2018-05-09T17:06:07-05:00 2017-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2016-07-01 131740499 THE WINDWARD SCHOOL WIND 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 DR JOHN J RUSSELL HEAD OF SCHOOL 9149496968 2018-05-09 1 AARON SHAPIRO P01333816 2128674000 38.98.118.70 2018-05-09 16:28:18 ED P D7076C0EC39B17C3336BFEA465ABF20A32036F2A 73A2BDB4DEE3E1301F7FB9DCBA9193E2BC5F7900 2016 2021-01-29 14:40:06Z DR JOHN J RUSSELL 40 WEST RED OAK LANE WHITE PLAINS NY 10604 52089155 0 X WWW.THEWINDWARDSCHOOL.ORG X 1926 NY THE WINDWARD SCHOOL IS DEDICATED TO FULFILLING ITS MISSION OF PROVIDINGA PROVEN EDUCATIONAL PROGRAM TO STUDENTS WITH LANGUAGE-BASED LEARNING DISABILITIES IN FIRST THROUGH NINTH GRADE.STUDENTS ARE OF AVERAGE TO SUPERIOR INTELLIGENCE WHO HAVE BEEN UNABLETO ACHIEVE ACADEMIC SUCCESS IN TRADITIONAL CLASSROOM SETTINGS. ATWINDWARD, STUDENTS RECEIVE THE SPECIALIZED INSTRUCTION NEEDED IN ORDERTO CLOSE THE GAP BETWEEN INTELLECTUAL POTENTIAL AND ACADEMICPERFORMANCE. THE PROGRAM IS DESIGNED TO ENABLE STUDENTS TO EXPERIENCESUCCESS, HELP THEM UNDERSTAND THE NATURE OF THEIR LEARNING DIFFERENCES,PROVIDE THEM WITH THE SKILLS AND STRATEGIES TO OVERCOME THEIR ACADEMICDIFFICULTIES, AND ENABLE THEM TO RETURN TO MAINSTREAM SETTINGS. IN 2017, THE SCHOOL SERVED 796 STUDENTS ON ITS THREE CAMPUSES - TWO IN WESTCHESTER AND ONE IN NEW YORK CITY. 24 24 336 50 0 0 7688454 5585476 37077889 44861326 102806 992972 237934 185903 45107083 51625677 3743730 4675033 0 0 24623705 27131468 0 0 1213771 7725250 9324282 36092685 41130783 9014398 10494894 112986045 129100321 34024911 39165950 78961134 89934371 SEE SCHEDULE O 0 0 33646312 4675033 44526500 EDUCATION- THE SCHOOL EDUCATED 796 STUDENTS ON THREE CAMPUSESWHO ALL STRUGGLE WITH LANGUAGE-BASED LEARNING DISABILITIES. THECHILDREN ALL HAVE AVERAGE TO ABOVE-AVERAGE INTELLIGENCE AND ARE TAUGHTWITH A SCIENTIFICALLY-PROVEN TEACHING METHODOLOGY. STUDENTS STAY ATWINDWARD FOR AN AVERAGE OF FOUR YEARS AND THEN RETURN TO MAINSTREAMINDEPENDENT AND PUBLIC SCHOOLS AFTER WHICH 99% ATTEND COLLEGE. 1047206 334826 WINDWARD TEACHER TRAINING INSTITUTE - THE WINDWARD TEACHER TRAINING INSTITUTE (WTTI) SERVES APPROXIMATELY 1,500 PARTICIPANTS BY OFFERING COURSES, WORKSHOPS, PARENT SEMINARS AND LECTURES. WTTI IS NATIONALLY ACCREDITED TO GRANT CERTIFICATION IN MULTISENSORY STRUCTURED READING. SINCE 1988 THE WTTI HAS SERVED AS A RESOURCE FOR EDUCATORS, PROFESSIONALS AND PARENTS SEEKING TO ENHANCE THEIR KNOWLEDGE AND EXPERTISE IN THE AREA OF CHILD DEVELOPMENT, LEARNING THEORY AND PEDAGOGY. 34693518 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 43 0 336 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 NY X STEPHEN LITTELL 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 THOMAS EFLANAGAN PRESIDENT 3.00 X X 0 0 0 MICHAEL SALZER 1ST VICE PRESIDENT 3.00 X X 0 0 0 TIM JONES 2ND VICE PRESIDENT 3.00 X X 0 0 0 SUSAN SALICE SECRETARY 3.00 X X 0 0 0 MARK A ELLMAN TREASURER 3.00 X X 0 0 0 GEORGE DAVISON BOARD MEMBER 2.00 X 0 0 0 NICHOLAS FINN BOARD MEMBER 2.00 X 0 0 0 DENIS O'LEARY III BOARD MEMBER 2.00 X 0 0 0 MARIA REED BOARD MEMBER 2.00 X 0 0 0 ELLEN BOWMAN BOARD MEMBER 2.00 X 0 0 0 THOMAS COLEMAN BOARD MEMBER 2.00 X 0 0 0 ELIZABETH CRAIN BOARD MEMBER 2.00 X 0 0 0 ALEXANDER GENDZIER BOARD MEMBER 2.00 X 0 0 0 MARK GOLDBERG BOARD MEMBER 2.00 X 0 0 0 ARTHUR GOSNELL BOARD MEMBER 2.00 X 0 0 0 MITCHELL J KATZ BOARD MEMBER 2.00 X 0 0 0 GREGORY KENNEDY BOARD MEMBER 2.00 X 0 0 0 STACY KUHN BOARD MEMBER 2.00 X 0 0 0 JANICE MEYER BOARD MEMBER 2.00 X 0 0 0 ERIC SCHWARTZ BOARD MEMBER 2.00 X 0 0 0 LOU SWITZER BOARD MEMBER 2.00 X 0 0 0 PATRICIA WOLFF BOARD MEMBER 2.00 X 0 0 0 JEFFREY GOLDENBERG BOARD MEMBER 2.00 X 0 0 0 RAUL MARTINEZ BOARD MEMBER 2.00 X 0 0 0 DR JOHN J RUSSELL HEAD OF SCHOOL 40.00 X 533275 0 26500 STEPHEN R LITTELL CFO/ASSISTANT HEAD OF SCHOOL 40.00 X 286992 0 36907 JONATHAN ROSENSHINE ASSOCIATE HEAD OF SCHOOL 40.00 X 201955 0 57786 SANDRA SCHWARZ DIRECTOR OF TTI 40.00 X 229147 0 21661 ELIZABETH DUFFY DIRECTOR OF LANGUAGE ARTS 40.00 X 204452 0 19332 CHRISTOPHER EBERHARD DIVISION HEAD OF THE WESTCHESTER MIDDLE SCHOOL 40.00 X 179322 0 45051 MAUREEN SWEENEY ASSISTANT HEAD OF SCHOOL AND DIRECTOR OF ADMISSION 40.00 X 171988 0 27837 1807131 0 235074 36 0 1 0 INTEGRITY CONSULTING GROUP 53 WEST 36TH STREET - SUITE 1001 N NEW YORK NY 10018 REAL ESTATE PROJECT MANAGEMENT 112986 PETER GISOLFI ASSOCIATES 566 WARBURTON AVENUE HASTINGSONHUDSON NY 10706 ARCHITECTURE 106504 2 161958 53250 5370268 1155813 5585476 STUDENT TUITION AND FEES 611110 44526500 44526500 TEACHER TRAINING INSTITUTE 611710 334826 334826 44861326 105508 105508 1269574 382110 887464 887464 887464 123685 53250 81368 42317 42317 YEARBOOK 900099 31507 31507 STUDENT ACTIVITIES 900099 23655 23655 88424 88424 143586 51625677 44861326 0 1178875 4675033 4675033 891573 754196 107721 29656 20968158 17059193 3204735 704230 1392799 1178191 168280 46328 2315221 1958484 279728 77009 1563717 1322774 188930 52013 26589 26589 32225 32225 68373 68373 199213 194864 942 3407 73612 44167 29445 2920873 2476862 227449 216562 318708 290041 28041 626 1405488 1328186 45116 32186 359 359 433527 409684 13916 9927 2788460 2523555 223078 41827 170752 170752 BAD DEBT 353853 353853 LIBRARY AND EXTRACURRIC 322749 322749 AMORTIZATION OF FINANCI 155180 155180 54321 54321 41130783 34693518 5223494 1213771 14351153 16857425 33641102 8562683 7512122 5097055 163370 217777 4176148 139433 94024082 19620860 42816797 74403222 714656 13512682 8982147 10310044 628550 0 112986045 129100321 1843052 1443853 16502058 18530297 15679801 19191800 34024911 39165950 X 63854056 75882137 9185918 8028234 5921160 6024000 78961134 89934371 112986045 129100321 10494894 478343 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6112324 102840 844721 -310055 6749830 6529443 101160 -229786 -288493 6112324 6459318 296846 106682 333403 6529443 5789347 250154 721794 301977 6459318 5271830 140071 648042 270596 5789347 0.89000 0.11000 0 0 9634950 9634950 77257482 15259628 61997854 4382872 4361232 21640 2748778 2748778 74403222 ALTERNATIVE INVESTMENTS 10310044 F 10310044 X 47360614 478343 478343 46882271 68373 4675033 4743406 51625677 36387377 0 36387377 68373 4675033 4743406 41130783 PART V, LINE 4: THE WINDWARD SCHOOL (THE SCHOOL) MAINTAINS PERMANENTLY RESTRICTED NET ASSETS WHICH CONSIST OF ENDOWMENT FUND ASSETS TO BE HELD IN PERPETUITY. THE INCOME FROM THE ASSETS CAN BE USED TO SUPPORT THE SCHOOL'S GENERAL PURPOSES, SCHOLARSHIPS, PROFESSIONAL DEVELOPMENT, FACULTY AND STAFF, AND SCHWARTZ LECTURES. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2014 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 4,675,033. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 4,675,033. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED JOINTLY WITH THE FAIRCHESTER GROUP OF INDEPENDENT SCHOOLS ONCE PER YEAR IN THE NEWSPAPER. IT IS ALSO PUBLISHED REGULARLY IN SCHOOL PUBLICATIONS. GOLF OUTING 176935 53250 123685 66196 15172 176935 53250 123685 66196 15172 81368 42317 1 FINANCIAL AID FOR STUDENTS 136 4675033 PART I, LINE 2: THE ONLY GRANTS OR ASSISTANCE GIVEN BY THE ORGANIZATION ARE FOR FINANCIAL AID TO STUDENTS. ALL GRANTS OR ASSISTANCE ARE ISSUED BASED ON FINANCIAL NEED AND ARE PROCESSED, MONITORED AND CONTINUOUSLY REVIEWED BY A FINANCIAL AID COMMITTEE. FINANCIAL AID FOR ONE YEAR IS NOT CARRIED INTO THE NEXT SCHOOL YEAR; AT THE BEGINNING OF EACH NEW SCHOOL YEAR, NEW FINANCIAL AID REQUESTS ARE PROCESSED BY THE FINANCIAL AID COMMITTEE. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 DR JOHN J RUSSELL HEAD OF SCHOOL 485158 0 0 0 48117 0 26500 0 0 0 559775 0 0 0 STEPHEN R LITTELL CFO/ASSISTANT HEAD OF SCHOOL 273944 0 10000 0 3048 0 26500 0 10407 0 323899 0 0 0 JONATHAN ROSENSHINE ASSOCIATE HEAD OF SCHOOL 201655 0 0 0 300 0 21661 0 36125 0 259741 0 0 0 SANDRA SCHWARZ DIRECTOR OF TTI 216609 0 10000 0 2538 0 21661 0 0 0 250808 0 0 0 ELIZABETH DUFFY DIRECTOR OF LANGUAGE ARTS 193320 0 10000 0 1132 0 19332 0 0 0 223784 0 0 0 CHRISTOPHER EBERHARD DIVISION HEAD OF THE WESTCHESTER MID 179070 0 0 0 252 0 17516 0 27535 0 224373 0 0 0 MAUREEN SWEENEY ASSISTANT HEAD OF SCHOOL AND DIRECTO 171001 0 0 0 987 0 17430 0 10407 0 199825 0 0 0 PART I, LINE 1A JOHN RUSSELL, HEAD OF SCHOOL, RECEIVES THE FOLLOWING BENEFITS: TRAVEL FOR COMPANION, SOCIAL CLUB DUES, AND HOUSING ALLOWANCE. TRAVEL FOR COMPANION AND SOCIAL CLUB DUES WERE TREATED AS NONTAXABLE COMPENSATION TO THE RECIPIENT. THE HOUSING ALLOWANCE WAS TREATED AS TAXABLE COMPENSATION TO THE RECIPIENT. PART I, LINE 7 EXECUTIVE BONUSES ARE DETERMINED BY THE EXECUTIVE COMMITTEE AND APPROVED BY THE BOARD. ALL OTHER EMPLOYEES BONUSES ARE DETERMINED BY THE HEADMASTER. THEY ARE BASED ON MERIT. X 18 1155813 COST 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART III, LINE 1 WINDWARD IS A COEDUCATIONAL, INDEPENDENT DAY SCHOOL DEDICATED TO PROVIDING AN EXCELLENT INSTRUCTIONAL PROGRAM FOR CHILDREN WITH LANGUAGE-BASED LEARNING DISABILITIES. THE MULTISENSORY CURRICULUM IS DESIGNED FOR STUDENTS OF AVERAGE TO SUPERIOR INTELLIGENCE WHO CAN BENEFIT FROM THE UNIQUE EDUCATIONAL EXPERIENCE PROVIDED. THROUGH DIRECT INSTRUCTION IN SMALL CLASS SETTINGS, A TRAINED STAFF ASSISTS STUDENTS TO IMPROVE THEIR LANGUAGE SKILLS. ACADEMIC SUCCESS, COMBINED WITH OPPORTUNITIES FOR SOCIAL AND EMOTIONAL GROWTH WITHIN AN INTENTIONALLY DIVERSE AND INCLUSIVE SETTING, ENABLES STUDENTS TO UNDERSTAND THEIR LEARNING STYLES,BUILD CONFIDENCE AND DEVELOP SELF-ADVOCACY SKILLS. WINWARD IS COMMITTED TO HELPING STUDENTS ACHIEVE THEIR FULL POTENTIAL IN PREPARATION FOR A SUCCESSFUL RETURN TO MAINSTREAM EDUCATIONAL ENVIRONMENT. TO MEET THESE GOALS,THE SCHOOL PROVIDES ONGOING TRAINING TO ITS FACULTY BASED ON THE MOST CURRENT RESEARCH, AND ALSO SHARES ITS EXPERTISE WITH THE PARENT BODY AND OTHER EDUCATORS. FORM 990, PART VI, SECTION A, LINE 8B THE WINDWARD SCHOOL DOES NOT HAVE ANY COMMITTEES THAT ACT INDEPENDENTLY. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 WAS PROVIDED TO EACH MEMBER OF THE GOVERNING BODY BY EITHER E-MAIL OR HARD COPY. THE 990 WAS NOT FILED UNTIL EACH MEMBER A)HAD CONFIRMED THAT THEY HAD REVIEWED THE 990 AND B) HAD RECEIVED ANSWERS FOR ANY QUESTIONS, IF ANY, THEY MAY HAVE HAD REGARDING ANYTHING CONTAINED IN THE 990. FORM 990, PART VI, SECTION B, LINE 12C THERE IS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS REVIEWED AND SIGNED BY EACH TRUSTEE, OFFICER, AND KEY EMPLOYEE. EXISTING OR POTENTIAL CONFLICTS OF INTEREST ARE REPORTED TO THE BOARD. TRUSTEES OR OFFICERS WHO HAVE DECLARED OR WHO HAVE BEEN FOUND TO HAVE A CONFLICT OF INTEREST MUST REFRAIN FROM PARTICIPATING IN THE CONSIDERATION OF A PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. FORM 990, PART VI, SECTION B, LINE 15A SALARY INCREASES AND/OR BONUSES FOR THE HEAD OF SCHOOL ARE APPROVED BY THE BOARD. SALARY INCREASES AND BONUSES FOR ALL OTHER EMPLOYEES ARE DETERMINED BY THE HEAD OF SCHOOL AT THE END OF THE SCHOOL YEAR BASED ON MERIT. SALARIES WERE BASED ON A REVIEW DONE IN JUNE 2016, AND SUBSEQUENTLY ANOTHER REVIEW WAS COMPLETED IN JUNE 2017. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS & FOOTNOTES ARE SUBMITTED TO THE EMMA WEBSITE FOR PUBLIC VIEWING - GOVERNING DOCUMENTS & CONFLICT OF INTEREST POLICY ARE NOT SUBMITTED, HOWEVER OTHER GOVERNING DOCUMENTS, POLICIES, ETC. ARE AVAILABLE TO THE PUBLIC UPON REQUEST FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.