2018-05-09T09:21:18-05:00 2017-06-30 ERNST & YOUNG US LLP 200 CLARENDON STREET BOSTON MA 021165072 990 2016-07-01 150532082 Cornell University % UNIVERSITY CONTROLLER CORN 6072556243 341 PINE TREE ROAD ITHACA NY 14850 JOANNE M DESTEFANO TAX DIRECTOR 2018-05-09 true BARBARA E HUNT P00916443 6172662000 164.57.159.254 02007720181295000001 2018-05-09 P 0048556387E8E320C66A14C77DAD355D0CB5C0D3 DE6C2DF5A9AF955A85F13E615B2394729CA127AA 2016 2021-01-29 14:40:06Z MARTHA E POLLACK PRESIDENT 341 PINE TREE ROAD ITHACA NY 14850 21739349260 false X WWW.CORNELL.EDU X 1865 NY EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES. 63 58 40834 7456 -3062990 -22685188 510356488 605956875 3529227273 3665712968 301976723 404029746 27682064 24657030 4369242548 4700356619 482908698 472496764 0 0 2473442317 2611727439 1409407 324987 64190417 1244419777 1273700375 4202180199 4358249565 167062349 342107054 12369905113 12816316557 3450816266 3056827482 8919088847 9759489075 X SEE SCHEDULE O false false 1333376000 411605468 1041688506 CORNELL UNIVERSITY IS RENOWNED FOR ITS ACADEMIC RIGOR, INTELLECTUAL VIBRANCY, ENTREPRENEURIAL CHARACTER, AND THE DIVERSITY AND QUALITY OF ITS CURRICULA AND AREAS OF MULTIDISCIPLINARY RESEARCH AND STUDY. THE UNIVERSITYS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS HAVE A GLOBAL REPUTATION FOR EXCELLENCE AND INNOVATION. CORNELLS MAIN CAMPUS IS IN ITHACA, NEW YORK, WITH THE CAMPUSES OF WEILL CORNELL MEDICAL COLLEGE SEE SCHEDULE O 1133964000 0 1050433142 MEDICAL SERVICES, INCLUDING THE TRAINING AND EDUCATION OF PHYSICIANS, IS A PRIMARY COMPONENT OF THE UNIVERSITY'S MISSION. CORNELL IS COMMITTED TO EXCELLENCE IN PATIENT CARE, SCIENTIFIC DISCOVERY, AND THE EDUCATION OF FUTURE PHYSICIANS IN NEW YORK CITY AND AROUND THE WORLD. THE DOCTORS AND SCIENTISTS OF WEILL CORNELL MEDICINE FACULTY FROM WEILL CORNELL MEDICAL COLLEGE, WEILL CORNELL GRADUATE SCHOOL OF MEDICAL SCIENCES, AND THE WEILL CORNELL PHYSICIAN ORGANIZATION PROVIDE CLINICAL CARE AND RESEARCH THAT CONNECT PATIENTS TO THE LATEST TREATMENT INNOVATIONS AND PREVENTION STRATEGIES. 598089000 49498177 627482593 CORNELL HAS A LONG TRADITION OF COMBINING SCHOLARLY WORK AND LEADERSHIP IN RESEARCH BOTH BASIC AND APPLIED WITH PUBLIC SERVICE AND ENGAGEMENT IN NEW YORK STATE AND AROUND THE WORLD. REVENUES FROM SPONSORED AWARDS INCLUDE $450,539,691 MILLION IN DIRECT SUPPORT AND $145,774,928 MILLION IN INDIRECT COST RECOVERY. REVENUES ALSO INCLUDE GRANT AND CONTRACT REVENUE TO SUPPORT PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RELATED TO RESEARCH. 720341820 0 946108728 3785770820 true true false true false false false true false true true true false false true true true true true true true true true true true false false true true true true false false false false false false false false true true true true false false true true true true true false true 37271 0 true 40834 true true true true AS FR HK IT LU NP QA UK false false false true true false false false true false X 63 58 false false true false false true false true true false false true false true false true true true true AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA X UNIVERSITY CONTROLLER 6072553581 341 PINE TREE ROAD ITHACA NY 148502820 Richard A Baker Trustee 2.0 0.0 X 0 0 0 Yamini Bhandari Trustee 2.0 0.0 X 0 0 0 Matthew L Biben Trustee 2.0 0.0 X 0 0 0 Jessica M Bibliowicz Trustee 2.0 0.0 X 0 0 0 Douglas L Braunstein Trustee 2.0 0.0 X 0 0 0 David J Breazzano Trustee 2.0 0.0 X 0 0 0 Dara P Brown Trustee/Student Employee 2.0 0.0 X 585 0 0 Mario Cilento Trustee 2.0 0.0 X 0 0 0 Chad Coates Trustee/Assistant Dean 2.0 0.0 X 85998 0 15310 Ezra Cornell Trustee 2.0 0.0 X 0 0 0 David D Croll Vice Chairman 2.0 0.0 X 0 0 0 Andrew Cuomo Trustee 2.0 0.0 X 0 0 0 Gary S Davis Trustee 2.0 0.0 X 0 0 0 Nicole B DelToro Trustee 2.0 0.0 X 0 0 0 David M Einhorn Trustee 2.0 0.0 X 0 0 0 Elizabeth C Everett Krisberg Trustee 2.0 0.0 X 0 0 0 John J Flanagan Trustee 2.0 0.0 X 0 0 0 Stephanie K Fox Trustee 2.0 0.0 X 0 0 0 Thomas T Groos Trustee 2.0 0.0 X 0 0 0 Alexander D Hanson Trustee 2.0 0.0 X 0 0 0 Patricia E Harris Trustee 2.0 0.0 X 0 0 0 Robert S Harrison Chairman 2.0 0.0 X 0 0 0 Carl E Heastie Trustee 2.0 0.0 X 0 0 0 Katrina E James Trustee 2.0 0.0 X 0 0 0 Kraig H Kayser Trustee 2.0 0.0 X 0 0 0 Ruben J King-Shaw JR Trustee 2.0 0.0 X 0 0 0 Peggy Koenig Trustee 2.0 0.0 X 0 0 0 Robert S Langer JR Trustee 2.0 0.0 X 0 0 0 Bruce Lewenstein Trustee/Professor 2.0 0.0 X 136405 0 41968 Linda R MaCaulay Trustee 2.0 0.0 X 0 0 0 Pamela G Marrone Trustee 2.0 0.0 X 0 0 0 Lowell C McAdam Trustee 2.0 0.0 X 0 0 0 Ronald D McCray Trustee 2.0 0.0 X 0 0 0 M Eileen McManus Walker Trustee 2.0 0.0 X 0 0 0 John F MeGrue Trustee 2.0 0.0 X 0 0 0 Mary J Miller Trustee 2.0 0.0 X 0 0 0 Howard P Milstein Trustee 2.0 0.0 X 0 0 0 John A Noble Trustee 2.0 0.0 X 0 0 0 Armando J Olivera Trustee 2.0 0.0 X 0 0 0 Donald C Opatrny Trustee 2.0 0.0 X 0 0 0 William D Perez Trustee 2.0 0.0 X 0 0 0 Leland C Pillsbury Trustee 2.0 0.0 X 0 0 0 Jonathan K Poe Trustee 2.0 0.0 X 0 0 0 Bruce S Raynor Trustee 2.0 0.0 X 0 0 0 Girish V Reddy Trustee 2.0 0.0 X 0 0 0 Gene D Resnick Trustee 2.0 0.0 X 0 0 0 Susan T Rodriguez Trustee/Critic Visiting 2.0 0.0 X 20000 0 0 Paul A Salvatore Trustee 2.0 0.0 X 0 0 0 Martin F Scheinman Trustee 2.0 0.0 X 7000 0 0 Dalia P Stiller Trustee 2.0 0.0 X 0 0 0 Chiaki Tanuma Trustee 2.0 0.0 X 0 0 0 Ratan N Tata Trustee 2.0 0.0 X 0 0 0 Michael A Troy Trustee 2.0 0.0 X 0 0 0 Sheryl Hilliard Tucker Trustee 2.0 0.0 X 0 0 0 Padmasree Y Warrior Trustee 2.0 0.0 X 0 0 0 Laura A Wilkinson Trustee 2.0 0.0 X 0 0 0 Barton J Winokur Trustee 2.0 0.0 X 0 0 0 Mariana F Wolfner Trustee/Prof. Molecular Bio. 2.0 0.0 X 173156 0 35080 Craig Yunker Trustee 2.0 0.0 X 0 0 0 Jia Zhu Trustee 2.0 0.0 X 0 0 0 Karen P Zimmer Trustee 2.0 0.0 X 0 0 0 Jan Rock Zubrow Chairman of the Exec. Comm. 2.0 0.0 X 0 0 0 Barbara G Novick TRUSTEE 2.0 0.0 X 0 0 0 Augustine MK Choi Provost Medl Affrs & Dean 55.0 0.0 X 1659124 0 7230 Joanne M Destefano Executive Vice President & CFO 55.0 0.0 X 668815 0 68830 Michael I Kotlikoff PROVOST 55.0 0.0 X 763680 0 116396 James J Mingle Univ. Counsel & Secretary 55.0 0.0 X 555151 0 57318 Martha E Pollack PRESIDENT (BEGAN 4/17) 2.0 0.0 X 0 0 0 Hunter R Rawlings III INTERIM PRESIDENT (THRU 3/17) 55.0 0.0 X 1108607 0 49439 Madelyn F Wessel UNIV. COUNSEL (BEGAN 5/2017) 55.0 0.0 X 0 0 0 Robert A Buhrman Prof. of Engineering 55.0 0.0 X 405932 0 63458 Stephen Cohen Exec Vice Prov for Adm & Fin 55.0 0.0 X 1136621 0 41486 Daniel M Knowles MD Chief Medical Officer 55.0 0.0 X 1882028 0 25956 Kenneth M Miranda Chief Investment Officer 55.0 0.0 X 500097 0 45150 Pak Chung Assoc Prof-Clinical Obs & Gyn 55.0 0.0 X 3738905 0 10506 Hey-Joo Kang MD Assoc Prof-Clinical Obs & Gyn 55.0 0.0 X 4398127 0 10267 Zev Rosenwaks MD Executive Director 55.0 0.0 X 7188028 0 5512 Theodore Schwartz MD Prof. of Neurological Surgery 55.0 0.0 X 3774822 0 25722 Steven Spandorfer MD Assoc Prof of Obs & Gyn 55.0 0.0 X 3802843 0 25722 Laurie H Glimcher FORMER DEAN OF MED SCHOOL 2.0 0.0 X 1046562 0 3702 Elizabeth Garrett FORMER PRESIDENT 55.0 0.0 X 306240 0 24874 Antonio Gotto MD Former Provost & Dean of Weill 55.0 0.0 X 3076207 0 0 Harry Katz Former officer/Current Prof. 55.0 0.0 X 403785 0 60758 David J Skorton Former officer/Professor 55.0 0.0 X 444284 0 0 Albert J Edwards Former Chief Investment Off. 55.0 0.0 X 448201 0 33234 37731203 0 767918 4356 true true false BNY MELLON 101 BARCLAY STREET NEW YORK NY 10007 INVESTMENTS 45585728 GEMINI CONSULTING SERVICES LLC 3636 S GEYER ROAD SUITE 270 SUNSET HILLS MO 63127 CONSULTING 8111071 GI ENDURANT LLC 134 N LASALLE ST SUITE 510 CHICAGO IL 60602 TECH CONSULTANT 6259104 GALLAGHER KOSTER 500 VICTORY ROAD BROOKLYN NY 11222 INSURANCE/RISK MGMT 4470389 ARTHRITIS OSTEOPOROSIS 186 JORALEMON STREET BROOKLYN NY 11201 MEDICAL CONSULTING 3303351 147 X 0 742345 2755455 24284079 45096366 533078630 53295304 605956875 EDUCATION: TUITION 900099 1041688506 1041688506 GRANTS & CONTRACTS FOR RESEARCH 900099 627482593 627482593 MEDICAL SERVICES 900099 1050433142 1050433142 LAND GRANT MISSION GOVT APPROP. 900099 150912298 150912298 AUXILIARY ENTERPRISES - ROOM & BOARD 900099 162433072 162433072 632763357 546947651 2083864 83731842 3665712968 77296506 -12557159 89853665 0 17095546 17095546 4409403 3785260 624143 0 624143 119374 504769 17342939174 17016205934 326733240 326733240 6652659 320080581 657227 2755455 2146436 -1489209 -1489209 0 0 0 25281561 16855011 8426550 638272 7788278 0 4700356619 3417464190 -3062990 679998544 X 33532808 33532808 418055097 418055097 20908859 20908859 0 0 9670819 1450623 7736655 483541 6362888 5881453 481435 0 1997190723 1763594235 195954915 37641573 72424257 63979003 7108778 1336476 434756959 384060781 42673420 8022758 91321793 80672934 8963659 1685200 0 10223806 10223616 190 1583424 0 1583424 0 119500 0 119500 0 324987 324987 45585728 0 45585728 0 245691848 219480169 24386685 1824994 0 53129190 44224844 4913872 3990474 70586399 63527759 7058640 0 4213434 0 4213434 0 113144246 99629475 11069942 2444829 44090038 37848012 4205335 2036691 0 14207822 9089201 1009911 4108710 77472685 0 77472685 0 0 278431294 250588165 27843129 0 47532016 42778814 4753202 MAINTENANCE 62956830 56658365 6295374 3091 OTHER SUPPLIES 50592763 45461236 5051248 80279 STUDENT AND CAMPUS SERVICES 58301940 58095316 0 206624 OTHER 95837412 86253671 9583741 0 4358249565 3785770820 508288328 64190417 X 81556414 81843418 84713827 69963275 978679314 896517109 409184175 393414369 0 0 0 0 80956168 79211206 9283923 15038738 83315829 68322776 7443289294 3326551050 3927263821 4116738244 1351910352 1468118614 5183350902 5470299401 0 0 0 0 179690388 156849407 12369905113 12816316557 712645061 627358536 50730163 50678651 259567940 182869347 1144900000 1116225000 0 0 0 0 337689981 87473400 0 0 945283121 992222548 3450816266 3056827482 X 2745219057 3149478732 3036969344 3145734255 3136900446 3464276088 8919088847 9759489075 12369905113 12816316557 X 342107054 361048424 137244750 X false true X true true true X 478613388 842647482 584510026 510356488 605956875 3022084259 0 41188766 40454003 40937796 43677665 62628802 228887032 519802154 883101485 625447822 554034153 668585677 3250971291 270277789 2980693502 77167185 127377264 122546988 102047770 98801455 527940662 0 253953192 253953192 4032865145 16393218203 0.73910 0.82410 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 545031 false true 545031 false SCHEDULE C, PART I-A, LINE 1 THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE. SCHEDULE C, PART II-B, LINE 1B CORNELL'S LOBBYING EFFORTS WERE HANDLED THROUGH THE UNIVERSITY RELATIONS OFFICES LOCATED IN ALBANY AND WASHINGTON DC PRIMARILY BY FIVE REGISTERED LOBBYISTS. IN ADDITION, THROUGHOUT THE FISCAL YEAR ENDING JUNE 30, 2017, CORNELL EMPLOYEES AND STUDENTS LOBBIED IN ALBANY AND/OR WASHINGTON D.C. LOBBYING EFFORTS CENTERED ON HIGHER EDUCATION MATTERS, STATE AND FEDERAL BUDGETS, UNIVERSITY-BASED RESEARCH PROPOSALS, AND LEGISLATIVE BILLS AFFECTING CORNELL STUDENTS AND STAFF. CORNELL IS A PAYING MEMBER OF SEVERAL STATE AND FEDERAL ASSOCIATIONS THAT DO DIRECT LOBBYING AND PUBLIC ADVOCACY ON BEHALF OF PUBLIC AND PRIVATE NOT-FOR-PROFIT HIGHER EDUCATION, RESEARCH, COLLEGE ATHLETICS, AND UNIVERSITY OPERATIONS INCLUDING STUDENT HEALTH INSURANCE, ENERGY, AND FINANCIAL PLANNING. THE UNIVERSITY CONTRACTED WITH A LOBBYING FIRM IN NEW YORK CITY TO REPRESENT OUR INTERESTS RELATING TO THE CORNELL TECH CAMPUS BEFORE THE NEW YORK CITY GOVERNMENT. SCHEDULE C, PART II-B, LINE 1G CORNELL UNIVERSITY STAFF LOBBIED LEGISLATORS, STAFF AND GOVERNMENT OFFICIALS IN WASHINGTON, ALBANY, NEW YORK CITY, AND ITHACA DURING THE FISCAL YEAR ENDING JUNE 30, 2017. TOPICS INCLUDED: STUDENT HEALTH INSURANCE, CONTRACTING PROCESSES, AGRICULTURE TESTING AND RESEARCH PROGRAMS, LABOR LAW TRAINING, ENVIRONMENTAL PROTECTION PROGRAMS, FUNDING FOR OPERATIONS AND FACILITIES, INCLUDING AN AGRICULTURAL SCIENCE RESEARCH LAB, STUDENT FINANCIAL AID PROGRAMS, CORNELL TECH CAMPUS LAND USE, U.S.D.A. FARM BILL, STUDENT LOAN INTEREST RATES, ECONOMIC DEVELOPMENT PROGRAMS, IMMIGRATION, GRADUATE MEDICAL EDUCATION, PATENT REFORM, SCIENCE AND TECHNOLOGY INITIATIVES, AND AGENCY RE-AUTHORIZATIONS. SCHEDULE C, PART II-B, LINE 1I IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY-BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION. 100538 94381728 X X X X false 5584197786 387247101 683220281 58471312 216531449 44142078 6335520329 5883517457 184454650 -181287034 55359166 204449446 42678675 5584197786 5744869444 241117041 193711812 51080905 203466849 41633086 5883517457 5140214516 162578975 791728922 81084751 230432044 38136174 5744869444 4799313766 142698495 517725141 77885532 201765031 39872323 5140214516 0.22000 0.72000 0.06000 true true true 23639500 23639500 4934317945 1976828014 2957489931 551168427 360462393 190706034 884300559 598790584 285509975 1049862863 390470058 659392804 4116738244 24076332 F DOMESTIC EQUITIES 270479803 F FOREIGN EQUITIES 547062790 F HEDGED EQUITIES 435754360 F PRIVATE EQUITIES 1194398716 F FIXED INCOME ASSET BACKED SEC 27574858 F FIXED INCOME CORPORATE BONDS 216692636 F FIXED INCOME EQUITY PSHIPS 459181008 F FIXED INCOME & MARKETABLE SEC. 2295078898 F 5470299401 0 DUE TO CONSOLIDATED SUBS 155915 OBLIGATIONS UNDER SPLIT INT AGRMNT 133459456 DEFERRED BENEFITS 610276693 FUNDS HELD IN TRUST FOR OTHERS 137092801 BOND PREMIUMS 43395761 OBLIGATIONS UNDER CAPITAL LEASES 67841922 992222548 X 4013856455 327563475 327563475 3686292980 1014063639 1014063639 4700356619 4021332495 55505020 55505020 3965827475 392422090 392422090 4358249565 SCHEDULE D, PART III, LINE 4 ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC. SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. SCHEDULE D, PART X, LINE 2 FIN 48(ASC 740) FOOTNOTE THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO THE APPROPRIATE SECTIONS OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE ACCOUNTING STANDARDS, THE UNIVERSITY EVALUATES ITS INCOME TAX POSITION EACH FISCAL YEAR TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT TO BE SUSTAINED IF EXAMINED BY THE APPLICABLE TAXING AUTHORITY. THIS REVIEW HAD NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. SCHEDULE D, PART XI, LINE 2D DECONSOLIDATION OF SUBSIDIARIES $ 52,926,203 INVESTMENT RETURN, DISTRIBUTED $ 274,637,271 ROUNDING $ 1 ------------- TOTAL $ 327,563,475 SCHEDULE D, PART XI, LINE 4B RECLASS OF FINANCIAL AID $ 366,531,054 NONOPERATING REVENUE $ 31,167,974 STATE APPROPRIATIONS $ 45,096,366 RESTRICTED GIFTS $ 263,499,581 PROGRAM SERVICES $ 307,768,665 --------------- TOTAL $ 1,014,063,639 SCHEDULE D, PART XII, LINE 2D DECONSOLIDATION OF SUBSIDIARIES $ 55,505,020 ------------ TOTAL $ 55,505,020 SCHEDULE D, PART XII, LINE 4B RECLASS OF FINANCIAL AID $ 366,531,054 INTEREST EXPENSE $ 25,891,036 ------------- TOTAL $ 392,422,090 true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION. SCHEDULE E, PART I, LINE 6A CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP). true South Asia Grantmaking 125220 Sub-Saharan Africa Grantmaking 15553 Central America and the Caribbean Grantmaking 607103 Europe (Including Iceland and Greenland) Grantmaking 2191703 East Asia and the Pacific Grantmaking 606072 Middle East and North Africa Grantmaking 8177 North America Grantmaking 43524 Russia and the Newly Independent States Grantmaking 6150 South America Grantmaking 46581 Central America and the Caribbean 3 Program Services Education & Research 544071 North America 7 Program Services Education & Research 1694451 East Asia and the Pacific 1 4 Program Services Education & Research 4256239 Europe (Including Iceland and Greenland) 12 30 Program Services Education & Research 8509899 Middle East and North Africa 4 Program Services Education & Research 750474 Russia and the Newly Independent States 1 Program Services Education & Research 141941 South America 6 Program Services Education & Research 1119724 South Asia 1 1 Program Services Education & Research 2003737 Sub-Saharan Africa 1 10 Program Services Education & Research 1417006 South Asia Program Services Research sub-contracts 1846988 East Asia and the Pacific Program Services Research sub-contracts 695668 Europe (Including Iceland and Greenland) Program Services Research sub-contracts 4074482 Middle East and North Africa Program Services Research sub-contracts 527556 North America Program Services Research sub-contracts 174443 Russia and the Newly Independent States Program Services Research sub-contracts 58000 South America Program Services Research sub-contracts 1281146 Sub-Saharan Africa Program Services Research sub-contracts 3525266 Central America and the Caribbean Program Services Medical Research & svc 879145 East Asia and the Pacific Program Services Medical Research & svc 90770 Europe (Including Iceland and Greenland) Program Services Medical Research & svc 1896436 Middle East and North Africa 1 440 Program Services Medical Research & svc 138183297 North America Program Services Medical Research & svc 301895 South Asia Program Services Medical Research & svc 86575 Europe (Including Iceland and Greenland) Program Services Fundraising 232512 Central America and the Caribbean Investments 845967973 Europe (Including Iceland and Greenland) Investments 128241232 North America Investments 17247293 14 56 2 450 16 506 22670619 1146727683 1169398302 South Asia Research Sub-contract 987326 EFT FMV Russia and the Newly Independent States Research Sub-contract 58000 EFT FMV East Asia and the Pacific Research Sub-contract 380019 EFT FMV East Asia and the Pacific Research Sub-contract 161581 EFT FMV South America Research Sub-contract 371380 EFT FMV South America Research Sub-contract 902839 EFT FMV Sub-Saharan Africa Research Sub-contract 244841 EFT FMV Sub-Saharan Africa Research Sub-contract 358184 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 34171 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 171414 EFT FMV Middle East and North Africa Research Sub-contract 213417 EFT FMV Middle East and North Africa Research Sub-contract 21306 EFT FMV South Asia Research Sub-contract 141274 EFT FMV Middle East and North Africa Research Sub-contract 77723 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 2298589 EFT FMV East Asia and the Pacific Research Sub-contract 78934 EFT FMV East Asia and the Pacific Research Sub-contract 50384 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 88707 EFT FMV Sub-Saharan Africa Research Sub-contract 72161 EFT FMV Sub-Saharan Africa Research Sub-contract 49267 EFT FMV South Asia Research Sub-contract 99751 EFT FMV Sub-Saharan Africa Research Sub-contract 74692 EFT FMV North America Research Sub-contract 174443 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 249135 EFT FMV South Asia Research Sub-contract 223945 EFT FMV Sub-Saharan Africa Research Sub-contract 20944 EFT FMV Sub-Saharan Africa Research Sub-contract 244889 EFT FMV South Asia Research Sub-contract 52770 EFT FMV Sub-Saharan Africa Research Sub-contract 67387 EFT FMV Sub-Saharan Africa Research Sub-contract 374028 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 79920 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 165663 EFT FMV Sub-Saharan Africa Research Sub-contract 459670 EFT FMV Sub-Saharan Africa Research Sub-contract 1139933 EFT FMV Sub-Saharan Africa Research Sub-contract 37414 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 74790 EFT FMV Sub-Saharan Africa Research Sub-contract 81645 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 764823 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 39557 EFT FMV South Asia Research Sub-contract 341922 EFT FMV Sub-Saharan Africa Research Sub-contract 219020 EFT FMV South America Research Sub-contract 6927 EFT FMV East Asia and the Pacific Research Sub-contract 24750 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 25000 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 25000 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 36339 EFT FMV Sub-Saharan Africa Research Sub-contract 81191 EFT FMV Europe (Including Iceland and Greenland) Research Sub-contract 21375 EFT FMV Middle East and North Africa Research Sub-contract 215110 EFT FMV Middle East and North Africa Med Research and services 14042 EFT FMV South Asia Med Research and services 44870 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 39776 EFT FMV East Asia and the Pacific Med Research and services 90770 EFT FMV Middle East and North Africa Med Research and services 235005 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 89058 EFT FMV Middle East and North Africa Med Research and services 7405 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 27066 EFT FMV Middle East and North Africa Med Research and services 33903 EFT FMV Middle East and North Africa Med Research and services 139272 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 127607 EFT FMV Middle East and North Africa Med Research and services 23109 EFT FMV South Asia Med Research and services 8888 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 49771 EFT FMV South Asia Med Research and services 32817 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 51095 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 78759 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 44955 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 18544 EFT FMV North America Med Research and services 187458 EFT FMV Central America and the Caribbean Med Research and services 879145 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 91399 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 137917 EFT FMV Middle East and North Africa Med Research and services 74263 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 37221 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 20872 EFT FMV North America Med Research and services 109437 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 137917 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 787246 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 70018 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 27615 EFT FMV Europe (Including Iceland and Greenland) Med Research and services 59600 EFT FMV 65 17 Student Travel Grant/Fellowshp Central America and the Caribbean 1 700 CHECK/ACH NONE FMV Student Travel 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108143 CHECK/ACH NONE FMV true true true true true true SCHEDULE F, PART I, LINE 2 THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. SCHEDULE F, PART I, LINE 3 COLUMN F THE AUDITED FINANCIAL STATEMENTS ARE PREPARED UNDER THE ACCRUAL METHOD. ACCORDINGLY, THE REVENUE AND EXPENSES REPORTED IN THE FORM 990 AND ITS SUPPORTING SCHEDULES, INCLUDING THE FOREIGN EXPENDITURES REPORTED ON SCHEDULE F, PART I, LINE 2, COLUMN F, ARE REPORTED UNDER THE ACCRUAL METHOD. SCHEDULE F, PART III THESE AMOUNTS INCLUDE SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS WITH A COUNTRY OF CITIZENSHIP OUTSIDE OF THE U.S. FURTHER, EDUCATIONAL TRAVEL GRANTS PROVIDED TO INDIVIDUALS, REGARDLESS OF CITIZENSHIP, IS REPORTED IF THE PRIMARY DESTINATION WAS OUTSIDE OF THE UNITED STATES. X X X X X X X true GRENZENBACH GLIER AND ASSOCIATES 401 N MICHIGAN AVE CHICAGO IL 60611 Consulting false 50482 -50482 JFM Group LLC 629 FIFTH AVENUE SUITE 106 PELHAM NY 10803 EVENT MGMT SERVICES false 3097800 147500 2950300 Community Counseling Service co LLC 461 FIFTH AVENUE NEW YORK NY 10017 Consulting false 100000 -100000 Prased Communications and Research 20 Sutton Place South New York NY 10022 Consulting false 6000 -6000 Brian Chapman 211 W 79TH ST4 NEW YORK NY 10024 Consulting false 59082 -59082 JOHN BROWN LIMITED INC 4916 CRESTWOOD DRIVE WACO TX 76710 CONSULTING false 51435 -51435 CAREER DIRECTIONS 117 NORTH FIRST STREET SUITE 106 ANN ARBOR MI 48104 CONSULTING false 18638 -18638 JAMIE RENWICK ADVISORS 30 Grace Court Brooklyn NY 11201 CONSULTING false 36000 -36000 CAROLYN SANZONE INC 60 HURLBURT ROAD GREAT BARRINGTON MA 01230 CONSULTING false 3350 -3350 3097800 472487 2625313 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CABARET NIGHT 3097800 2653700 444100 348108 777523 508070 GREENBURG 175650 60450 115200 162048 67085 3 139232 41305 97927 69624 4788 209190 3412682 2755455 657227 579780 782311 784345 2146436 -1489209 SCHEDULE G, PART I, LINE 2B A WRITTEN CONTRACT WAS MADE WITH JFM GROUP LLC TO MANAGE THE CABARET, A SIGNATURE ANNUAL FUNDRAISING EVENT FOR WEILL CORNELL MEDICAL COLLEGE. 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THIS INCLUDES SUB-RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED. X X X X X X true true X X X X false true false false false false false true false Robert A Buhrman Prof. of Engineering 405932 0 0 0 0 0 44500 0 18958 0 469390 0 0 0 Augustine MK Choi Provost Medl Affrs & Dean 563426 0 154500 0 941198 0 0 0 7230 0 1666354 0 0 0 Pak Chung Assoc Prof-Clinical Obs & Gyn 74456 0 0 0 3664449 0 0 0 10506 0 3749411 0 0 0 Stephen Cohen Exec Vice Prov for Adm & Fin 1045111 0 90604 0 906 0 36000 0 5486 0 1178107 0 0 0 Joanne M Destefano Executive Vice President & CFO 626590 0 0 0 42225 0 57255 0 11575 0 737645 0 0 0 Albert J Edwards Former Chief Investment Off. 148081 0 300120 0 0 0 26500 0 6734 0 481435 0 0 0 Elizabeth Garrett FORMER PRESIDENT 152373 0 0 0 153867 0 22963 0 1911 0 331114 0 0 0 Laurie H Glimcher FORMER DEAN OF MED SCHOOL 521672 0 0 0 524890 0 0 0 3702 0 1050264 0 0 0 Antonio Gotto MD Former Provost & Dean of Weill 0 0 0 0 3076207 0 0 0 0 0 3076207 0 0 0 Hey-Joo Kang MD Assoc Prof-Clinical Obs & Gyn 63849 0 0 0 4334278 0 0 0 10267 0 4408394 0 0 0 Harry Katz Former officer/Current Prof. 350003 0 0 0 53782 0 39255 0 21503 0 464543 0 0 0 Daniel M Knowles MD Chief Medical Officer 418485 0 467217 0 996326 0 18000 0 7956 0 1907984 0 0 0 Michael I Kotlikoff PROVOST 640627 0 100000 0 23053 0 99144 0 17252 0 880076 0 0 0 Bruce Lewenstein Trustee/Professor 122579 0 0 0 13826 0 18945 0 23023 0 178373 0 0 0 James J Mingle Univ. Counsel & Secretary 507839 0 0 0 47312 0 44500 0 12818 0 612469 0 0 0 Kenneth M Miranda Chief Investment Officer 374350 0 75000 0 50747 0 44500 0 650 0 545247 0 0 0 Hunter R Rawlings III INTERIM PRESIDENT (THRU 3/17) 704776 0 0 0 403831 0 38500 0 10939 0 1158046 0 0 0 Zev Rosenwaks MD Executive Director 303873 0 0 0 6884155 0 0 0 5512 0 7193540 0 0 0 Theodore Schwartz MD Prof. of Neurological Surgery 215576 0 0 0 3559246 0 18000 0 7722 0 3800544 0 0 0 David J Skorton Former officer/Professor 0 0 444284 0 0 0 0 0 0 0 444284 0 0 0 Steven Spandorfer MD Assoc Prof of Obs & Gyn 72737 0 0 0 3730106 0 18000 0 7722 0 3828565 0 0 0 Mariana F Wolfner Trustee/Prof. Molecular Bio. 173156 0 0 0 0 0 17828 0 17252 0 208236 0 0 0 SCHEDULE J, PART I, LINE 1A AND 2 THE POSITIONS OF PRESIDENT OF THE CORNELL UNIVERSITY AND THE DEAN OF MEDICINE AT WEILL MEDICAL COLLEGE RECEIVE THE BENEFITS STATED IN SCHEDULE J, PART I, LINE 1A. AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, BOTH THE PRESIDENT OF THE UNIVERSITY AND THE INDIVIDUAL SERVING AS DEAN AND PROVOST OF MEDICINE ARE REQUIRED TO LIVE IN UNIVERSITY-PROVIDED HOUSING. DURING HIS SERVICE AS INTERIM PRESIDENT, HUNTER R. RAWLINGS WAS PROVIDED WITH HOUSING THROUGH THE DATE OF HIS RETIREMENT IN APRIL 2017. HIS SUCCESSOR, CURRENT PRESIDENT MARTHA POLLACK, HAS BEEN PROVIDED WITH HOUSING SINCE APRIL 2017. FORMER DEAN AND PROVOST OF MEDICINE, LAURIE GLIMCHER, WAS PROVIDED WITH HOUSING UNTIL HER DEPARTURE IN MAY 2016. HER SUCCESSOR, CURRENT DEAN AND PROVOST OF MEDICINE AUGUSTINE MK CHOI, HAS BEEN PROVIDED WITH HOUSING SINCE JANUARY 2016. TAXABLE HOUSING BENEFITS ARE SHOWN IN SCHEDULE J FOR AUGUSTINE MK CHOI FOR AMOUNTS RECEIVED IN HIS FORMER ROLE OF CHAIR OF MEDICINE AND FOR ZEV ROSENWAKS. TAXABLE HOUSING WAS PROVIDED TO AUGUSTINE MK CHOI FROM JANUARY THRU MAY 2016 AND NONTAXABLE HOUSING WAS PROVIDED STARTING IN JUNE 2016. WHERE BENEFITS ARE TAXABLE, SUCH AMOUNTS ARE INCLUDED AS TAXABLE WAGES ON THE EMPLOYEES RESPECTIVE FORMS W-2. NO COMPENSATION WAS DISCLOSED FOR MARTHA POLLACK IN PART VII OR IN SCHEDULE J, BECAUSE THIS FORM 990 DISCLOSES CALENDAR 2016 COMPENSATION AND MARTHA POLLACK BEGAN SERVING IN HER ROLE AS PRESIDENT AFTER THE END OF 2016 IN THE SPRING OF 2017. PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN LINE 1A ARE COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION. SCHEDULE J, PART I, LINE 4B HUNTER R. RAWLINGS HAS SERVED THE UNIVERSITY DURING TWO SEPARATE TERMS. DURING HIS FIRST TERM OF EMPLOYMENT, HE PARTICIPATED IN A BOARD-AUTHORIZED IRC SECTION 457(F) DEFERRED COMPENSATION PLAN. DURING 2016, FOLLOWING HIS FIRST RETIREMENT FROM THE UNIVERSITY, HUNTER R. RAWLINGS RECEIVED A TOTAL OF $377,410.96 IN IRC SECTION 457(F) PAYMENTS AND THAT AMOUNT IS REPORTED IN SCHEDULE J. WHEN HUNTER R. RAWLINGS WAS CALLED BACK INTO UNIVERSITY SERVICE, AS INTERIM PRESIDENT FOLLOWING THE DEATH OF FORMER PRESIDENT ELIZABETH GARRETT, ALL 457(F) PAYMENTS TO HUNTER R. RAWLINGS WERE SUSPENDED AND HE RECEIVED REGULAR SALARY. FOLLOWING HIS SECOND RETIREMENT FROM THE UNIVERSITY, PAYMENTS UNDER THE IRC SECTION 457(F) PLAN RESUMED IN JULY, 2017. THE CURRENT PRESIDENT DOES NOT CURRENTLY PARTICIPATE IN A 457(F) PLAN. SCHEDULE J, PART I, LINE 7 BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE. ADDITIONAL INFORMATION ON BOARD OF TRUSTEES THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE 'EMPLOYEE ASSEMBLIES' ELECT ONE (1) MEMBER. SCHEDULE J, PART II, COLUMN B(II) BONUS AND INCENTIVE PAY IS ANY PAYMENT RECEIVED RELATED TO THE SCHEDULE J, PART I, LINE 7 DISCLOSURE. THE FOLLOWING INDIVIDUALS RECEIVED BONUS AND INCENTIVE PAY: AUGUSTINE MK CHOI, DANIEL KNOWLES, STEPHEN COHEN, DAVID J. SKORTON, FORMER CHIEF INVESTMENT OFFICER ALBERT J. EDWARDS, AND MICHAEL I. KOTLIKOFF. SCHEDULE J, PART II, COLUMN B(III) OTHER REPORTABLE COMPENSATION REPORTED ON SCHEDULE J IS MADE UP OF ONE, OR A VARIETY OF THE FOLLOWING ITEMS: SUPPLEMENTAL WAGES, WHICH INCLUDES WAGES EARNED FOR CLINICAL SERVICES AT THE HOSPITAL, AND OTHER TAXABLE BENEFITS OR REIMBURSEMENTS RECEIVED, SUCH AS HOUSING ALLOWANCE. THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL WAGES FOR CLINICAL SERVICES: AUGUSTINE MK CHOI, DANIEL KNOWLES, MD, MICHAEL STEWART, MD, ZEV ROSENWAKS, MD, HEY-JOO KANG, MD, STEVEN SPANDORFER, MD, THEODORE SCHWARTZ, MD, AND PAK CHUNG, MD. AUGUSTINE MK CHOI, MD & ZEV ROSENWAKS, MD, BOTH RECEIVED TAXABLE HOUSING ALLOWANCES. SCHEDULE J, PART II, COLUMNS C AND D CORNELL UNIVERSITY PROVIDES A WIDE VARIETY OF BENEFITS TO ITS EMPLOYEES. BENEFITS ARE TREATED AS A NON-TAXABLE BENEFIT, A PRE-TAX EMPLOYEE DEDUCTION, A POST-TAX EMPLOYEE DEDUCTION, OR OTHERWISE RECORDED AS TAXABLE INCOME. CORNELL CONTRIBUTES ON BEHALF OF THE EMPLOYEE TAX-FREE FOR A PORTION OF THEIR HEALTH, DENTAL, AND LIFE INSURANCE. EMPLOYEES CONTRIBUTE TO THOSE BENEFITS ON A PRE-TAX BASIS, ALONG WITH OTHER BENEFITS SUCH AS VISION, A FLEXIBLE SPENDING ACCOUNT, DEPENDENT GROUP LIFE INSURANCE, AND RETIREMENT ACCOUNTS. A TCIDA (SERIES 2008A 70 MILLION PAR) 161214039 890099EQ3 2010-06-23 75307598 REFUND 2008 BONDS (1/30/2008) false false false B DASNY (SERIES 1990B - 5045 MILLION PAR) 146000293 649905zh2 2010-05-03 55997134 REFUND 1990 BONDS (12/19/1990) false false false C DASNY (SERIES 2004A&B - 921 MILLION PAR) 146000293 64983trf2 2004-05-27 92100000 SEE SUPPLEMENTAL INFORMATION false false false D DASNY (SERIES 2016A - 12585 MILLION PAR) 146000293 64990bg49 2016-05-17 153651986 SEE SUPPLEMENTAL INFORMATION false false false A 10845000 0 75307598 0 0 0 520432 0 0 0 74787166 0 2010 true false true true B 19300000 0 55997134 0 0 0 0 0 0 0 55997134 0 2010 true false true true C 26250000 0 92663883 0 0 0 842345 0 0 50376296 41445242 0 2006 true false true true D 3930000 0 153651986 0 0 0 660938 0 0 0 152991048 0 2016 true false true true A false true true true true true 0.00000 0.00000 0.00000 false false false true B 0 C false true true true true true 0.00000 0.00000 0.00000 false false false true D false true true true true true 0.00000 0.00000 0.00000 false false false true A false false false true false false 0 false 0 false true B false false true false false false 0 false 0 false true C false false false true true false 0 false 0 false true D false false true false false false 0 false 0 false true A true B true C true D true SERIES 2008a PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012. SERIES 1990B PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. SERIES 2004A&B PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. SERIES 2016A PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. A DASNY (2009A - 305 MILLION PAR) 146000293 649905dc7 2009-04-22 312100133 SEE SUPPLEMENTAL INFORMATION false false false B DASNY (SERIES 2010A - 285000000) 146000293 649905r99 2010-06-09 301560097 SEE SUPPLEMENTAL INFORMATION false false false C DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE) 146000293 64983l000 2011-05-12 59000000 SEE SUPPLEMENTAL INFORMATION false false false D DASNY (SERIES 2008B&C - 127785 MILLION PAR) 146000293 649905a97 2010-05-03 139688300 REFUNDED 2008 DASNY BONDS false false false A 36845000 0 312520924 0 16444611 0 2307605 0 0 141571634 152197074 0 2011 true false true true B 0 0 301900097 0 29036727 0 2113328 0 0 218375984 52374058 0 2014 true false true true C 6110000 0 59000038 0 0 0 0 0 0 17845038 41155000 0 2013 true false true true D 18575000 0 139688300 0 0 0 770300 0 0 0 138918000 0 2010 true false true true A false true true true true true 0.00000 0.00000 0.00000 false false false true B false true true true true true 0.00000 0.00000 0.00000 false false false true C false true true true true true 0.00000 0.00000 0.00000 false false false true D false true true true true true 0.00000 0.00000 0.00000 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true true false 0 false 0 false true D false false true false false false 0 false 0 false true A true B true C true D true SERIES 2009A PART I (F) REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012. SERIES 2010A PART I (F) REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012. 1998 TAX-EXEMPT COMMERCIAL PAPER PART I (F) REFUNDED TAX EXEMPT COMMERCIAL PAPER ($6,155,000) AND REFUNDED TAXABLE COMMERCIAL PAPER ($35,000,000). PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013. SERIES 2008 B&C PART I (F) REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION. A Dasny (Series 2000A&B - 10113 million par) 146000293 2015-12-16 101130000 See Supplemental information false false false B TCIDA (series 2002A - 35765 million par) 161214039 2016-01-20 35765000 See supplemental information false false false A 10450000 0 101130000 0 0 0 0 0 0 0 101130000 0 2016 true false true true B 3520000 0 35765000 0 0 0 0 0 0 0 35765000 0 2016 true false true true A 0 B 0 A false false true false true false 0 false 0 false true B false false true false true false 0 false 0 false true A true B true SERIES 2000A&B PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. SERIES 2002A PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. PART VI NOTE ON TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS. First Reserve Funds Trustee-Macaulay 923362 Distribution to Univ false Peter Destefano Officer-Spouse 92146 compensation false Andrei Marmor Former Officer-Spouse 369645 Compensation false X 64 1609036 Appraisal X 89100 Appraisal X 1 16475 Appraisal X 1 5000 Appraisal X 1334 40438971 Appraisal X 2655 450001 Appraisal X 3 3 Appraisal X 7300 7300 Appraisal X 3 58000 Appraisal X 2 330 Appraisal X 1 1035 Appraisal X 1 2000 Appraisal X Computers 1 14179 Appraisal X Equipment 5 607970 Appraisal X Capital 6 152136 Appraisal X Horses 36 254526 Appraisal X Non-Capital 59 2210119 Appraisal X Software 2 7377506 Appraisal X Gift Certificates 7 1617 Appraisal 28 false true false FORM 990, PART III, LINE 1 ORGANIZATIONS MISSION THE MISSION OF CORNELL UNIVERSITY IS TO PROVIDE UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREE PROGRAMS; TO DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE; PRODUCE CREATIVE WORK; AND PROMOTE A CULTURE OF BROAD INQUIRY THROUGHOUT AND BEYOND THE UNIVERSITY COMMUNITY. CORNELL ALSO AIMS, THROUGH PUBLIC SERVICE, TO ENHANCE THE LIVES AND LIVELIHOODS OF STUDENTS, THE CITIZENS OF NEW YORK STATE, AND OTHERS AROUND THE WORLD. FORM 990, PART III, LINE 4A CORNELL UNIVERSITY IS RENOWNED FOR ITS ACADEMIC RIGOR, INTELLECTUAL VIBRANCY, ENTREPRENEURIAL CHARACTER, AND THE DIVERSITY AND QUALITY OF ITS CURRICULA AND AREAS OF MULTIDISCIPLINARY RESEARCH AND STUDY. THE UNIVERSITYS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS HAVE A GLOBAL REPUTATION FOR EXCELLENCE AND INNOVATION. CORNELLS MAIN CAMPUS IS IN ITHACA, NEW YORK, WITH THE CAMPUSES OF WEILL CORNELL MEDICAL COLLEGE AND CORNELL TECH IN NEW YORK CITY. THE UNIVERSITY HAS A SIGNIFICANT INTERNATIONAL EDUCATIONAL PRESENCE, INCLUDING WEILL CORNELL MEDICAL COLLEGES CAMPUS IN DOHA, QATAR. DURING THE FISCAL YEAR 2017, THE UNIVERSITY GRANTED THE FOLLOWING DEGREES: UNDERGRADUATE (3,646); MASTERS (2,792); PHD (555); AND J.D, M.D. & D.V.M DEGREES (403). FORM 990, PART III, LINE 4B MEDICAL SERVICES, INCLUDING THE TRAINING AND EDUCATION OF PHYSICIANS, IS A PRIMARY COMPONENT OF THE UNIVERSITYS MISSION. CORNELL IS COMMITTED TO EXCELLENCE IN PATIENT CARE, SCIENTIFIC DISCOVERY, AND THE EDUCATION OF FUTURE PHYSICIANS IN NEW YORK CITY AND AROUND THE WORLD. THE DOCTORS AND SCIENTISTS OF WEILL CORNELL MEDICINE FACULTY FROM WEILL CORNELL MEDICAL COLLEGE, WEILL CORNELL GRADUATE SCHOOL OF MEDICAL SCIENCES, AND THE WEILL CORNELL PHYSICIAN ORGANIZATION PROVIDE CLINICAL CARE AND RESEARCH THAT CONNECT PATIENTS TO THE LATEST TREATMENT INNOVATIONS AND PREVENTION STRATEGIES. FORM 990, PART III, LINE 4C CORNELL HAS A LONG TRADITION OF COMBINING SCHOLARLY WORK AND LEADERSHIP IN RESEARCH BOTH BASIC AND APPLIED WITH PUBLIC SERVICE AND ENGAGEMENT IN NEW YORK STATE AND AROUND THE WORLD. REVENUES FROM SPONSORED AWARDS INCLUDE $450,539,691 MILLION IN DIRECT SUPPORT AND $145,774,928 MILLION IN INDIRECT COST RECOVERY. REVENUES ALSO INCLUDE GRANT AND CONTRACT REVENUE TO SUPPORT PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RELATED TO RESEARCH. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, CORNELLS LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS, AND ROOM AND BOARD FOR STUDENTS. FORM 990, PART VI, LINE 1A EXECUTIVE COMMITTEE ARTICLE II OF THE BY-LAWS PROVIDES THAT THE EXECUTIVE COMMITTEE IS COMPRISED OF THE CHAIRPERSON AND VICE CHAIRPERSONS OF THE BOARD, THE PRESIDENT OF THE UNIVERSITY, AND THE CHAIRPERSONS OF THE TWO BOARD OF OVERSEERS, EACH EX OFFICIO, TOGETHER WITH TRUSTEES AND EMERITUS TRUSTEES TO BE ELECTED BY THE BOARD. DURING THIS REPORTING YEAR, ALL MEMBERS OF THE EXECUTIVE COMMITTEE WERE TRUSTEES. THE EXECUTIVE COMMITTEE IS AUTHORIZED TO: (I) REVIEW THE BUDGET AND FINANCIAL PLAN FOR CORNELL UNIVERSITY, EXCEPT FOR WEILL MEDICAL COLLEGE, AND TO SUBMIT THE PLAN, WITH RECOMMENDATIONS, FOR FULL BOARD REVIEW; (II) REVIEW THE PRESIDENT'S PLAN FOR THE UNIVERSITY'S PROPERTIES AND INVESTMENTS; (III) REVIEW AND APPROVE THE PRESIDENT'S COMPENSATION; (IV) REVIEW AND APPROVE COMPENSATION AND BENEFIT POLICIES FOR ALL UNIVERSITY PERSONNEL; (V) ELECT THE DEANS, DIRECTORS AND OTHER HEADS OF THE COLLEGES, SCHOOLS OR OTHER ACADEMIC UNITS, ALL UPON RECOMMENDATION OF THE PROVOST OR PROVOST FOR MEDICAL AFFAIRS, AS APPROPRIATE, AND WITH THE CONCURRENCE OF THE PRESIDENT; (VI) PRESCRIBE THE DUTIES OF SUCH OFFICERS AND ADJUST THEIR COMPENSATION, EXCEPT FOR WEILL MEDICAL COLLEGE; AND (VII) EXERCISE THE POWERS OF THE BOARD IN ALL MATTERS, EXCEPT THOSE WHICH REQUIRE ACTION BY THE FULL BOARD, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS CHANGES MADE TO THE UNIVERSITY BY-LAWS WERE APPROVED BY THE BOARD ON THE FOLLOWING DATES: MAY 27, 2017: AMMENDMENT TO ARTICLE III, SECTION 2 A. AND SECTION C. AND TO ARTICLE VI, SECTION 1. AND SECTION 3. TEHSE AMENMENTS WERE REQUIRED DUE TO CHANGES TO THE NOT-FOR-PROFIT CORPORATION LAW, EFFECTIVE MAY 27, 2017. THE EXECUTIVE COMMITTEE WILL NOT LONGER BE ABLE TO ELECT OFFICERS AND THESE POSITIONS MUST NOW BE ACTED UPON BY FULL BOARD OF TRUSTEES. FORM 990, PART VI, LINE 7A POWER TO ELECT OR APPOINT MEMBERS PURSUANT TO THE UNIVERSITYS CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 63 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, AND THE NON-ACADEMIC STAFF APPOINT ONE MEMBER AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 11B PROCESS USED TO REVIEW THE FORM 990 IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FROM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE. FORM 990, PART VI, LINE 12C MONITORING AND ENFORCEMENT OF COMPLIANCE WITH CONFLICT OF INTEREST POLICY: UNDER THE UNIVERSITYS CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, AND OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. ANY MEMBER OF THE BOARD OF TRUSTEES, BOARD OF OVERSEERS, AN OFFICER OF THE CORPORATION, OR OTHER SENIOR ADMINISTRATOR MUST REPORT ANNUALLY, IN WRITING, ANY EXTERNAL INTERESTS, OR THOSE OF A FAMILY MEMBER OR ASSOCIATE, TO THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION. THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION WILL ADVISE THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REGARDING SUCH MATTERS AS NECESSARY INCLUDING DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AND HOW CORNELL UNIVERSITY SHOULD BEST MANAGE A CONFLICT OF INTEREST. AN INDIVIDUAL IS CONSIDERED TO HAVE A CONFLICT OF INTEREST WHEN HE OR SHE, A MEMBER OF HIS OR HER FAMILY, OR AN ASSOCIATE (TO HIS OR HER PRESENT KNOWLEDGE) EITHER: (1) HAS AN EXISTING OR POTENTIAL SIGNIFICANT FINANCIAL INTEREST OR OTHER MATERIAL INTEREST OR RELATIONSHIP THAT IMPAIRS OR MIGHT APPEAR TO IMPAIR THE INDIVIDUALS INDEPENDENCE AND OBJECTIVITY IN THE DISCHARGE OF HIS OR HER RESPONSIBILITIES TO THE UNIVERSITY; OR (2) MAY RECEIVE A FINANCIAL OR OTHER MATERIAL BENEFIT FROM INFORMATION CONFIDENTIAL TO THE UNIVERSITY. TYPICALLY, A CONFLICT OF INTEREST MAY ARISE WHEN AN INDIVIDUAL HAS THE OPPORTUNITY TO INFLUENCE THE UNIVERSITYS BUSINESS, ADMINISTRATIVE, ACADEMIC, OR OTHER DECISIONS IN WAYS THAT COULD LEAD TO PERSONAL GAIN OR ADVANTAGE OF ANY KIND. UPON FULL REPORTING, THE UNIVERSITY MAY APPROVE A TRANSACTION OR AFFILIATION, PROVIDED THAT THE CONFLICT CAN BE MANAGED. IN MANY CASES, THE CONFLICT CAN BE MANAGED THROUGH DISCLOSURE. IN SOME CASES, THE INDIVIDUAL MAY BE REQUIRED TO REPORT ON THE CONFLICT ANNUALLY. THE UNIVERSITY WILL DISAPPROVE THE TRANSACTION OR AFFILIATION IF A CONFLICT OF INTEREST IS INVOLVED THAT CANNOT BE MANAGED. FORM 990, PART VI, LINES 12-14 CORNELL UNIVERSITY HAS ADOPTED POLICIES COVERING THE SUBJECTS OF CONFLICTS OF INTEREST, WHISTLEBLOWERS, AND DOCUMENT RETENTION AND DESTRUCTION, AS WELL AS OTHER SIGNIFICANT POLICIES, EACH OF WHICH IS POSTED ON ITS WEBSITE AT POLICY.CORNELL.EDU. THE CORNELL UNIVERSITY POLICY PROMULGATION PROCESS WAS ESTABLISHED IN 1991. THE CURRENT POLICY PROMULGATION PROCESS DOES NOT REQUIRE THAT EACH SPECIFIC POLICY BE APPROVED BY THE BOARD OF TRUSTEES OR THAT THE LITERAL AUTHORITY TO PROMULGATE POLICY WAS DELEGATED; HOWEVER, CORNELL TAKES A SUBSTANTIATED POSITION THAT THE AUTHORITY TO PROMULGATE POLICIES WAS DELEGATED TO EACH EXECUTIVE BY THE AUDIT COMMITTEE IN 1991. FORM 990, PART VI, LINE 15 PROCESS FOR DETERMINING COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURE TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP FORMAL PRESENTATIONS FOR THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE REVIEWS THE INFORMATION, MODIFIES IT IF DEEMED APPROPRIATE, APPROVES CASES PER ITS DELEGATED AUTHORITY, AND INFORMS THE EXECUTIVE COMMITTEE OF THOSE APPROVALS. THE COMPENSATION COMMITTEE RECOMMENDS COMPENSATION FOR CASES EXCEEDING ITS AUTHORITY FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE COMPENSATION COMMITTEE AND/OR EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN PRIVATE SESSION OF THE APPROPRIATE COMMITTEE. IF THERE IS DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT, PERCENTAGE, OR OTHER CLEARLY SPECIFIED CRITERIA. FORM 990, PART VI, LINE 16A PROCEDURES FOR PARTICIPATION IN JOINT VENTURES THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITYS POLICIES SERVES TO PROTECT THE ORGANIZATIONS EXEMPT STATUS. FORM 990, PART VI, LINE 19 PROCESS FOR MAKING DOCUMENTS AVAILABLE TO THE PUBLIC THE UNIVERSITYS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE UNIVERSITYS WEBSITE. FORM 990, PART VIII, PART IX AND PART X CURRENT YEAR REVENUE AND EXPENSE PRESENTS DATA OF CORNELL UNIVERSITY DECONSOLIDATED ON EACH LINE FROM ITS RELATED ORGANIZATIONS THAT ARE INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS. BOTH THE BEGINNING OF YEAR AND END OF YEAR BALANCE SHEETS FOR CORNELL UNIVERSITY HAVE BEEN PRESENTED DECONSOLIDATED FROM THE RELATED ORGANIZATIONS INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS. FORM 990, PART VIII, LINE 1H THE CORNELL UNIVERSITY FOUNDATION IS A DONOR ADVISED FUND PROVIDING A SERVICE FOR CORNELL ALUMNI AND FRIENDS WHO WISH TO MAKE CHARITABLE GIFTS THROUGH THE STRUCTURE OF A DONOR-ADVISED FUND. AMOUNTS GRANTED FROM THIS FOUNDATION TO CORNELL UNIVERSITY HAVE BEEN INCLUDED IN THE CONTRIBUTION TOTAL FOR CORNELL UNIVERSITY BEGINNING WITH THE 2014 FORM 990. FORM 990, PART XI, LINE 9 OTHER CHANGES TO NET ASSETS: PENSION AND POST RETIREMENT $ 63,799,698 CHANGES LOSS ON INTEREST RATE SWAPS $ 81,450,554 CHANGES IN FMV OF SPLIT-INTEREST $ 10,570,557 AGREEMENTS PRIOR PERIOD ADJUSTMENT ($ 18,576,059) -------------- TOTAL $ 137,244,750 CORNELL UNIVERSITY FOUNDATION UK LTD 19 NORCOTT ROAD LONDON UK N16 78J UK DONATIONS UK 1313549 1092926 CORNELL UNIV LLENROC GLOBAL LLC 300 CCC BLDG235 GARDEN AV ITHACA NY 14853 475629659 SUPPORTING NY 1 1 CORNELL UNIV CORNELL CENTER OF NEW YORK 6 EAST 44TH ST NEW YORK NY 10017 161301416 SOCIAL CLUB NY 501(c)(7) 9 CORNELL UNIV true MRSI MANAGEMENT INC 575 LEXINGTON AVE NEW YORK NY 10022 133366821 MEDICAL SERV NY 501(c)(3) 12d TYPEIII CORNELL UNIV true CORNELL REAL PROPERTY SERVICES INC 15 THORNWOOD DR ITHACA NY 14850 161450535 PROPERTY SERV NY 501(c)(3) 12d TYPEIII CORNELL UNIV true CORNELL RESEARCH FOUNDATION INC CORNELL UNIV DAY HALL ITHACA NY 14850 166050703 HOLDS IP PROP NY 501(c)(2) 9 CORNELL UNIV true SAMUEL CURTIS JOHNSON FOUNDATION 130 SENECA PLACE ITHACA NY 14850 222572815 SUPPORT ORG NY 501(c)(3) 12c TYPEIII CORNELL UNIV true CORNELL UNIVERSITY FOUNDATION 130 SENECA PLACE ITHACA NY 14850 222848738 SUPPORT ORG NY 501(c)(3) 12a TYPE I CORNELL UNIV true ROBERT J MIN MD PC 575 LEXINGTON AVE NEW YORK NY 10022 133366820 MEDICAL SERV NY 501(c)(3) 9 CORNELL UNIV true THE FRNDS OF THE CORNELL LAB OF ORN INC 1209 ORANGE ST WILMINGTON DE 19801 461979945 SUPPORT ORG DE 501(c)(3) 12a TYPE I CORNELL UNIV true NY WEILL CORNELL MEDICAL CTR FUND INC 575 LEXINGTON AVENUE SUITE 9TH FL NEW YORK NY 10022 136094042 SUPPORT ORG NY 501(C)(3) 12A TYPE I CORNELL UNIV true CORNELL MEDICAL BENEFITS TRUST 10 S DEARBORN IL1-0117 CHICAGO IL 60603 161457001 SUPPORT ORG IL 501(C)(3) 12A TYPE I CORNELL UNIV true ITHACA LP 35 THORNWOOD ITHACA NY 14850 INVESTMENTS JE CORNELL UNIV related -2753277 4968623 false 0 false 0.99690 Hudson Cornell Residential JV 826 Broadway NY NY 10003 Real Estate NY Cornell Univ related -1121218 37406890 false 0 false 0.85590 Cayuga 1993 LP 555 Main St Racine WI 53403 Investments WI Cornell Univ related 1089511 13137881 false 0 false 0.62970 TOWER INNOVATIVE LEARNING SOLUTIONS INC 950 DANBY ROAD ITHACA NY 14850 161593492 DIST LEARNING NY CORNELL UNIV C Corp 14728000 11488000 1.00000 true LENROC CORPORATION 15 THORNWOOD DR ITHACA NY 14850 161450466 REAL ESTATE NY CORNELL UNIV C Corp 18745 1 1.00000 true UNIVERSITY VETERINARY SPECIALISTS INC 800 CANAL ST STAMFORD CT 06902 272461725 VET SERVICES CT CORNELL UNIV C Corp 11613944 10745603 1.00000 true CHARITABLE REMAINDER TRUSTS (42) INVESTMENT NY CORNELL UNIV 0 0 0.00000 true CHARITABLE LEAD TRUST (6) INVESTMENT NY CORNELL UNIV 0 0 0.00000 true true false true false false true false false false false false true false false false false false false true UNIVERSITY VETERINARY SPECIALISTS INC a 307101 FMV UNIVERSITY VETERINARY SPECIALISTS INC f 700000 FMV CORNELL UNIVERSITY FOUNDATION UK LTD c 1343037 FMV UNIVERSITY VETERINARY SPECIALISTS INC s 5930441 FMV SAMUEL CURTIS JOHNSON FOUNDATION c 2863286 FMV CORNELL REAL PROPERTY SERVICES INC l 50000 FMV CORNELL UNIVERSITY FOUNDATION c 10028701 FMV ECORNELL (TOWERS INNOVATION LEARNING SOL) A 3128746 FMV