2018-02-15T15:26:05-06:00 2017-06-30 910189318 Moss Adams LLP 101 Second Street Suite 900 San Francisco CA 94105 990 2016-07-01 941312348 United Way of the Bay Area UNIT 4158084300 550 Kearny St No 1000 San Francisco CA 94108 Joan Catherine Braun CFAO 4158084300 2018-02-14 1 Tracy S Paglia P00366884 4159561500 2018-02-14 12.129.7.100 2018-02-14 12:31:59 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BE861C6778D90A5D3E7861ABDDE45BE6309F51A4 2016 2021-01-29 14:40:06Z Anne Wilson 550 Kearny St No 1000 San Francisco CA 94108 46381377 0 X WWW.UWBA.ORG X 1922 CA To be the catalyst that enables people to strengthen their communities by investing in one another. 37 37 90 3684 0 0 33624151 43337952 437484 692981 139751 724925 -90986 176612 34110400 44932470 21706299 25538363 0 0 7494816 8330641 0 0 2893350 4927808 5583850 34128923 39452854 -18523 5479616 21904216 28941570 13423575 12607696 8480641 16333874 X To be the catalyst that enables people to strengthen their communities by investing in one another. 0 0 22407318 21272627 692981 Gross Funds Awarded/allocated to agencies 5919366 2886918 0 Economic SuccessSparkPoint has served more than 24,000 individuals since launching SparkPoint Oakland in 2009, and 3,200 clients in the last year alone. More than 80% of our clients are seeing 5% or better progress on their income, savings, credit or debt; and more than 70% of our clients are seeing 30% or more progress.SparkPoint Centers offer an array of services in one convenient location for a person or family trying to move out of poverty, including financial coaching on budgeting and savings, credit and debt management, career or education counseling, screening for public benefits, and others./ SparkPoint aims to have clients move from poverty to economic success by (1) increasing income; (2) reducing debt; (3) increasing credit scores; and (4) increasing savings. The SparkPoint regional network includes more than 75 outstanding partner organizations across the Bay Area.Recently SparkPoint has expanded work into Community Colleges and Community Schools. SparkPoint in Community Schools takes a Two-Generation Approach to improve the immediate and long-term financial stability of parents while ensuring that children are healthy and supported at school. This disrupts the cycle of poverty so that entire families can succeed now and far into the future.SparkPoint also recognizes that a good education, marketable skills, and ood job are needed to lift someone out of poverty. Through the expansion into Community Colleges, centers align their strongest programmatic assets to improve the school to career pathway for low-income students. They ensure that students know more about available career and education options, including post-secondary job training and certificate and degree programs. SparkPoint ensures that students start and remain on a path toward a good job through wrap around support services. UWBA's strong relationships with major employers across various sectors, provide students with access to work based learning opportunities and jobs.FY17 Highlights include:-315 clients achieved self-sufficient income-717 clients achieved at least one element prosperity: self-sufficient income, 3 months savings, 700 credit score, no revolving debt-The regional network has placed 591 clients in jobs, and has an average hourly wage of $20.33Earn It! Keep It! Save It! (EKS) is a UWBA-led coalition of partners that prepares tax returns for free, ensuring low- to moderate-income families get the refunds and credits for which they are eligible. During the 2017 tax season, 2,800 volunteers prepared more than 72,200 returns and brought back over $75million in refunds. Additionally, $22 million of those refunds was in Earned Income Tax Credit (EITC). EITC goes to the poorest, most vulnerable Bay Area households and has been identified by poverty-fighting experts as one of the most effective programs nationally, lifting millions of people above the federal poverty level every year. Families use their refunds primarily to pay bills, rent, and to buy food or clothes. Through its tax preparation efforts, EKS provides resources to meet basic needs, which is critical to ending the cycle of poverty in the Bay Area. EKS has 200 locations in eight counties, several are located at SparkPoint Centers. In addition to preparing tax returns, EKS uses the tax preparation session as a moment to offer low-income families the opportunity to increase their savings. 1469094 301000 0 Jobs+United Way's Jobs+ program helps prepare low-income youth and young adults (age 16-24) to become the 21st century workforce for employers in San Francisco and across the Bay Area. Connecting business, government, schools, nonprofits and youth, Jobs+ helps young people get job training and work experience, plan career paths, and become motivated to finish high school and go on to college or postsecondary training. Jobs+ primary focus is Youth Jobs+, a partnership with San Francisco Mayor Ed Lee, community partners and employers. Since its inception as Summer Jobs+ in 2012, the initiative has served over 19,000 youth in San Francisco. Last year, 7,000 youth were serve a part of the Mayor's Summer Job Challenge in San Francisco alone. Within the next several years, Jobs+ expects to expand into more counties served by United Way Bay Area. 2742689 1077818 0 Other Programs like United Ways around the country, UWBA manages the local activities of the federal Emergency Food and Shelter Program (EFSP), which distributes federal funds to local programs that feed and provide shelter to people in need. In FY17 UWBA distributed approximately $1,572,000 to food and housing programs in 7 of our 8 Bay Area counties through the Emergency Food and Shelter ProgramLabor Community Services The long-standing Labor-United Way Partnership combines the power of more than 12.5 million working families and their communities toward a shared vision where all have the opportunity to reach their highest potential. Locally, UWBA's Labor Community Services program continued its essential role of assisting people in poverty through direct provision of community services and policy advocacy. In FY17, our labor liaisons in three counties (San Mateo, San Francisco, and Contra Costa) provided hardship assistance to over 800 individuals including housing, health, utilities, job access issues, and other emergencies. The liaisons also worked closely with United Way's other programs, helping to refer potential clients to EKS, 211 and SparkPoint. They focused on key issues such as strengthening the safety net for immigrant families, including co-hosting an immigrant worker rights training sponsored by the California Labor Federation, and in San Francisco providing one stop legal and wraparound services to immigrant union members and their families. Our labor liaison in San Mateo coordinated a pre-apprenticeship program in the construction sector that resulted in 95 apprenticeships and job placements. The labor liaison in Contra Costa ran an EKS site and filed over 160 tax returns.Public Policy United Way Bay Area recognizes that in order to achieve our goal of ending the cycle of poverty in our community, we must advance public policies that support our mission. UWBA's Public Policy team influences policy and engages in advocacy at all levels of government, at the federal and state levels, and locally in our eight-county service area (Alameda, Contra Costa, Marin, Napa, San Francisco, San Mateo, Santa Clara, and Solano). In addition, we provide advocacy support to state and federal issues important to the United Way system. In FY17, we added housing to our policy agenda, endorsed bond measures in Alameda and Santa Clara counties, and organized phonebanks to educate voters on the measures and ask for their support both measures passed with 2/3 voter approval to generate $1.5 billion for affordable housing. On the issue of health, together with our coalition partners in Contra Costa County, we successfully advocated to expand Contra Costa CARES, a county health program that provides coverage to the uninsured adult population, including undocumented immigrants. The program will now be able to cover 4,400 uninsured adults in Contra Costa County. We achieved another key win for working families with a significant expansion of the California State Earned Income Tax Credit. Self-employed workers will now be eligible for the tax credit during next year's tax season, and the maximum income threshold for parents with two or more children will be lifted from $14,000 to $22,000/year.Finally, UWBA has formed a coalition called Rise Together, comprising nearly 300 leading institutions that have come together to cut poverty in half in the Bay Area by 2020. Launched by UWBA in 2012, Rise Together continues to stand out as a pivotal regional strategy through a collective impact approach. In the last four years, Rise Together has: given grants to local leaders and partnerships who are fighting poverty; selectively engaged on key policy issues; hosted major events to showcase the issues and solutions of poverty; and won an award from the National Association of Counties. UWBA serves as the backbone organization and helps the partners select and implement key initiatives. Partners include political and faith leaders, businesses, nonprofits, government, academia, media and others.211 Initiative211 is a free, easy-to-remember phone number and web resource that anyone can call for information and referral to resources. Last year, UWBA and its partner call centers in eight Bay Area counties responded to approximately144,000 calls. More than half of these requests came from those requesting help with poverty/basic needs issues such as food, jobs and shelter.In addition to daily information and referral, 211 is a critical resource for disasters. In recent years, 211 has been available for responses to an earthquake, floods, and major fires. We have launched a new guided search website and 2-way texting to increase accessibility. 2742689 1077818 0 32538467 1 1 0 1 0 1 0 0 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 24 0 1 90 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X Joan Catherine Braun 4158084465 550 Kearny St 1000 San Francisco CA 94108 Allaire Kiwoba Director at Large 0.10 X 0 0 0 Baker Margaret Chair, Audit Committee 0.80 X 0 0 0 Blaylock Adam Director at Large 1.00 X 0 0 0 Branch Michelle Director at Large 2.00 X 0 0 0 Breber Pierre Chair, Reg. Impact & Growth Council 0.50 X 0 0 0 Cerussi Richard Chair, Public Policy Committee 0.50 X 0 0 0 Detweiler Charmaine Treasurer 2.00 X X 0 0 0 Dillon Michael Director at Large 0.30 X 0 0 0 Earley Jr Anthony Director at Large 1.50 X 0 0 0 Eckhardt Michael Director at Large 0.30 X 0 0 0 Foley Jim Chair, Engagement Committee 0.80 X 0 0 0 Heacock David Assistant Secretary 2.00 X X 0 0 0 Herbert III James Director at Large 0.20 X 0 0 0 Johnson Kevin Director at Large 0.20 X 0 0 0 Ko Amy Director at Large 0.80 X 0 0 0 Lang Matthew Director at Large 0.50 X 0 0 0 Laymon Joe Director at Large 0.30 X 0 0 0 Lee Daniel Director at Large 1.50 X 0 0 0 Leibowitz Tom Director at Large 0.80 X 0 0 0 Lichtenstein Noah Director at Large 0.50 X 0 0 0 Matuszak Gary Vice Chair, Audit Committee 0.80 X 0 0 0 Miley Sandra Director at Large 0.30 X 0 0 0 Mok Anna Chair, Governance Committee 0.80 X 0 0 0 Needles Josh Director at Large (Thru 4/30/17) 0.10 X 0 0 0 Olson James Secretary 2.00 X X 0 0 0 Paulson Timothy Labor Liaison 0.50 X 0 0 0 Peyton Ronald Director at Large 0.80 X 0 0 0 Remstedt Lawrence Director at Large 0.50 X 0 0 0 Rodriguez Raul Director at Large 0.80 X 0 0 0 Rogers Matt Director at Large 0.50 X 0 0 0 Sutherland Susan Immediate Past Chair 0.50 X 0 0 0 Tennyson Sherry Director at Large 0.30 X 0 0 0 Walker Robert Director at Large 0.20 X 0 0 0 Walker Loretta Chair 6.00 X X 0 0 0 Weinstein Laurie Director at Large 0.50 X 0 0 0 Wilhelm Julia Director at Large 0.50 X 0 0 0 Wohl Jeffrey Gen. Counsel & Chief Ethics Officer 1.00 X X 0 0 0 Wymer Michele Director at Large 0.20 X 0 0 0 Wilson Anne Chief Executive Officer 55.00 X 310446 0 198485 McDonnell Eric Chief Operating Officer 55.00 X 247888 0 53693 Braun Joan Chief Finance & Admin Officer 55.00 X 192787 0 40632 Nicely Kathleen Chief Development Officer 37.50 X 232449 0 20836 Hyde Randy Senior VP Marketing 37.50 X 140182 0 16223 Chamorro Amalia VP, Community Investment 37.50 X 108346 0 23158 Kukovic Lidiya VP, Controller 37.50 X 117531 0 24662 Schaver John VP, Information Technology 37.50 X 121214 0 63518 Tam Tse Ming VP, Community Investment 37.50 X 168866 0 24063 1639709 0 465270 10 0 1 0 Interface Children Family Services 4001 Mission Oaks Blvd Ste I Camarillo CA 93012 Consulting Services 713133 LanXpert Corporation dba Intivix 605 Market Street Suite 410 San Francisco CA 94105 IT Consulting 177256 Nelson Staffing P O Box 49195 San Jose CA 951619195 Temporary Employment Agency 138493 Japanese Community Youth Council 2012 Pine Street San Francisco CA 94115 Consulting Services 128479 Moss Adams LLP P O Box 101822 Pasadena CA 911891822 Accounting 120539 5 115950 1101775 42120227 545137 43337952 Pledge Processing Fees 900099 448850 448850 Consulting Fee Income 900099 225731 225731 Office Space Rental 900099 18400 18400 692981 270836 270836 143163 0 143163 143163 143163 1849355 31280 1395266 31280 454089 0 454089 454089 55810 115950 22361 33449 33449 44932470 692981 0 901537 25538363 25538363 1058362 271914 529489 256959 5161919 2864026 1281965 1015928 584949 271377 195353 118219 1109647 575933 320557 213157 415764 205455 130489 79820 161789 161789 75623 75623 1725725 1095602 326738 303385 374291 317540 31609 25142 426737 104370 191204 131163 1501026 642296 458413 400317 127228 74793 23171 29264 486572 255632 92331 138609 336382 139699 103692 92991 358029 176006 95786 86237 10448 5461 2828 2159 39452854 32538467 4021037 2893350 848161 3613595 225416 263205 9309292 10358467 185179 225151 2270986 1749968 680163 521018 10549957 13640720 80000 106048 239414 21904216 28941570 7290538 5657198 2693376 3832355 689661 618143 2750000 2500000 13423575 12607696 X 867124 7272860 3719742 5165939 3893775 3895075 8480641 16333874 21904216 28941570 X 5479616 706895 1666722 X 0 1 X 1 0 X 38319472 36845784 34157980 33543169 43337952 186204357 38319472 36845784 34157980 33543169 43337952 186204357 10692626 175511731 330032 266236 276771 360800 413999 1647838 33449 33449 187885644 2092977 0.93410 0.91910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9717 36400 46117 39400638 39446755 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 33451 42087 16828 46117 138483 250000 250000 250000 250000 1000000 1500000 10792 11124 9599 9717 41232 33 0 1488818 0 1426008 0 73869 0 1 1 0 0 4648599 1300 630428 196906 21567 5061854 5022885 1400 -150974 199384 20867 4653060 5254646 1400 -12314 194752 26095 5022885 4794701 1000 840114 360534 20635 5254646 4345472 1000 164963 -283266 4794701 0.00000 0.76950 0.23050 0 0 562222 344037 218185 178068 131106 46962 1530696 1274825 255871 521018 X 25356355 706895 883656 28460 1619011 23737344 75623 21119503 21195126 44932470 21413284 883656 2271900 3155556 18257728 75623 21119503 21195126 39452854 Part V, Line 4: ENDOWMENTS ARE USED FOR permanently or TEMPORARILY AND UNRESTRICTED PURPOSES ACCORDING TO THE INTENT OF THE DONOR. Part X, Line 2: UWBA is exempt from federal income tax under Section 501(c)(3) of the Internal Revenue Code (IRC) and Section 23701d of the Revenue and Taxation Code except to the extent of unrelated business taxable income as defined under IRC sections 511 through 515. Since UWBA has no unrelated business taxable income, no provision for income taxes has been provided in these financial statements. UWBA has no unrecognized tax benefits or uncertain tax positions as of June 30, 2017. Part XI, Line 2d - Other Adjustments: Fundraising Expenses reclassified from expenses to revenue 22,361. UWBA inherited receivables from UWSV write off 6,099. Part XI, Line 4b - Other Adjustments: Donor Designated Pledges 21,119,503. Part XII, Line 2d - Other Adjustments: Fundraising Expenses reclassified from expenses to revenue 22,361. Uncollectible pledges 294,458. Pension related changes other than net periodic pension cost 1,955,081. Part XII, Line 4b - Other Adjustments: Donor Designated Pledges 21,119,503. Believe Event 115950 115950 260 8326 Bay to Breakers 55810 55810 13775 171760 115950 55810 260 22101 22361 33449 1 10000 Degrees 781 Lincoln Ave Suite 140 San Rafael CA 94901 953667812 501c3 33000 Program Grant to support Jobs+ services Alameda County Social Services Agency 2000 San Pablo Ave Oakland CA 94612 946000501 501c3 17000 Program Grant to support Economic Success services Allen Temple Vita Site 8501 International Blvd Oakland CA 94621 941747125 501c3 6500 Program Grant to support Economic Success services Alum Rock Counseling Center Inc 777 N First Street Suite 444 San Jose CA 95112 237367637 501c3 18000 Program Grant to support Other Community services American Canyon Family Resource Center 3423 Broadway Ste D-1 American Canyon CA 94503 364612853 501c3 8500 Program Grant to support Economic Success services Amigos De Guadalupe Center 2004 E San Antonio Street San Jose CA 95116 770555838 501c3 82000 Program Grant to support Other Community services Asian Pacific American Community Center 66 Raymond Ave San Francisco CA 94134 943357710 501c3 6500 Program Grant to support Economic Success services Bay Area Community Resources 171 Carlos Drive San Rafael CA 94903 942346815 501c3 20000 Program Grant to support Other Community services Bay Area Financial Resource Center 699 Serramonte Blvd Suite 232 Daly City CA 94015 270920145 501c3 7500 Program Grant to support Economic Success services Bay Area Legal Aid 1735 Telegraph Avenue Oakland CA 94612 941633136 501c3 15000 Program Grant to support Economic Success services Benicia Community Action Council 480 Military East Benicia CA 94510 680294153 501c3 6000 Program Grant to support Economic Success services Catholic Charities of Solano 125 Corporate Place Suite A Vallejo CA 94590 465010936 501c3 7500 Program Grant to support Economic Success services Chabot Las Positas Community College District DBA Tri-Valley One-Stop Caree 6300 Village Parkway Suite 100 Dublin CA 94568 237074515 501c3 10000 Program Grant to support Economic Success services Children's Network of Solano County 2320 Courage Dr 107 Fairfield CA 94533 680014506 501c3 323223 Program Grant to support Economic Success services Chinese Newcomers Service Center 777 Stockton Street Suite 104 San Francisco CA 94134 942152893 501c3 15000 Program Grant to support Economic Success services City of South San Francisco 840 West Orange Avenue South San Francisco CA 94080 943191775 501c3 9000 Program Grant to support Economic Success services Coastside Hope PO Box 1089 El Granada CA 94018 510199747 501c3 6500 Program Grant to support Economic Success services Community Action Marin 29 Mary Street San Rafael CA 94901 946136365 501c3 262500 Program Grant to support Economic Success services Community Child Care Coordinating Council (4Cs) of Alameda County 22351 City Center Dr Ste 100 Hayward CA 94541 237218859 501c3 11000 Program Grant to support Economic Success services Community Living Campaign 1370 Mission Street Suite 400 San Francisco CA 94103 261697250 501c3 229555 Program Grant to support Other Community services Community Services Agency Mountain View 204 Stierlin Rd Mountain View CA 94043 941422465 501c3 80000 Program Grant to support Other Community services Community Youth Center of SF 1038 Post Street San Francisco CA 94109 941728818 501c3 20000 Program Grant to support Jobs+ services CompassPoint Nonprofit Services 500 - 12th Street Suite 320 Oakland CA 94607 931196632 501c3 50000 Program Grant to support Other Community services Contra Costa Crisis Center 307 Lennon Lane Walnut Creek CA 94598 941747227 501c3 65000 Program Grant to support Other Community services Dan Williams Foundation Inc 269S Beverly Drive 338 Beverly Hills CA 90212 810746498 501c3 50000 Program Grant to support Other Community services Driving Force Group Inc (Torrey Smith Family Fund) 1109 Park Street NW Washington DC 20002 454641567 501c3 50000 Program Grant to support Other Community services Eagle Village Community Center Youth & Family P O Box 10408 Oakland CA 94610 270243681 501c3 15000 Program Grant to support Economic Success services East Bay Asian Local Development Corporation 1825 San Pablo Avenue Suite 200 Oakland CA 94612 510171851 501c3 288890 Program Grant to support Economic Success services East Bay Works- Concord One Stop (Claudia Velasco) 271 Pheasant Circle Concord CA 94565 530995761 501c3 15000 Program Grant to support Economic Success services Eden I and R Inc 570 B Street Hayward CA 94541 942339050 501c3 50000 Program Grant to support Other Community services Fairfield Community VITA - City of Fairfield (Helia Moreno) 1000 Webster Street Fairfield CA 94533 636288320 501c3 12000 Program Grant to support Economic Success services Foothill DeAnza Community College 12345 El Monte Drive Los Altos CA 94022 941597718 501c3 23333 Program Grant to support Other Community services Fremont Family Resource Center Corporation 39155 Liberty Street Suite A110 PO Box 5006 Fremont CA 94537 943333831 501c3 89000 Program Grant to support Economic Success services Hayward Area Recreation and Park District 1099 E Street Hayward CA 94541 946000728 501c3 7000 Program Grant to support Economic Success services Homeless Prenatal Program 2500 18th St San Francisco CA 94110 943146280 501c3 13000 Program Grant to support Economic Success services Kids in Common (a program of El Monte Planned Parenthood) 1691 The Alameda San Jose CA 95126 941583439 501c3 23333 Program Grant to support Other Community services Lao Family Community Development Inc 1551 23rd Ave Oakland CA 94606 943115164 501c3 17000 Program Grant to support Economic Success services Larkin Street Youth Services 134 Golden Gate Avenue San Francisco CA 94102 942917999 501c3 20000 Program Grant to support Other Community services Mission Economic Development Agency 2301 Mission Street Suite 301 San Francisco CA 94110 510187791 501c3 174200 Program Grant to support Economic Success services Northeast Community Federal Credit Union 683 Clay Street San Francisco CA 94111 942891498 501c3 15000 Program Grant to support Economic Success services On The Move 780 Lincoln Ave Napa CA 94558 753149095 501c3 102250 Program Grant to support Economic Success services Pacifica Resource Center 1809 Palmetto Avenue Pacifica CA 94044 811496989 501c3 5500 Program Grant to support Economic Success services Puertas Abiertas Community Resource Center PO BOX 3009 Napa CA 94559 203126333 501c3 6000 Program Grant to support Economic Success services Redwood City School District 750 Bradford Street Redwood City CA 94063 943034018 501c3 105000 Program Grant to support Economic Success services Renaissance Entrepreneurship Center 1848 Bay Road East Palo Alto CA 94303 942793122 501c3 6000 Program Grant to support Economic Success services Richmond Community Foundation 1014 Florida Avenue Suite 200 Richmond CA 94804 943337754 501c3 773725 Program Grant to support Economic Success services Rubicon Programs Inc 2500 Bissell Avenue Richmond CA 94804 942301550 501c3 8000 Program Grant to support Economic Success services Sacred Heart Community Services 1381 South First Street San Jose CA 95110 237179787 501c3 193250 Program Grant to support Economic Success services Samaritan House 4031 Pacific Blvd San Mateo CA 94403 237416272 501c3 7500 Program Grant to support Economic Success services San Antonio CDC 2228 E15th Street Oakland CA 94606 942675448 501c3 20000 Program Grant to support Economic Success services San Francisco Housing Development Corporation 4439 Third Street San Francisco CA 94124 943090854 501c3 12000 Program Grant to support Economic Success services San Jose Evergreen Community College District 40 South Market Street San Jose CA 95113 770100756 501c3 75000 Program Grant to support Economic Success services San Mateo County Community College District - SparkPoint at Skyline College 3300 College Drive San Bruno CA 94066 943084147 501c3 122350 Program Grant to support Economic Success services Self-Help Economic Development Inc 1330 Broadway Suite 604 Oakland CA 94612 205330006 501c3 15000 Program Grant to support Economic Success services SITSparkPoint 3105 Willow Pass Road 3 Bay Point CA 94565 943337754 501c3 7000 Program Grant to support Economic Success services Spanish Speaking Unity Council of Alameda County Inc 1900 Fruitvale Ave Oakland CA 94601 941670490 501c3 10000 Program Grant to support Economic Success services St Josephs Family Center 7950 Church Street Suite A Gilroy CA 95020 030391775 501c3 80000 Program Grant to support Other Community services Success Center San Francisco 375 Woodside Ave Bldg W-2 San Francisco CA 94127 942844443 501c3 17500 Program Grant to support Jobs+ services SunnyVale Community Services 725 Kiefer Rd Sunnyvale CA 94086 941713897 501c3 82000 Program Grant to support Other Community services T&B Consultants dba Life OnTrak 69 Lincoln Blvd A216 Lincoln CA 95648 453608301 501c3 6120 Program Grant to support Other Community services The Salvation Army 359 North 4th Street San Jose CA 95112 941156347 501c3 80000 Program Grant to support Other Community services The San Francisco Women's Centers Inc 3543 18th Street San Francisco CA 94110 941730620 501c3 10000 Program Grant to support Economic Success services The Stride Center 1212 Broadway Suite 400 Oakland CA 94612 943333571 501c3 6450 Program Grant to support Other Community services The Youth Employment Partnership 2300 International Blvd Oakland CA 94601 942517075 501c3 6450 Program Grant to support Other Community services Travis Credit Union 1 Travis Way Vacaville CA 95687 941242831 501c3 8000 Program Grant to support Economic Success services Treasure Island Homeless Development Initiative 1 Avenue of the Palms Room 166 San Francisco CA 94130 943280624 501c3 7500 Program Grant to support Economic Success services Up Valley Family Centers of Napa County 1440 Spring St Saint Helena CA 94574 800023012 501c3 15000 Program Grant to support Economic Success services West Valley Community Services 10104 Vista Drive Cupertino CA 95014 942211685 501c3 128333 Program Grant to support Other Community services YMCA of San Francisco 50 California Street Suite 650 San Francisco CA 94111 940997140 501c3 20000 Program Grant to support Jobs+ services Young Community Developers Inc 1715 Yosemite Avenue San Francisco CA 94124 942187776 501c3 22700 Program Grant to support Jobs+ services America's Best Local Charities 1100 Larkspur Landing Circle Ste 340 Larkspur CA 94939 943042430 501c3 63256 Designated by donor to agency for general operations Artspan 934 Brannan Street San Francisco CA 94103 943148481 501c3 14433 Designated by donor to agency for general operations Asia Foundation 465 California Street 9th Floor San Francisco CA 94104 941191246 501c3 10000 Designated by donor to agency for general operations Asian Art Museum 200 Larkin Street San Francisco CA 94102 941704765 501c3 10000 Designated by donor to agency for general operations Avalon Academy 818 Mahler Road Burlingame CA 94010 201651912 501c3 10000 Designated by donor to agency for general operations Bay Area Discovery Museum 557 McReynolds Road Sausalito CA 94965 680033227 501c3 6085 Designated by donor to agency for general operations Bay Area Women's & Children's Center 318 Leavenworth Street San Francisco CA 94102 942722718 501c3 6900 Designated by donor to agency for general operations Berkeley Repertory Theatre 999 Harrison Street Berkeley CA 94710 941679756 501c3 40349 Designated by donor to agency for general operations Boy Scouts Marin Council 225 West End Ave San Rafael CA 94901 941156323 501c3 5509 Designated by donor to agency for general operations Boys & Girls Club San Francisco 380 Fulton Street San Francisco CA 94102 941156608 501c3 6755 Designated by donor to agency for general operations Branson School PO Box 887 Ross CA 94957 940338330 501c3 10500 Designated by donor to agency for general operations Breakthrough Collaborative 180 Grand Avenue Suite 1225 Oakland CA 94612 943140620 501c3 27500 Designated by donor to agency for general operations Breast Cancer Alliance 48 Maple Avenue Greenwich CT 06830 061453500 501c3 10000 Designated by donor to agency for general operations Canyon Creek Presbyterian Church 9015 S Gale Ridge Road San Ramon CA 94582 680152944 501c3 6088 Designated by donor to agency for general operations Cathedral School for Boys 1275 Sacramento St San Francisco CA 94108 941156846 501c3 31500 Designated by donor to agency for general operations Catholic Charities of Santa Clara County 2625 Zanker Road 200 San Jose CA 95134 942762269 501c3 8330 Designated by donor to agency for general operations Childrens Creativity Museum 221 Fourth Street San Francisco CA 94103 943178735 501c3 10000 Designated by donor to agency for general operations Childrens Hunger Fund 13931 Balboa Blvd Sylmar CA 91342 954335462 501c3 9000 Designated by donor to agency for general operations Church of Jesus Christ LDS Corporation 50 E North Temple Street Salt Lake City UT 84150 870234341 501c3 6295 Designated by donor to agency for general operations Common Sense Media 650 Townsend Street Suite 375 San Francisco CA 94103 412024986 501c3 10000 Designated by donor to agency for general operations Community Child Care Council (4Cs) 22351 City Center Drive Hayward CA 94541 237218859 501c3 6305 Designated by donor to agency for general operations Community Health Charities of California 1199 N Fairfax St Ste 600 Alexandria VA 22314 136167225 501c3 60509 Designated by donor to agency for general operations Compass Family Services 49 Powell Street 3rd Floor San Francisco CA 94102 941156622 501c3 26255 Designated by donor to agency for general operations Conservation Corps North Bay 27 Larkspur St San Rafael CA 94901 942831592 501c3 6958 Designated by donor to agency for general operations De La Salle High School 1130 Winton Dr Develpmnt Ofc Concord CA 94518 680311262 501c3 10699 Designated by donor to agency for general operations Doctors Without Borders Headquarter 333 7th Avenue 2nd Floor New York NY 10016 133433452 501c3 6241 Designated by donor to agency for general operations Drew School of San Francisco 2901 California San Francisco CA 94115 942219550 501c3 6000 Designated by donor to agency for general operations EarthShare California 870 Market Street Suite 703 San Francisco CA 94102 942840364 501c3 14348 Designated by donor to agency for general operations Edgewood Center For Children & Families 1801 Vicente Street San Francisco CA 94116 941186168 501c3 25000 Designated by donor to agency for general operations Embarcadero YMCA 50 California Street Suite 650 San Francisco CA 94111 940997140 501c3 7000 Designated by donor to agency for general operations Family House- San Francisco 540 Mission Bay Blvd North San Francisco CA 94158 942722663 501c3 25000 Designated by donor to agency for general operations Fellowship of Christian Athletes Bay PO Box 24308 San Jose CA 95154 440610626 501c3 5193 Designated by donor to agency for general operations Fire Associates of Santa Clara Valley PO Box 494 Campbell CA 95009 237087975 501c3 5483 Designated by donor to agency for general operations Food Bank of Contra Costa & Solano PO Box 6324 Concord CA 94524 942418054 501c3 11109 Designated by donor to agency for general operations Friends of San Francisco Animal Care 1200 15th Street San Francisco CA 94103 943371620 501c3 11532 Designated by donor to agency for general operations Friends of the Urban Forest 1007 General Kennedy Ave Ste 1 San Francisco CA 94129 942699528 501c3 17420 Designated by donor to agency for general operations German American International School 475 Pope Street Menlo Park CA 94025 942998528 501c3 10000 Designated by donor to agency for general operations Global Impact PO Box 409616 Atlanta GA 30384 521273585 501c3 12811 Designated by donor to agency for general operations Hamilton Families 1631 Hayes Street San Francisco CA 94117 943055602 501c3 40225 Designated by donor to agency for general operations Hamlin School 2120 Broadway San Francisco CA 94115 941393894 501c3 10000 Designated by donor to agency for general operations Harvard College Fund 124 Mt Auburn Street Cambridge MA 02138 530199180 501c3 10000 Designated by donor to agency for general operations Human Rights Campaign Foundation 1640 Rhode Island Avenue NW Washington DC 20036 521481896 501c3 10743 Designated by donor to agency for general operations Jewish Family & Community Services 2484 Shattuck Ave 210 Berkeley CA 94704 943250304 501c3 5340 Designated by donor to agency for general operations JF Kapnek Charitable Trust 936 Dewing Avenue Suite E3 Lafayette CA 94549 237165692 501c3 10000 Designated by donor to agency for general operations Jubilee Christian Center 175 Nortech Parkway San Jose CA 95134 770195311 501c3 7895 Designated by donor to agency for general operations Justice & Diversity Center of the Bar 301 Battery Street Third Floor San Francisco CA 94111 942931349 501c3 5050 Designated by donor to agency for general operations KIPP Bay Area Schools 1404 Franklin Street Suite 500 Oakland CA 94612 205010766 501c3 5585 Designated by donor to agency for general operations KIPP Foundation DEPT LA 24579 Pasadena CA 91185 943362724 501c3 10134 Designated by donor to agency for general operations KQED Inc 2601 Mariposa St San Francisco CA 94110 941241309 501c3 7063 Designated by donor to agency for general operations La Casa de las Madres 1663 Mission Street Suite 225 San Francisco CA 94103 942330864 501c3 9745 Designated by donor to agency for general operations Larkin Street Youth Services 701 Sutter Street Suite 2 San Francisco CA 94109 942917999 501c3 15322 Designated by donor to agency for general operations Legal Aid At Work 180 Montgomery Street Suite 600 San Francisco CA 94104 942783401 501c3 5634 Designated by donor to agency for general operations Lick Wilmerding High School 755 Ocean Ave San Francisco CA 94112 941186156 501c3 25000 Designated by donor to agency for general operations Loyola University New Orleans 6363 Saint Charles Avenue New Orleans LA 70118 720408946 501c3 6708 Designated by donor to agency for general operations Make A Wish Foundation Greater Bay Area 55 Hawthorne Street 800 San Francisco CA 94105 942958481 501c3 7932 Designated by donor to agency for general operations Marin Academy 1600 Mission Ave San Rafael CA 94901 941186189 501c3 10000 Designated by donor to agency for general operations Michael J Fox Foundation Church Street Station New York NY 10163 134141945 501c3 6792 Designated by donor to agency for general operations Moraga Educational Foundation PO Box 34 Moraga CA 94556 942791659 501c3 6200 Designated by donor to agency for general operations Nebraska Writers Collective 9712 North 34th Street Omaha NE 68112 208109537 501c3 7092 Designated by donor to agency for general operations Nueva School 6565 Skyline Blvd Hillsborough CA 94010 941633387 501c3 19288 Designated by donor to agency for general operations Oakland Museum of California Foundation 1000 Oak Street Development Oakland CA 94607 943094513 501c3 5520 Designated by donor to agency for general operations Olana Partnership PO Box 199 Hudson NY 12534 141828430 501c3 23970 Designated by donor to agency for general operations Peninsula Humane Society & SPCA 1450 Rollins Road Burlingame CA 94010 941243665 501c3 5030 Designated by donor to agency for general operations Pennsylvania Academy of Fine Arts 128 N Broad Street Philadelphia PA 19102 231352256 501c3 50000 Designated by donor to agency for general operations Pi Kappa Alpha Educational Foundation 8347 West Range Cove Memphis TN 38125 626039877 501c3 10000 Designated by donor to agency for general operations Planned Parenthood Foundation-Natl HQ 123 William Street 10th Floor New York NY 10038 131644147 501c3 7733 Designated by donor to agency for general operations Planned Parenthood Northern California 2185 Pacheco Street Concord CA 94520 941575233 501c3 23845 Designated by donor to agency for general operations Salvation Army Golden State Division PO Box 193465 San Francisco CA 94119 941156347 501c3 6277 Designated by donor to agency for general operations San Francisco General Hospital Fdn 2789 25th Street Suite 2028 San Francisco CA 94110 943189424 501c3 10000 Designated by donor to agency for general operations San Francisco Marin Food Bank 900 Pennsylvania Ave San Francisco CA 94107 943041517 501c3 12067 Designated by donor to agency for general operations San Francisco Opera Association 301 Van Ness Ave Dev Dept San Francisco CA 94102 940836240 501c3 7000 Designated by donor to agency for general operations Santa Clara County Animal Shelter 12370 Murphy Avenue San Martin CA 95046 946000533 501c3 12460 Designated by donor to agency for general operations Second Harvest Food Bank-Santa Clara and 750 Curtner Avenue San Jose CA 95125 942614101 501c3 16040 Designated by donor to agency for general operations Shipley School 814 Yarrow Street Bryn Mawr PA 19010 231352677 501c3 30000 Designated by donor to agency for general operations Smile Train Inc 41 Madison Avenue 28th Floor New York NY 10010 133661416 501c3 5978 Designated by donor to agency for general operations St Jude Childrens Research Hospital 501 St Jude Place Memphis TN 38105 620646012 501c3 8932 Designated by donor to agency for general operations Summer Search Foundation 101 Howard Street Suite 250 San Francisco CA 94105 680200138 501c3 26767 Designated by donor to agency for general operations Synapse School 3375 Edison Way Menlo Park CA 94025 460631841 501c3 5500 Designated by donor to agency for general operations Trips for Kids 610 4th Street San Rafael CA 94901 680159458 501c3 7145 Designated by donor to agency for general operations UC Santa Cruz Foundation 1156 High Street Santa Cruz CA 95064 237394590 501c3 6440 Designated by donor to agency for general operations United Way California Capital Region 10389 Old Placerville Road Sacramento CA 95827 941225382 501c3 6768 Designated by donor to agency for general operations United Way of Metropolitan Chicago 333 S Wabash 30th Floor Chicago IL 60604 300200478 501c3 5640 Designated by donor to agency for general operations United Way of Salt Lake 257 East 200 South Suite 300 Salt Lake City UT 84111 870227091 501c3 13718 Designated by donor to agency for general operations United Way Southern Nevada PO Box 30910 Las Vegas NV 89173 880071328 501c3 5349 Designated by donor to agency for general operations Urban School of San Francisco 1563 Page St San Francisco CA 94117 941622034 501c3 15000 Designated by donor to agency for general operations Vanguard Charitable Endowment Program PO Box 3075 Southeastern PA 19398 232888152 501c3 160200 Designated by donor to agency for general operations VMC Foundation 2400 Moorpark Avenue 207 San Jose CA 95128 770187890 501c3 6564 Designated by donor to agency for general operations Washington University School of Law One Brookings Drive Campus Box 1082 1082 Saint Louis MO 63130 430653611 501c3 5500 Designated by donor to agency for general operations Watchtower Bible and Tract 25 Columbia Heights Brooklyn NY 11201 111857820 501c3 5080 Designated by donor to agency for general operations Whitney Museum of American Art 99 Gansevoort Street New York NY 10014 131789318 501c3 50000 Designated by donor to agency for general operations Zen Hospice Center 273 Page Street San Francisco CA 94102 943155375 501c3 14433 Designated by donor to agency for general operations Union Congregational Church 51 Woodland Road Apt 1 Attention Robe Cape Elizabeth ME 04107 501c3 10000 Designated by donor to agency for general operations St Mary Catholic Church 2051 Mt Diablo Blvd Walnut Creek CA 94596 501c3 6350 Designated by donor to agency for general operations St Mary-Virgin Episcopal Church 2325 Union Street San Francisco CA 94123 501c3 5100 Designated by donor to agency for general operations St Albert's Priory 5890 Birch Court Oakland CA 94618 501c3 10152 Designated by donor to agency for general operations Miramonte High School Booster Club 750 Moraga Way Orinda CA 94563 501c3 17183 Designated by donor to agency for general operations MIT Sloan School of Management 77 Massachusetts Ave E60-300 Cambridge MA 02139 501c3 25000 Designated by donor to agency for general operations Lake Tahoe School 995 Tahoe Blvd Incline Village NV 89451 501c3 5250 Designated by donor to agency for general operations First Hebrew Congregation of Oakland 2808 Summit Street OAkland CA 94609 501c3 25000 Designated by donor to agency for general operations City Church of San Francisco PO Box 641049 san Francisco CA 94164 501c3 6875 Designated by donor to agency for general operations LifeMoves 181 Constitution Dr Menlo Park CA 94025 770160469 501c3 70500 Program Grant to support Other Community services Harvard Business School Teele Hall 230 Western Avenue Boston MA 02163 501c3 101581 Designated by donor to agency for general operations 172 0 Part I, Line 2: Funding allocated to agencies as directed by donors: United Way of the Bay Area responsibly fulfills donor intent, including requests to fund specific nonprofits that meet the IRS qualifications of a tax exempt charitable organization under section 170(c). Eligible organizations are also required to be in compliance with the spirit and intent of the USA PATRIOT Act and other counter terrorism laws. Allocations and Re-grants to Partners: United Way of the Bay Area partners with other 501(c)3 organizations/partners to support its mission in various program areas. Grant proposals are evaluated on the basis of their alignment with UWBA's strategic plan as well as the agency's ability to demonstrate high standards in fiscal and programmatic operations and overall organizational strength. X X X X X 1 0 0 0 0 0 0 0 0 Wilson Anne Chief Executive Officer 300545 0 0 0 9901 0 157155 0 41330 0 508931 0 0 0 McDonnell Eric Chief Operating Officer 246612 0 51 0 1225 0 36042 0 17651 0 301581 0 0 0 Braun Joan Chief Finance & Admin Officer 185394 0 51 0 7342 0 11692 0 28940 0 233419 0 0 0 Nicely Kathleen Chief Development Officer 231113 0 51 0 1285 0 11644 0 9192 0 253285 0 0 0 Hyde Randy Senior VP Marketing 138893 0 51 0 1238 0 7095 0 9128 0 156405 0 0 0 Schaver John VP, Information Technology 119151 0 1054 0 1009 0 37628 0 25890 0 184732 0 0 0 Tam Tse Ming VP, Community Investment 108139 0 0 0 60727 0 7637 0 16426 0 192929 0 0 0 Part I, Line 4a Tse Ming Tam, VP of Community Impact Team, was paid a severance of $56,517. Position was eliminated. Schedule J, Part II, Column C: THE IRS DEFINES OTHER COMPENSATION (COLUMN C) AS REPORTED ON SCHEDULE J TO INCLUDE THE ANNUAL INCREASE IN THE ACTUARIAL VALUE OF A DEFINED BENEFIT PLAN. THREE CURRENT DIRECTORS, OFFICERS OR KEY EMPLOYEES WERE PART OF THE DEFINED BENEFITS PLAN THE CEO, COO AND VP, IT. FOR UWBA'S PURPOSES, BOTH THE COMPANY PORTION OF THE CEO'S 401K EXPENSES ($21,200) AS WELL AS THE ANNUAL ACTUARIAL VALUE OF THE NOW FROZEN DEFINED BENEFIT PLAN ($135,955), HAVE BEEN INCLUDED TO ARRIVE AT $157,155. X 37 529387 Proceeds from Sale X 1 18820 FMV X MS Surfaces 1 12800 FMV X Credit Cards for SparkPoint Centers 1 2950 fMV 0 0 0 0 Form 990, Part I, Line 6 Volunteers Volunteer number includes volunteers who provide direct service to United Way of the Bay Area as board members, volunteer tax preparers, fundraisers and campaign coordinators, advocacy and public policy volunteers, and volunteers in other United Way of the Bay Area programs, as well as volunteer matching referrals that match and mobilize volunteers strategically to meet identified community needs. Form 990, Part VI, Section A, line 1 Executive Committee is empowered with limitations to take action on behalf of the Board between its regularly scheduled meetings. Form 990, Part VI, Section B, line 11b CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER AND CONTROLLER REVIEW FINAL DRAFT OF 990 BEFORE PRESENTING TO ALL VOTING MEMBERS OF THE BOARD FOR INFORMATIONAL REVIEW PRIOR TO SUBMISSION. BOARD MEMBERS HAVE 5-7 days TO RESPOND WITH QUESTIONS AND PRESENT CONCERNS. AFTER THAT, THE 990 IS SUBMITTED TO THE IRS. Form 990, Part VI, Section B, line 12c The UWBA is committed to the highest standards of ethical compliance. Our Corporate Compliance policy, our Code of Ethical Conduct, and our Conflict of Interest policy are posted on our intranet and on our organization's public facing web site. Taken together, they outline the expectations the UWBA has of its employees, volunteers, and representatives. The Conflict of Interest policy contains specific injunctions against any practice or act which conflicts with or appears to conflict with the interests of the UWBA, both on and off the job. It goes on to explicitly state that no employee, volunteer, or representative shall use her/his position or influence or information to which they have access to as a result of their association or any assets or resources of the UWBA for her/his own personal gain, for trading or for the improper benefit of others. The policy prohibits performing compensated services for or having a beneficial interest in, or being substantially obligated to (or a similar relationship for any family member or close relative), any of UWBA's suppliers of goods or services or any other organization doing business with UWBA unless such fact has been properly disclosed to UWBA's CEO and to UWBA's Board, and such relationship has been specifically approved by the Board on the basis of a full disclosure of the facts. The Code of Ethical Conduct specifically requires the reporting of violations and the protection of those who report violations. Our Corporate Compliance policy lays out a clearly defined process for employees and volunteers to follow in order to disclose any reasonable belief that another employee or volunteer has violated legal or internal policy standards, whether in the workplace or otherwise as part of UWBA's activities. Included in that procedure is a report to be made to the Board annually regarding items brought to the attention of the Corporate Compliance Taskforce, the results of the investigation the Taskforce did, and the steps taken to address the concerns raised, if steps were merited. The Taskforce is composed of the Chief Executive Officer, the Chief Operating Officer, the Chief Financial and Administrative Officer, and the Chief Ethics Officer. THE UNITED WAY OF THE BAY AREA HAS AN ANNUAL PROCESS FOR RE-AFFIRMING ITS CONFLICT OF INTEREST, ITS CODE OF ETHICAL CONDUCT, ITS CORPORATE COMPLIANCE AND DIVERSITY POLICIES. It also has a policy of reviewing the policies on a periodic basis. Form 990, Part VI, Section B, line 15 PROCESS FOR DETERMINING COMPENSATION OF TOP MANAGEMENT AND OFFICERS/KEY EMPLOYEES IS THE SAME - UNITED WAY OF THE BAY AREA HAS A CONTRACTUAL RELATIONSHIP WITH AN INDEPENDENT SALARY CONSULTANT WHO CONSIDERS INDUSTRY, POSITION, EXPERIENCE AND MARKET BEFORE MAKING RECOMMENDATIONS TO UNITED WAY OF THE BAY AREA'S COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE MEETS AT LEAST TWICE A YEAR TO REVIEW CURRENT DATA, ANALYZE BUDGET ISSUES AND MAKE RECOMMENDATIONS TO THE BOARD OF DIRECTORS. MINIMALLY, THE BOARD APPROVES THE COMPENSATION OF THE CEO, CFAO AND OTHER KEY EMPLOYEES ON AN ANNUAL BASIS. Form 990, Part VI, Section C, line 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE UNITED WAY OF THE BAY AREA WEBSITE AS WELL AS BY WRITTEN OR IN-PERSON REQUEST. Form 990, Part XI, line 9: uncollectible pledges -294,458. Change in Pension Liability in Excess of Intangible Pension Assets 1,955,081. UWBA inherited receivables from UWSV write off 6,099. Form 990, Part VIII and Part IX UNITED WAY STANDARD OVERHEAD CALCULATION MANAGEMENT AND GENERAL EXPENSES - $4,021,037 FUNDRAISING EXPENSES - $2,893,350 TOTAL SUPPORT SERVICES EXPENSES - $6,914,387 TOTAL REVENUE - $44,938,569 OVERHEAD PERCENTAGE - 15.39%