2018-05-14T08:00:10-05:00 2017-06-30 134008342 Pricewaterhousecoopers LLP 600 13th Street NW Suite 1000 Washington DC 200053333 990 2016-07-01 350868188 University of Notre Dame du Lac UNIV 5746313288 Controllers Office 724 Grace Hall Notre Dame IN 46556 John Affleck-Graves Executive Vice President 2018-05-14 true Travis L Patton P00369623 2024141000 2016 2021-01-29 14:40:06Z Rev John I Jenkins CSC Controllers Office 724 Grace Hall Notre Dame IN 46556 5559960673 false 5067 X www.nd.edu X 1844 IN See Schedule O 49 45 18513 2007 1355576 -12280386 571970426 472008270 878212300 935040306 467290791 643688452 22405340 25527757 1939878857 2076264785 303323817 337427890 0 669795466 710953951 0 42903597 443031334 463614479 1416150617 1511996320 523728240 564268465 13255648757 14938580253 2665637744 3113168843 10590011013 11825411410 X See Schedule O false false 724830210 293139596 624592912 Instruction - Provided academic instruction and services to approximately 12,000 undergraduate and graduate students pursuing courses of study within five undergraduate colleges, a business school, a law school and graduate school. Conferred approximately 3,600 baccalaureate, master's, doctoral and professional degrees. 236671611 6249213 277360845 Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, and multiple recreational facilities. The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level. 129667669 24593036 24181738 Research - University researchers administered nearly 1,000 awards for studies based within the disciplines of engineering, science and humanities. 115178655 636802 14875242 Academic support - The University operates library facilities containing more than three million volumes, serving the University and the local community. The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 29,000 works. 37418961 12809243 5199384 Public service - The University's Institute for Educational Initiatives strives to improve the K-12 education of all young people, particularly the disadvantaged through a variety of programs. The largest such program is the ACE program, a two-year service program offering college graduates the opportunity to serve as full-time teachers in under-resourced schools across the United States and several foreign countries. Additionally, the University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fund Program. 152597616 13446045 20074626 1243767106 true true false true false true false true false true true true false false true false false true true true true true true false true true false true true true true false false false false false false true false false true true true false false true true true true false false true 18751 0 true 18513 true true true true BR CI FR EI IS IT KE MX UK MP CH false false false true true true 3 false false false false false false X 49 45 true false false false false false false true true false false false true true true true true true true true true IN CA OK X Andrew Paluf 5746313288 Controllers Office 724 Grace Hall Notre Dame IN 46556 John F Affleck-Graves PhD Executive VP & Trustee 40.0 2.0 X X 683204 0 171263 Thomas G Burish PhD Provost & Trustee 40.0 0 X X 2389820 0 342809 Rev John I Jenkins CSC PhD President & Trustee 40.0 1.0 X X 899323 0 157549 Rev Jose E Ahumada F CSC Trustee 2.0 0 X 0 0 0 Carlos J Betancourt Trustee 2.0 0 X 0 0 0 John J Brennan Trustee 2.0 0 X 0 0 0 Stephen J Brogan Trustee 2.0 0 X 0 0 0 Katie Washington Cole Trustee 2.0 0 X 0 0 0 Robert Costa Trustee 2.0 0 X 0 0 0 Scott S Cowen Trustee 2.0 0 X 0 0 0 Thomas J Crotty Trustee 2.0 0 X 0 0 0 Karen McCartan DeSantis Trustee 2.0 0 X 0 0 0 James J Dunne III Trustee 2.0 0 X 0 0 0 James F Flaherty III Trustee 2.0 0 X 0 0 0 Stephanie A Gallo Trustee 2.0 0 X 0 0 0 William M Goodyear Trustee 2.0 0 X 0 0 0 Nancy M Haegel Trustee 2.0 0 X 0 0 0 Enrique Hernandez Jr Trustee 2.0 0 X 0 0 0 Carol Hank Hoffmann Trustee 2.0 0 X 0 0 0 Most Rev Daniel R Jenky CSC DD Trustee 2.0 0 X 0 0 0 John W Jordan II Trustee 2.0 0 X 0 0 0 Hon Diana Lewis Trustee 2.0 0 X 0 0 0 Thomas G Maheras Trustee 2.0 0 X 0 0 0 Andrew J McKenna Jr Trustee 2.0 0 X 0 0 0 Fergal Naughton Trustee 2.0 0 X 0 0 0 Richard C Notebaert Trustee 2.0 0 X 0 0 0 Richard A Nussbaum II Trustee 2.0 0 X 0 0 0 Rev Thomas J O'Hara CSC Trustee 2.0 0 X 0 0 0 Rev Gerard J Olinger CSC Trustee 2.0 0 X 0 0 0 Cindy K Parseghian Trustee 2.0 0 X 0 0 0 J Christopher Reyes Trustee 2.0 0 X 0 0 0 Martin W Rodgers Trustee 2.0 0 X 0 0 0 James E Rohr Trustee 2.0 0 X 0 0 0 Shayla Keough Rumely Trustee 2.0 0 X 0 0 0 Rev Timothy R Scully CSC Professor & Trustee 40.0 0 X 196256 0 15744 Phyllis W Stone Trustee 2.0 0 X 0 0 0 Timothy F Sutherland Trustee 2.0 0 X 0 0 0 Anne E Thompson Trustee 2.0 0 X 0 0 0 Sara Martinez Tucker Trustee 2.0 0 X 0 0 0 Roderick K West Trustee 2.0 0 X 0 0 0 Hon Ann Claire Williams Trustee 2.0 0 X 0 0 0 Robert J Cronin Trustee 2.0 0 X 0 0 0 Clare Stack Richer Trustee 2.0 0 X 0 0 0 Byron O Spruell Trustee 2.0 0 X 0 0 0 Rev Austin Collins CSC Professor & Trustee 40.0 0 X 160384 0 38105 Celeste Volz Ford Trustee 2.0 0 X 0 0 0 Monique Y MacKinnon Trustee 2.0 0 X 0 0 0 Kenneth C Ricci Trustee 2.0 0 X 0 0 0 Rev John Ryan CSC Trustee 2.0 0 X 0 0 0 Marianne Corr JD VP & General Counsel 40.0 2.0 X 559111 0 35124 Scott C Malpass MBA VP & Chief Investment Officer 40.0 0 X 4483355 0 1708276 John B Swarbrick Jr Athletic Director 40.0 0 X 1348927 0 262981 Michael P Brey Head Coach, Basketball 40.0 0 X 1225286 0 45552 Michael D Donovan MBA JD Managing Director, Invest. 40.0 0 X 1992550 0 761753 Brian Kelly Head Coach, Football 40.0 0 X 2075483 0 54155 Muffet McGraw Head Coach, Basketball 40.0 0 X 1352090 0 43308 Brian VanGorder Asst. Coach/Coordinator, Football 40.0 0 X 1147641 0 47648 18513430 0 3684267 1175 false true true Barton Malow Company 26500 American Drive Southfield MI 48034 Construction 191101788 Pepper Construction 411 Lake Zurich Road Barrington IL 60010 Construction 28062844 Shiel Sexton Company Inc 902 North Capitol Avenue Indianapolis IN 46204 Construction 28028366 Meyer Najem Construction LLC 13099 Parkside Drive Fishers IN 46038 Construction 19788328 R&R Excavating Inc 2010 Went Avenue Mishawaka IN 46545 Construction 11404298 239 X 327595 81972684 389707991 104013385 472008270 Student tuition and fees 611310 607182190 607182190 Auxiliary enterprises 611710 275045742 268773578 6272164 Research contracts (gov't and non-gov"t) 611310 24002458 23952458 50000 Educational programs 900099 16747588 16747588 Student services 611710 3457981 3457981 8604347 8604347 0 0 935040306 123064174 -5561684 128625858 7412869 7412869 16090834 9734561 6356273 0 6356273 6356273 3990441618 3701460 3468231119 5287681 522210499 -1586221 520624278 520624278 415455 327595 439995 -24540 -24540 20776 2532 18244 18244 Alumni Association 900099 2988552 2399546 589006 Marketing Communications 519190 1809651 1809651 Innovation Park 541712 1800000 1793910 6090 5166708 5166708 0 0 11764911 2076264785 939887957 1355576 663012982 31782267 31782267 300386080 300386080 5259543 5259543 9650888 1970750 7327342 352796 528168959 438957399 65078281 24133279 46174969 32769929 11425884 1979156 96094712 62890230 30267868 2936614 30864423 24716387 4405142 1742894 3377055 138990 3089703 148362 2433108 154188 2278920 284852 284852 27240970 27240970 31110661 22406048 7460516 1244097 3659044 3397023 243122 18899 59658985 49095659 8490385 2072941 21172063 10882056 9882509 407498 712079 579507 132572 63692913 56642277 5980877 1069759 48587109 41762888 4251224 2572997 6244210 3954449 1988602 301159 34284945 28226945 4976290 1081710 68768023 63731077 4788978 247968 1119891 837376 282515 Food and entertainment 42251933 34767930 5351395 2132608 Investment Office expenses 18734397 18734397 Library books and serials 14871832 14871832 Study abroad program tuition and student allowance expenses 6097743 6097743 9312666 7488533 1363273 460860 1511996320 1243767106 225325617 42903597 0 0 106606668 80254997 569270952 526991209 39120345 44237419 0 0 0 42800544 29390921 7858242 7723061 30579355 32149728 2981518554 798656450 1808047884 2182862104 1895789269 2672154926 8743885843 9317819358 0 6454713 6454713 5234942 38541817 13255648757 14938580253 173443980 226049126 0 0 40504454 72460086 160774578 160577742 0 0 61833253 45457625 660000000 660000000 1569081479 1948624264 2665637744 3113168843 X 4509289289 5212906469 3944488605 4313070680 2136233119 2299434261 0 0 0 0 0 0 10590011013 11825411410 13255648757 14938580253 X 564268465 582388416 0 0 0 88743516 X false true X true true true X 323314461 487128943 559195459 571970426 472008270 2413617559 0 0 323314461 487128943 559195459 571970426 472008270 2413617559 1936438 2411681121 123503535 171385126 158770511 131216819 146567877 731443868 0 5426820 6210565 6785572 8584469 5602939 32610365 3177671792 4178047902 0.7589 0.7484 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - MISC FEES & COMMISSIONS, COLUMN A - 5426820.0, COLUMN B - 6210565.0, COLUMN C - 6785572.0, COLUMN D - 8584469.0, COLUMN E - 5602939.0, COLUMN F - 32610365.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 0 346592 0 346592 0 1239961640 0 1240308232 0 1000000 0 250000 0 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 411080 421200 358461 346592 1537333 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 Schedule C, Part II-A, Line 2 501(H) Election The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending June 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently. 57 0 9426898 0 4580479 0 40938578 0 true true X X X X false 8748265671 252183660 1064158115 116509007 263162179 0 9684936260 8784380859 337865213 -39870136 108274792 225835473 0 8748265671 8189096422 244796294 659396671 100189669 208718859 0 8784380859 6959050707 211220228 1317009930 95629513 202554930 0 8189096422 6444598397 109051302 725521322 90722736 229397578 0 6959050707 0.374 0.234 0.392 false false 9300000 26585633 35885633 62998696 1783316368 540026817 1306288247 32852626 4591448 28261178 362972 314029313 175427107 138965178 45009 752027937 78611078 673461868 2182862104 -897443 F 4283243 F Short-term investments 0 F Public equities - U.S. 778960526 F Public equities - Non-U.S. 1159755046 F Public equities - Long/short strategies 1367177270 F Private equity 3130943707 F Opportunistic 1606991308 F Core diversifiers 726157135 F Fixed income 463755768 F Defined benefit pension plan assets 80692798 F 9317819358 Short-term borrowing 246250000 Refundable advances 19874073 Liabilities associated with investments 1272107930 Obligations under split-interest agreements 166480986 Conditional asset retirement obligations 24354287 Pension and other accrued postretirement benefits 133900304 Government advances for student loans 26007667 Debt-related derivative instruments 21451005 Student organization funds and other deposits 4967585 Self-insurance reserves 5471749 Pledges payable 7350000 Other liabilities 20408678 1948624264 2404686076 582388416 -203655526 378732890 2025953186 50754126 -442527 50311599 2076264785 1169285679 442527 442527 1168843152 50754126 292399042 343153168 1511996320 Schedule D, Part X Asset Retirement The University recognizes asset retirement obligations when incurred. A discounting technique is used to calculate the present value of the capitalized asset retirement costs and the related obligation. Asset retirement costs are depreciated over the estimated remaining useful life of the related asset and the asset retirement obligation is accreted annually to the current present value. Upon settlement of an obligation, any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets. The University's conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects. Schedule D, Part III, Line 1a Collections of art - financial statement footnote The University does not capitalize the cost of library books, nor the cost or fair value of its art collection. The latter is held for exhibition and educational purposes only and not for financial gain. Schedule D, Part III, Line 4 Collections of art - description of collections The Snite Museum of Art maintains a collection of over 29,000 original works of art which are utilized for exhibition, teaching, research and educational outreach programs. Schedule D, Part V, Line 4 Intended uses of endowment funds Endowment distributions are used to fund a variety of operational needs, including scholarships & fellowships, faculty chairs, academic, religious and student programs, libraries, capital projects and renewals, athletics, other endowment programs, and general operations. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition discounts - -XXX-XX-XXXX Room discounts - -4976808 Net gain/(loss) on debt-related derivative instruments - 59649442 Net pension and postretirement benefits-related changes - 19163184 Change in value of split-interest agreements - 10993470 Other non-operating changes in net assets - -1062580 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Direct expenses of fundraising events - -439995 Direct expenses from gaming activities - -2532 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Direct expenses of fundraising events - 439995 Direct expenses from gaming activities - 2532 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition scholarships and fellowships - XXX-XX-XXXX Room & board discounts - 4976808 true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The University nondiscrimination policy is disclosed in the Admission Policies and Procedures Handbook given to each student. The University draws students nationally and internationally and enrolls meaningful numbers of minority students. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid. true Central America and the Caribbean Investments 3763785286 East Asia and the Pacific Investments 187970934 Europe (Including Iceland and Greenland) Investments 754368966 North America (Canada & Mexico only) Investments 144174076 Russia and Neighboring States Investments 18875290 South America Investments 7175329 South Asia Investments 179975702 Sub-Saharan Africa Investments 239146472 East Asia and the Pacific 1 4 Program Services International Study Program 2393780 Europe (Including Iceland and Greenland) 5 86 Program Services International Study Program 23575722 Middle East and North Africa 1 5 Program Services International Study Program 692286 North America (Canada & Mexico only) 2 Program Services International Study Program 268260 Russia and Neighboring States Program Services International Study Program 146008 South America 2 5 Program Services International Study Program 681586 South Asia 1 Program Services International Study Program 46133 Sub-Saharan Africa Program Services International Study Program 250062 Central America and the Caribbean ,Investment Operations 6596105 East Asia and the Pacific ,Investment Operations 84838 Europe (Including Iceland and Greenland) 5 ,Investment Operations 1507562 North America (Canada & Mexico only) ,Investment Operations 14321 South America ,Investment Operations 6552 South Asia ,Investment Operations 23915 Sub-Saharan Africa ,Investment Operations 3864310 Central America and the Caribbean Fundraising 53293 East Asia and the Pacific Fundraising 16542 Europe (Including Iceland and Greenland) Fundraising 12189 Middle East and North Africa Fundraising 5129 North America (Canada & Mexico only) Fundraising 17706 South America Fundraising 16974 Central America and the Caribbean Program Services Auxillary Enterprises 1091 Central America and the Caribbean Program Services Instruction 174176 Central America and the Caribbean Program Services Management & General 6649 Central America and the Caribbean 3 3 Program Services Other 107185 Central America and the Caribbean Program Services Research 835126 East Asia and the Pacific Program Services Auxillary Enterprises 4786 East Asia and the Pacific Program Services Instruction 690153 East Asia and the Pacific Program Services Management & General 35320 East Asia and the Pacific Program Services Other 163248 East Asia and the Pacific Program Services Research 805271 Europe (Including Iceland and Greenland) Program Services Auxillary Enterprises 70859 Europe (Including Iceland and Greenland) 10 Program Services Instruction 2581446 Europe (Including Iceland and Greenland) Program Services Management & General 455982 Europe (Including Iceland and Greenland) 4 Program Services Other 1128583 Europe (Including Iceland and Greenland) 6 Program Services Research 3002730 Middle East and North Africa Program Services Auxillary Enterprises 12039 Middle East and North Africa 1 Program Services Instruction 190721 Middle East and North Africa Program Services Management & General 29256 Middle East and North Africa Program Services Other 349347 Middle East and North Africa Program Services Research 641745 North America (Canada & Mexico only) Program Services Auxillary Enterprises 24054 North America (Canada & Mexico only) Program Services Instruction 377072 North America (Canada & Mexico only) Program Services Management & General 28293 North America (Canada & Mexico only) Program Services Other 56816 North America (Canada & Mexico only) Program Services Research 191929 Russia and Neighboring States Program Services Auxillary Enterprises 2892 Russia and Neighboring States Program Services Instruction 60138 Russia and Neighboring States Program Services Other 20989 Russia and Neighboring States Program Services Research 12432 South America Program Services Auxillary Enterprises 13373 South America Program Services Instruction 398728 South America Program Services Management & General 33467 South America 1 Program Services Other 180092 South America 9 Program Services Research 179957 South Asia 1 Program Services Instruction 100697 South Asia Program Services Management & General 9877 South Asia Program Services Other 29336 South Asia Program Services Research 163495 Sub-Saharan Africa Program Services Auxillary Enterprises 12603 Sub-Saharan Africa 1 Program Services Instruction 263665 Sub-Saharan Africa Program Services Management & General 84956 Sub-Saharan Africa Program Services Other 192639 Sub-Saharan Africa 1 5 Program Services Research 1246577 9 103 4 46 13 149 5323525892 27189226 5350715118 Middle East and North Africa see Part V 134019 Check/Wire Sub-Saharan Africa see Part V 128120 Check/Wire Central America and the Caribbean see Part V 264309 Check/Wire Central America and the Caribbean see Part V 65913 Check/Wire Europe (Including Iceland and Greenland) see Part V 37800 Check/Wire Central America and the Caribbean see Part V 268509 Check/Wire Europe (Including Iceland and Greenland) see Part V 31549 Check/Wire East Asia and the Pacific see Part V 454489 Check/Wire Europe (Including Iceland and Greenland) see Part V 631208 Check/Wire Central America and the Caribbean see Part V 171213 Check/Wire Sub-Saharan Africa see Part V 52533 Check/Wire Europe (Including Iceland and Greenland) see Part V 375766 Check/Wire Sub-Saharan Africa see Part V 89720 Check/Wire Europe (Including Iceland and Greenland) see Part V 21331 Check/Wire Sub-Saharan Africa see Part V 248062 Check/Wire Europe (Including Iceland and Greenland) see Part V 78206 Check/Wire East Asia and the Pacific see Part V 23560 Check/Wire Europe (Including Iceland and Greenland) see Part V 491653 Check/Wire Sub-Saharan Africa see Part V 35146 Check/Wire Sub-Saharan Africa see Part V 118356 Check/Wire Sub-Saharan Africa see Part V 22270 Check/Wire South Asia see Part V 77936 Check/Wire Sub-Saharan Africa see Part V 75802 Check/Wire Middle East and North Africa see Part V 490785 Check/Wire South America see Part V 20000 Check/Wire North America (Canada & Mexico only) see Part V 42000 Check/Wire Sub-Saharan Africa see Part V 96213 Check/Wire South America see Part V 58843 Check/Wire East Asia and the Pacific see Part V 35069 Check/Wire Europe (Including Iceland and Greenland) see Part V 275888 Check/Wire Sub-Saharan Africa see Part V 10091 Check/Wire South America see Part V 25004 Check/Wire Europe (Including Iceland and Greenland) see Part V 17333 Check/Wire North America (Canada & Mexico only) see Part V 18975 Check/Wire Europe (Including Iceland and Greenland) see Part V 33773 Check/Wire Europe (Including Iceland and Greenland) see Part V 160400 Check/Wire Europe (Including Iceland and Greenland) see Part V 34883 Check/Wire Europe (Including Iceland and Greenland) see Part V 33635 Check/Wire 1 37 Housing and Other Assistance East Asia and the Pacific 52 109893 Check/Wire/Direct Deposit Housing and Other Assistance Europe (Including Iceland and Greenland) 639 1131593 Check/Wire/Direct Deposit Housing and Other Assistance Middle East and North Africa 14 8649 Check/Wire/Direct Deposit Housing and Other Assistance Russia and Neighboring States 3 2520 Check/Wire/Direct Deposit Housing and Other Assistance South America 39 51933 Check/Wire/Direct Deposit Housing and Other Assistance Sub-Saharan Africa 51 93700 Check/Wire/Direct Deposit Housing and Other Assistance North America (Canada & Mexico only) 32 30980 Check/Wire/Direct Deposit Housing and Other Assistance Central America and the Caribbean 2 3450 Check/Wire/Direct Deposit Prizes and Awards Europe (Including Iceland and Greenland) 3 263210 Check/Wire/Direct Deposit Research/Travel East Asia and the Pacific 11 7116 Check/Wire/Direct Deposit Research/Travel Europe (Including Iceland and Greenland) 27 19153 Check/Wire/Direct Deposit Research/Travel South America 3 1573 Check/Wire/Direct Deposit Research/Travel Sub-Saharan Africa 2 110 Check/Wire/Direct Deposit Research/Travel North America (Canada & Mexico only) 2 892 Check/Wire/Direct Deposit Research/Travel South Asia 3 5354 Check/Wire/Direct Deposit true false true true true false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Parseghian Classic 624340 222305 402035 0 1927 348000 2058 6166 24533 Snite Christmas Dinner 103150 89730 13420 0 0 1000 29849 1525 8584 1 15560 15560 0 0 0 0 306 0 16047 743050 327595 415455 0 1927 349000 32213 7691 49164 439995 -24540 20776 0 1532 0 1000 false 20776 0 1532 0 1000 2532 18244 IN true false true false 1.0 0.0 Deborah Gabaree General Counsel 203 Main Building Notre Dame IN 46556 false NA 0 false 0 true 34 Technology LLC 17455 Douglas Road South Bend IN 466351732 272257203 10000 see Part IV A Rosie Place 53131 Quince Road South Bend IN 46628 371523448 501(c)(3) 5000 see Part IV All Faiths Food Bank Inc 8171 Blaikie Ct Sarasota FL 34240 650115814 501(c)(3) 25000 see Part IV Asian Indian Classical Music Societ 52318 Tallyho Drive N South Bend IN 46635 351883192 7500 see Part IV Assumption of the Blessed Virgin Ma 4101 Old Bethleham Pike Bethleham PA 18015 231536963 501(c)(3) 30000 see Part IV Azusa Pacific University Business Office Azusa CA 917022701 951744369 501(c)(3) 63000 see Part IV Basis Policy Research LLC Suite 304 104R NC Highway 54 Carrboro NC 275105569 270475968 50625 see Part IV Baylor University Grants Accounting 97043 1 Bear Place Waco TX 767987043 741159753 501(c)(3) 17302 see Part IV Best Week Ever 321 E Walter Street South Bend IN 46614 273843043 501(c)(3) 10000 see Part IV Big Shoulders Fund 212 W Van Buren Suite 900 Chicago IL 60607 363490557 501(c)(3) 5000 see Part IV Bloomsburg University Foundation In 50 E Main Street Bloomsburg PA 17815 237088491 501(c)(3) 10000 see Part IV Board of Regents of University of Wisconsin Suite 500 Madison WI 537032775 396006492 State of Wisconsin 101739 see Part IV Boys & Girls Club of Goshen PO Box 614 Goshen IN 46527 311156334 501(c)(3) 5000 see Part IV Boys & Girls Club-St Joseph County 502 E Sample Street South Bend IN 46601 351329625 501(c)(3) 15000 see Part IV Brigham & Women's Hospital Bank of America Post Office Box 3887 Boston MA 022410001 042312909 501(c)(3) 143780 see Part IV Broad Institute Inc Controllers Office 415 Main Street Cambridge MA 021421027 263428781 501(c)(3) 24111 see Part IV Brothers of Holy Cross PO Box 460 Notre Dame IN 46556 350868938 501(c)(3) 25000 see Part IV Brown University Cashiers Office Post Office Box 1911 Providence RI 029120001 050258809 501(c)(3) 57543 see Part IV Calvin College Financial Services 3201 Burton Street Southeast Grand Rapids MI 495464388 383071514 501(c)(3) 79571 see Part IV Carnegie Mellon University Post Office Box 371032 Pittsburgh PA 152507032 250969449 501(c)(3) 309565 see Part IV Carry the Load 514 S Hall Street Dallas TX 75226 274568835 501(c)(3) 10000 see Part IV Cary Institute of Ecosystem Studies 2801 Sharon Turnpike Post Office Box Ab Millbrook NY 125455721 223232968 501(c)(3) 12303 see Part IV Case Western Reserve Univ Office of Sponsored Projects Acct Nord Hall Suite 615 Cleveland OH 441067037 341018992 501(c)(3) 86495 see Part IV Catholic Charities 1817 Miami Street South Bend IN 46613 351038653 501(c)(3) 5000 see Part IV Catholic Church Extension Society 150 South Wacker Drive Suite 2000 Chicago IL 60606 366000520 501(c)(3) 30000 see Part IV Catholic Relief Services 228 West Lexington Street Baltimore MD 212013413 135563422 501(c)(3) 35000 see Part IV Celtic Charms Inc 671 Fort Plains Road Howell NJ 07731 272039852 501(c)(3) 61000 see Part IV Center for the Homeless 813 S Michigan Street South Bend IN 46601 351768544 501(c)(3) 94000 FMV Rental Waiver see Part IV Central Michigan University Accounting WA 304 Mount Pleasant MI 48859 386004447 State of Michigan 21423 see Part IV Changing Leads Foundation 287 Davis Avenue Apt C Greenwich CT 06830 472192457 501(c)(3) 5000 see Part IV City of Mishawaka 600 East Third Street Mishawaka IN 46544 356001115 City - Mishawaka 680695 see Part IV City of South Bend 227 West Jefferson Blvd Suite 1400 South Bend IN 46601 356001201 City - South Bend 3818821 see Part IV Claremont McKenna College 400 North Claremont Boulevard Claremont CA 917114015 951664101 501(c)(3) 30000 see Part IV Cold Spring Harbor Laboratory Nichols Building One Bungtown Road Cold Spring Harbor NY 11724 112013303 20000 see Part IV College of William and Mary Accounts Receivable Manager Williamsburg VA 231878795 546001718 State of Virginia 21946 see Part IV Columbia University Sponsored Projects Finance General Post Office New York NY 100879789 135598093 501(c)(3) 88352 see Part IV Community Foundation of St Joseph 205 West Jefferson Street 610 South Bend IN 46601 237365930 501(c)(3) 193000 see Part IV Conexus Indiana 111 Monument Circle Suite 1800 Indianapolis IN 46204 352065459 10000 see Part IV Congress for the New Urbanism 332 Michigan Avenue Chicago IL 60604 650483737 501(c)(3) 10000 see Part IV Cornell University Post Office Box 22 Ithaca NY 148510022 150532082 501(c)(3) 2433726 see Part IV Cure Alzheimer's Fund 34 Washington Street Suite 200 Wellesley Hills MA 02481 522396428 501(c)(3) 250000 see Part IV Dartmouth-Hitchcock Health 1 Medical Center Drive Lebanon NH 03756 264812335 501(c)(3) 100000 see Part IV Dawn Brancheau Foundation Inc 9030 Via Bella Notte Orlando FL 32836 273700500 501(c)(3) 10000 see Part IV DeBartolo Family Foundation 15436 N Florida Ave Tampa FL 33613 311739677 501(c)(3) 5000 see Part IV Declan Drumm Sullivan Memorial Fund 3539 Long Grove Road Long Grove IL 60047 276886934 501(c)(3) 67000 see Part IV DePaul University Restricted Accounting 1 East Jackson Boulevard Chicago IL 606042287 362167048 501(c)(3) 47618 see Part IV Diocese of Fort Wayne-So Bend 915 S Clinton Street Fort Wayne IN 46802 350876373 501(c)(3) 35000 see Part IV Diocese of Metuchen 146 Metlars Lane Piscataway NJ 08854 222385423 501(c)(3) 10000 see Part IV Draper Richards Kaplan Foundation 1600 El Camino Real Suite 155 Menlo Park CA 94025 912172351 501(c)(3) 62500 see Part IV Duke University Accounts Receivable Lock Box Post Office Box 602651 Charlotte NC 282602651 560532129 501(c)(3) 89811 see Part IV Early Childhood Development Center 10 Child Care Center Notre Dame IN 46556 311188922 501(c)(3) 200000 see Part IV Earthjustice 50 California Street Suite 500 San Francisco CA 94111 941730465 501(c)(3) 50000 see Part IV Elevate Ventures Inc 50 E 91st Street Suite 213 Indianapolis IN 46240 274118692 501(c)(3) 75000 see Part IV Emory University Post Office Box 935084 Atlanta GA 311935084 580566256 501(c)(3) 53778 see Part IV enFocus Inc Suite 100 506 West South Street South Bend IN 466012785 455638209 545000 see Part IV EveryLife Fdn for Rare Diseases 77 Digital Drive Novato CA 94949 264614274 501(c)(3) 10000 see Part IV Eye to Eye 50 Broad Street Suite 1702 New York NY 10004 510570498 501(c)(3) 350000 see Part IV Family & Children's Center 315 W Jefferson Blvd South Bend IN 46601 350869031 501(c)(3) 5000 see Part IV Family Health International (FHI 360) Suite 200 Durham NC 277012477 237413005 501(c)(3) 43056 see Part IV First Lutheran Church of Duluth Fou 1100 E Superior Street Duluth MN 55802 363480742 501(c)(3) 30000 see Part IV Fischoff Natl Chamber Music Assoc 303 Brownson Hall Notre Dame IN 46556 351650154 501(c)(3) 15000 see Part IV Forever Learning Institute 54191 Ironwood Road South Bend IN 46635 350878405 501(c)(3) 5000 see Part IV Forging Industry Educatn & Research 1111 Superior Avenue E Suite 615 Cleveland OH 44114 346556992 501(c)(3) 15000 see Part IV Foundation for Center for Hospice 111 Sunnybrook Ct South Bend IN 46637 300433147 501(c)(3) 7500 see Part IV Fdn of St Joseph Regional Med Ctr 707 Ceder Street Suite 175 South Bend IN 46617 351654543 501(c)(3) 32500 see Part IV GENYOUth 10255 West Higgins Road Rosemont IL 10022 270988546 501(c)(3) 15000 see Part IV George Mason University Cash Office MS 2E1 4400 University Drive Fairfax VA 22030 540836354 State of Virginia 127170 see Part IV George Washington University Grants Contracts Accounting Svcs 45155 Research Place Ashburn VA 201472692 530196584 501(c)(3) 126019 see Part IV Georgia Tech Research Corporation Post Office Box 100117 Atlanta GA 303840117 580603146 State of Georgia 65376 see Part IV Gettysburg College 300 N Washington Street Box 426 Gettysburg PA 17325 231352641 501(c)(3) 167000 see Part IV Gordon Research Conference 512 Liberty Lane West Kingston RI 02892 260150662 501(c)(3) 5000 see Part IV Governors State University 1 University Parkway University Park IL 604840975 362684803 State of Illinois 22404 see Part IV Grassroot Soccer PO Box 712 Norwich VT 05055 431957920 501(c)(3) 250000 see Part IV Hannah's House 410 South Spring Street Mishawaka IN 46544 351871289 501(c)(3) 15000 see Part IV Harvard University Floor 4 FAS Office of Finance Cambridge MA 02138 042103580 501(c)(3) 175256 see Part IV Heisman Trophy Trust 111 Broadway Suite 103A New York NY 10006 137052079 501(c)(3) 11000 see Part IV Holy Cross Catholic Church 920 Wilber Street South Bend IN 46628 350992113 501(c)(3) 10000 see Part IV Holy Name Cathedral 835 N Rush Street Chicago IL 606112030 362170826 501(c)(3) 10000 see Part IV Holy Trinity Catholic Church 1600 Corporate Drive Ladera Ranch CA 92694 202747543 501(c)(3) 50000 see Part IV Homefront Inc 1880 Princeton Ave Lawrenceville NJ 08648 223165145 501(c)(3) 42500 see Part IV Hope For a Healthier Humanity 7428 Convair Drive Alexandria VA 22306 522303126 501(c)(3) 20000 see Part IV Hospice Foundation 501 Comfort Place Mishawaka IN 46545 300433147 501(c)(3) 20000 see Part IV Idaho State University Grants and Contracts Accounting 921 South 8th Avenue Pocatello ID 832090001 826000924 State of Idaho 69681 see Part IV Illinois Institute of Technology 7562 Solutions Center Chicago IL 606770001 352170136 501(c)(3) 398663 see Part IV Immaculate Conception Church 1431 N North Park Avenue Chicago IL 60610 362170826 501(c)(3) 10000 see Part IV Indiana University 107 S Indiana Ave Bloomington IN 47405 356001673 State of Indiana 537308 see Part IV Indiana University Foundation PO Box 500 Bloomington IN 47402 356018940 501(c)(3) 130719 see Part IV Innovative Technology Application Company Post Office Box 6971 Chesterfield MO 630066971 431867210 35906 see Part IV Iowa State University Sponsored Programs Accounting Admin Services Bldg Rm 1810 Ames IA 50011 426004224 State of Iowa 26232 see Part IV Issue One 1401 K St NW Suite 350 Washington DC 20005 320384285 501(c)(3) 25000 see Part IV Johns Hopkins University 3400 N Charles Street Baltimore MD 21218 520595110 501(c)(3) 416426 see Part IV Joyful Heart Foundation 32 West 22nd Street 4th Floor New York NY 10010 721519537 501(c)(3) 30000 see Part IV Kelly Cares Foundation 1251 N Eddy Street Suite 200 South Bend IN 46617 263591070 501(c)(3) 30000 see Part IV La Casa de Amistad 746 S Meade Street South Bend IN 46619 351350013 501(c)(3) 5000 see Part IV Lifetime Education & Research Netwo PO Box 1781 South Bend IN 46634 141883064 501(c)(3) 5000 see Part IV Little Flower Parish Society of St 5522 Dorr Street Toledo OH 43615 352391495 501(c)(3) 5000 see Part IV Little Traverse Conservancy 3264 Powell Road Harbor Springs MI 49740 237267810 501(c)(3) 20000 see Part IV Logan Community Resources 2505 E Jefferson Blvd South Bend IN 46615 350965639 501(c)(3) 35000 see Part IV Loyola University Chicago Lewis Towers Floor 13 Chicago IL 606112196 361408475 501(c)(3) 108315 see Part IV Lumen Cordium Society 835 N Rush Street Chicago IL 606112030 362170826 501(c)(3) 10000 see Part IV Manhattan College 4513 Manhattan Parkway Riverdale NY 10471 131740468 501(c)(3) 25000 see Part IV Market Metrix 11400 Commerce Park Drive Reston VA 201911516 943271617 9441 see Part IV Massachusetts Institute of Technology Cashiers Office NE49-3077 77 Massachusetts Avenue Cambridge MA 021394307 042103594 501(c)(3) 55494 see Part IV Mathematica Policy Research Post Office Box 2393 Princeton NJ 085432393 222112296 39458 see Part IV Mayo Clinic 200 First St SW Rochester MN 55902 416011702 501(c)(3) 10000 see Part IV Miami University Foundation 725 East Chestnut Street Oxford OH 45056 316026014 501(c)(3) 19562 see Part IV Michigan State University Contract And Grant Admn 426 Auditorium Rd Rm 2 East Lansing MI 488242612 386005984 State of Michigan 186446 see Part IV Michigan Technological University CashierS Office 1400 Townsend Drive Houghton MI 499311295 386005955 State of Michigan 11517 see Part IV Minnesota Ballet 301 West 1st Street 800 Duluth MN 55802 416055588 501(c)(3) 20000 see Part IV Misericordia Home 6300 North Ridge Avenue Chicago IL 60660 362170153 501(c)(3) 25000 see Part IV Montana State University Office of Sponsored Programs 309 Montana Hall Bozeman MT 597172470 816010045 State of Montana 61455 see Part IV MZA Associates Corporation Suite 150 2021 Girard Boulevard SE Albuquerque NM 871063140 850400557 128725 see Part IV National Catholic College Admission PO Box 267 New Albany OH 43054 222811383 501(c)(3) 5000 see Part IV National Football Foundation 433 Las Colinas Blvd E Suite 1130 Irving TX 75039 221508812 501(c)(3) 8000 see Part IV New York University Sponsored Programs Administration 105 East 17th Street New York NY 100032170 135562308 501(c)(3) 17500 see Part IV NOAA Great Lakes Environmental Research Lab Department of Commerce 20020 Century Boulevard Germantown MD 208741178 061834875 Federal 36148 see Part IV NORC Suite 1800 55 East Monroe Street Chicago IL 606035820 362167808 501(c)(3) 623752 see Part IV North Carolina State University Campus Box 7214 Office of Contracts And Grants Raleigh NC 276950001 566000756 State of NC 12701 see Part IV Northern Jet Management Inc Building 203 5500 44th Street Southeast Grand Rapids MI 495124058 383261631 486718 see Part IV Northwestern University Acct Research Sponsor Programs Attn Karen Spina Rubloff 7th Floor Chicago IL 606114579 362167817 501(c)(3) 175535 see Part IV Ohio State University College of Arts And Sciences 113A University Hall Columbus OH 432101335 316025986 State of Ohio 862622 see Part IV Oklahoma State University Grants Contracts Financial Admn Post Office Box 645 Stillwater OK 740760645 736017987 State of Oklahoma 60859 see Part IV Omaha Performing Arts Society 1200 Douglas Street Omaha NE 68102 470832480 501(c)(3) 250000 see Part IV Oregon State University Post Office Box 1086 Corvallis OR 973391086 611730890 State of Oregon 160269 see Part IV Papal Foundation 150 Monument Road Suite 609 Bala Cynwyd PA 19004 232511991 501(c)(3) 100000 see Part IV Pennsylvania State University Research Accounting Suite 401 State College PA 168014842 246000376 State of PA 706780 see Part IV Princeton University Sponsored Research Accounting Suite 443 Princeton NJ 085406242 210634501 501(c)(3) 118604 see Part IV ProMazo National Foundation 131 Ridgefield Road Newtown Square PA 19073 464855681 501(c)(3) 100000 see Part IV Purdue University 610 Purdue Mall Sponsored Program Services West Lafayette IN 47907 356002041 State of Indiana 1661406 see Part IV Queen Elizabeth II September 11th G 11 Hanover Square Floor 12 New York NY 10005 113681365 501(c)(3) 10000 see Part IV Rebuilding Together 1899 L Street NW Suite 1000 Washington DC 20036 521585880 501(c)(3) 7000 see Part IV Research Foundation of CUNY Floor 7 New York NY 100367207 131988190 501(c)(3) 19575 see Part IV Rice University Research Cost Accounting-MS 74 Post Office Box 1892 Houston TX 772511892 741109620 501(c)(3) 13162 see Part IV Right to Life 2004 Ironwood Circle Suite 130 South Bend IN 46635 310935278 501(c)(3) 5000 see Part IV Rutgers The State University of New Jersey Rutgers Business School-Exec Educ Room 5177C Piscataway NJ 08854 226001086 State of New Jersey 44268 see Part IV Ryan's Quest Inc PO Box 2544 Hamilton NJ 08690 261890529 501(c)(3) 5000 see Part IV Saint Michael's College Box 274 1 Winooski Park Colchester VT 054391000 030179403 501(c)(3) 30583 see Part IV Salvation Army of Duluth Minnesota 215 S 27th Avenue W Duluth MN 55806 362167910 501(c)(3) 30000 see Part IV San Francisco 49ers Foundation 4949 Marie P De Bartolo Way Santa Clara CA 95054 770287514 501(c)(3) 10000 see Part IV Santa Cruz Catholic School 29 W 22nd Street Tucson AZ 85713 860127607 501(c)(3) 5000 see Part IV Schwab Charitable Fund 211 Main Street San Francisco CA 94105 311640316 501(c)(3) 25000 see Part IV Scottish Rite Foundation 28 W 2nd Street Duluth MN 55802 411420162 501(c)(3) 20000 see Part IV SDSN Association Inc 475 Riverside Drive Suite 825 New York NY 10115 473511012 501(c)(3) 100000 see Part IV Sisters of the Holy Cross 407 Bertrand Hall - St Marys Notre Dame IN 465565000 350868159 501(c)(3) 10000 see Part IV Society of Catholic Scientists 9 N Wynwyd Drive Newark DE 19711 464118253 501(c)(3) 5000 see Part IV South Bend Alumni Association 215 S St Joseph Street South Bend IN 46601 351674506 501(c)(3) 7500 see Part IV South Bend Symphony Orchestra 127 N Michigan Street South Bend IN 46601 356042189 501(c)(3) 20000 see Part IV Southern Baptist Theological Semina 2825 Lexington Road Louisville KY 40206 610500919 501(c)(3) 30000 see Part IV Special Camps for Special Kids 2929 Carlisle Street Suite 355 Dallas TX 75204 752205242 501(c)(3) 10000 see Part IV St Joseph County 227 West Jefferson Blvd 7th Floor South Bend IN 46601 356000194 County - St. Joseph 2314362 see Part IV St Agnes of Bohemia School 2643 S Central Park Avenue Chicago IL 60623 363552287 501(c)(3) 10000 see Part IV St Alphonsus School 13940 Greenwell Springs Road Greenwell Springs LA 70736 720574145 501(c)(3) 20000 see Part IV St Ann Catholic School 310 North Olive Avenue West Palm Beach FL 33401 596001732 501(c)(3) 46500 see Part IV St John the Evangelist Catholic Sc 240 Arnold Street Hapeville GA 30354 205200945 501(c)(3) 12000 see Part IV St Joseph County Parks Foundation 50651 Laurel Road South Bend IN 46637 351459569 501(c)(3) 7500 see Part IV St Joseph Institute for the Deaf 1314 Strassner Drive Brentwood MO 63144 430653494 501(c)(3) 20000 see Part IV St Louis University Office of Sponsored Programs Admn Fusz Memorial Hall Room 368 St Louis MO 631083306 430654872 501(c)(3) 11835 see Part IV St Margaret's House 117 N Lafayette Blvd South Bend IN 46601 351913328 501(c)(3) 15000 see Part IV St Mary's College 149 LeMans Hall Notre Dame IN 46556 350868158 501(c)(3) 25500 see Part IV St Mathias Apostle School 9473 Annapolis Road Lanham MD 20706 520780162 501(c)(3) 6200 see Part IV Stanford University Post Office Box 44253 San Francisco CA 941444253 941156365 501(c)(3) 600824 see Part IV Superior Douglas County Family YMCA 9 N 21st Street Superior WI 54880 390813468 501(c)(3) 120000 see Part IV Tau Beta Pi Association PO Box 2697 Knoxville TX 379012697 620479545 501(c)(3) 50000 see Part IV The Fund of RIT 116 Lomb Memorial Drive Rochester NY 14623 160743140 501(c)(3) 5000 see Part IV The History Museum 808 W Washington Street South Bend IN 46601 351124156 501(c)(3) 10000 see Part IV The Hopewell 1201 Connecticut Ave NW Suite 300 Washington DC 20036 473681860 501(c)(3) 50000 see Part IV The Nature Conservancy 101 East Grand River Avenue Lansing MI 489064374 530242652 501(c)(3) 11555 see Part IV The V Foundation 14600 Weston Parkway Cary NC 27513 133705951 501(c)(3) 5000 see Part IV Tip of the Mitt Watershed Council 426 Bay Street Petoskey MI 49770 382361745 501(c)(3) 10000 see Part IV To Teach Who Christ Is (Archdiocese of Chicago) PO Box 7256 Kensington CT 060377256 362170826 501(c)(3) 10000 see Part IV US Forest Service c/o Citibank Post Office Box 301550 Los Angeles CA 900301550 720564834 Federal 11522 see Part IV United States Geological Survey Post Office Box 71362 Philadelphia PA 191761362 530196958 Federal 20800 see Part IV United Way of St Joseph County 3517 E Jefferson Blvd South Bend IN 46615 351063368 501(c)(3) 18500 see Part IV University Corporation for Atmospheric Research Post Office Box 3000 Boulder CO 803073000 742439386 501(c)(3) 127236 see Part IV University of Akron Department of Athletics Akron OH 443250001 346002924 State of Ohio 78734 see Part IV University of California Cashiers Office Post Office Box 989062 West Sacramento CA 957989062 946036494 State of California 2480503 see Part IV University of California at Davis Cashiers Office Post Office Box 989062 West Sacramento CA 957989062 946036494 State of California 17311 see Part IV University of California at San Diego MC 0009 9500 Gilman Drive La Jolla CA 920930009 956006144 State of California 61592 see Part IV University of California San Francisco Box 0897 EMF San Francisco CA 94143 946002123 State of California 75340 see Part IV University of Chicago Financial Services Suite 300 Sponsored Award Accounting Chicago IL 606372612 362177139 501(c)(3) 284773 see Part IV University of Cincinnati 2600 Clifton Ave Cincinnati OH 45220 316000989 State of Ohio 41355 see Part IV University of Colorado-Boulder Sponsored Projects Accounting Post Office Box 910220 Denver CO 802910001 846000555 State of Colorado 169265 see Part IV University of Connecticut Office of Sponsored Programs Unit 1133 Storrs Mansfield CT 062690001 060772160 State of Connecticut 74397 see Part IV University of Denver CO Seminary Mary Reed Bldg 222 Office of Research Spons Programs Denver CO 80208 840404231 501(c)(3) 28750 see Part IV University of Florida Contracts Grants Acctg Svcs Attn Tiffany Schmidt Gainesville FL 326110001 596002052 State of Florida 58120 see Part IV University of Idaho Office of Sponsored Programs MS 3020 Moscow ID 838443020 826000945 State of Idaho 34714 see Part IV University of Illinois Grants Contracts 601 E John Street Champaign IL 61820 376000511 State of Illinois 208798 see Part IV University of Iowa Grant Accounting B5 Jessup Hall Iowa City IA 52242 426004813 State of Iowa 138158 see Part IV University of Kentucky Research Foundation 201 Kinkead Hall Lexington KY 40508 616033693 State of Kentucky 23238 see Part IV University of Maryland Comptroller-Contract Grant 4101 Chesapeake Building College Park MD 207420001 526002033 State of Maryland 25119 see Part IV University of Michigan 500 S State Street Ann Arbor MI 48109 386006309 State of Michigan 249350 see Part IV University of Minnesota NW 5957 Post Office Box 1450 Minneapolis MN 554850001 416007513 State of Minnestoa 176251 see Part IV University of Nebraska-Lincoln 151 Whittier Research Center Lincoln NE 685830861 470049123 State of Nebraska 15814 see Part IV University of Nevada Reno UNR Board of Regents Office of the Controller MS124 Reno NV 895570124 886000024 State of Nevada 48709 see Part IV University of North Carolina-Chapel Hill Office of Sponsored Research Chapel Hill NC 27599 566001393 State of NC 408515 see Part IV University of North Carolina-Greensboro 1400 Spring Garden St Post Office Box 26170 Greensboro NC 27412 566001468 State of NC 17108 see Part IV University of Pennsylvania Post Office Box 785541 Philadelphia PA 191785541 231352685 501(c)(3) 536306 see Part IV University of Pittsburgh Post Office Box 371220 Pittsburgh PA 152507220 250965591 State of PA 235722 see Part IV University of Richmond 28 Westhampton Way Richmond VA 231730002 540505965 501(c)(3) 52589 see Part IV University of San Diego 5998 Alcala Park San Diego CA 921102492 952544535 501(c)(3) 31061 see Part IV University of Southern California Sponsored Projects Accounting File No 52095 Los Angeles CA 900740001 951642394 501(c)(3) 71981 see Part IV University of Tennessee 210 Student Services Building Office of The Bursar Knoxville TN 379960001 626001636 State of Tennessee 187168 see Part IV University of Texas at Austin Office of Accounting Post Office Box 7159 Austin TX 787137159 746000203 State of Texas 96372 see Part IV University of Texas at Tyler Deborah Gibson ADM 333 3900 University Boulevard Tyler TX 757990001 751396988 State of Texas 46217 see Part IV University of Texas Dallas Contracts And Grants Accounting 800 West Campbell Road Richardson TX 750803021 751305566 State of Texas 782035 see Part IV University of Utah Grants Contracts Accounting Room 406 Salt Lake City UT 841129020 876000525 State of Utah 382620 see Part IV University of Virginia Office of Sponsored Programs Post Office Box 400195 Charlottesville VA 229044195 546001796 State of Virginia 14949 see Part IV University of Washington Grant Contract Accounting Seattle WA 98195 916001537 State of Washington 17733 see Part IV University of Wyoming Contracts Grants Accounting Post Office Box 3355 Laramie WY 82071 836000331 State of Wyoming 7800 see Part IV Vanderbilt University Gift Process VU Station B 357727 2301 Vanderbilt Place Nashville TN 37235 620476822 501(c)(3) 20000 see Part IV Villanova University Office of Research Administration Middleton Hall Villanova PA 190851478 231352688 501(c)(3) 20363 see Part IV Virginia Commonwealth University Post Office Box 843039 Richmond VA 232843039 546001758 State of Virginia 50000 see Part IV Virginia Polytechnic Institute and State University Office of Sponsored Programs North End Center MC 0170 Blacksburg VA 24061 546001805 State of Virginia 39295 see Part IV Wake Forest University Financial And Accounting Services Post Office Box 7201 Winston Salem NC 271096226 560532138 501(c)(3) 6998 see Part IV Washington University St Louis Campus Box 1034 700 Rosedale Avenue St Louis MO 631121408 430653611 501(c)(3) 67355 see Part IV Weill Cornell Medical College Cornell Univ Research Accounting New York NY 10022 131623978 501(c)(3) 75000 see Part IV Western Washington University Mail Stop 9004 516 High Street Bellingham WA 982255950 916000562 State of Washington 31707 see Part IV Women's Care Center 360 N Notre Dame Avenue South Bend IN 46617 383651599 501(c)(3) 60000 see Part IV Wright State University Wsu Office of The Bursar 3640 Colonel Glenn Highway Dayton OH 454350002 310732831 State of Ohio 50658 see Part IV Yale University Grant Contract Financial Admin Post Office Box 1873 New Haven CT 065081873 060646973 501(c)(3) 148987 see Part IV YMCA 1201 Northside Boulevard South Bend IN 46615 350868216 501(c)(3) 5000 see Part IV St Joseph County Chamber of Commerce 101 N Michigan St Ste 300 South Bend IN 46601 350153330 501(c)(3) 71100 see Part IV Town of Roseland 200 Independence Drive South Bend IN 46637 351169548 Town - Roseland 67500 see Part IV 212 11 Tuition Scholarships, Fellowships, and Room and Board Discounts 8134 292399043 Athletics Grant-in-Aid 389 1190753 Housing and Other Assistance 516 671302 Prizes and Awards 1241 2295131 Research/Travel Grant 3595 3829851 Schedule I, Part II, Line 1(h) Explanation of purpose of grant or assistance Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. CHARITABLE ORGANIZATIONS THAT RECEIVE CONTRIBUTIONS FROM THE UNIVERSITY ARE CAREFULLY SELECTED AND REQUIRE DOCUMENTATION TO SUPPORT THE UNIVERSITY'S INTEREST IN THE ORGANIZATION TO ENSURE CONSISTENCY WITH THE CORE VALUES OF THE UNIVERSITY. CHARITABLE CONTRIBUTIONS ALSO REQUIRE THE APPROVAL OF THE EXECUTIVE VICE PRESIDENT, EXCEPT FOR THOSE CHARITABLE CONTRIBUTIONS MADE THROUGH THE UNIVERSITY'S DONOR ADVISED FUND PROGRAM, WHICH UNDERGO A THOROUGH VETTING PROCESS BY THE UNIVERSITY'S TAX DEPARTMENT TO ENSURE THE RECIPIENT ORGANIZATION MEETS THE IRS'S DEFINITION OF A 501(C)(3) NOT FOR PROFIT CHARITABLE ORGANIZATION. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. X X X X X true true X X X X true true false true false false false false false John F Affleck-Graves PhD Executive VP & Trustee 642071 0 0 0 41133 0 152132 0 19131 0 854467 0 0 0 Thomas G Burish PhD Provost & Trustee 481456 0 1883459 0 24905 0 325068 0 17741 0 2732629 0 1332413 0 Rev John I Jenkins CSC PhD President & Trustee 816108 0 0 0 83215 0 0 0 157549 0 1056872 0 0 0 Rev Timothy R Scully CSC Professor & Trustee 178320 0 0 0 17936 0 0 0 15744 0 212000 0 0 0 Rev Austin Collins CSC Professor & Trustee 145709 0 0 0 14675 0 0 0 38105 0 198489 0 0 0 Marianne Corr JD VP & General Counsel 530789 0 0 0 28322 0 26500 0 8624 0 594235 0 0 0 Scott C Malpass MBA VP & Chief Investment Officer 1047184 0 3354057 0 82114 0 1700250 0 8026 0 6191631 0 1345991 0 John B Swarbrick Jr Athletic Director 1030797 0 200000 0 118130 0 226500 0 36481 0 1611908 0 0 0 Michael P Brey Head Coach, Basketball 916523 0 214383 0 94380 0 26500 0 19052 0 1270838 0 0 0 Michael D Donovan MBA JD Managing Director, Invest. 590649 0 1368799 0 33102 0 753392 0 8361 0 2754303 0 520606 0 Brian Kelly Head Coach, Football 1292876 0 600000 0 182607 0 26500 0 27655 0 2129638 0 0 0 Muffet McGraw Head Coach, Basketball 1044696 0 201554 0 105840 0 26500 0 16808 0 1395398 0 0 0 Brian VanGorder Asst. Coach/Coordinator, Football 735948 0 130700 0 280993 0 26500 0 21148 0 1195289 0 0 0 Schedule J, Part II Compensation of the Congregation of Holy Cross, United States Province, Inc. a. There are amounts listed on Form 990, Part VII, in Columns D-F , as well as the amounts listed on Schedule J, Part II, Columns B-F for members of the Holy Cross religious order (Fr. John Jenkins, Fr. Austin Collins, and Fr. Timothy Scully). The amounts listed are paid directly to their religious order, Congregation of Holy Cross, United States Province, Inc., rather than to these individuals. b. Fr. Timothy Scully and Fr. Austin Collins are members of the Congregation of Holy Cross, United States Province, Inc. religious order and received no compensation for their participation as Trustees of the University. However Fr. Scully and Fr. Austin Collins are also faculty members of the University. As a result of these faculty positions (and not their positions as Trustees), they received the compensation indicated above, which was paid directly to their religious order. Similarly, Fr. John Jenkins received his compensation as President of the University, and not in his position as Trustee. c. $135,772 of the amount included on Schedule J, Part II, Column D for Fr. Jenkins and $22,361 of the amount included on Schedule J, Part II, Column D for Fr. Austin Collins represents qualified tuition benefit offered to members of the Congregation of Holy Cross, United States Province Inc. Schedule J, Part I, Line 1a First-class or charter travel Type of benefit (First class travel): Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii and destinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants it and with approval from a Dean or President's Leadership Council Member. Type of benefit (Charter travel): Travel on the University plane or other plane leased by the University requires approval by the President's Office. Recipients of the benefit and tax treatment: First class air travel and charter travel was provided to 13 persons included in Form 990, Part VII, Section A in 2016 and was reported as taxable compensation in those instances where there was not a business purpose for the travel. Schedule J, Part I, Line 1a Travel for companions Type of benefit: Spouses of University employees are occasionally asked to travel on University business. Spousal travel reimbursement by the University requires approval by a Dean or President's Leadership Council Member or their authorized representative, and if the business purpose of the spousal travel is not properly documented, it is treated as taxable compensation to the employee. Recipients of the benefit and tax treatment: Travel for companions was provided to 5 persons included in Form 990 Part VII, Section A in 2016 and if the business purpose of the spousal travel was not properly documented, it was treated as taxable compensation to the employee. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Type of benefit: Tax indemnification and gross-up payments may occasionally be provided to University employees . Recipients of the benefit and tax treatment: A gross-up payment was provided to 9 persons included in Form 990, Part VII. Section A in 2016 and was reported as taxable compensation in those instances. Schedule J, Part I, Line 1a Housing allowance or residence for personal use Type of Benefit/Recipients of the benefit and tax treatment: Housing was provided to 3 persons included on Form 990, Part VII, Section A, in 2016 . All individuals are members of the CSC Religious Order and live in University dormitories or campus apartments while providing guidance to students for the convenience of the University. As a result the housing benefit to these 3 individuals was not included in gross income of the recipients under Section 119 of the Internal Revenue Code. Schedule J, Part I, Line 1a Health or social club dues or initiation fees Type of benefit: Social club dues are occasionally paid on behalf of employees of the University, and these dues are added to the individual's income to reflect personal use (as reported on an annual basis). Recipients of the benefit and tax treatment: Social club dues were provided to 6 persons included in Form 990, Part VII, Section A in 2016 and were reported as taxable compensation in all of those instances. Schedule J, Part I, Line 4a Severance or change-of-control payment a(i)-Termination payment of $257,074 was made during the reporting period to Brian VanGorder under a separation agreement. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan John Affleck-Graves, Executive Vice President, Thomas Burish, Provost, John W. Swarbrick, Athletic Director, Scott Malpass, Vice President and Chief Investment Officer, and Michael Donovan, Managing Director for Private Capital Investments participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar 2016. Affleck-Graves received an accrued benefit of $125,632 in 2016. Burish received an accrued benefit of $298,568 under his nonqualified deferred compensation plan in 2016. Swarbrick received an accrued benefit of $200,000 during that calendar year 2016 . Malpass received an accrued benefit of $1,673,750 in 2016. Donovan received an accrued benefit of $726,892 in 2016. The accrued benefit and related earnings vest to Affleck-Graves, Burish, and Swarbrick at the end of the term of each plan (5 or 6 years) and over a 5 year period to Malpass and Donovan. Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization a(i)-Scott Malpass, Vice President and Chief Investment Officer received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $3,354,057 in calendar 2016 related to this program. 5a(ii) -Michael D. Donovan, Managing Director for Private Capital Investments received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $1,368,799 in calendar 2016 related to this program. A St Joseph County Indiana 356000194 79061ABK2 2009-09-30 153953342 See Part VI false false false A 153953386 953386 153000000 true false false true A false true true true true true 0.0 0.0 0.0 false false true A false false true false false false false false true A true Schedule K, Part I General The University's Series 2009 Bonds remain outstanding as of the end of the tax year, and include a refunded portion of the Series 2005 Bonds ($110,000,000) which are subject to reporting requirements. The University continues to evaluate and quantify any private business use related to the original Series 2005 projects as reported in Part III of Form 990 Schedule K. On February 5, 2015, the University fully redeemed the outstanding St. Joseph County, Indiana Educational Facilities Variable Rate Revenue Bonds, Series 2003, Series 2005, and Series 2007 with proceeds from the Series 2015 Taxable Fixed Rate Bonds. These refunded bonds are no longer outstanding as of the end of the tax year, and are no longer reported on Form 990 Schedule K. Schedule K, Part I, Column (f) Description of Purpose Total issue price of $153,953,341.65, comprised of an original issue premium of $7,388,341.65 and principal amount of $146,565,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2009 issued on September 30, 2009. Bond proceeds were used to refund the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 1998 dated October 1, 1998 and $110,000,000 of the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 dated December 8, 2005. The University continues to evaluate and quantify any private business use related to the original Series 2005 projects as reported in Part III of Form 990 Schedule K. Details of the refunded Series 2005 Bonds (of which a portion are outstanding in the Series 2009 Bonds) are as follows: $185,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 were originally issued on December 8, 2005, with CUSIP number 79061ABA4. $110,000,000 of the Series 2005 Bonds were refunded by the St. Joseph County Series 2009 Bonds. $75,000,000 of the Series 2005 Bonds were converted from a weekly rate period to a term rate period commencing November 6, 2008, with a new CUSIP number 79061ABF3. On February 5, 2015, the remaining $75,000,000 Series 2005 Bonds were fully redeemed with taxable debt through the issuance of the Series 2015 Taxable Fixed Rate Bonds. Series 2005 Bond proceeds were originally used to refund the Indiana Health and Educational Facility Financing Authority Educational Facilities Revenue Bonds, Series 1995 dated August 9, 1995, to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1996 dated September 12, 1996, and to refund a portion of the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2002 dated March 5, 2002. Proceeds were also utilized to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) the construction of new roads along the south and east boundaries of the University's campus and the realignment of Angela Boulevard, Edison Road and Ivy Road in connection therewith, and the closing of Juniper Road, (ii) renovation and improvements to the Student Health Center, (iii) repair and regilding of the dome on top of the Administration Building, (iv) renovation and improvements to laboratory facilities within the Galvin Life Science Building, and (v) general construction and renovation projects. Schedule K, Part II, Line 3 Total proceeds of issue Amount reported on Line 3 of $153,953,386 includes investment earnings and as a result, does not agree to issue price listed on Part I. The Series 2009 Bonds refunded the Series 1998 Bonds ($43,000,000) and a portion of the Series 2005 Bonds ($110,000,000 of $185,000,000). This amount reported includes the original issue price of $153,953,341.65 (including the original issue premium of $7,388,341.65, a portion of which is amortized each year) plus investment earnings of $44.66. Schedule K, Part II, Line 10 Capital expenditures from proceeds Series 2009 was a refunding issue that did not fund capital expenditures. Schedule K, Part II, Line 11 Other spent proceeds Amount reported represents the refunded Series 1998 Bonds ($43,000,000)and the portion of refunded Series 2005 Bonds ($110,000,000). Schedule K, Part II, Line 13 Year of substantial completion The Series 2009 Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was left blank. As a point of reference, the 'Year of substantial completion' for the Series 2005 Bonds was 2010. Schedule K, Part II, Line 16 Final allocation of proceeds The Series 2009 Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was indicated as "NO". The final allocation for the Series 2005 Bonds has been made by the University. Schedule K, Part III, Line 2 Private Business Use - Lease Arrangements The Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. In prior years, private business use percentages were reflected within the Series 2005 Bonds. The Series 2005 Bonds no longer remain outstanding after the taxable refunding with the Series 2015 Bonds in February 2015. Private business use previously reflected under the Series 2005 Bonds is now reflected under the Series 2009 Bonds. Schedule K, Part III, Line 3b Private Business Use Internal General Counsel routinely reviews agreements and External counsel is engaged when appropriate to review agreements. Schedule K, Part III, Line 3d Private Business Use Internal General Counsel routinely reviews agreements and External counsel is engaged when appropriate to review agreements. Schedule K, Part III, Line 4 Private Business Use Percentage The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. Private business use previously reflected under the Series 2005 Bonds is now reflected under the Series 2009 Bonds and reported in response to this question. In prior years, private business use percentages were reflected within the Series 2005 Bonds. The Series 2005 Bonds no longer remain outstanding after the taxable refunding with the Series 2015 Bonds in February 2015. Schedule K, Part III, Line 5 Private Business Use Percentage The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. In prior years, private business use percentages were reflected within the Series 2005 Bonds. The Series 2005 Bonds no longer remain outstanding after the taxable refunding with the Series 2015 Bonds in February 2015. Private business use previously reflected under the Series 2005 Bonds is now reflected under the Series 2009 Bonds. Schedule K, Part IV, Line 2a Arbitrage The Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds. The Series 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate. The Series 2005 Bonds also qualified for an exception to rebate based on meeting the spend-down requirement. Schedule K, Part IV, Line 2b Arbitrage The Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds. The Series 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate. The Series 2005 Bonds also qualified for an exception to rebate based on meeting the spend-down requirement. Schedule K, Part IV, Line 2c Arbitrage The Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds. The Series 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate. The Series 2005 Bonds also qualified for an exception to rebate based on meeting the spend-down requirement. Schedule K, Part III, Line 3a Private Business Use - Management or Service Contracts The Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. In prior years, private business use percentages were reflected within the Series 2005 Bonds. The Series 2005 Bonds no longer remain outstanding after the taxable refunding with the Series 2015 Bonds in February 2015. Private business use previously reflected under the Series 2005 Bonds is now reflected under the Series 2009 Bonds. Schedule K, Part III, Line 3c Private Business Use - Research Agreements The Series 2009 Bonds refunded the Series 1998 Bonds and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. In prior years, private business use percentages were reflected within the Series 2005 Bonds. The Series 2005 Bonds no longer remain outstanding after the taxable refunding with the Series 2015 Bonds in February 2015. Private business use previously reflected under the Series 2005 Bonds is now reflected under the Series 2009 Bonds. Related to Substantial Contributor Family member of a substantial contributor to the University 71057 Financial assistance Financial aid The Circle Up Experience Entity is at least a 35% Controlled Entity of a Family Member of Officer/Trustee John Affleck-Graves 205950 The Circle Up Experience provided leadership training and consulting services to several University departments. false SynGlyphX Holdings Inc SynGlyphX Holdings, Inc. is at least a 35% controlled entity of Trustee John Jordan 87500 University operating expenses for Admissions GlyphX, LLC, a joint venture between the University and SynGlyphX Holdings, Inc. false Directional Capital - FlexJet FlexJet is at least a 35% controlled entity of Trustee Kenneth Ricci 1060332 FlexJet provides flight hours to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. false Directional Capital - Corporate Wings Corporate Wings is at least a 35% controlled entity of Trustee Kenneth Ricci 72598 Corporate Wings provides an airplane hangar and fuel to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. false X 6 0 NONE X 0 NONE X 1016 102864991 Selling cost X 4 252896 Selling cost X 2 650000 Opinions of experts X OTHER 275 0 NONE X Bitcoin 1 245498 Selling cost 27 false true true Schedule M, Part I Column (b) The amounts shown for "Number of contributions or items contributed" represent number of contributions, not the number of items contributed. Schedule M, Part I, Line 33 Column (c) Explanation Other than for gifted securities, the University's policy is to record as revenue only those non-cash contributions in excess of one million dollars, if supported by an appraisal from qualified third party. For gifted securities, the University records the proceeds received upon liquidation, broken down between contribution (for the value at date of gift) and gain or loss (for the difference between contribution and proceeds). For gifted securities of closely held stock, the University records a token value of one dollar, unless furnished with an appraisal from a qualified third party appraiser. However, the University will record liquidation proceeds for closely held stock if the University can obtain confirmation from the company that the company will purchase the shares at a specified price in the near future. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions As the need arises, the University may use third parties to sell certain types of noncash contributions, such as real estate. Schedule M, Part I Explanations of reporting method for number of contributions Securities - Publicly traded - Selling Cost Form 990, Part III, Line 4d Description of other program services (Expenses $ 115,178,655 including grants of $ 636,802)(Revenue $ 14,875,242) Academic support - The University operates library facilities containing more than three million volumes, serving the University and the local community. The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 29,000 works. Form 990, Part III, Line 4d Description of other program services (Expenses $ 37,418,961 including grants of $ 12,809,243)(Revenue $ 5,199,384) Public service - The University's Institute for Educational Initiatives strives to improve the K-12 education of all young people, particularly the disadvantaged through a variety of programs. The largest such program is the ACE program, a two-year service program offering college graduates the opportunity to serve as full-time teachers in under-resourced schools across the United States and several foreign countries. Additionally, the University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fund Program. Form 990, Part VI, Line 15 Description of Officers/Identifying of Officers The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons John J. Brennan, Trustee and Scott C. Malpass, Officer - Business relationship, Thomas J. Crotty, Jr, Trustee and Thomas Maheras, Trustee - Business relationship, Richard C. Notebaert, Trustee and Sara Martinez Tucker, Trustee - Business relationship, Andrew McKenna, Jr., Trustee, J. Christopher Reyes, Trustee and Richard Notebaert, Trustee - Business relationship, John J. Brennan, Trustee and James Rohr, Trustee - Business relationship, Andrew McKenna, Jr., Trustee and J. Christopher Reyes, Trustee - Business relationship, Scott C. Malpass, Officer and J. Christopher Reyes, Trustee - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body AFTER INTERNAL REVIEW OF THE COMPLETED FORM 990 AND EXTERNAL REVIEW BY THE UNIVERSITY'S OUTSIDE TAX ACCOUNTANTS (PRICEWATERHOUSECOOPERS), THE RETURN IS PRESENTED TO THE UNIVERSITY'S TAX STRATEGY COMMITTEE, WHICH INCLUDES UNIVERSITY OFFICERS (EXECUTIVE VICE PRESIDENT, VICE PRESIDENT FOR FINANCE AND GENERAL COUNSEL), THE CHIEF AUDIT EXECUTIVE, THE CONTROLLER AND MEMBERS OF HIS TAX AND COMPLIANCE STAFF, AND PRICEWATERHOUSECOOPERS. FOLLOWING THIS INTERNAL PROCESS, THE RETURN IS PRESENTED FOR REVIEW TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEW THE RETURN AND DISCUSS IT AT A MEETING PRIOR TO FILING THE RETURN. UPON COMPLETION OF THEIR REVIEW, IT IS PROVIDED TO THE FULL BOARD OF TRUSTEES, ALSO PRIOR TO THE FILING OF THE RETURN. A FINAL COPY OF THE FORM 990, EXCLUDING THE NAME OF AN ANONYMOUS DONOR, IS PROVIDED TO EACH MEMBER OF THE AUDIT COMMITTEE AND THE BOARD OF TRUSTEES PRIOR TO THIS FILING WITH THE IRS. OTHER THAN THE NAME OF AN ANONYMOUS DONOR, NO OTHER INFORMATION WAS REDACTED FROM THE DRAFT AND FINAL COPIES OF THE FORM 990 PROVIDED TO THE AUDIT COMMITTEE AND BOARD MEMBERS. AN OFFICER OF THE UNIVERSITY AND ITS PAID PREPARER, RESPECTIVELY, SIGN THE FINAL FORM 990 THAT IS FILED WITH THE IRS (WITH NO REDACTIONS). Form 990, Part VI, Line 12c Conflict of interest policy All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "members" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each member's Reviewer depends on whether they are faculty, staff, department chair, or dean but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the member if needed develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Member's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee-member has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest. Form 990, Part VI, Line 19 Required documents available to the public The University makes its governing documents (https://www.nd.edu/assets/docs/bylaws.pdf, https://www.nd.edu/assets/docs/statutes.pdf) and financial statements (http://controller.nd.edu/annual - reports/) available to the public on the University's website. Notre Dame makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://generalcounsel.nd.edu/conflict-of-interest-policy). This information, as well as copies of Form 990 and Form 990 - T, is also available upon request. Form 990 is also available on the charity websites Guidestar (http://www2.guidestar.org/) and Charity Navigator (www.charitynavigator.org/) . Notre Dame does not make its trustees' conflict of interest policy available to the public . Form 990, Part VII, Section A, Line 5 Compensation from an Unrelated Organization a) The current head football coach is permitted to receive compensation from external sources with prior written approval from the University. The University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Therefore, any external income that the coach may receive is not reported for purposes of the University's response to the question raised on Form 990 Part VII Line 5. b) Other reportable compensation: Name: Michael P. Brey Unrelated Organization: Play by Play Sports Type: Cash Compensation: $1,150,000 Name: Muffet McGraw Unrelated Organization: Play by Play Sports Type: Cash Compensation: $300,000 Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 8604347, Related or Exempt Function Revenue: 8604347, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part VIII, Line 11d Other Miscellaneous Revenue All other revenue - Total Revenue: 5166708, Related or Exempt Function Revenue: 5166708, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Net gain/(loss) on debt-related derivative instruments - 59649442; Change in value of split-interest agreements - 10993470; Net pension and postretirement benefits-related changes - 19163184; Other non-operating changes in net assets - -1062580; Form 990, Part I and Part III, Line 1 Organization's Mission The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. As a Catholic university, one of its distinctive goals is to provide a forum where, through free inquiry and open discussion, the various lines of Catholic thought may intersect with all the forms of knowledge found in the arts, sciences, professions, and every other area of human scholarship and creativity. The intellectual interchange essential to a university requires, and is enriched by, the presence and voices of diverse scholars and students. The Catholic identity of the University depends upon, and is nurtured by, the continuing presence of a predominant number of Catholic intellectuals. This ideal has been consistently maintained by the University leadership throughout its history. What the University asks of all its scholars and students, however, is not a particular creedal affiliation, but a respect for the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character. Therefore, the University insists upon academic freedom that makes open discussion and inquiry possible. The University prides itself on being an environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, and spirit that characterize educated, skilled, and free human beings. In addition, the University seeks to cultivate in its students not only an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. Notre Dame also has a responsibility to advance knowledge in a search for truth through original inquiry and publication. This responsibility engages the faculty and students in all areas of the University, but particularly in graduate and professional education and research. The University is committed to constructive and critical engagement with the whole of human culture. The University encourages a way of living consonant with a Christian community and manifest in prayer, liturgy and service. Residential life endeavors to develop that sense of community and of responsibility that prepares students for subsequent leadership in building a society that is at once more human and more divine. Notre Dame's character as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic order is alien to the life of faith. The University welcomes all areas of scholarly activity as consonant with its mission, subject to appropriate critical refinement. There is, however, a special obligation and opportunity, specifically as a Catholic university, to pursue the religious dimensions of all human learning. Only thus can Catholic intellectual life in all disciplines be animated and fostered and a proper community of scholarly religious discourse be established. In all dimensions of the University, Notre Dame pursues its objectives through the formation of an authentic human community graced by the Spirit of Christ. 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of organization Charitable remainder trusts (2) S 1437023 Remainder interest received Sorin Management Ltd B 32418996 Funding provided University of Notre Dame Gillen Foundation B 675109 Funding provided Voice of the Fighting Irish Inc B 85196 Funding provided IPND Leverage Lender LLC S 124539 Amount received University of Notre Dame du Lac Controllers Office 724 Grace Hall Notre Dame IN 46556 350868188 X 0 346592 346592 1239961640 1240308232 1000000 250000 0 0 0 University of Notre Dame Gillen Foundation Controllers Office 724 Grace Hall Notre Dame IN 46556 237125378 0 0 0 715101 715101 132265 33066 0 0 0 Voice of the Fighting Irish Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311135580 0 0 0 86991 86991 17398 4350 0 0 0