2018-03-17T13:29:19-05:00 2017-06-30 341897225 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL NORTH NAPLES FL 34103 990 2016-07-01 030482006 AVE MARIA UNIVERSITY INC AVEM 2392802500 5050 AVE MARIA BLVD AVE MARIA FL 34142 ROBERT FARNHAM VICE PRESIDENT FINANCE & ADMIN 2392802500 2018-03-17 1 GERD O FRANKE P00563316 2392632111 2018-03-05 74.112.4.164 2018-03-17 13:43:20 ED P 6FADE40347EDA37BDAAEA51C23C24EF3E651A78B 948EE40CDFD1B56078A9CFCE691EFCE065C35611 2016 2021-01-29 14:40:06Z ROBERT FARNHAM 5050 AVE MARIA BLVD AVE MARIA FL 34142 62357081 0 X WWW.AVEMARIA.EDU X 2002 FL UNIVERSITY EDUCATION GROUNDED IN THE TRADITIONS AND FAITH OF THE ROMAN CATHOLIC CHURCH 24 21 884 21 0 0 13130518 15182784 30030650 31455729 982937 -31821088 -479032 610539 43665073 15427964 10486451 10840912 0 0 14651409 15393808 0 0 2421251 22680189 23060530 47818049 49295250 -4152976 -33867286 278380590 242661315 68795696 66060242 209584894 176601073 UNIVERSITY EDUCATIONAL FACILITY TRAINING INDIVIDUALS TOWARDS BACCALAUREATE, MASTERS AND DOCTORATE DEGREES. 0 0 39369808 10840912 31455729 OPERATING A UNIVERSITY DEDICATED TO INSTRUCTING AND TRAINING INDIVIDUALS TOWARDS A BACCALAUREATE, MASTERS OR DOCTORATE DEGREES. 1,071 STUDENTS WERE SEEKING DEGREES AT AMU DURING THE FALL 2016-2017 SCHOOL YEAR. 39369808 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 89 0 884 1 0 0 0 0 0 1 1 0 0 0 0 X 24 21 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 1 0 0 AK KS NH OR KY LA MA MD MO WA X X ROBERT FARNHAM 2392801674 5050 AVE MARIA BLVD AVE MARIA FL 34142 ARTHUR C BROOKS PHD TRUSTEE 2.00 X 0 0 0 BARBARA B HENKELS TRUSTEE EMERITUS 2.00 X 0 0 0 BERNADETTE LUCA TRUSTEE 2.00 X 0 0 0 BISHOP FRANK J DEWANE TRUSTEE 2.00 X 0 0 0 BISHOP KEVIN C RHOADES TRUSTEE 2.00 X 0 0 0 DANIEL N MEZZALINGUA TRUSTEE EMERITUS 2.00 X 0 0 0 DONNA M BRADT TRUSTEE 2.00 X 0 0 0 EDWARD W EASTON TRUSTEE 2.00 X 0 0 0 EMILIO BURILLO TRUSTEE 2.00 X 0 0 0 FR JOHN J LUDDEN TRUSTEE 2.00 X 0 0 0 GLORY L SULLIVAN TRUSTEE EMERITUS 2.00 X 0 0 0 GUY SMITH TRUSTEE 2.00 X 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 40.00 X X 463053 0 0 JOHN DONAHUE TRUSTEE 2.00 X 0 0 0 JOHN V TIPPMANN SR TRUSTEE/VICE-CHAIR 2.00 X 0 0 0 JOSEPH C CANIZARO TRUSTEE EMERITUS 2.00 X 0 0 0 LEIGH-ANNE KAZMA TRUSTEE 2.00 X 0 0 0 LOUIS ARGENTA DR TRUSTEE 2.00 X 0 0 0 MARY L DEMETREE TRUSTEE 2.00 X 0 0 0 MICHAEL SCHWARTZ TRUSTEE 2.00 X 0 0 0 MICHAEL TO TIMMIS TRUSTEE/CHAIRMAN 10.00 X X 0 0 0 PATRICIA FLATLEY TRUSTEE 2.00 X 0 0 0 PATRICK T RAINEY TRUSTEE 2.00 X 0 0 0 PAUL R RONEY TRUSTEE 2.00 X 0 0 0 SEAN PATRICK CARDINAL O'MALLEY TRUSTEE 2.00 X 0 0 0 THOMAS P PRINCE TRUSTEE 2.00 X 0 0 0 THOMAS S MONAGHAN TRUSTEE/CHANCELLOR 5.00 X X 0 0 0 WALTER KNYSZ JR DDS TRUSTEE 2.00 X 0 0 0 ROBERT FARNHAM VP FINANCE 40.00 X 186571 0 0 ROGER NUTT VP ACADEMIC AFFAIRS 40.00 X 116637 0 0 DENNIS JOHN GRACE EXECUTIVE VICE PRESIDENT/C 40.00 X 203143 0 0 RATCHAPOL DEJTHAI CHIEF INFORMATIONAL OFFICER 40.00 X 175143 0 0 WILLIAM W KIRK VP LEGAL AFFAIRS & GENERAL COUNSEL 40.00 X 156502 0 0 BRIAN P COUCH VP INSTITUTIONAL ADVANCEMENT 40.00 X 139594 0 10045 JAMES A PELISKA PROFESSOR OF CHEMISTRY 40.00 X 139796 0 0 MICHAEL A DAUPHINAIS ASSOCIATE PROFESSOR OF THEOLOGY 40.00 X 140219 0 0 MICHAEL M WALDSTEIN PROFESSOR OF THEOLOGY 40.00 X 146096 0 0 SEANA C SUGRUE PROFESSOR OF HISTORY 40.00 X 165475 0 0 2032229 0 10045 13 0 1 0 ROPPOSCAPE INC 15275 COLLIER BLVD 201 NAPLES FL 34119 GROUNDS MAINTENANCE 268796 DISNEY & ASSOCIATES PA ARCHITECTS 1865 VETERANS PARK DR STE 301 NAPLES FL 34109 ARCHITECT 246849 AVE MARIA DEVELOPMENT LLLP 2600 GOLDEN GATE PARKWAY NAPLES FL 34105 BUILDING LEASE AND SERVICES 210445 DOLPHIN TRANSPORTATION SPECIALISTS INC 3963 PROGRESS AVE NAPLES FL 34104 TRANSPORTATION 155106 REGIONAL CONSTRUCTION SERVICES INC 5064 ANNUNCIATION CIRCLE AVE MARIA FL 34142 CONTRACTOR 135638 10 433774 3028000 11721010 622069 15182784 TUITION AND FEES 611710 20150692 20150692 FACULTY AND STUDENT HOUSING 531110 9391383 9391383 EVENTS & TRAINING 611710 1552620 1552620 MISCELLANEOUS PROGRAM REVENUE 611710 354350 354350 AMU PRESS CO-PRODUCTION 511110 6684 6684 31455729 1190295 1190295 23908 23908 455308 0 455308 455308 455308 4550319 8955218 3936759 42580161 613560 -33624943 -33011383 -33011383 159150 433774 172121 -12971 -12971 238677 240076 -1399 -1399 CHANGE IN SPLIT INT AGREEMENT 611710 145693 145693 145693 15427964 31455729 0 -31210549 10840912 10840912 1539137 1064180 366757 108200 11600416 8890885 1823609 885922 119687 67081 43125 9481 1263981 13999 1249982 870587 679794 123776 67017 9556 2663 6893 324875 35937 281759 7179 66731 19936 30786 16009 294184 285926 2837 5421 471609 471609 1336828 904263 288814 143751 442120 318585 76604 46931 5041 5041 3690060 2791768 671697 226595 758723 660483 42184 56056 470906 245706 18975 206225 3803026 2821423 745479 236124 4887467 3625957 958054 303456 564690 442480 92909 29301 MEALS 3414553 3359059 44672 10822 LIBRARY AND ACADEMIC SU 616849 485616 122081 9152 BAD DEBT EXPENSE 593183 203224 344441 45518 STUDENT ACTIVITIES 274015 274015 0 0 1036114 859266 168757 8091 49295250 39369808 7504191 2421251 8320045 14550195 26517 1084609 1453249 582553 5205808 4530987 108047 99803 424024 410296 224193632 42305978 214044359 181887654 33866011 36631149 14745134 3071465 278380590 242661315 2849513 3878362 60515000 60075000 4153050 869152 1278133 1237728 68795696 66060242 X 195129679 157762998 10232313 14337464 4222902 4500611 209584894 176601073 278380590 242661315 -33867286 883465 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 2751485 X X X 0 12075342 6986717 614192 3238049 16438202 9288590 5393257 -194638 2411867 12075342 9328579 3303843 -365448 2978384 9288590 6931576 2078864 748012 429873 9328579 5903352 1715604 527444 1214824 6931576 0.27380 0.72620 0 0 7408285 7408285 192887161 28551082 164336079 857208 805104 52104 10782608 6488462 4294146 12258370 6461330 5797040 181887654 GIFT ANNUITIES PAYABLE 1237728 1237728 X 38230543 883463 35484289 36367752 1862791 13565173 13565173 15427964 72795218 34037141 34037141 38758077 10537173 10537173 49295250 PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO USE ANNUAL INVESTMENT INCOME TO SUPPORT SCHOLARSHIPS AND PROGRAMS ACCORDING TO THE FUND'S DESIGNATED PURPOSE. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AND FROM STATE INCOME TAXES UNDER CHAPTER 220.13 OF THE FLORIDA STATUTES. MANAGEMENT ASSESSES UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH FASB ASC 740 AND HAS DETERMINED THAT ALL INCOME TAX FILING POSITIONS WOULD BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY RESERVES OR RELATED ACCRUALS FOR INTEREST AND PENALTIES AT JUNE 30, 2017 AND 2016 FOR UNCERTAIN INCOME TAX POSITIONS. THE SCHOOL FILES THEIR INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND HAS FILED TAX RETURNS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2017. THE SCHOOL IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES COST OF GOODS SOLD RELATED PARTY REVENUE FROM CONSOLIDATED FINANCIALS LOSS ON SALE OF ASSETS PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES RELATED PARTY CONTRIBUTION PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES COST OF GOODS SOLD LOSS ON SALE OF ASSETS PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES PART III, LINE 4: THE UNIVERSITY HAS ASSEMBLED A COLLECTION OF RARE AND HISTORICAL RELIGIOUS AND PHILOSOPHICAL BOOKS AND MANUSCRIPTS WHICH ARE USED FOR SCHOLARLY RESEARCH BY BOTH UNDERGRADUATE AND GRADUATE STUDENTS. THESE COLLECTIONS ARE ALSO MADE AVAILABLE TO VISITING SCHOLARS AND RESEARCHERS. IN ADDITION TO ITS BOOKS AND MANUSCRIPT COLLECTION, THE UNIVERSITY ALSO OWNS A SMALL COLLECTION OF RELIGIOUS ART AND ARTIFACTS THAT ARE ON PUBLIC DISPLAY AND ARE USED TO FURTHER ITS MISSION AS A UNIVERSITY IN THE CATHOLIC TRADITION, BRINGING SOCIAL AND SPIRITUAL BENEFITS TO ITS STUDENTS AND STAFF. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 THESE POLICIES ARE PUBLISHED IN CATALOGS DESCRIBING THE INSTITUTION COURSE OFFERINGS AND EMPLOYMENT ADVERTISEMENTS. SCHOLARSHIP DINNER 463090 351790 111300 158050 SE MICHIGAN SCHOLARSHIP DINNER 64081 46081 18000 0 7 65753 35903 29850 14071 592924 433774 159150 172121 172121 -12971 1 GENERAL SCHOLARSHIP GRANTS ARE AWARDED TO QUALIFIED STUDENTS ATTENDING AVE MARIA UNIVERSITY. 1086 10840912 FMV AS SEMESTER CLASSES BEGIN SCHEDULE I, PART I, LINE 2 THE OFFICE OF FINANCIAL AID DETERMINES A STUDENT'S ELIGIBILITY BASED ON THE FAMILY'S FINANCIAL STRENGTH, WHICH INCLUDES CONSIDERATION OF FAMILY INCOME AND ASSETS, NUMBER OF CHILDREN IN COLLEGE AND, IF APPROPRIATE, SPECIAL CIRCUMSTANCES. FINANCIAL AID WILL BE REVOKED WITHOUT ADEQUATE PROGRESS. X 0 0 X X X X 0 0 0 0 0 0 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 437896 0 0 0 25157 0 0 0 0 0 463053 0 0 0 ROBERT FARNHAM VP FINANCE 166699 0 0 0 19872 0 0 0 0 0 186571 0 0 0 DENNIS JOHN GRACE EXECUTIVE VICE PRESIDENT/C 184617 0 0 0 18526 0 0 0 0 0 203143 0 0 0 RATCHAPOL DEJTHAI CHIEF INFORMATIONAL OFFICER 158922 0 0 0 16221 0 0 0 0 0 175143 0 0 0 WILLIAM W KIRK VP LEGAL AFFAIRS & GENERAL COUNSEL 137811 0 0 0 18691 0 0 0 0 0 156502 0 0 0 SEANA C SUGRUE PROFESSOR OF HISTORY 143314 0 0 0 22161 0 0 0 0 0 165475 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A RESIDENCE NEAR CAMPUS AS AN ORDINARY AND NECESSARY EXPENSE TO BE ACCESSIBLE AND AVAILABLE TO FACULTY, ADMINISTRATION, AND STUDENTS. A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAL0 2013-07-11 8105000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAE6 2013-07-11 8215000 REFUND OF PRIOR BOND ISSUE 0 0 0 C COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAM8 2013-07-11 5230000 REFUND OF PRIOR BOND ISSUE 0 0 0 D COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAF3 2013-07-11 5500000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 440000 1 0 1 1 B 1 0 1 1 C 1 0 1 1 D 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 C 1 0 0 0 0 0 D 1 0 0 0 0 0 A 0 B 0 C 0 D 0 A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAG1 2013-07-11 14290000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAN6 2013-07-11 19175000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 A 0 B 0 AVE MARIA DEVELOPMENT THOMAS S MONAGHAN IS AN OFFICER AND TRUSTEE OF AMU AND A 50% OWNER OF AMD 212518 AMU MAKES PAYMENTS TO AMD FOR RENTED SPACE FOR THE CAMPUS STORE, MOTHER TERESA EXHIBIT HALL, AND ENROLLMENT CENTER. 0 X 1 200 FMV AT TIME OF GIFT X 3688 FMV AT TIME OF GIFT X 9 622069 FMV AT TIME OF GIFT X 1 4356 FMV AT TIME OF GIFT 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 PATRICIA DONAHUE DOLAN, A BOARD TRUSTEE, IS THE DAUGHTER OF JOHN DONAHUE ALSO A BOARD TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B SOME, BUT NOT ALL COMMITTEES OF THE BOARD TAKE AND RETAIN MINUTES. FORM 990, PART VI, SECTION B, LINE 11B THE CFO OF THE UNIVERSITY REVIEWS THE FORM 990 PRIOR TO SIGNING. THE RETURN IS ALSO MADE AVAILABLE TO ANY BOARD MEMBER, IF THEY REQUEST IT. FORM 990, PART VI, SECTION B, LINE 12C RESPONSIBLE PERSONS SHALL PERIODICALLY COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT IDENTIFYING ANY RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES IN WHICH THE RESPONSIBLE PERSON IS INVOLVED WHERE THE RESPONSIBLE PERSON BELIEVES THERE COULD BE AN ACTUAL OR APPARENT CONFLICT OF INTEREST. RESPONSIBLE PERSON SHALL SUPPLEMENT THE STATEMENT WHENEVER NECESSARY TO KEEP THE ORGANIZATION INFORMED. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF TRUSTEES REVIEWED AND APPROVED THE COMPENSATION AND DECISION MAKING PROCESS WHEN DETERMINING THE COMPENSATION FOR ITS PRESIDENT. THE SALARY WAS COMPARED TO OTHER PRESIDENTS OF PEER UNIVERSITIES USING THE CHRONICLE FOR HIGHER EDUCATION DATABASE. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS REQUIRED TO BE AVAILABLE TO THE PUBLIC MAY BE REVIEWED DURING NORMAL WORKING HOURS AT THE AVE MARIA UNIVERSITY ADMINISTRATIVE OFFICE IN AVE MARIA FLORIDA BY APPOINTMENT. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AVE MARIA COLLEGE 5050 AVE MARIA BLVD AVE MARIA FL 34142 383415373 AVE MARIA COLLEGE CEASED OPERATIONS 6/30/07 AND MOVED TO AVE MARIA, FL MI 501(C)(3) SEC 170(B)(1)(A) AMU OWNS 100 OF AMC STOCK 0 AVE MARIA UNIVERSITY LAND TRUST 5050 AVE MARIA BLVD AVE MARIA FL 34142 200154974 SUPPORTING ORGANIZATION TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 AVE MARIA FOUNDATION FOR THE ARTS 5050 AVE MARIA BLVD AVE MARIA FL 34142 264041143 SUPPORTING ORGANIZATION TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 AVE MARIA UNIVERSITY LAND TRUST INC S 3028000 FMV