2018-02-13T08:01:16-06:00 2017-06-30 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE JERICHO NY 11753 990 2016-07-01 133277408 ALZHEIMER'S DISEASE AND RELATED DISORDERS NEW YORK CITY INC ALZH 6467442900 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 LOU-ELLEN BARKAN PRESIDENT AND CEO 6467442900 2018-02-12 1 TIM LARSON P01530048 5162563500 2018-02-12 24.38.5.2 2018-02-12 11:42:20 ES P 7C12914581B5E4540511925D588906A5B267AD76 75C55DB090B1ABDBDB9C50DA20AC8AD9046DBFBC 2016 2021-01-29 14:40:06Z CARINGKIND LOU-ELLEN BARKAN 360 LEXINGTON AVE 4TH FL NEW YORK NY 10017 7789180 0 X WWW.CARINGKINDNYC.ORG X 1985 NY THE MISSION OF CARINGKIND IS TO CREATE, DELIVER, AND PROMOTE COMPREHENSIVE AND COMPASSIONATE CARE AND SUPPORT SERVICES FOR INDIVIDUALS AND FAMILIES AFFECTED BY ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH. CARINGKIND ACHIEVES ITS MISSION BY PROVIDING PROGRAMS AND SERVICES FOR INDIVIDUALS WITH DEMENTIA, THEIR FAMILY AND PROFESSIONAL CAREGIVERS; INCREASING PUBLIC AWARENESS; COLLABORATING WITH RESEARCH CENTERS; AND INFORMING PUBLIC POLICY THROUGH ADVOCACY. 27 27 83 465 17249 13040 6883542 5389521 1529926 1421342 39784 27357 230626 159184 8683878 6997404 306770 317699 0 0 5162853 5470470 46000 46000 1350278 4676523 3719040 10192146 9553209 -1508268 -2555805 8676636 6315518 2506571 2703257 6170065 3612261 X TO CREATE, DELIVER, AND PROMOTE COMPREHENSIVE AND COMPASSIONATE CARE AND SUPPORT SERVICES FOR INDIVIDUALS AND FAMILIES AFFECTED BY ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH. 0 0 1293723 80700 315373 WORKSHOPS/CONFERENCES/SEMINARS - PROVIDES A VARIETY OF EDUCATIONAL SEMINARS OFFERED IN COMMUNITIES. 737041 PUBLIC AWARENESS: ALZHEIMER'S IS A PROGRESSIVE, DEGENERATIVE, AND ULTIMATELY FATAL DISEASE. TOO FEW AMERICANS UNDERSTAND THE CURRENT AND FUTURE ECONOMIC IMPACT OF ALZHEIMER'S. ALREADY MORE THAN 5 MILLION AMERICANS ARE LIVING WITH ALZHEIMER'S AND MORE THAN 15 MILLION PEOPLE ARE PROVIDING UNPAID CARE AND SUPPORT. THIS MASSIVE GROUP IS IN NEED OF INFORMATION AND RESOURCES. CARINGKIND HAS INVESTED IN EDUCATION CAMPAIGNS AND INITIATIVES TO INCREASE KNOWLEDGE ABOUT ALZHEMER'S DISEASE AND AWARENESS OF THE ORGANIZATION AS THE CENTER OF HELP AND HOPE. KEY MESSAGES INCLUDE THE IMPORTANCE OF EARLY DETECTION, RESOURCES FOR PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND THE SOCIETAL IMPACT OF THE DISEASE. MILLIONS OF CONSTITUENTS ARE ENGAGED TO EDUCATE THEIR COMMUNITIES AND WORKPLACES. 1022802 241897 INFORMATION AND REFERRAL - PROVIDES SUPPORT AND INFORMATION ABOUT ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, PROGRAMS AND SERVICES PROVIDED BY THE ORGANIZATION, AND COMMUNITY RESOURCES THROUGH A 24-HOUR HELPLINE AS WELL AS OUR WEBSITE. 3713799 236999 864072 1) SOCIAL WORK SERVICES: IMPROVES THE AFFECTED INDIVIDUAL AND THEIR CAREGIVER'S QUALITY OF LIFE AND DECREASES THE STRESSFUL IMPACT OF ALZHEIMER'S AND RELATED DEMENTIAS. SOCIAL WORKERS IDENTIFY AREAS OF NEED AND PROVIDE ASSISTANCE AND PSYCHOSOCIAL SUPPORT THROUGH EDUCATION ABOUT THE DISEASE AND SYMPTOM MANAGEMENT, PROBLEM SOLVING, PLANNING FOR FUTURE NEEDS, AND LINKAGES WITH RESOURCES, PARTICULARLY DURING TRANSITIONAL OR CRISIS SITUATIONS.2) SUPPORT GROUPS: PROVIDES SUPPORT GROUPS FOR CAREGIVERS AND PERSONS WITH THE DISEASE OFFERED IN A VARIETY OF LOCATIONS TO MEET THE NEEDS OF DIVERSE COMMUNITIES.3) MEDICALERT NYC WANDERER'S SAFETY PROGRAM: MEDICALERT FOUNDATION PROVIDES PROTECTION THROUGH A NATIONAL EMERGENCY RESPONSE SERVICE FOR INDIVIDUALS LIVING WITH ALZHEIMER'S DISEASE AND RELATED DEMENTIAS WHO WANDER OR HAVE A MEDICAL EMERGENCY. 4) EARLY STAGE SERVICES: ADDRESSES THE UNIQUE NEEDS OF INDIVIDUALS IN THE EARLY STAGES OF ALZHEIMER'S OR A RELATED DEMENTIA. CARINGKIND ADDRESS EARLY STAGE NEEDS THROUGH EDUCATION PROGRAMS, SUPPORT GROUPS AND ENGAGEMENT OPPORTUNITIES DESIGNED TO HELP INDIVIDUALS AND FAMILIES COPE WITH THE DIAGNOSIS AND EMPOWER THEM TO MAKE DECISIONS REGARDING THEIR FUTURE AND MAKE THE MOST OF LIFE FOLLOWING THEIR DIAGNOSIS.5) PUBLIC POLICY: CARINGKIND ADVOCATES FOR PUBLIC POLICIES AIMED AT ADVANCING RESEARCH TOWARD BETTER THERAPIES, DETECTION, METHODS OF PREVENTION AND ULTIMATELY A CURE, AS WELL AS FOR BETTER CARE AND RESOURCES, AND HEALTH AND LONG-TERM COVERAGE, TO ENSURE HIGH QUALITY COST EFFECTIVE CARE FOR PEOPLE WITH ALZHEIMER'S DISEASE AND THEIR FAMILIES. POLICY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. 6) DIVERSITY & OUTREACH: DESIGNED TO EXTEND OUR PROGRAMS AND SERVICES, INCLUDING EDUCATION, INFORMATION, TRAINING, REFERRALS, SUPPORT, ADVOCACY AND VOLUNTEERISM TO ETHNICALLY DIVERSE POPULATIONS. WE HAVE CREATED LINGUISTICALLY APPROPRIATE INFORMATIONAL MATERIALS AND OFFER EDUCATIONAL SESSIONS TO COMMUNITY MEMBERS AND PROFESSIONALS IN SPANISH, AND CHINESE. THE AFRICAN-AMERICAN, CHINESE, AND LATINO OUTREACH PROGRAMS SEEK TO MEET THE SPECIFIC NEEDS OF THESE COMMUNITIES BY INCREASING AWARENESS OF, AND PARTICIPATION IN, OUR PROGRAMS AND SERVICES. 7) ALL OTHER PROGRAM SERVICES: A) HEALTHCARE OUTREACH B) PALLIATIVE CARE C) CONNECT2CULTURE D) SPECIAL ASSISTANCE 3713799 236999 864072 6767365 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 67 0 1 83 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 27 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X ALEX WONG 6467442916 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 STEPHEN P CASPER CO-CHAIRMAN 1.00 X X 0 0 0 JOHN R LATHAM CO-CHAIRMAN 0.80 X X 0 0 0 SHARON KILMER TREASURER 1.10 X X 0 0 0 PAULINE YEUNG-HA SECRETARY 0.30 X X 0 0 0 BENJAMIN J JENKINS DIRECTOR 0.40 X 0 0 0 ELVIRA BISIGNANO DIRECTOR 0.10 X 0 0 0 WILLIAM BRACHFELD DIRECTOR 0.30 X 0 0 0 STEVE BOXER DIRECTOR 0.10 X 0 0 0 ARI F COHEN DIRECTOR 0.10 X 0 0 0 DOUGLAS COWIESON DIRECTOR 0.10 X 0 0 0 MARIANNE DZIUBA FIORE DIRECTOR 0.50 X 0 0 0 LORI OSCHER FRIEDMAN DIRECTOR 0.30 X 0 0 0 ROBERT F GREENHILL JR DIRECTOR 0.20 X 0 0 0 NATHAN HALEGUA DIRECTOR 0.50 X 0 0 0 JONATHAN S HENES DIRECTOR 0.30 X 0 0 0 PETER HILL DIRECTOR 0.30 X 0 0 0 DAVID Z HIRSH DIRECTOR 0.20 X 0 0 0 JEFFREY JONES DIRECTOR 0.50 X 0 0 0 LINDA LAGORGA DIRECTOR 0.30 X 0 0 0 J FRANCIS LAVELLE DIRECTOR 0.10 X 0 0 0 WAYNE MILLER DIRECTOR 0.20 X 0 0 0 AARON MARKS DIRECTOR 0.30 X 0 0 0 ABRAHAM PODOLSKY DIRECTOR 0.10 X 0 0 0 LOUIS M SALERNO DIRECTOR 0.30 X 0 0 0 MIKE SCHNITZER DIRECTOR 0.30 X 0 0 0 ANNE MCBRIDE SCHREIBER DIRECTOR 0.10 X 0 0 0 ELAINE THOMAS DIRECTOR 0.40 X 0 0 0 DAVID WEINBERG DIRECTOR 0.10 X 0 0 0 MARK ZURACK DIRECTOR 0.20 X 0 0 0 LOU-ELLEN BARKAN PRESIDENT & CEO 41.00 X 324990 0 58013 STEPHEN A MAGGIO SENIOR VICE PRESIDENT & CFO 33.00 X 166012 0 29339 JED A LEVINE EXECUTIVE VP, DIRECTOR OF PROGRAMS & SERVICES 45.00 X 202003 0 25906 CAROL BERNE SENIOR VP OF DEVELOPMENT DIRECTOR OF LEADERSHIP 45.00 X 199555 0 25399 PEGGY CHU SENIOR VP, CHIEF ADMINISTRATIVE OFFICER 42.00 X 128594 0 25017 MATTHEW L KUDISH SENIOR VP OF CAREGIVER SERVICES 42.00 X 122555 0 21066 1143709 0 184740 6 0 1 0 BEMPORAD BARANOWSKI INC 20 JAY STREET SUITE 1012 BROOKLYN NY 11201 BRAND AND INNOVATION CONSULTING 247500 1 2463281 2926240 95652 5389521 WORKSHOPS/CONFERENCES/ 624100 315373 315373 SOCIAL WORK SERVICES 624100 249543 249543 INFORMATION AND REFERR 624100 241897 241897 SUPPORT GROUPS 624100 88314 88314 DIVERSITY AND OUTREACH 624100 69083 69083 457132 457132 1421342 26774 26774 493766 493183 583 583 583 425675 2463281 298593 127082 127082 32102 17249 14853 32102 6997404 1421342 17249 169292 3115 3115 314584 314584 969188 373440 321702 274046 3574217 2690312 501486 382419 127263 109367 6865 11031 437277 310285 70616 56376 362525 247227 63923 51375 118629 118629 37051 37051 46000 46000 412285 329455 28339 54491 34311 26122 180 8009 711731 464281 24524 222926 1539050 1201463 196083 141504 64956 49075 6975 8906 248463 219673 2585 26205 357167 283274 42458 31435 31168 22320 4790 4058 RESEARCH 77347 77347 CLIENT SERVICES 6780 6780 STAFF DEVELOPMENT 6352 5297 690 365 73750 33948 8670 31132 9553209 6767365 1435566 1350278 X 1196661 441197 0 755464 501 500 1978953 1347374 401143 699700 1108187 266504 6169 5152 237108 211368 5337236 3079461 2568372 2257775 921499 539837 838139 370743 616565 616565 8676636 6315518 455358 412428 110850 62200 1940363 2228629 2506571 2703257 X 4017811 1729907 1891119 1621192 261135 261162 6170065 3612261 8676636 6315518 -2555805 -1999 0 X X 0 1 X 1 0 X 6103017 6663831 7915999 6883542 5389521 32955910 6103017 6663831 7915999 6883542 5389521 32955910 32955910 191547 72565 53450 48735 26774 393071 54250 14902 11605 13820 17249 111826 347765 393912 491719 336288 440528 2010212 35471019 3751264 0.92910 0.93340 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT REVENUE - 2012 AMOUNT: $ 323,065. 2013 AMOUNT: $ 368,555. 2014 AMOUNT: $ 465,602. 2015 AMOUNT: $ 330,030. 2016 AMOUNT: $ 425,675. OTHER INCOME - 2012 AMOUNT: $ 24,700. 2013 AMOUNT: $ 25,357. 2014 AMOUNT: $ 26,117. 2015 AMOUNT: $ 6,258. 2016 AMOUNT: $ 14,853. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 9 0 0 1 128378 0 0 128387 0 PART II-B, LINE 1: PAID LOBBYIST PARTICIPATES IN STATE LOBBYING. EACH YEAR, ORGANIZATION'S STAFF AND VOLUNTEERS APPROACH VARIOUS NYC COUNCILMEMBERS, STATE AND FEDERAL ELECTED OFFICIALS. A TEAM OF ORGANIZATION'S STAFF AND VOLUNTEERS ATTEND USAGAINST ALZHEIMER'S SUMMIT IN WASHINGTON, DC. 261135 27 261162 261095 40 261135 261042 53 261095 260990 52 261042 260946 44 260990 1.00000 0 0 4122588 2207688 1914900 1214648 871773 342875 2257775 CERTIFICATES OF DEPOSIT 370743 F 370743 DUE FROM ALZHEIMER'S ASSOCIATION NATIONAL OFFICE 616565 616565 ANNUITY PAYMENT OBLIGATIONS 23983 DEFERRED RENT 1657533 DUE TO ALZHEIMER'S ASSOCIATION NATIONAL OFFICE 547113 2228629 X 7043779 -1999 48374 46375 6997404 0 6997404 9601583 48374 48374 9553209 0 9553209 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT CONSISTS OF FOUR INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, AND TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS. PART X, LINE 2: CARINGKIND ADOPTED THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FASB ASC TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. CARINGKIND IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. CARINGKIND BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS PRIOR TO 2014. X X X X X X 1 KLO EVENTS LLC 1256 SIMON BOULEVARD SUITE J106 EASTON PA 18042 ALL FUNDRAISING SERVICES - OCTOBER 2016 & 2017 CARINGKIND AL 0 737355 46000 691355 737355 46000 691355 NY GALA 1829303 1503113 326190 172800 MARATHON 381133 381133 47928 9 678520 579035 99485 77865 2888956 2463281 425675 298593 298593 127082 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO KLO EVENTS WERE FOR PROFESSIONAL FUNDRAISING SERVICES ONLY AND DID NOT INCLUDE PAYMENT OF OTHER FUNDRAISING EXPENSES. 1 VARIOUS GRANTS UNDER 5000 3115 FMV VARIOUS 14 WANDERER'S SAFETY PROGRAM-INDIVIDUAL GRANTS UNDER $5,000 1904 111005 FAIR MARKET VALUE TRAINING STIPENDS UNDER $5,000 202 60600 FAIR MARKET VALUE FINANCIAL ASSISTANCE PROVIDED TO FAMILY AND OTHER CAREGIVERS 101 142979 FAIR MARKET VALUE PART I, LINE 2: ALL FINANCIAL ASSISTANCE AWARDS GIVEN TO INDIVIDUALS OR ORGANIZATIONS ARE REVIEWED ON A REGULAR BASIS. PAYMENTS ARE REVIEWED AND APPROVED BY THE RESPONSIBLE MANAGER(S) TO ENSURE PROPER JUSTIFICATION. THERE ARE NO INDIVIDUAL GRANTS OVER $5,000. X X X X X 0 0 0 0 0 0 0 0 0 LOU-ELLEN BARKAN PRESIDENT & CEO 284990 0 40000 0 0 0 37901 0 20112 0 383003 0 0 0 STEPHEN A MAGGIO SENIOR VICE PRESIDENT & CFO 158512 0 7500 0 0 0 25800 0 3539 0 195351 0 0 0 JED A LEVINE EXECUTIVE VP, DIRECTOR OF PROGRAMS & 191503 0 10500 0 0 0 19974 0 5932 0 227909 0 0 0 CAROL BERNE SENIOR VP OF DEVELOPMENT DIRECTOR OF 179555 0 20000 0 0 0 19829 0 5570 0 224954 0 0 0 PEGGY CHU SENIOR VP, CHIEF ADMINISTRATIVE OFFI 118594 0 10000 0 0 0 16429 0 8588 0 153611 0 0 0 X 12 95652 MARKET VALUE 0 1 1 PART I, LINE 32B: WE USE "INSURANCE AUTO AUCTIONS" TO PROCESS OUR VEHICLE DONATIONS FORM 990, PART VI, SECTION A, LINE 2 ARI COHEN AND JOHN LATHAM (DIRECTORS) HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE APPROXIMATELY 14 DAYS PRIOR TO THE FILING DATE FOR THEIR REVIEW AND COMMENT. THE AMENDED DRAFT IS THEN SENT TO THE FULL BOARD APPROXIMATELY 7 DAYS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBER PROSPECTS MUST SIGN THE CONFLICT OF INTEREST POLICY, BEFORE THEY ARE INVITED TO JOIN THE BOARD. ADDITIONALLY, ALL CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE POLICY EACH YEAR. THEY ARE ALSO REQUIRED TO DISCLOSE IMMEDIATELY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS, SHOULD THESE OCCUR DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 BOARD MEMBERS WERE ASKED TO PROVIDE WRITTEN COMMENT ON THE CEO'S PERFORMANCE. IN ADDITION, ALL STAFF MEMBERS WERE ASKED TO FILL OUT AN EMPLOYEE FEEDBACK SURVEY AROUND ENGAGEMENT THAT ADDRESSED THE WORK ENVIRONMENT AND PERFORMANCE OF ORGANIZATION LEADERSHIP. THE BOARD'S COMPENSATION COMMITTEE AND THE BOARD'S CO-CHAIRS REVIEWED THE RESULTS AND ALSO REVIEWED THE DATA RELATING TO SALARIES OF CEOS OF OTHER SIMILARY SITUATED NON-PROFIT ORGANIZATIONS. BASED ON THE FEEDBACK AND MARKET DATA, THE COMPENSATION COMMITTEE AND BOARD CO-CHAIRS DECIDED ON A RECOMMENDED COMPENSATION AMOUNT FOR THE CEO FOR THE UPCOMING FISCAL YEAR. THE FULL BOARD ADOPTED THE RECOMMENDATION AFTER DISCUSSION IN AN EXECUTIVE SESSION OF THE BOARD IN JUNE. THE SALARIES OF KEY MANAGEMENT EMPLOYEES WERE DETERMINED THROUGH DISCUSSIONS AMONG THE CEO, THE BOARD'S CO-CHAIRS AND THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 CARINGKIND'S FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR