2018-02-06T09:31:29-06:00 2017-05-31 160765486 LUMSDEN & MCCORMICK LLP 369 FRANKLIN STREET BUFFALO NY 14202 990 2016-06-01 160743989 D'YOUVILLE COLLEGE DYOU 7168297636 320 PORTER AVENUE BUFFALO NY 14201 JOHN GARFOOT VP FINANCE/TREASURER 7168297636 2018-01-11 1 JOHN P SCHIAVONE P00040031 7168563300 38.122.36.250 2018-01-11 09:50:59 ES P 87273CE15A7E4D536C246F8BF2CA388F6BFCF293 E3D9616D980B303CA36005B6AA35BAC14827F3F5 2016 2021-01-29 14:40:06Z JOHN GARFOOT 320 PORTER AVENUE BUFFALO NY 14201 99795795 0 X WWW.DYC.EDU X 1908 NY AN INDEPENDENT COEDUCATIONAL INSTITUTION OFFERING UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS. 24 23 1598 23 0 0 5408509 5326323 68957064 71907923 1941666 2266271 1472550 1503797 77779789 81004314 16077456 17008447 0 0 36064956 36848686 0 0 863863 22340875 20608536 74483287 74465669 3296502 6538645 180825565 188950831 56287070 53736799 124538495 135214032 AN INDEPENDENT COEDUCATIONAL INSTITUTION OFFERING UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS. 0 0 65481019 17008447 72887279 HIGHER EDUCATION INSTRUCTION AND STUDENT SERVICES PROVIDED TO GRADUATE AND UNDERGRADUATE STUDENTS. D'YOUVILLE COLLEGE IS AN INDEPENDENT, COEDUCATIONAL INSTITUTION OFFERING LIBERAL ARTS AND PROFESSIONAL PROGRAMS IN ITS UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS. THE COLLEGE IS PRIMARILY FUNDED BY THE TUITION AND FEES CHARGED FOR PROGRAMS OFFERED FOR APPROXIMATELY 3,300 STUDENTS. 65481019 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 147 0 1 1598 1 0 0 0 0 0 1 1 0 0 0 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X X TIM KORN 7168297640 320 PORTER AVENUE BUFFALO NY 14201 JOHN AMERSHADIAN CHAIRPERSON 1.38 X X 0 0 0 DR ROBERT BENNETT BOARD MEMBER 0.30 X 0 0 0 KATHLEEN LAWLEY BEST SECRETARY 1.38 X X 0 0 0 JODENE CUNNINGHAM BOARD MEMBER 0.30 X 0 0 0 MELINDA DISARE BOARD MEMBER 0.30 X 0 0 0 DR GIL FARKASH BOARD MEMBER 0.30 X 0 0 0 GRETCHEN FIERLE BOARD MEMBER 0.30 X 0 0 0 MARY HOFFMAN BOARD MEMBER 0.30 X 0 0 0 TIMOTHY KANE BOARD MEMBER 0.30 X 0 0 0 SISTER MARY KAREN KELLY BOARD MEMBER 0.30 X 0 0 0 KEVIN B KLOTZBACH BOARD MEMBER 0.30 X 0 0 0 SISTER JEAN LISTON BOARD MEMBER 0.30 X 0 0 0 SISTER MARY MCCARRICK OSF BOARD MEMBER 0.30 X 0 0 0 BRENDA MCDUFFIE BOARD MEMBER 0.30 X 0 0 0 DALE MCKIM III BOARD MEMBER 0.30 X 0 0 0 STEPHEN MERCURIO BOARD MEMBER 0.30 X 0 0 0 CARL J MONTANTE BOARD MEMBER 0.30 X 0 0 0 SAM PASCIA BOARD MEMBER 0.30 X 0 0 0 JAMEL C PERKINS BOARD MEMBER 0.30 X 0 0 0 GARY QUENNEVILLE BOARD MEMBER 0.30 X 0 0 0 WAYNE H REDEKOP BOARD MEMBER 0.30 X 0 0 0 SR DENISE A ROCHE THRU 63016 PRESIDENT - SEE SCHEDULE J 40.00 X X 0 0 0 GEORGE SCHLEMMER BOARD MEMBER 0.30 X 0 0 0 CHARLES J URLAUB VICE CHAIRPERSON 1.38 X X 0 0 0 JOHN GARFOOT VP FINANCE/TREASURER 40.00 X 142234 0 6548 WILLIAM MARIANI INTERIM PRESIDENT (7/1/16 - 12/31/16) 40.00 X 198230 0 13675 DR LORRIE CLEMO PRESIDENT (EFF 1/1/17) 40.00 X 0 0 0 ARUP SEN VP FOR ACADEMIC AFFAIRS 40.00 X 194446 0 12867 ROBERT DROBITCH ASSOC. DEAN PHARMACY 40.00 X 168127 0 10151 ROBERT LEOPOLD ASSOC. DEAN PHARMACY 40.00 X 161187 0 10151 DAVID GETTMAN DIR ASSESSMENT 40.00 X 144967 0 9859 CANIO MARASCO DEAN PHARMANCY 40.00 X 190350 0 11775 1199541 0 75026 31 0 1 0 PERSONAL TOUCH FOOD SERVICE 120 W TUPPER STREET BUFFALO NY 14201 FOOD SERVICES 5155018 ABM JANITORIAL SERVICES NEAST INC PO BOX 1534 NEW YORK NY 100081534 JANITORIAL SERVICES 3363483 US SECURITY ASSOCIATES PO BOX 931703 ATLANTA GA 31193 SECURITY SERVICES 3300412 3 6080 1368243 3952000 5326323 TUITION & FEES 900099 69035004 69035004 ROOM & BOARD, NET 900099 2817264 2817264 BOOK SALES 900099 55655 55655 71907923 1780972 1780972 402554 0 402554 402554 402554 19214301 18729002 485299 485299 485299 128711 6080 62479 66232 66232 THEATER 611310 279406 279406 RECOVERY OF COSTS 900099 251065 251065 PARKING 812930 76998 76998 427542 427542 1035011 81004314 72887279 0 2790712 17008447 17008447 727016 727016 28398245 26070861 1971822 355562 1412892 1282370 103332 27190 4148808 3525097 567705 56006 2161725 1962026 158098 41601 100400 100400 7122228 5482451 1513884 125893 1122881 1122881 1612210 1257666 193554 160990 599791 297035 302756 949533 833690 115843 607941 536843 54703 16395 309036 256415 49314 3307 1124903 940349 184554 3182822 2775631 407191 508190 450945 57245 BAD DEBTS 988070 988070 REPAIRS 327765 250748 77017 ACCREDITATION AND MEMBE 265254 186061 79193 EQUIPMENT 255504 250515 4989 1532008 990988 464101 76919 74465669 65481019 8120787 863863 6950 425 17736051 23286247 3000049 4490869 3509702 4024248 4211916 3514965 928824 109238 132447596 37071831 96970576 95375765 53726289 57994824 735208 154250 180825565 188950831 3846753 4418265 4580358 5528888 28953000 26695547 14559133 13666084 4347826 3428015 56287070 53736799 X 104456036 110539423 9505210 13278221 10577249 11396388 124538495 135214032 180825565 188950831 6538645 4136892 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25100 X 0 38408796 902941 4820514 823667 43308584 40927374 403452 -1802463 1119567 38408796 38649100 419260 2949452 1090438 40927374 34664459 298005 4563031 876395 38649100 29122828 1002786 5112284 573439 34664459 0.51340 0.26310 0.22350 0 0 8853671 8853671 99453578 19603660 79849918 14660561 12736137 1924424 9479786 4732034 4747752 95375765 STUDENT DEPOSITS 263717 GOVERNMENT GRANTS REFUNDABLE 2841548 INTEREST RATE SWAP 322750 3428015 68094838 4136892 62479 4199371 63895467 17108847 17108847 81004314 57419301 62479 62479 57356822 17108847 17108847 74465669 PART III, LINE 4: THE COLLEGE RECEIVED ARTWORK WHICH IT DISPLAYS IN ITS LIBRARY TO FOSTER A CULTURAL AND DIVERSE EDUCATIONAL ENVIRONMENT. PART V, LINE 4: ENDOWED FUND EARNINGS ARE USED ACCORDING TO DONOR RESTRICTIONS WHICH SUPPORT THE COLLEGE MISSION OF PROVIDING HIGHER EDUCATION TO STUDENTS. MOST QUASI-ENDOWED FUND EARNINGS ARE USED TO SUPPORT ANNUAL OPERATING PURPOSES. MOST OF THE PERMANENTLY RESTRICTED ENDOWMENT EARNINGS ARE USED FOR SCHOLARSHIPS TO STUDENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING 62,479. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE 17,008,447. INVESTMENT MANAGEMENT FEES 100,400. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING 62,479. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE 17,008,447. INVESTMENT MANAGEMENT FEES 100,400. SCHEDULE D, PART XI, LINE 4B SCHOLARSHIP ALLOWANCE AND INVESTMENT MANAGEMENT FEES ARE NET AGAINST REVENUES IN THE AUDITED FINANCIAL STATEMENTS. IN THIS FORM 990 RETURN THEY ARE BROKEN OUT SEPARATELY AND REPORTED AS EXPENDITURES. SCHEDULE D, PART XII, LINE 4B SCHOLARSHIP ALLOWANCE AND INVESTMENT MANAGEMENT FEES ARE NET AGAINST REVENUES IN THE AUDITED FINANCIAL STATEMENTS. IN THIS FORM 990 RETURN THEY ARE BROKEN OUT SEPARATELY AND REPORTED AS EXPENDITURES. SCHEDULE D, PART XI & XII, LINE 2D FUNDRAISING EXPENDITURES ARE NETTED AGAINST FUNDRAISING REVENUES FOR THIS RETURN. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE POLICY IS PUBLISHED IN PRINTED PAMPHLETS, CATALOGUES, BROCHURES, AND NEWSPAPER ADVERTISEMENTS. THE POLICY IS ALSO VISIBLE ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FINANCIAL ASSISTANCE FROM FEDERAL, NEW YORK STATE, ERIE COUNTY, AND THE CITY OF BUFFALO GOVERNMENTAL AGENCIES. ALL GOVERNMENT FUNDING IS USED FOR THE INSTITUTION'S EXEMPT PURPOSE. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 429 PROGRAM SERVICES STUDENT TEACHER MENTORS 153050 0 429 0 0 0 429 153050 0 153050 0 0 0 0 0 0 PRESIDENTIAL SCHOLARSHIP DINNER 69271 6080 63191 15523 LAPS FOR LIMBS 40914 40914 38496 1 24606 24606 8460 134791 6080 128711 62479 62479 66232 1 FEDERALLY FUNDED TUITION GRANTS 48 106890 NEW YORK STATE FUNDED TUITION GRANTS 70 1078303 INSTITUTIONALLY FUNDED TUITION WAIVERS 1129 4949887 INSTITUTIONALLY FUNDED TUITION SCHOLARSHIPS 1887 8764812 INSTITUTIONALLY FUNDED TUITION GRANTS 908 2108555 PART I, LINE 2: STUDENTS RECEIVING SCHOLARSHIPS, GRANTS, OR OTHER ASSISTANCE, ARE EVALUATED ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 SR DENISE A ROCHE THRU 63016 PRESIDENT - SEE SCHEDULE J 0 0 0 0 0 6252 0 0 0 0 0 6252 0 0 WILLIAM MARIANI INTERIM PRESIDENT (7/1/16 - 12/31/16 197876 0 0 0 354 0 13675 0 0 0 211905 0 0 0 ARUP SEN VP FOR ACADEMIC AFFAIRS 185963 0 0 0 8483 0 12867 0 0 0 207313 0 0 0 ROBERT DROBITCH ASSOC. DEAN PHARMACY 144753 0 0 0 23374 0 10151 0 0 0 178278 0 0 0 ROBERT LEOPOLD ASSOC. DEAN PHARMACY 160801 0 0 0 386 0 10151 0 0 0 171338 0 0 0 DAVID GETTMAN DIR ASSESSMENT 144486 0 0 0 481 0 9859 0 0 0 154826 0 0 0 CANIO MARASCO DEAN PHARMANCY 164723 0 0 0 25627 0 11775 0 0 0 202125 0 0 0 PART I, LINE 1B A REPRESENTATIVE FROM THE GREY NUNS WAS PROVIDED A RESIDENCE BY THE COLLEGE. NOTE THAT THIS REPRESENTATIVE DID NOT RECEIVE A W-2 OR FORM 1099 FROM THE COLLEGE. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2012-05-30 25410000 FINANCE THE CONSTRUCTION OF THE 2008 PROJECT, TO REFUND AND DEFEASE 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2012-04-25 9355000 REFINANCE AND CONSOLIDATE TWO OLDER DEBT ISSUANCES 0 0 0 A 2020500 25410000 600408 2010 0 0 1 1 B 2451000 9355000 9753 2001 1 0 1 1 A 0 0 0 0 1 0 1 B 0 0 0 0 1 0 1 A 0 0 1 0 1 1 KEYBANK 10.000000000000 1 0 0 0 1 B 0 0 1 0 1 1 KEYBANK 10.000000000000 1 0 0 0 1 A 1 B 1 FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE OF THE COLLEGE REVIEWS AND APPROVES THE FORM 990 BEFORE IT IS FILED. A COPY OF THE FORM IS GIVEN ELECTRONICALLY TO ALL BOARD MEMBERS AND THEN APPROVED AT A SUBSEQUENT BOARD MEETING. MEMBERS ARE GIVEN AN ADEQUATE AMOUNT OF TIME TO REVIEW THE RETURN. ANY QUESTIONS OR CONCERNS ARE ADDRESSED PRIOR TO THE FILING OF THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE HAS A WRITTEN CONFLICT OF INTEREST POLICY COVERING ALL EMPLOYEES AND TRUSTEES. THE POLICY IS COMMUNICATED ANNUALLY TO ALL EMPLOYEES AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 DETERMINING COMPENSATION FOR TOP MANAGEMENT OFFICIALS, OFFICERS, AND KEY EMPLOYEES INCLUDE A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND THE FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. THE BYLAWS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE IN THE PRESIDENT'S OFFICE AND/OR BUSINESS OFFICE OF THE COLLEGE. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.