0 0 1120742 1132924 1120742 1132924 -955666 -915217 171190373 192527465 25699 28366 171164674 192499099 X THE PRIMARY PURPOSE IS TO ACCEPT FUNDS FROM THE MEMBERS FOR LONG-TERM INVESTMENT AND TO PRODUCE SUFFICIENT INVESTMENT RETURNS TO PROVIDE CURRENT INCOME FOR DISTRIBUTION TO THE MEMBERS TO MEET THEIR CURRENT CHARITABLE, SCIENTIFIC, AND EDUCATIONAL REQUIREMENTS (CONT. ON SCH O) (CONTINUED FROM PAGE 2) WITH EXCESS INVESTMENT RETURNS REINVESTED TO MEET FUTURE NEEDS AND TO DEVELOP AND MONITOR POLICIES AND STRATEGIES TO MAXIMIZE INVESTMENT RETURNS AND MINIMIZE INVESTMENT RISK. 0 0 1132924 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND, INC. IS A NOT-FOR-PROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE BY PROVIDING INVESTMENT MANAGEMENT FOR CHARITABLE, NOT-FOR-PROFIT FOUNDATIONS, ASSOCIATIONS, TRUSTS, ENDOWMENTS AND OTHER FUNDS OR ENTITIES ORGANIZED AND OPERATED PRIMARILY FOR THE BENEFIT OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. 1132924 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 4 0 1 0 1 1 0 0 0 0 0 0 0 0 0 X 7 5 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NC X GREG VERRET 7046875432 9201 UNIVERSITY CITY BOULEVARD CHARLOTTE NC 282230001 X BT ATKINSON STARTING JAN 2017 CHANCELLOR DESIGNEE/EX-OFFICIO 1.00 1.00 X X 0 0 0 KEVIN BROWN TRUSTEE 1.00 X 0 0 0 JOE L PRICE TRUSTEE 1.00 2.00 X 0 0 0 MICHAEL K SHIELDS CHAIRMAN 1.00 1.00 X X 0 0 0 DIMITRI TRIANTAFYLLIDES INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MARC KEVIN HORGAN INDIVIDUAL TRUSTEE 1.00 1.00 X 0 0 0 PHILIP DUBOIS THROUGH DEC 2016 CHANCELLOR/EX-OFFICIO 1.00 40.00 X X 0 429492 56434 ELIZABETH HARDIN TREASURER/EX-OFFICIO 1.00 40.00 X X 0 264857 47640 0 694349 104074 0 0 1 0 GLOBAL ENDOWMENT MANAGEMENT 550 S TRYON ST SUITE 3500 CHARLOTTE NC 28202 INVESTMENT SERVICES 662874 UNC MANAGEMENT 1400 ENVIRON WAY CHAPEL HILL NC 27517 INVESTMENT SERVICES 329229 2 64618 64618 185538 32449 153089 153089 185538 -32449 217707 0 185538 32169 1132924 1132924 1132924 1132924 0 0 10371951 12854237 2159 0 160816263 179673228 171190373 192527465 25699 28366 25699 28366 X 0 0 0 0 171164674 192499099 171164674 192499099 171190373 192527465 X -915217 19695979 2553663 X X 0 1 X 1 0 X X 1 UNC CHARLOTTE 560791228 6 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 GLOBAL ENDOWMENT MANAGEMENT, LP 93542705 F UNC INVESTMENT FUND, LLC 86130523 F 179673228 18780762 19695979 19695979 -915217 1132924 1132924 217707 0 0 0 1132924 1132924 1132924 0 0 0 0 0 0 0 0 0 PHILIP DUBOIS THROUGH DEC 2016 CHANCELLOR/EX-OFFICIO 0 429492 0 0 0 0 0 42905 0 13529 0 485926 0 0 ELIZABETH HARDIN TREASURER/EX-OFFICIO 0 264857 0 0 0 0 0 41889 0 5751 0 312497 0 0 FORM 990, PART VI, SECTION A, LINE 6 ARTICLE III OF THE BYLAWS EXPRESSLY NAMES THREE MEMBERS OF THE CORPORATION, AND THOSE ARE THE FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE, INC ("FOUNDATION"), THE BOARD OF TRUSTEES OF THE ENDOWMENT OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE ("ENDOWMENT"), AND THE ATHLETIC FOUNDATION OF THE UNVIERSITY OF NORTH CAROLINA AT CHARLOTTE ("ATHLETIC FOUNDATION"). A RESOLUTION WAS ADOPTED THAT ALLOWS ENTITIES RELATED TO THE MEMBERS TO INVEST IN THE FUND, BUT WITHOUT VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS THREE PARTICIPANTS THAT INVEST IN THE POOLED INVESTMENT FUND. ALL THREE MEMBERS HAVE VOTING RIGHTS. ARTICLE IV OF THE BYLAWS STATES THAT THERE SHALL BE SEVEN DIRECTORS, TWO DIRECTORS APPOINTED BY THE FOUNDATION , ONE DIRECTOR APPOINTED BY THE ENDOWMENT, ONE DIRECTOR APPOINTED BY THE ATHLETIC FOUNDATION AND THREE EX-OFFICIO DIRECTORS - THE CHANCELLOR OF UNC CHARLOTTE, THE CHARIMAN OF THE BOARD OF TRUSTEES OF THE ENDOWMENT OF UNC CHARLOTTE, AND THE VICE CHANCELLOR OF BUSINESS AFFAIRS OF UNC CHARLOTTE. FORM 990, PART VI, SECTION B, LINE 11B THE INTERNAL REVIEW PROCESS IS COORDINATED AND REVIEWED BY THE UNC CHARLOTTE TREASURY SERVICES DEPARTMENT. AFTER THE TAX RETURN IS RELEASED FROM THE INTERNAL REVIEW PROCESS, THE FORM 990 IS FORWARDED TO THE DESIGNATED OFFICER TO DISTRIBUTE TO EACH BOARD MEMBER OF THE GOVERNING BODY OF THE ORGANIZATION. THE BOARD IS ALLOWED SUFFICIENT TIME TO RESPOND TO THE ORGANIZATION WITH QUESTIONS. ONCE THESE QUESTIONS, IF ANY, ARE ANSWERED, THE TAX RETURN IS RELEASED TO BE SIGNED AND MAILED. THIS PROCESS USES ELECTRONIC FILE TRANSFER FOR THE RETURN WITH QUESTIONS AND ANSWERS COMMUNICATED VIA EMAIL AND/OR TELECONFERENCING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION EMAILED QUESTIONNAIRES TO BOARD MEMBERS AS PRESCRIBED FOR FILING THE TAX FORM 990. THE RETURNED DOCUMENTS WERE CONSISTENTLY REVIEWED AND MONITORED TO DETERMINE ANY INSTANCES OF CONFLICTS OF INTEREST. HISTORICALLY THERE HAS BEEN 100% PARTICIPATION AND RESPONSE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT COMPENSATE DIRECTORS/OFFICERS AND HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC BY VARIOUS METHODS FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). THE ORGANIZATION SERVES THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE, WHICH IS SUBJECT TO THE NORTH CAROLINA PUBLIC RECORDS ACT THAT IS ALSO DEEMED APPLICABLE TO THE ORGANIZATION. CONTACT INFORMATION IS PROVIDED FOR INDIVIDUALS REQUESTING THE UNIVERSITY FINANCIAL STATEMENTS. FORM 990, PART VII, SECTION A, COLUMN F: THE ORGANIZATION, IN A FULL TRANSPARENCY POSTURE TO REPORTING, IS REPORTING ALL BENEFITS IN FULL IN COLUMN F, PART VII AND IS NOT APPLYING THE $10,000 PER ITEM EXCEPTION FOR CERTAIN BENEFITS. FORM 990, PART XI, LINE 9: MEMBER ADDITIONS TO FUND 9,241,612. DISTRIBUTIONS TO MEMBERS FROM FUND -6,687,949. FORM 990, PART XII, LINE 2C: MEMBERS OF THE ORGANIZATION'S FULL BOARD ACT AS AN 'AUDIT COMMITTEE AND PROVIDE OVERSIGHT WITH THROROUGH REVIEW OF INVESTMENT ACTIVITY COMPARED TO MARKET FOR EACH QUARTER, AS WELL AS THROUGH REVIEWS OF THE FINANCIAL REPORTING PROCESS FOR THE PREPARATION OF THE ANNUAL FINANCIAL STATEMENT AUDIT. THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 UNIVERSITY NC GOVERNMENT UNIT N/A 0 THE FOUNDATION OF UNCC INC 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 566059417 UNIVERSITY SUPPORT NC 501(C)(3) LINE 5 UNCC 0 THE ATHLETIC FOUNDATION OF UNCC INC 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 237050570 UNIVERSITY SUPPORT NC 501(C)(3) LINE 5 N/A 0 UNCC FACILITIES DEVELOPMENT CORP 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 510537391 UNIVERSITY HOUSING NC 501(C)(3) LINE 10 UNCC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1