2018-11-06T17:43:46-06:00 2017-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2017-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 LE MONTE G BOOKER SR CHIEF FINANCIAL OFFICER 3129229410 2018-10-30 1 LU ANN TRAPP P01506476 3122071040 2018-10-17 69.136.173.86 2018-10-30 12:48:21 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BC3C601473DBFA21F2EC98090FDE5B85B06AE70F 2017 2019-02-21 02:37:17Z RICHARD W LARIVIERE 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 180932353 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 79 78 734 703 4201005 697655 38223933 48662844 35836777 32479741 16593478 42638109 -193219 -193226 90460969 123587468 194921 265850 0 0 33253625 33848083 212574 283603 4534360 46743600 44629337 80404720 79026873 10056249 44560595 677332895 731436598 204761616 205043754 472571279 526392844 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD (CONTINUED ON SCHEDULE O) IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 29096919 261191 1068291 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF FOUR COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, THE SCIENCE ACTION CENTER, AND THE LEARNING CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 30,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 15670162 4659 21599993 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2017, THE MUSEUM WELCOMED MORE THAN 1,560,000 VISITORS. 11697531 0 231305 MUSEUM SERVICES: THE MUSEUM HAS APPROXIMATELY 1,300,000 SQUARE FEET FOR WHICH MUSEUM SERVICES PROVIDES ENGINEERING, MAINTENANCE, AND SECURITY, AS WELL AS DIRECTLY SUPPORTS THE SCIENCE AND EDUCATION AND PUBLIC PROGRAMS. 10000154 0 9580152 MUSEUM OUTREACH, BUSINESS ENTERPRISES AND STRATEGIC SCIENCE INITIATIVES 10000154 0 9580152 66464766 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 144 0 1 734 1 1 1 0 0 0 0 1 1 0 0 0 0 X 79 78 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR AZ CA CO CT GA IL KS KY ME MD MA MI MN NJ FL NY NC OH OK OR PA RI SC TN UT VA WA WV WI MS ND MO X LE MONTE G BOOKER SR 3126657240 1400 S LAKESHORE DRIVE CHICAGO IL 606052496 RICHARD LARIVIERE PRESIDENT + CEO 35.00 0.00 X X 597742 0 162648 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 JUDSON BERGMAN BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 AMY E BEST BOARD MEMBER 1.00 0.00 X 0 0 0 NORMAN R BOBINS VICE CHAIR, AUDIT 3.00 0.00 X X 0 0 0 JOHN L BUCKSBAUM VICE CHAIR, FACILITIES AND ADMINISTRATION SERVICES 1.00 0.00 X 0 0 0 JOHN A CANNING JR BOARD MEMBER 3.00 0.00 X X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIR, RETIREMENT AND BENEFITS 3.00 0.00 X X 0 0 0 RICHARD W COLBURN BOARD MEMBER 1.00 0.00 X 0 0 0 EDUARDO F CONRADO BOARD MEMBER 1.00 0.00 X 0 0 0 KENNETH W COQUILLETTE BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID COTTON BOARD MEMBER 1.00 0.00 X 0 0 0 MARK J COZZI BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 KERMIT R CRAWFORD BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT W CRAWFORD JR BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHA A CRUZAN VICE CHAIR, DEVELOPMENT 3.00 0.00 X X 0 0 0 OSCAR A DAVID BOARD MEMBER 1.00 0.00 X 0 0 0 LOUIS T DELGADO BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 DANIEL DIERMEIER BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD ELDEN BOARD MEMBER 1.00 0.00 X 0 0 0 CHARLES M FALCONE BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES S FRANK VICE CHAIR, SCIENCE ACTION 3.00 0.00 X X 0 0 0 MARSHALL B FRONT VICE CHAIR, INVESTMENT 3.00 0.00 X X 0 0 0 WILBUR H GANTZ III VICE CHAIR, COLLECTIONS 3.00 0.00 X X 0 0 0 RONALD J GIDWITZ BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT H GORDON BOARD MEMBER 1.00 0.00 X 0 0 0 JACK M GREENBERG BOARD MEMBER 1.00 0.00 X 0 0 0 JUDY GREFFIN VICE CHAIR, FINANCE 3.00 0.00 X X 0 0 0 KELLY J GRIER BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS S GRUBER BOARD MEMBER 1.00 0.00 X 0 0 0 ADNAAN HAMID BOARD MEMBER 1.00 0.00 X 0 0 0 CARYN HARRIS BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID D HILLER VICE CHAIR, INTEGRATIVE RESEARCH 3.00 0.00 X X 0 0 0 JAMEE C FIELD KANE BOARD MEMBER 1.00 0.00 X 0 0 0 TODD KAPLAN BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL L KEISER BOARD MEMBER 1.00 0.00 X 0 0 0 CONSTANCE T KELLER BOARD CHAIR 3.00 0.00 X X 0 0 0 JEFFREY B KELLER BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD L KEYSER BOARD MEMBER 1.00 0.00 X 0 0 0 WILLIAM C KUNKLER III VICE CHAIR, GOVERNANCE 3.00 0.00 X X 0 0 0 RANDOLPH R KURTZ BOARD MEMBER 1.00 0.00 X 0 0 0 DIANE VON SCHLEGELL LEVY BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET B MACLEAN BOARD MEMBER 1.00 0.00 X 0 0 0 DR PATRICIA MARROQUIN NORBY BOARD MEMBER 1.00 0.00 X 0 0 0 W JAMES MCNERNEY JR BOARD MEMBER 1.00 0.00 X 0 0 0 BOBBY MEHTA VICE CHAIR, LEARNING 3.00 0.00 X X 0 0 0 CLARE MUNANA VICE CHAIR, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 MADHAVAN NAYAR BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL S NOVICH BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES J O'CONNOR JR BOARD MEMBER 3.00 0.00 X X 0 0 0 MICHAEL O'GRADY BOARD MEMBER 1.00 0.00 X X 0 0 0 CHRISTOPHER A O'HERLIHY BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID C PARRY BOARD MEMBER 1.00 0.00 X 0 0 0 AURIE A PENNICK BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN F PODJASEK III BOARD MEMBER 1.00 0.00 X 0 0 0 PETER B POND VICE CHAIR, EXHIBITIONS 3.00 0.00 X X 0 0 0 RICHARD S PRICE BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN RAU BOARD MEMBER 1.00 0.00 X 0 0 0 DOUGLAS P REGAN BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S RICKETTS BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN W ROWE CHAIR EMERITUS 3.00 0.00 X X 0 0 0 MICHAEL J SACKS BOARD MEMBER 1.00 0.00 X 0 0 0 JESSICA P SAROWITZ BOARD MEMBER 1.00 0.00 X 0 0 0 NYDIA SEARLE BOARD MEMBER 1.00 0.00 X 0 0 0 DR MICHAEL E SEVERINO BOARD MEMBER 1.00 0.00 X 0 0 0 JAI SHEKHAWAT BOARD MEMBER 1.00 0.00 X 0 0 0 ALEJANDRO SILVA BOARD MEMBER 1.00 0.00 X 0 0 0 ADELE S SIMMONS BOARD MEMBER 1.00 0.00 X 0 0 0 MATTHEW K SIMON SECRETARY 3.00 0.00 X X 0 0 0 DAWN L SOLOMON BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S SOULELES BOARD MEMBER 1.00 0.00 X 0 0 0 MARK TEBBE VICE CHAIR, TECHNOLOGY 3.00 0.00 X X 0 0 0 MARK R WALTER BOARD MEMBER 1.00 0.00 X 0 0 0 EVERETT S WARD BOARD MEMBER 1.00 0.00 X 0 0 0 LAURA S WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 MELVIN D WILLIAMS BOARD MEMBER 1.00 0.00 X 0 0 0 W ROCKWELL WIRTZ VICE CHAIR, MARKETING 3.00 0.00 X X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 JASON M WORTENDYKE BOARD MEMBER 1.00 0.00 X 0 0 0 LE MONTE BOOKER CHIEF FINANCE OFFICER 35.00 0.00 X 265749 0 32961 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 35.00 0.00 X 264061 0 23769 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 35.00 0.00 X 178860 0 25986 RAYMOND DETHORNE CHIEF MARKETING OFFICER 35.00 0.00 X 262830 0 25861 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 35.00 0.00 X 179511 0 20534 DEBRA MOSKOVITS VP, STRATEGIC SCIENCE INITITATIVES 35.00 0.00 X 215727 0 23322 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 198151 0 34322 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 35.00 0.00 X 191013 0 26622 EVA BYNUM DIRECTOR, SCIENCE ACTION CENTER 35.00 0.00 X 188032 0 21663 LORI BRESLAUER GENERAL COUNSEL 35.00 0.00 X 155124 0 30457 GARY FEINMAN CURATOR 35.00 0.00 X 163442 0 24374 2860242 0 452519 31 0 1 0 THE HILL GROUP 11045 GAGE AVE FRANKLIN PARK IL 60131 CONSTRUCTION 2668989 DEPUE MECHANICAL INC 113 S RIDGE ROAD MINOOKA IL 60447 CONSTRUCTION 1400551 OMD USA LLC 195 BROADWAY NEW YORK NY 10007 ADVERTISING 971802 MONTERREY SECURITY CONSULTANTS INC 2232 S BLUE ISLAND AVE CHICAGO IL 60608 SECURITY SERVICES 807420 ORTIZ BUILDERS INC 3607 W 26TH STREET CHICAGO IL 60623 CONSTRUCTION 679853 38 2417026 6875766 39370052 847896 48662844 ADMISSIONS 900099 17708702 17708702 EVENT INCOME 900099 4281656 155246 4126410 TRAVELING EXHIBITS 900099 3340147 3340147 MEMBERSHIP DUES 900099 2230679 2230679 COMMISSIONS 900099 2163882 2163882 2754675 2752675 2000 32479741 5257718 72595 5185123 115387 115387 94183461 56803070 37380391 37380391 37380391 233202 2417026 541815 -308613 -308613 123587468 28351331 4201005 42372288 X 36659 36659 147732 147732 81459 81459 2279561 770637 842219 666705 20993959 17797340 1517968 1678651 1290933 1094324 93334 103275 7440731 6307777 538002 594952 1842899 1524261 155541 163097 104661 104661 173317 173317 60000 60000 283603 283603 990011 990011 10212838 9468867 345290 398681 1086455 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269321560 157893407 0.73230 0.76050 X 1 1 0 1 50 0 0 1 1500 0 1 72609 74159 0 PART II-B, LINE 1: THE MUSEUM DEVOTED AN INSUBSTANTIAL PART OF ITS ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL AND STATE LEGISLATURES IN AN EFFORT TO FURTHER LEGISLATION WHICH MIGHT BENEFIT THE MUSEUM. IN ADDITION TO MINIMAL EMPLOYEE TIME ALLOCATED TO LOBBYING, A CONSULTANT WAS PAID $60,000 FOR THEIR SERVICES IN SUPPORT OF THESE ACTIVITIES IN 2017. THE CONSULTANT PROVIDES STRATEGIC COUNSEL TO THE MUSEUM REGARDING RELATIONS MATTERS AND PROVIDES PROFESSIONAL STAFF TO CARRY OUT GOVERNMENT FUNCTIONS IN WASHINGTON, D.C. 0 1 X X X X 0 369482719 19764374 49700979 16304000 990011 421654061 346238286 20783608 19381431 15874000 1046606 369482719 346592799 12782333 2678313 14787000 1028159 346238286 341408704 4113504 16912794 14827000 1015203 346592799 299203583 6398159 51278220 14586000 885258 341408704 0.51650 0.16410 0.31940 1 0 315127812 157200607 157927205 103446810 49934698 53512112 27999315 11491106 16508209 2760822 2760822 230708348 EQUITY SECURITY FUNDS 119032883 F FIXED INCOME SECURITIES FUNDS 119788 F HEDGED EQUITY FUNDS 48125666 F ABSOLUTE RETURN FUNDS 80786980 F LIMITED PARTNERSHIP 1760000 C OTHER FUNDS 9741 F 249835058 ACCRUED PENSION COSTS 3581359 INTEREST RATE SWAP 17958772 21540131 X 132573217 9768034 172975 34751 9975760 122597457 990011 990011 123587468 78751652 172975 541815 714790 78036862 990011 990011 79026873 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN UNRESTRICTED NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2017 OR 2016. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. MUCH OF THE COLLECTION IS FEATURED IN THE MUSEUM'S GENERAL COLLECTION WHICH IS OPEN FOR PUBLIC EXHIBITION. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2017 AND 2016, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -507,064. SPECIAL EVENTS EXPENSES 541,815. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 541,815. 1 EAST ASIA & THE PACIFIC 0 PROGRAM SERVICES SCIENCE AND EDUCATION 40433 CENTRAL AMERICA & THE CARIBBEAN 0 PROGRAM SERVICES SCIENCE AND EDUCATION 15430 EUROPE (ICELAND & GREENLAND) 0 PROGRAM SERVICES SCIENCE AND EDUCATION 67114 NORTH AMERICA 0 PROGRAM SERVICES SCIENCE AND EDUCATION 9979 RUSSIA & NEWLY INDEPENDENT STATES 0 PROGRAM SERVICES SCIENCE AND EDUCATION 1340 SOUTH AMERICA 0 PROGRAM SERVICES SCIENCE AND EDUCATION 320933 SUB-SAHARAN AFRICA 0 PROGRAM SERVICES SCIENCE AND EDUCATION 42890 ANTARCTICA 0 PROGRAM SERVICES SCIENCE AND EDUCATION 3358 MIDDLE EAST & NORTH AFRICA 0 PROGRAM SERVICES SCIENCE AND EDUCATION 1007 SOUTH AMERICA 0 PROGRAM SERVICES PUBLIC PROGRAM 366441 EAST ASIA & THE PACIFIC 0 PROGRAM SERVICES PUBLIC PROGRAM 76730 EUROPE (ICELAND & GREENLAND) 0 PROGRAM SERVICES PUBLIC PROGRAM 331981 NORTH AMERICA 0 PROGRAM SERVICES PUBLIC PROGRAM 162679 NORTH AMERICA 0 PROGRAM SERVICES MUSEUM OUTREACH 26000 NORTH AMERICA 0 PROGRAM SERVICES MUSEUM SERVICES 65166 SUB-SAHARAN AFRICA 0 GRANT MAKING STIPEND FOR RESEARCH 35285 EAST ASIA & THE PACIFIC 0 GRANT MAKING STIPEND FOR RESEARCH 7759 SOUTH ASIA 0 GRANT MAKING STIPEND FOR RESEARCH 17625 SOUTH AMERICA 0 GRANT MAKING STIPEND FOR RESEARCH 7620 EUROPE (ICELAND & GREENLAND) 0 GRANT MAKING STIPEND FOR RESEARCH 13170 CENTRAL AMERICA & THE CARIBBEAN 0 INVESTMENTS 79215617 0 0 0 0 0 0 501477 80327080 80828557 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 35285 WIRE 0 1 STIPEND FOR RESEARCH SOUTH ASIA 1 15000 CHECK 1 0 1 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. X X X X X X X 1 PATRICIA HURLEY 205 W WACKER DR STE 1400 CHICAGO IL 60606 EVENT CONSULTANT 0 2310842 111538 2199304 SD&A 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEMARKETING 0 50183 39017 11166 MARTS & LUNDY 1200 WALL STREET WEST LYNDHURST NJ 07071 CAMPAIGN CONSULTANT 0 0 91183 -91183 ALEXANDER ROSS GROUP 2406 PRAIRIE AVE EVANSTON IL 60201 CAMPAIGN CONSULTANT 0 0 41865 -41865 2361025 283603 2077422 AK AL AR CA CO CT FL GA IL IN KS KY MA MD ME MI MN MS NC ND NJ NM NY NV OH OK OR PA RI SC TN UT VA WA WI WV AZ MO WOMEN'S BOARD GALA 2358899 2179042 179857 447509 WOMEN'S BOARD LUNCHEON 249590 222035 27555 64256 1 41739 15949 25790 30050 2650228 2417026 233202 541815 541815 -308613 1 UNIVERSITY OF NORTH CAROLINA GREENSBORRO 1111 SPRING GARDEN STREET GREENSBORRO NC 27412 566001468 GOVERNMENT 32000 STIPEND FOR SCIENCE AND EDUCATION 1 0 STIPENDS FOR SCIENCE AND EDUCATION 34 147732 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 RICHARD LARIVIERE PRESIDENT + CEO 597742 0 0 0 0 0 151399 0 11249 0 760390 0 0 0 LE MONTE BOOKER CHIEF FINANCE OFFICER 252999 0 12750 0 0 0 15459 0 17502 0 298710 0 0 0 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 251561 0 12500 0 0 0 17745 0 6024 0 287830 0 0 0 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 178860 0 0 0 0 0 14726 0 11260 0 204846 0 0 0 RAYMOND DETHORNE CHIEF MARKETING OFFICER 250330 0 12500 0 0 0 14601 0 11260 0 288691 0 0 0 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 170998 0 8513 0 0 0 14510 0 6024 0 200045 0 0 0 DEBRA MOSKOVITS VP, STRATEGIC SCIENCE INITITATIVES 205477 0 10250 0 0 0 17343 0 5979 0 239049 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 196083 0 2068 0 0 0 16514 0 17808 0 232473 0 0 0 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 189103 0 1910 0 0 0 15373 0 11249 0 217635 0 0 0 EVA BYNUM DIRECTOR, SCIENCE ACTION CENTER 186182 0 1850 0 0 0 3843 0 17820 0 209695 0 0 0 LORI BRESLAUER GENERAL COUNSEL 147623 0 7501 0 0 0 12637 0 17820 0 185581 0 0 0 GARY FEINMAN CURATOR 161820 0 1622 0 0 0 13276 0 11098 0 187816 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERAINING GUESTS, FUNDRAISING, AND NETWORKING. THE CEO'S SPOUSE IS OCCASIONALLY REIMBURSED FOR BONA FIDE BUSINESS EXPENSES IN HER CAPACITY AS A VOLUNTEER, SIMILAR TO OTHER VOLUNTEERS, PER THE VOLUNTEER TRAVEL EXPENSE POLICY. PART I, LINE 4B THE ONLY EMPLOYEE TO PARTICIPATE IN THE MUSEUM'S SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IS RICHARD W. LARIVIERE. (NO DISTRIBUTION WAS MADE, BUT $129,800 WAS ADDED TO THE PLAN). PART I, LINE 7 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE MUSEUM'S PERFORMANCE FOR THE PRIOR YEAR AND MAKES A RECOMMENDATION FOR A BONUS PAYMENT FOR THE PRESIDENT. IN 2017, THE MUSEUM ALSO MADE A ONE-TIME PAYMENT TO SELECT STAFF BASED ON PERFORMANCE. A ILLINOIS FINANCE AUTHORITY 861091967 2015-07-30 88500000 CURRENT REFUNDING 0 0 0 A 1250000 88500000 341000 88159000 1 0 1 1 A 0 1 1 1 1 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: ILLINOIS FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 03/01/2017 PART I (A)(F) CURRENT REFUNDING OF PRIOR ISSUES ISSUED ON 12/03/1985; 11/08/1990; 4/15/1998; 3/22/2000 PART II, LINE 11 PROCEEDS USED BY 9/01/2015 TO CURRENTLY REFUND PRIOR ISSUE BONDS. X 45 847896 FAIR MARKET VALUE X 420 X 8 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBERS JAMEE C. FIELD KANE, MARSHALL FIELD V, AND CARYN HARRIS HAVE A FAMILY RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JOHN A. CANNING JR., AND AMY BEST HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, BOBBY MEHTA, AND KERMIT R. CRAWFORD HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, MICHAEL O'GRADY AND WILLIAM C. KUNKLER III HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN A. CANNING, JR., THOMAS S. SOULELES, AND JAI SHEHAWAT HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER JOHN A. CANNING JR. HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JOHN F. PODJASEK III. BOARD OF TRUSTEES MEMBER NORMAN R. BOBINS HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JOHN F. PODJASEK III BOARD OF TRUSTEES MEMBER MICHAEL E. FLANNERY HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER HOWARD B. BERNICK BOARD OF TRUSTEES MEMBERS WILLIAM C. KUNKLER III AND ROGER K. DEROMEDI HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER CONSTANCE T. KELLER HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JEFFREY B. KELLER. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE CHAIR OF THE BOARD AND EXECUTIVE COMMITTEE ESTABLISHED A COMPENSATION SUB-COMMITTEE. THE COMPENSATION COMMITTEE IS COMPRISED OF SIX TRUSTEES, EACH OF WHICH IS A MEMBER OF THE EXECUTIVE COMMITTEE. THE COMPENSATION COMMITTEE REVIEWS THE CEO'S COMPENSATION AND BONUS PROGRAM AND MAKES RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE FOR FINAL APPROVAL. EXECUTIVE COMMITTEE DECISIONS REGARDING THE CEO'S COMPENSATION ARE HELD IN EXECUTIVE SESSION. THE COMPENSATION ARRANGEMENTS FOR THE CEO ARE DOCUMENTED VIA AN EMPLOYMENT CONTRACT AND WRITTEN BONUS PLAN (APPROVED BY THE EXECUTIVE COMMITTEE). THE CHIEF HUMAN RESOURCES OFFICER CONDUCTS A SALARY BENCHMARK ANALYSIS FOR OFFICERS AND KEY EMPLOYEES WITH OUTSIDE CONSULTANTS AND EXTERNAL SURVEYS ON A BIENNIAL BASIS; THIS INFORMATION IS SHARED WITH THE COMPENSATION COMMITTEE AND CEO FOR THEIR REVIEW. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSUEM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART IX, LINE 11G SCIENTIFIC RESEARCH, CONSERVATION, AND EXHIBITION DESIGN FEES: PROGRAM SERVICE EXPENSES 9,468,867. MANAGEMENT AND GENERAL EXPENSES 345,290. FUNDRAISING EXPENSES 398,681. TOTAL EXPENSES 10,212,838. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -507,064. MUSEUM CAMPUS CORPORATION 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 364272361 ATTRACT VISITORS TO THE MUSEUM CAMPUS' CENTRALLY LOCATED FACILITIES IL 501(C)(3) LINE 12A, I 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0