2018-05-14T16:24:03-05:00 2017-12-31 042713795 MEYERS BROTHERS KALICKA PC 330 WHITNEY AVE SUITE 800 HOLYOKE MA 01040 990PF 2017-06-22 822036857 THE ERIC AND BARBARA CARLE FOUNDATION INC ERIC 4135862046 84 NORTH STREET NORTHAMPTON MA 01060 JOHN FORTIER JR TREASURER 4135862046 2018-05-07 1 KRISTINA DRZAL HOUGHTON P00733363 4135368510 2018-05-07 70.91.134.109 2018-05-07 15:22:27 ED P 5A9B31946DE11F1F68DF3A25C8ADA0442EF748AE 2B06821AE5FDF4F3690A71246FB840FEB8EC897C 2017 2021-01-29 14:40:06Z X X 3494547 X X 255 255 6274 7467 14943 46299 14943 21472 22665 0 0 0 322 322 0 322 322 0 0 0 322 322 0 21150 22343 1674039 1674039 0 961626 1001124 0 52274 48813 0 383054 739638 0 30933 30933 0 3101926 3494547 0 0 X 0 3080776 0 0 0 21150 0 3101926 0 3101926 0 21150 3080776 3101926 0 3101926 PUBLICLY TRADED SECURITIES P 30933 31356 -423 -423 CAPITAL GAINS DIVIDENDS P 15366 15366 15366 14943 447 0 447 0 447 0 0 0 0 0 447 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A THE FOUNDATION 4135862046 84 NORTH STREET NORTHAMPTON MA 01060 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN F FORTIER JR 84 NORTH STREET NORTHAMPTON MA 01060 PRESIDENT, TREASURER, CLERK 2.00 0 0 0 ERIC CARLE 84 NORTH STREET NORTHAMPTON MA 01060 DIRECTOR 1.00 0 0 0 ROLF CARLE 84 NORTH STREET NORTHAMPTON MA 01060 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 1329590 1853900 250000 3433490 0 0 3433490 51502 3381988 169099 169099 447 447 168652 0 168652 0 168652 0 0 0 0 0 168652 0 0 214180 88624 204968 507772 0 0 0 0 0 0 168652 168652 339120 0 0 0 0 0 0 45528 293592 88624 204968 ERIC CARLE X 0 0 14 255 14 6274 18 14943 0 21472 0 21472 0 0 0 0 0 0 0 0 0 0 IRC SECTION 507(B)(2) TRANSFER 990PF PARTS V, X, XIII, XV DURING DECEMBER 2017, THE ERIC & BARBARA CARLE FOUNDATION ("TRUST"), EIN 04-3296725, TRANSFERRED ALL ITS ASSETS TO THE ERIC AND BARBARA CARLE FOUNDATION, INC. ("CORPORATION") TO EFFECT A REORGANIZATION FROM TRUST TO CORPORATION. THE TRUSTEES OF TRUST ARE THE OFFICERS AND DIRECTORS OF CORPORATION, AND THE CORPORATION HAS THE SAME CHARITABLE PURPOSE AS THE TRUST. PURSUANT TO IRC SECTION 507(B)(2) AND TREAS. REG. SECTION 1.507-3(A)(9), THE CORPORATION IS TREATED AS IF IT WERE THE TRUST. FORM 990-PF HAS BEEN PREPARED WITH THE FOLLOWING ADJUSTMENTS:PART V LINE 1 INCLUDES TRUST'S HISTORICAL DISTRIBUTIONS AND ASSET VALUES.PART X CALCULATION OF MINIMUM INVESTMENT RETURN INCLUDES 2017 AVERAGE MONTHLY VALUES OF ALL ASSETS WHETHER TITLED IN THE NAME OF THE TRUST OR THE CORPORATION.PART XIII INCLUDES THE EXCESS DISTRIBUTION CARRYOVERS OF THE TRUST.PART XV REPORTS SUBSTANTIAL CONTRIBUTOR OF THE TRUST AS A SUBSTANTIAL CONTRIBUTOR OF THE CORPORATION. VIACOM INC 52274 48813 AT&T 57297 58320 FORD MOTOR COMPANY 50098 56205 INTERNATIONAL PAPER CO 51136 69528 ISHARES ETF US PFD STOCK 103418 100886 VANGUARD REIT ETF 58937 58086 VERIZON COMMUNICATIONS 50827 52930 BECTON DCKNSN 6.125% PFD 50511 53558 CAPITAL ONE FIN 5.2% PFD 74230 75090 EBAY INC 6% PFD 50857 53880 MORGAN STANLEY 6.375% PFD 52683 55700 PUBLIC STORAGE 5.4% PFD 51937 51380 QWEST CORP 7% PFD 51325 49420 STATE STREET 5.35% PFD 52227 54240 ISHARES RUSSELL 1000 VALUE 65582 68387 ISHARES CORE S&P SMALL CAP 31865 32644 ISHARES MSCI JAPAN 31078 34460 PUBLIC STORAGE 5.125% PFD 77618 76410 DIAMOND HILL LARGE CAP AT COST 62247 73072 DIAMOND HILL SMALL CAP AT COST 46074 54145 FMI FDS LARGE CAP AT COST 49890 67890 FORESIDE FD POLARIS GLOBAL VALUE FD AT COST 57045 79783 FPA CRESCENT PORTFOLIO AT COST 53662 71938 HARDING LOEVNER INTL EQUITY AT COST 46187 74600 COPYRIGHT AT COST 0 250000 AMERICAN FUNDS NEW PERSPECTIVE AT COST 67949 68210 SALE PROCEEDS DUE FROM SALE NOT SETTLED 30933 30933 TRANSFER FROM PREDECESSOR ORGANIZATION, 04-3296725 3080776 FOREIGN TAXES WITHHELD 322 322 0