2018-01-08T09:45:19-06:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP 301 SW ADAMS ST STE 1000 PEORIA IL 61602 990 2016-07-01 362177133 SAINT XAVIER UNIVERSITY SAIN 7732983000 3700 W 103RD STREET CHICAGO IL 60655 LAURIE M JOYNER PRESIDENT 7732983000 2017-12-13 1 SAMUEL A CIGELNIK P00324762 3096714500 2017-12-04 67.137.57.251 2017-12-13 14:38:33 CS P 1E44A7A29213C3062A2F809EE594C0E61BC8C31E 540938B99006520E32A311382CBF49BE445FAAD6 2016 2021-01-29 14:40:06Z X LAURIE M JOYNER 3700 W 103RD STREET CHICAGO IL 60655 111427608 0 X WWW.SXU.EDU X 1846 IL SAINT XAVIER UNIVERSITY (SXU) EDUCATES MEN AND WOMEN TO SEARCH FOR THE TRUTH, THINK CRITICALLY, COMMUNICATE EFFECTIVELY, AND SERVE WISELY AND COMPASSIONATELY IN SUPPORT OF HUMAN DIGNITY AND THE COMMON GOOD. 17 17 1637 43 674294 -95263 2738949 2752404 102059918 104938365 -133083 242701 1369039 609001 106034823 108542471 36265854 39638152 0 0 44229952 38279963 0 0 2400643 28839887 26305526 109335693 104223641 -3300870 4318830 128854812 125614820 61310390 52801193 67544422 72813627 X SAINT XAVIER UNIVERSITY (SXU) EDUCATES MEN AND WOMEN TO SEARCH FOR THE TRUTH, THINK CRITICALLY, COMMUNICATE EFFECTIVELY, AND SERVE WISELY AND COMPASSIONATELY IN SUPPORT OF HUMAN DIGNITY AND THE COMMON GOOD. 0 0 83234912 39638152 99220098 SAINT XAVIER UNIVERSITY IS A DISTINGUISHED FOUR-YEAR, PRIVATE CATHOLIC INSTITUTION THAT IS RANKED AS A TOP 10 BEST VALUE SCHOOL IN THE MIDWEST BY U.S. NEWS & WORLD REPORT, 2017. FOUNDED IN CHICAGO BY THE SISTERS OF MERCY IN 1846, SAINT XAVIER IS A 2017-2018 COLLEGE OF DISTINCTION THAT OFFERS AN OUTSTANDING EDUCATIONAL EXPERIENCE TO NEARLY 3,800 STUDENTS BY PROVIDING A WELL-ROUNDED CURRICULUM ACCREDITED BY THE HIGHER LEARNING COMMISSION/NORTH CENTRAL ASSOCIATION OF COLLEGES AND SCHOOLS. ENTERING THE 171ST YEAR OF PROVIDING INNOVATIVE ACADEMIC PROGRAMS, SAINT XAVIER OFFERS A VARIETY OF UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, AS WELL AS DEGREE COMPLETION PROGRAMS, TAUGHT BY MORE THAN 153 FULL-TIME FACULTY AND 213 ADJUNCT FACULTY MEMBERS WITHIN ITS THREE SCHOOLS - THE COLLEGE OF ARTS AND SCIENCES, THE GRAHAM SCHOOL OF MANAGEMENT AND THE SCHOOL OF NURSING. SAINT XAVIER'S SCHOOL OF NURSING HOLDS THE #1 RANKING AMONG BEST ONLINE GRADUATE NURSING PROGRAMS (U.S. NEWS & WORLD REPORT 2017). SAINT XAVIER PROVIDES SOLID CAREER PREPARATION, RANKING NO. 30 FOR ILLINOIS GRADUATES EARNING THE MOST MONEY, ACCORDING TO THE U.S. DEPARTMENT OF EDUCATION'S COLLEGE SCORECARD, 2017. IN THE 2016-2017 ACADEMIC YEAR, SAINT XAVIER ENROLLED 2,954 UNDERGRADUATES WITH 2,601 (88%) ATTENDING FULL-TIME. AT THE GRADUATE LEVEL, 942 STUDENTS ATTENDED, WITH 202 (21%) ATTENDING FULL-TIME WITH NINE OR MORE CREDIT HOURS. 83234912 1 1 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 5397 0 1 1637 1 1 1 0 0 0 0 1 1 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X DIANE STALLMANN 7732983089 3700 W 103RD STREET CHICAGO IL 60655 TIMOTHY TRAHEY CHAIRMAN 1.00 X 0 0 0 REV JOHN F CANARY TRUSTEE 1.00 X 0 0 0 JOHN COSTELLO TRUSTEE 1.00 X 0 0 0 VERNON O CRAWLEY TRUSTEE 1.00 X 0 0 0 ROGER O CROCKETT TRUSTEE 1.00 X 0 0 0 JOHN DELEONARDIS TRUSTEE 1.00 X 0 0 0 THOMAS FOLEY TRUSTEE 1.00 X 0 0 0 TASHA HENDERSON TRUSTEE 1.00 X 0 0 0 CAROL A KEENE TRUSTEE 1.00 X 0 0 0 SR MARGARET MARY KNITTEL RSM TRUSTEE 1.00 X 0 0 0 MARY CLARE LOFTUS TRUSTEE 1.00 X 0 0 0 MARY S MACLAREN TRUSTEE 1.00 X 0 0 0 SR SHEILA E MEGLEY RSM TRUSTEE 1.00 X 0 0 0 PATRICIA A MORRIS TRUSTEE 1.00 X 0 0 0 LUIS NUNEZ TRUSTEE 1.00 X 0 0 0 SR CORINNE RAVEN RSM TRUSTEE 1.00 X 0 0 0 JOHN SIMMONS TRUSTEE 1.00 X 0 0 0 LAURIE JOYNER PRESIDENT (AS OF 1/1/2017) 40.00 X X 0 0 0 ROBERT FISHER EXEC. VP AND CFO/TREASURER 40.00 X 230756 0 10224 KATHLEEN RINEHART GENERAL COUNSEL/CORPORATION SECRETARY 40.00 X 202467 0 16575 KATHLEEN ALAIMO PROVOST 40.00 X 185460 0 7054 ASGHAR SABBAGHI DEAN, GRAHAM SCHOOL OF MANAGEMENT 40.00 X 179207 0 30046 GLORIA JACOBSON DEAN, SCHOOL OF NURSING 40.00 X 153457 0 18318 DEBORAH RAPACZ AVP, STRATEGIC MARKETING 40.00 X 134622 0 5097 ANGELA DURANTE UNIVERSITY PROFESSOR 40.00 X 131229 0 16784 JOAN KNOX AVP, GOVERNMENT RELATIONS 40.00 X 125807 0 23239 RICHARD VENNERI ASSOCIATE PROVOST 40.00 X 121891 0 14944 SINA EHASANI ASSISTANT PROFESSOR 40.00 X 121754 0 9075 CHRISTINE WISEMAN FORMER PRESIDENT (THRU 12/31/16) 40.00 X 324273 0 17707 1910923 0 169063 31 1 1 0 CHARTWELLS 2400 YORKMONT ROAD CHARLOTTE NC 28217 CAMPUS DINING 2176380 COUNTRY HOUSE RESTAURANT 5400 W 127TH STREET ALSIP IL 60803 CAMPUS DINING 1228500 HENRY BROTHERS 9821 SOUTH 78TH AVENUE HICKORY HILLS IL 60457 CONTRACTOR 726359 DELTAKWILEY 1415 W 22ND STREET OAK BROOK IL 60523 ONLINE EDUCATION 671243 ELLUCIAN INC 4375 FAIR LAKES COURT FAIRFAX VA 22033 IT SUPPORT 549560 29 203522 1361373 1187509 34951 2752404 TUITION 611310 98630375 98630375 ROOM AND BOARD 611310 5656466 5656466 BOOKSTORE REVENUE 611310 99283 99283 WORKSHOP REVENUE 611310 17664 17664 534577 534577 104938365 128178 128178 62727 0 62727 62727 62727 2053662 758901 1939385 758655 114277 246 114523 114523 78966 203522 187097 -108131 -108131 CONFERENCE REVENUE 611710 343247 343247 HEALTH CENTER REVENUE 621400 224307 224307 ATHLETIC CENTER REVENUE 713940 132902 132902 -46051 37482 -88889 5356 654405 108542471 99220098 674294 5895675 X 39638152 39638152 1471749 540811 930938 29921965 23070686 6116232 735047 674272 406363 149386 118523 3977756 2397274 881278 699204 2234221 1346498 494995 392728 201616 201616 67170 67170 2697769 2273008 392134 32627 1132974 90924 1033705 8345 275331 31821 211160 32350 444067 444067 4794773 1778046 2958233 58494 483267 445362 31203 6702 115969 98402 17171 396 1282543 1282543 5460273 3839782 1489172 131319 769130 65664 703466 FOOD SERVICES 2578376 2578376 EQUIPMENT AND MAINTENAN 1616677 285569 1322064 9044 TUITION WAIVERS 1472058 1107148 330443 34467 BAD DEBT 1104979 1104979 1808554 1514416 152741 141397 104223641 83234912 18588086 2400643 15301662 12621085 680000 510000 5062169 7758582 2702108 3129488 2976148 2833288 2049052 442304 168094917 80752152 90259773 87342765 7907757 9025208 540736 459688 1375407 1492412 128854812 125614820 8350709 4035657 1305787 1292010 38923789 34422706 5000000 5000000 7730105 8050820 61310390 52801193 X 52258843 58056387 6726629 5924242 8558950 8832998 67544422 72813627 128854812 125614820 4318830 950375 0 X X 0 1 X 1 1 1 X 5051683 6498762 5191966 2738949 2752404 22233764 5051683 6498762 5191966 2738949 2752404 22233764 22233764 363206 274703 181449 238620 195353 1253331 503829 1169393 1081616 1093835 674294 4522967 348742 255697 318432 291324 -19889 1194306 29204368 498177008 0.76130 0.78480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 21.40 0 0 1 0 10112815 341480 986046 119090 11321251 10375788 146469 -125512 102353 181577 10112815 10125465 207622 108157 65456 10375788 8649207 420387 1101986 46115 10125465 7968066 203035 632087 153981 8649207 0.11430 0.77130 0.11440 1 0 9577623 9577623 123896590 51372153 72524437 33900313 29379999 4520314 720391 720391 87342765 CONDITIONAL ASSET RETIREMENT OBLIGATION 4699339 STUDENT DEPOSITS 117891 REFUNDABLE GOVERNMENT LOANS 3233590 8050820 X 70041790 950375 950375 69091415 39451056 39451056 108542471 64772585 0 64772585 39451056 39451056 104223641 PART V, LINE 4: THE MAJORITY IS DIRECTED TO SCHOLARSHIPS WHILE OTHER AMOUNTS SUPPORT MERCY MISSION AND MINISTRY, SERVICE TRIPS AND OPERATIONAL NEEDS OF THE UNIVERSITY. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY DETERMINED THAT IT WAS NOT REQUIRED TO RECORD A LIABILITY FOR ANY UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2017. THE FEDERAL AND STATE TAX RETURNS OF THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. PART XI, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 39,638,152. FUNDRAISING EXPENSES -187,096. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 39,638,152. FUNDRAISING EXPENSES -187,096. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SXU PUBLISHES THEIR RACIALLY NONDISCRIMINATORY POLICY ON THEIR WEBSITE AT WWW.SXU.EDU. THE UNIVERSITY SEEKS STUDENTS OF DIVERSE TALENTS, EXPERIENCES, KNOWLEDGE, INTERESTS, AND CULTURES WHO ARE WILLING TO LEARN, AND TO SEEK EXCELLENCE IN THEMSELVES AND OTHERS. ONE OF THE CORE VALUES OF THE UNIVERSITY IS DIVERSITY. DIVERSITY BUILDS A COMMUNITY THAT FOSTERS A CLIMATE THAT IS OPEN AND WELCOMING TO DIVERSE PEOPLE, IDEAS, AND PERSPECTIVES, THAT PROMOTES A CONSTRUCTIVE DISCOURSE ON THE NATURE OF DIVERSITY, AND THAT ENGAGES FACULTY, STAFF AND STUDENTS IN ACTIVITIES THAT PROMOTE THE UNIVERSITY'S CORE VALUES. SXU ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO RACE, RELIGION, AGE, SEX, NATIONAL OR ETHNIC ORIGIN. THE UNIVERSITY DOES NOT DISCRIMINATE AGAINST HANDICAPPED PERSONS WHO ARE OTHERWISE QUALIFIED TO PARTICIPATE IN THE INTELLECTUAL AND SOCIAL LIFE OF THE UNIVERSITY. SCHEDULE E, PART I, LINE 6 U.S. DEPARTMENT OF EDUCATION - $ 687,726 ILLINOIS STATE BOARD OF EDUCATION - $ 197,629 U.S. DEPT. OF HEALTH & HUMAN SERVICES - $ 341,366 CHICAGO PUBLIC SCHOOLS - $ 23,652 SCHOLARSHIP DINNER 198605 141205 57400 77888 34827 30351 GOLF CLASSIC 83883 62317 21566 7771 9150 13823 7395 5892 282488 203522 78966 7771 9150 91711 42222 36243 187097 -108131 1 INSTITUTIONAL AWARDS 2884 39187459 ENDOWED AND NAMED SCHOLARSHIPS 135 450693 PART I, LINE 2: THE UNIVERSITY'S OFFICE OF FINANCIAL AID ADMINISTERS A WIDE VARIETY OF FEDERAL, STATE, INSTITUTIONAL AND PRIVATE FINANCIAL ASSISTANCE PROGRAMS. ITS MAJOR OBJECTIVE IS THE EQUITABLE DISTRIBUTION OF FINANCIAL AID TO ALL STUDENTS WITH AN ULTIMATE GOAL OF HELPING THEM FINANCE THEIR EDUCATION. RECIPIENTS ARE DETERMINED BY ACADEMIC MERIT AS WELL AS FEDERAL, STATE AND INSTITUTIONAL GUIDELINES AND RECIPIENTS MUST MAINTAIN CERTAIN ELIGIBILITY REQUIREMENTS TO RECEIVE FINANCIAL AID AND SCHOLARSHIPS. 1 X X X X 0 0 0 0 0 0 0 0 0 ROBERT FISHER EXEC. VP AND CFO/TREASURER 230756 0 0 0 0 0 0 0 10224 0 240980 0 0 0 KATHLEEN RINEHART GENERAL COUNSEL/CORPORATION SECRETAR 202467 0 0 0 0 0 0 0 16575 0 219042 0 0 0 KATHLEEN ALAIMO PROVOST 185460 0 0 0 0 0 0 0 7054 0 192514 0 0 0 ASGHAR SABBAGHI DEAN, GRAHAM SCHOOL OF MANAGEMENT 179207 0 0 0 0 0 0 0 30046 0 209253 0 0 0 GLORIA JACOBSON DEAN, SCHOOL OF NURSING 153457 0 0 0 0 0 0 0 18318 0 171775 0 0 0 CHRISTINE WISEMAN FORMER PRESIDENT (THRU 12/31/16) 324273 0 0 0 0 0 0 0 17707 0 341980 0 0 0 A ILLINOIS FINANCE AUTHORITY SERIES 2008 BONDS 861091967 45200FLH0 2008-06-25 25000000 RESIDENCE HALL CONSTRUCTION 0 0 0 B ILLINOIS FINANCE AUTHORITY SERIES 2006 BONDS 861091967 45200BYZ5 2006-06-08 10000000 RESIDENCE HALL CONSTRUCTION 0 0 0 A 14565000 25000000 799884 24200166 2009 0 0 1 1 B 3070000 10000000 551611 9448389 2007 0 0 1 1 A 0 0 0 0 0 1 0.06840 0 0 B 0 0 0 0 0 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 1 0 0 0 0 A 1 B 0 X 1 50 ESTIMATED VALUES X 100 ESTIMATED VALUES X 1 1137 COST BASIS X MISCELLANEOUS 33 21192 ESTIMATED VALUES X EVENT TICKETS 12 4340 ESTIMATED VALUE OF T X VACATION SPOTS WITH ENTERTAINMENT 4 3938 ESTIMATED VALUES X FOOD ITEMS/BEVERAGES 11 2400 ESTIMATED VALUES X GIFT CERTIFICATES 31 1795 DOLLAR VALUE OF GIFT 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, COPIES OF THE COMPLETED DRAFT FORM 990 (INCLUDING REQUIRED SCHEDULES) WERE DISTRIBUTED TO THE AUDIT COMMITTEE IN EITHER ELECTRONIC OR PAPER FORM FOR REVIEW AND APPROVAL. ANY QUESTIONS OR CONCERNS WERE NOTED AND ADDRESSED, AND MANAGEMENT STAFF ENSURED THAT CHANGES WERE INCORPORATED INTO THE FORM 990 AS APPROPRIATE. COPIES OF THE DRAFT FORM 990 WERE ALSO DISTRIBUTED TO THE BOARD OF TRUSTEES IN ELECTRONIC FORM FOR REVIEW AND APPROVAL. THE FORM 990 WILL BE FILED ONCE A MOTION TO APPROVE HAS BEEN PASSED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS ALL OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES. THESE INDIVIDUALS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST THEY MAY HAVE WITH THE ORGANIZATION. CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED ON AN ANNUAL BASIS BY ALL INTERESTED PERSONS. COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES WILL BE REVIEWED BY THE ORGANIZATION'S COMPLIANCE OFFICER (OR CHAIRMAN). IF IT IS DETERMINED AN ACTUAL CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH A CONFLICT WILL BE EXCUSED FROM ANY DISCUSSION OR VOTE ON THE MATTER FOR WHICH THEY HAVE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE UNIVERSITY'S INDEPENDENT EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES UTILIZES COMPARABILITY DATA FROM COMPENSATION SURVEYS AND STUDIES TO DETERMINE, EVALUATE AND ADJUST THE COMPENSATION OF THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL, THE PRESIDENT, ON A CONTRACT BASIS. THE COMPENSATION PACKAGE IS SUBJECT TO THE FULL EXECUTIVE COMMITTEE'S REVIEW AND APPROVAL AND DOCUMENTED IN A WRITTEN EMPLOYEE CONTRACT. DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION PACKAGE ARE DOCUMENTED IN THE MINUTES OF THE MEETING. COMPENSATION FOR OTHER OFFICERS (FORM 990, PART VI, SECTION B, LINE 15B): THE PRESIDENT, IN CONSULTATION WITH THE OFFICE OF HUMAN RESOURCES, SETS COMPENSATION FOLLOWING A REVIEW OF (A) COMPARABLE COMPENSATION DATA FROM SIMILIARLY SITUATED COLLEGES AND UNIVERSITIES; (B) IN RELATION TO THE NATURE AND SCOPE OF THE DUTIES ASSIGNED. FACULTY COMPENSATION FOLLOWS THE CURRENT COLLECTIVE BARGAINING AGREEMENT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART IX, LINE 24E SUPPLIES: PROGRAM SERVICE EXPENSES 651,576. MANAGEMENT AND GENERAL EXPENSES 47,755. FUNDRAISING EXPENSES 4,295. TOTAL EXPENSES 703,626. TELEPHONE: PROGRAM SERVICE EXPENSES 236,654. MANAGEMENT AND GENERAL EXPENSES 73,566. FUNDRAISING EXPENSES 6,445. TOTAL EXPENSES 316,665. DUES: PROGRAM SERVICE EXPENSES 151,105. MANAGEMENT AND GENERAL EXPENSES 132,172. FUNDRAISING EXPENSES 11,662. TOTAL EXPENSES 294,939. SPECIAL EVENTS: PROGRAM SERVICE EXPENSES 250,165. MANAGEMENT AND GENERAL EXPENSES 23,089. FUNDRAISING EXPENSES 2,413. TOTAL EXPENSES 275,667. MISCELLANEOUS: PROGRAM SERVICE EXPENSES 160,607. MANAGEMENT AND GENERAL EXPENSES -124,384. FUNDRAISING EXPENSES 110,449. TOTAL EXPENSES 146,672. BOOK SUBSCRIPTIONS: PROGRAM SERVICE EXPENSES 64,309. MANAGEMENT AND GENERAL EXPENSES 543. FUNDRAISING EXPENSES 6,133. TOTAL EXPENSES 70,985. FORM 990, PART XII, LINE 2C THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND RATIFIES THE SELECTION OF THE INDEPENDENT AUDITOR AS RECOMMENDED BY THE AUDIT COMMITTEE. THIS POLICY HAS NOT CHANGED FROM PRIOR YEARS.