2018-03-22T11:52:34-05:00 2017-06-30 520982413 GROSS MENDELSOHN & ASSOCIATES PA 36 SOUTH CHARLES ST 18TH FLOOR BALTIMORE MD 21201 990 2016-07-01 510329224 UPPER BAY COUNSELING & SUPPORT SERVICES INC AND AFFILIATE UPPE 4109965104 200 BOOTH STREET ELKTON MD 21921 SUANNE BLUMBERG CEO 4109965104 2018-03-22 1 JAMES E CRISP P00025401 4106855512 2018-03-22 64.132.215.242 2018-03-22 12:52:26 ED P 6B51B61F0EFF2C2FF8E13CB29D569DDD1D54D3A3 7ED660B1DA5B7572EB4EFB1F9341951127F9693C 2016 2021-01-29 14:40:06Z SUANNE BLUMBERG 200 BOOTH STREET ELKTON MD 21921 12863969 0 X WWW.UPPERBAY.ORG X 1990 MD PROVIDES A BROAD AND EXPANDING RANGE OF HIGH QUALITY BEHAVIORAL HEALTH AND COMMUNITY SERVICES. 16 14 273 4 0 0 529631 587573 12516794 12191183 -7830 19879 89454 42606 13128049 12841241 0 0 0 0 10571071 10604337 0 0 0 2722011 2757868 13293082 13362205 -165033 -520964 4043795 3198017 2174329 1849515 1869466 1348502 X UPPER BAY COUNSELING & SUPPORT SERVICES PROVIDES A BROAD AND EXPANDING RANGE OF HIGH QUALITY BEHAVIORAL HEALTH AND COMMUNITY SERVICES. WE PROMOTE WELLNESS AND UPHOLD THE DIGNITY OF OUR CONSUMERS. (SEE SCHEDULE O FOR CONTINUATION)WE ARE DEDICATED TO EXCELLENCE, THROUGH CREATIVITY, FLEXIBILITY, AND TEAMWORK. WE SERVE AND ADVOCATE FOR INDIVIDUALS, FAMILIES, AND COMMUNITIES. 0 0 1561613 1744313 THE SUNRISE RESIDENTIAL REHABILITATION PROGRAM (RRP) IS A COMMUNITY BASED RESIDENTIAL HOUSING PROGRAM LOCATED IN CECIL COUNTY. RESIDENTS LIVE IN A GROUP HOME SETTING WITH TWENTY-FOUR HOUR SUPERVISION, OR AN APARTMENT SETTING WITH TWENTY-FOUR HOUR STAFF AVAILABILITY AND SUPPORT. THE PROGRAM HAS SIX GENERAL BEDS AND THIRTY-TWO INTENSIVE BEDS. IN ADDITION TO MANAGING MENTAL HEALTH SYMPTOMS, RESIDENTS ARE SUPPORTED AND ENCOURAGED TO DEVELOP LIFE SKILLS NEEDED TO SUCCESSFULLY TRANSITION OUT OF THE RESIDENTIAL PROGRAM AND LIVE INDEPENDENTLY IN THE COMMUNITY. THE GOAL OF RRP IS TO SUPPORT CLIENTS TO GROW IN THEIR OWN RECOVERY, SO THAT THEY MAY REMAIN IN THE COMMUNITY, PREVENTING RE-HOSPITALIZATION, AND GAINING SKILLS NEEDED TO TRANSITION FULLY INTO COMMUNITY LIVING. 1496924 1632488 THE CECIL SCHOOL BASED PROGRAM OFFERS COMPREHENSIVE EMOTIONAL AND BEHAVIORAL HEALTH SERVICES TO THE CHILDREN IN NEED BY PROVIDING THERAPY AND OTHER CLINICAL SERVICES TO STUDENTS IN CECIL COUNTY'S PUBLIC SCHOOLS. OUR LICENSED THERAPISTS WORK WITH CHILDREN IN THE SCHOOL SETTING WHO NEED ASSISTANCE BY OFFERING INDIVIDUAL, GROUP AND FAMILY COUNSELING. IN ADDITION, SCHOOL-BASED COUNSELORS REGULARLY CONSULTS WITH SCHOOL PERSONNEL AND ATTEND CONFERENCES DIRECTLY RELATED TO THE STUDENTS' TREATMENT AND ACADEMIC STATUS. COUNSELORS ALSO PROVIDE CARE COORDINATION SERVICES, WHICH LINK THE BEHAVIORAL HEALTH SERVICES WITH SCHOOL BEHAVIOR, FAMILY ENVIRONMENT AND FUNCTIONING, AND OTHER AGENCIES THAT MAY BE INVOLVED WITH THE STUDENT. 927015 1047639 SHARE, UPPER BAY COUNSELING'S CECIL COUNTY ADULT PSYCHIATRIC REHABILITATION PROGRAM (PRP) PROVIDES ASSISTANCE TO ADULTS WITH CHRONIC MENTAL ILLNESS. THE GOAL IS TO INCREASE THEIR ABILITY TO COPE WITH THEIR BEHAVIORAL HEALTH SYMPTOMS AND STRESSORS WHILE REMAINING IN A COMMUNITY SETTING. EMPHASIS IS PLACED ON INDIVIDUALIZED TREATMENT, AND STRENGTHENING EACH PERSON'S ABILITY TO ENGAGE AND INTEGRATE SUCCESSFULLY INTO THE COMMUNITY. THIS PROGRAM OFFERS BOTH ON- AND OFF-SITE SUPPORTIVE SERVICES TO ADULTS DIAGNOSED WITH SERIOUS AND PERSISTENT MENTAL ILLNESS. ON-SITE SERVICES INCLUDE A DAY PROGRAM THAT OPERATES FIVE DAYS A WEEK. SERVICES ALSO INCLUDE AN ON-CALL SYSTEM FOR CLIENT PSYCHIATRIC EMERGENCIES, TWENTY-FOUR HOURS A DAY, SEVEN DAYS A WEEK. 7884853 7815764 VARIOUS OTHER PROGRAMS 7884853 7815764 11870405 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 36 0 1 273 1 0 0 0 0 0 1 1 0 0 0 0 X 16 14 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 MD X ELLEN RILEY 4109963400 200 BOOTH STREET ELKTON MD 21921 KEVIN URICK PRESIDENT 2.50 X X 0 0 0 MICHAEL GORDON VICE PRESIDENT 2.50 0.20 X X 0 0 0 PATRICIA D FOLK SECRETARY 1.90 X X 0 0 0 CLINTON REDDIG TREASURER 1.90 X X 0 0 0 KAROLYN BOWE ESQ MEMBER 1.90 X 0 0 0 ALAN SEXTON MEMBER 1.90 X 0 0 0 NANCY HALL MEMBER 1.90 X 0 0 0 PATRICIA PANNILL RN MEMBER 1.90 X 0 0 0 AARON MOSZER MEMBER 1.90 X 0 0 0 SHARYN NESNOW MEMBER 1.90 0.20 X 0 0 0 LLOYD R RABUCK JR MEMBER 1.90 X 0 0 0 CYNTHIA WINGATE MEMBER 1.90 X 0 0 0 RAYMA J MCROBERTS MEMBER 1.90 X 0 0 0 BRONWYN MARTIN MEMBER 1.90 X 0 0 0 RICHARD H BAYER PHD MEMBER AND FORMER CEO 35.00 0.20 X X 134119 0 38006 SUANNE BLUMBERG CEO AND MEMBER 40.00 0.20 X X 70982 0 0 SANDRA SHANNON COO 40.00 0.20 X 99422 0 16097 ELLEN D RILEY DIRECTOR OF FINANCE 40.00 0.20 X 73451 0 29048 LESLIE MORRIS PSYCHIATRIST 24.00 X 139535 0 2962 RALPH SCOVILLE PSYCHIATRIST 24.00 X 124521 0 0 NGOZI CHIEKWU PSYCHIATRIST 32.00 X 138640 0 0 PAUL A GIANAKON MD PSYCHIATRIST 32.00 0.20 X 100960 0 0 881630 0 86113 5 0 1 0 0 8742 565958 12873 5564 587573 FEES FOR SERVICES 624100 11743269 11743269 RESIDENTIAL CLIENT FEES 624100 316837 316837 COUNSELING SERVICES 624100 71541 71541 EMPLOYMENT SUPPORT SERVICES 624100 28807 28807 COMMUNITY EDUCATION SERVICES 624100 23991 23991 6738 6738 12191183 1003 1003 25795 6919 18876 18876 18876 28270 8742 15809 12461 12461 COST RECOVERY INITIATIVES 624100 30145 30145 30145 12841241 12240204 0 13464 392483 255114 137369 8426814 7568611 858203 186537 168530 18007 893176 806307 86869 705327 626918 78409 18885 8039 10846 31525 13421 18104 346387 344952 1435 11835 11835 249381 213744 35637 423259 380974 42285 59530 53577 5953 222114 177729 44385 77142 67411 9731 TRANSPORTATION 452089 443705 8384 CLIENT SERVICES 268076 268076 PROVISION FOR BAD DEBTS 122477 122477 SERVICE FEES 118241 38907 79334 356927 311913 45014 13362205 11870405 1491800 0 353560 45193 866936 360670 592828 683560 36878 41137 4521004 2484286 2176520 2036718 10566 17073 20173 4043795 3198017 961926 685648 3000 1212403 1150301 0 10566 2174329 1849515 X 1869466 1348502 1869466 1348502 4043795 3198017 -520964 0 X X 0 1 X 1 0 X 466882 389831 448902 529631 587573 2422819 9826231 10810540 11598419 12516794 12191183 56943167 10293113 11200371 12047321 13046425 12778756 59365986 0 0 0 59365986 1559 1129 1083 1224 1003 5998 1559 1129 1083 1224 1003 5998 10294672 11201500 12048404 13047649 12779759 59371984 0.99990 0.99980 0.00010 0.00020 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 297760 297760 2355224 961597 1393627 276839 161787 115052 1385990 1155711 230279 205191 205191 0 2036718 DEFERRED COMPENSATION 10566 10566 X 12841241 0 12841241 0 12841241 13362205 0 13362205 0 13362205 PART X, LINE 2: UPPER BAY COUNSELING & SUPPORT SERVICES, INC. HAD NO LIABILITY FOR UNCERTAIN TAX POSITIONS. THE ORGANIZATION'S FEDERAL EXEMPT ORGANIZATION RETURNS ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR A PERIOD OF THREE YEARS AFTER THE RETURNS ARE FILED. FALL EVENT 20360 6160 14200 4047 2707 350 570 GOLF TOURNAMENT 16652 2582 14070 3078 4310 397 1 350 37012 8742 28270 7125 4310 2707 350 1317 15809 12461 X X X 0 1 0 0 0 0 0 0 0 RICHARD H BAYER PHD MEMBER AND FORMER CEO 134119 0 0 0 0 0 9537 0 28469 0 172125 0 0 0 PART I, LINE 4B RICHARD H. BAYER, PH.D $10,566 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED AND APPROVED BY THE CEO, DIRECTOR OF FINANCE, AND THE BOARD FINANCE COMMITTEE PRIOR TO FILING. IT IS PROVIDED TO ALL OTHER BOARD MEMBERS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, AT THE BEGINNING OF THE FISCAL YEAR THE GOVERNING BOARD AND KEY EMPLOYEES ARE ASKED TO UPDATE THEIR STATUS WITH CONFLICT OF INTEREST FORM. CONFLICT OF INTEREST FORMS AND DISCLOSURES ARE REVIEWED BY THE EXECUTIVE COMMITTEE, AND CONFLICTS ARE IDENTIFIED AND RESOLVED AS DEEMED APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD PERSONNEL COMMITTEE CONDUCTS ANNUAL PERFORMANCE REVIEWS OF THE CEO, WHO IS NOT A MEMBER OF THAT COMMITTEE. THE COMMITTEE THEN RECOMMENDS A MERIT SALARY ADJUSTMENT BY REFERENCE TO AN INDEPENDENT SALARY SURVEY FOR SIMLIAR POSITIONS IN THE REGION TO ENSURE THE ADJUSTED SALARY FALLS WITHIN ITS COMPARABLE RANGE. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST FORM 990, PART XII, LINE 2C: DRAFT AUDITED FINANCIAL STATEMENTS ARE REVIEWED BY THE CEO, DIRECTOR OF FINANCE, AND FINANCE COMMITTEE OF THE BOARD PRIOR TO FINALIZATION. SUSQUEHANNA COUNSELING SERVICES LLC 200 BOOTH STREET ELKTON MD 21921 454669862 COUNSELING SERVICES MD 234652 45011 UPPER BAY COUNSELING & SUPPORT SERVICES FIVE RIVERS HOMES INC 200 BOOTH STREET ELKTON MD 21921 331114602 AFFORDABLE HOUSING TO PERSONS WITH CHRONIC MENTAL DISABILITIES MD 501(C)(3) LINE 7 N/A 0 HIGH STREET HOMES 200 BOOTH STREET ELKTON MD 21921 300470783 AFFORDABLE HOUSING TO PERSONS WITH CHRONIC MENTAL DISABILITIES MD 501(C)(3) LINE 7 N/A 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 FIVE RIVERS HOMES INC D 11176 ACCOUNTS RECEIVABLE DUE TO SPONSO HIGH STREET HOMES INC D 11860 ACCOUNTS RECEIVABLE DUE TO SPONSO FIVE RIVERS HOMES INC L 6257 MANAGEMENT FEE PER AGREEMENT HIGH STREET HOMES INC L 6666 MANAGEMENT FEE PER AGREEMENT FIVE RIVERS HOMES INC N 1031 GEN LIAB. & PROPERTY INSURANCE HIGH STREET HOMES INC N 2663 GEN LIAB. & PROPERTY INSURANCE FIVE RIVERS HOMES INC O 9464 OFFICE & MAINTENANCE STAFF TIME HIGH STREET HOMES INC O 18846 OFFICE & MAINTENANCE STAFF TIME FIVE RIVERS HOMES INC Q 24658 INTERCOMPANY CHARGES RECORDED HIGH STREET HOMES INC Q 16582 INTERCOMPANY CHARGES RECORDED