2018-03-27T10:53:54-05:00 2017-05-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL SUITE 201 PITTSFORD NY 14534 990 2016-06-01 160746864 ST JOHN FISHER COLLEGE STJO 5853858000 3690 EAST AVENUE ROCHESTER NY 14618 LINDA STEINKIRCHNER VP OF FINANCE AND CFO 5853858000 2018-03-19 1 JEAN CLOSE P01346943 5853811000 4.14.157.194 2018-03-19 10:07:39 ED P F810F9FE0C4C4DAD171A8C8E72DF89C05E51BF9A 7F80325802A992C35503BCE002F118B183F5500A 2016 2021-01-29 14:40:06Z DR GERARD J ROONEY 3690 EAST AVENUE ROCHESTER NY 14618 154768176 0 X WWW.SJFC.EDU X 1948 NY ST. JOHN FISHER COLLEGE IS A COLLABORATIVE COMMUNITY DEDICATED TO TEACHING AND LEARNING IN A PERSONALIZED EDUCATIONAL ENVIRONMENT. THE COLLEGE IS GUIDED BY ITS CATHOLIC HERITAGE, AS EXPRESSED IN THE MOTTO OF ITS FOUNDERS, THE BASILIAN FATHERS: "TEACH ME GOODNESS, DISCIPLINE, AND KNOWLEDGE." THROUGH AN EDUCATION ROOTED IN THE LIBERAL ARTS, WE PREPARE INDIVIDUALS FOR LIVES OF INTELLECTUAL, PROFESSIONAL, AND CIVIC INTEGRITY, IN WHICH DIVERSITY AND SERVICE TO OTHERS ARE VALUED AND PRACTICED. 30 28 2075 0 682957 0 7392289 6232950 123532431 127105535 1527690 5926952 2765486 2833641 135217896 142099078 33831359 35362843 0 0 56841284 59491777 0 0 2841209 35599757 35772413 126272400 130627033 8945496 11472045 263927133 277394544 78236574 76502435 185690559 200892109 X ST. JOHN FISHER COLLEGE IS A COLLABORATIVE COMMUNITY DEDICATED TO TEACHING AND LEARNING IN A PERSONALIZED EDUCATIONAL ENVIRONMENT. THE COLLEGE IS GUIDED BY ITS CATHOLIC HERITAGE, AS EXPRESSED IN THE MOTTO OF ITS FOUNDERS, THE BASILIAN FATHERS: "TEACH ME GOODNESS, DISCIPLINE, AND KNOWLEDGE." THROUGH AN EDUCATION ROOTED IN THE LIBERAL ARTS, WE PREPARE INDIVIDUALS FOR LIVES OF INTELLECTUAL, PROFESSIONAL, AND CIVIC INTEGRITY, IN WHICH DIVERSITY AND SERVICE TO OTHERS ARE VALUED AND PRACTICED. 0 0 60403965 35362843 108943827 INSTRUCTION: TO GIVE INSTRUCTION IN LIBERAL ARTS COURSES LEADING TO THE DEGREES OF BA, BS, BBA, MASTER SCIENCE, MBA, AND PHARM D. 8818259 INSTITUTIONAL SUPPORT: TO SUPPORT THE INSTRUCTION FUNCTION. 10096613 16693778 AUXILIARY ENTERPRISES: TO SUPPORT THE INSTRUCTION FUNCTION. 13815287 2811157 ACADEMIC SUPPORT & STUDENT SERVICES: TO SUPPORT THE INSTRUCTION FUNCTION. 13815287 2811157 93134124 1 1 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 1 0 0 0 1 0 0 0 0 1 5295 0 1 2075 1 1 1 0 0 0 0 1 1 0 0 0 0 X 30 28 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X MS LINDA STEINKIRCHNER 5853858000 3690 EAST AVENUE ROCHESTER NY 14618 GERARD J ROONEY PHD PRESIDENT 35.00 X X 330021 0 38063 JOSE J CORONAS BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 DONALD E JEFFRIES BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 RONALD D BILLITIER BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MARTIN L KEATING BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MARTIN K BIRMINGHAM CHAIR 1.00 X X 0 0 0 THOMAS G BOWLES BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 RUSSELL H BRANDON BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 REV ALBERT CYLWICKI CSB BOARD OF TRUSTEES MEMBER 1.00 X 32139 0 2473 JOHN A PALVINO BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MARY V PIEHLER BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JOHN A DEPETERS VICE CHAIR 1.00 X X 0 0 0 RONALD A PLUTA BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 M KEVIN DUGAN BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 WANDA POLISSENI BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 C MCCOLLISTER EVARTS MD BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MICHAEL C GOONAN BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JAMES P GROWNEY BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 WILLIAM M HUGHES BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 PHILIP H YAWMAN BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 VICTOR E SALERNO BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 ELIZABETH MULLIN-DIPROSA BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 DIANA L NOLE BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 FERDINAND J SMITH BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 REV THOMAS ROSICA CSB BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 DANIEL J BURNS BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JILL KNITTEL BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MICHAEL A O'CONOR BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 WILLIAM JPELLICANO BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JANICE C LOSS BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JACQUELINE DISTEFANO FORMER CFO AND VP OF FINANCE 35.00 X 153995 0 14077 LINDA STEINKIRCHNER CFO AND VP OF FINANCE 35.00 X 109384 0 20661 IAN NEWBOULD FORMER PROVOST AND DEAN OF THE COLL 35.00 X 95098 0 4196 JOSE PERALES VP OF ENROLLMENT 35.00 X 142486 0 24957 PHILLIP CASTLEBERRY VP FOR INSTITUTIONAL ADVANCEMENT 35.00 X 202553 0 26765 KEVIN RAILEY PROVOST 35.00 X 116056 0 11419 RICHARD DEJESUS-RUEFF VP STUDENT AFFAIRS AND DIVERSITY 35.00 X 174188 0 24955 CARL SGRECCI FORMER CFO AND VP OF FINANCE 35.00 X 0 0 0 CHRISTINE BIRNIE DEAN, SCHOOL OF PHARMACY 35.00 X 226618 0 13967 DIANNE C COONEY MINER DEAN, SCHOOL OF NURSING 35.00 X 210405 0 29483 HEMANT SASHITTAL PROFESSOR 35.00 X 161125 0 14318 JASON BERMAN PROFESSOR 35.00 X 160472 0 25166 DAVID MCCAFFREY ASSOCIATE DEAN OF STUDENT AFFAIRS 35.00 X 148878 0 26152 KARL WILLIAMS VICE CHAIR AND PROFESSOR 35.00 X 148858 0 59445 DAVID KUNSCH ASSISTANT PROFESSOR 35.00 X 152033 0 16507 DONALD BAIN PRESIDENT EMERITUS 35.00 X 177200 0 28803 2741509 0 381407 90 1 1 0 LECHASE CONSTRUCTION SERVICES 205 INDIGO CREEK DR ROCHESTER NY 14626 CONSTRUCTION FIRM 2570457 JAY MARKETING & COMMUNICATIONS LLC 170 LINDEN OAKS ROCHESTER NY 146282836 MARKETING 1220653 NIXON PEABODY LLP CLINTON SQUARE PO BOX NY 14603 ATTORNEYS 409497 NY COLLEGE & URMG 17 ELK STREET PO BOX NY 12224 COLLEGE WORKERS' COMP INS 329036 FISHER SCIENTIFIC COMPANY LLC 300 INDUSTRY DRIVE PITTSBURGH PA 15275 INSTRUCTIONAL - LAB EQUIPMENT & SUPPLIES 152499 9 50000 2864536 3318414 6232950 TUITION & FEES 611600 125637605 125637605 FACILITIES RENTAL 532000 643484 200000 443484 BUFFALO BILLS CAMP 900099 473128 473128 CHILD CARE 624410 338230 338230 MISCELLANEOUS 713940 13088 9829 3259 127105535 2160146 2160146 16058805 12291999 3766806 3766806 3766806 399583 50000 377099 22484 22484 MISCELLANEOUS 532000 2211318 2211318 RESEARCH AND CONTRACT REVENUE 611600 244646 244646 PARKING PERMITS/TICKETS 611600 128628 128628 226565 226565 2811157 142099078 128448762 682957 6734409 35362843 35362843 2523708 1429795 614553 479360 44076236 26985903 16134626 955707 2724346 1667836 997989 58521 6911324 4220191 2497653 193480 3256163 1986259 1172219 97685 475250 475250 81925 81925 241062 147048 86782 7232 1449754 884350 521911 43493 1174042 716166 422655 35221 3180262 1939960 1144894 95408 2625305 1601436 945110 78759 2229578 1360043 802648 66887 1843883 1124769 663798 55316 493744 301184 177748 14812 2219928 1354156 799174 66598 8189838 4995801 2948342 245695 611334 372914 220080 18340 FOOD SERVICE 6451065 3935150 2322383 193532 SPECIAL PROGRAMS & OTHE 1992214 1215251 717197 59766 REPAIRS & MAINTENANCE 1078658 657981 388317 32360 MEMBERSHIPS AND AWARDS 413874 252463 148995 12416 1020697 622625 367451 30621 130627033 93134124 34651700 2841209 27130951 24538729 3641237 3993614 4647323 7934389 3206476 3355982 3207334 1796779 268884146 124061751 139035341 144822395 74022564 83254763 9035907 7697893 263927133 277394544 14632972 16129025 7484865 8621055 50283940 46352007 1556208 1243666 4278589 4156682 78236574 76502435 X 154916138 166437868 16277844 19100814 14496577 15353427 185690559 200892109 263927133 277394544 X 11472045 3773154 -43649 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 1 422403 24105 446508 0 73837475 3043772 8955594 1078143 985804 83814334 73352093 3525337 -1121153 1013789 904993 73837495 69358525 2631309 2948736 740700 845777 73352093 60219660 3085072 7622088 794448 773847 69358525 50501067 1553018 8856367 627761 690772 60219660 0.66780 0.18320 0.14900 0 0 5161963 5161963 174657432 64680848 109976584 13443694 4668441 8775253 61244082 46404018 15413454 14376975 8308444 5495141 144822395 US GOVERNMENT GRANTS REFUNDABLE 3289634 LIABILITY FOR CONDITIONAL ASSET RETIREMENT OBLIGATION 867048 4156682 PART III, LINE 1A: ITEMS IN THE COLLEGE'S ART COLLECTION ARE HELD FOR PUBLIC EXHIBITION, EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE AND ARE NOT CAPITALIZED. CONTRIBUTIONS OF COLLECTION ITEMS ARE NOT RECOGNIZED IN THE STATEMENT OF ACTIVITIES. ALL PROCEEDS FROM THE SALE OF COLLECTION ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION. PART III, LINE 4: ITEMS IN THE COLLEGE'S ART COLLECTION ARE HELD FOR PUBLIC EXHIBITION, EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE. PART V, LINE 4: THE COLLEGE'S INTENDED USE FOR THEIR ENDOWMENT FUNDS IS TO PROVIDE INCOME FOR THE COLLEGE'S OPERATING EXPENSES, INCLUDING SCHOLARSHIPS AND GRANTS. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE DOES NOT PUBLISH ITS NON DISCRIMINATORY POLICY IN PRINT OR MEDIA. INSTEAD, THE POLICY IS PUBLISHED IN BOTH THE GRADUATE AND UNDERGRADUATE BULLETINS AND APPLICATIONS FOR ADMISSIONS. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FEDERAL AND STATE AID TO BE USED AS SCHOLARSHIPS AND FELLOWSHIPS FOR STUDENTS WHO MEET ELIGIBILITY QUALIFICATIONS. X X X X X X X 1 RUFFALO NOEL LEVITZ ONE GROVE STREET PITTSFORD NY 14534 PHONE SOLICITATION 0 0 83000 56748 83000 56748 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY SCHOLARSHIP GOLF TOURNAMENT 233475 50000 183475 2283 79900 11939 ACCOUNTING AWARDS DINNER 28350 28350 875 21180 24366 5 187758 187758 646 235910 449583 50000 399583 3158 101726 272215 377099 22484 1 0 INSTITUTIONAL SCHOLARSHIPS 4018 27519823 FMV ENDOWED SCHOLARSHIPS 606 1251927 FMV DONOR RESTRICTED SCHOLARSHIPS 141 205087 FMV NEW YORK STATE GRANTS 13 21000 FMV TUITION EXCHANGE 30 557560 FMV HEOP/SJFC GRANT 75 509679 FMV TUITION WAIVERS 546 2227431 FMV RESIDENT ASSISTANT 53 493279 FMV ROOM GRANTS 918 2268952 FMV FEDERAL GRANTS 228 306385 FMV PRIVATE FOUNDATION GRANT 2 1720 PART I, LINE 2: A LIST OF SCHOLARSHIP AND FELLOWSHIP RECIPIENTS IS ON FILE AT ST. JOHN COLLEGE AND IS AVAILABLE UPON REQUEST. THE COLLEGE RUNS AN ACADEMIC PROGRESS REPORT EVERY YEAR TO DETERMINE EACH STUDENT'S AID ELIGIBILITY. ALTHOUGH THERE MAY BE RECIPIENTS WHO ARE RELATED TO PERSONS HAVING INTEREST IN THE INSTITUTION, SUCH RECIPIENTS ARE SELECTED ON AN EQUAL, OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. X X X X 1 1 X X X 0 0 0 0 0 0 0 0 0 GERARD J ROONEY PHD PRESIDENT 321021 0 0 0 9000 0 21200 0 16863 0 368084 0 0 0 JACQUELINE DISTEFANO FORMER CFO AND VP OF FINANCE 153995 0 0 0 0 0 11251 0 2826 0 168072 0 0 0 JOSE PERALES VP OF ENROLLMENT 142486 0 0 0 0 0 11881 0 13075 0 167442 0 0 0 PHILLIP CASTLEBERRY VP FOR INSTITUTIONAL ADVANCEMENT 202553 0 0 0 0 0 16811 0 9954 0 229318 0 0 0 RICHARD DEJESUS-RUEFF VP STUDENT AFFAIRS AND DIVERSITY 174188 0 0 0 0 0 14053 0 10903 0 199144 0 0 0 CHRISTINE BIRNIE DEAN, SCHOOL OF PHARMACY 226618 0 0 0 0 0 11174 0 2793 0 240585 0 0 0 DIANNE C COONEY MINER DEAN, SCHOOL OF NURSING 210405 0 0 0 0 0 15346 0 14137 0 239888 0 0 0 HEMANT SASHITTAL PROFESSOR 161125 0 0 0 0 0 11216 0 3102 0 175443 0 0 0 JASON BERMAN PROFESSOR 160472 0 0 0 0 0 10338 0 14828 0 185638 0 0 0 DAVID MCCAFFREY ASSOCIATE DEAN OF STUDENT AFFAIRS 148878 0 0 0 0 0 12623 0 13530 0 175031 0 0 0 KARL WILLIAMS VICE CHAIR AND PROFESSOR 148858 0 0 0 0 0 11314 0 48131 0 208303 0 0 0 DAVID KUNSCH ASSISTANT PROFESSOR 152033 0 0 0 0 0 9967 0 6540 0 168540 0 0 0 DONALD BAIN PRESIDENT EMERITUS 173600 0 0 0 3600 0 14299 0 14503 0 206002 0 0 0 A MONROE COUNTY INDUSTRIAL DEVELOPMENT CORP 510188852 61075TAR9 2011-05-26 13712491 REFUND SERIES 2008 BONDS ISSUED NOV. 25, 2008 AND REISSUED OCT. 16, 2009. 0 0 0 B MONROE COUNTY INDUSTRIAL DEVELOPMENT CORP 510188852 61075TDS4 2012-06-01 26302067 REFUND 1999 SERIES ISSUED 6/29/99 AND REFUND 2001 SERIES ISSUED 6/21/01. 0 0 0 C MONROE COUNTY INDUSTRIAL DEVELOPMENT CORP 510188852 61075TKC1 2014-03-26 17863924 NEW ACADEMIC/ATHLETIC BUILDINGS AND DEFERRED MAINTENENCE ON EXISTING BUILDI 0 0 0 A 1970000 13712635 1070244 198225 12441166 2011 1 0 1 1 B 6680000 26302067 374194 25927873 2012 1 0 1 1 C 520000 17863924 262746 14839034 2762145 2017 0 0 0 1 A 1 1 1 1 0 0.05800 0.00000 0.05800 0 0 1 C 1 0 1 1 0 0 0 1 A 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 1 A 1 B 1 C 1 SCHEDULE K, PART III, LINE 4, COLUMN A SOME OF THE USES REPORTED HERE CAN BE CLASSIFIED AS BOTH PRIVATE BUSINESS USE AND UNRELATED BUSINESS USE. THE UNRELATED BUSINESS USE PORTION IS PROPERLY REPORTED ON FORM 990-T. SCHEDULE K, PART II, LINE 3 THE TOTAL PROCEEDS OF THE ISSUE OF THE BONDS DIFFERS FROM THE ISSUE PRICE SHOWN IN PART I, COLUMN (E) DUE TO INTEREST EARNINGS. BOARD MEMBER 17000 MERIT BASED SCHOLARSHIP JOHN DEPETERS BOARD OF TRUSTEES MEMBER 103395 GROCERY/FOOD 0 FERDINAND J SMITH BOARD OF TRUSTEES MEMBER 1069591 ADVERTISING 0 PHILIP YAWMAN BOARD OF TRUSTEES MEMBER 584684 TECHNOLOGY SOLUTIONS 0 VICTOR SALERNO BOARD OF TRUSTEES MEMBER 156857 ENERGY SERVICES 0 X 29 297919 FAIR MARKET VALUE X 2 22000 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 IN CONJUNCTION WITH THE COLLEGE'S ANNUAL CONFLICT OF INTEREST DISCLOSURE THE COLLEGE ASKS THE QUESTION "DO YOU HAVE A BUSINESS RELATIONSHIP WITH OTHER TRUSTEES ON THE BOARD." FORM 990, PART VI, SECTION A, LINE 3 CARL SGRECCI, THE FORMER CFO AND VP FOR FINANCIAL AFFAIRS, WAS ENGAGED THROUGH AN OUTSOURCING COMPANY. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS EXTENSIVELY REVIEWED BY THE AUDIT COMMITTEE AND POSTED ONTO THE INTRANET FOR BOARD OF TRUSTEE REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES OVERSEES AND ENFORCES COMPLIANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 PRESIDENT AND CABINET MEMBERS: A THIRD PARTY CONSULTANT IS HIRED TO COLLECT COMPENSATION AND BENEFIT DATA FROM PEER INSTITUTIONS IDENTIFIED BY THE COLLEGE. THIS IS COORDINATED BY THE DIRECTOR OF HUMAN RESOURCES. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS THE AGGREGATE DATA AND TRENDS AND FORWARDS THEIR RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE OF THE BOARD WHO MAKES THE FINAL APPROVAL OF SALARY AND BENEFIT ADJUSTMENTS. DEANS AND KEY EMPLOYEES: THE DIRECTOR OF HUMAN RESOURCES COLLECTS MARKET DATA FOR THE IDENTIFIED POSITIONS AND REVIEWS WITH THE PRESIDENT AND CABINET MEMBERS WHO ARE RESPONSIBLE FOR APPROVING THE SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION C, LINE 19 ALL FORMS REQUESTED WILL BE MADE AVAILABLE AT THE ST. JOHN FISHER COLLEGE CONTROLLER'S OFFICE DURING NORMAL BUSINESS HOURS. IF FEASIBLE, SJFC MAY ALSO ELECT TO FULFILL THE REQUEST IN A PDF VERSION. FORM 990, PART XI, LINE 9: OTHER NON-OPERATING -43,649. PART XII, LINE 2.C THERE IS NO CHANGE IN THE OVERSIGHT PROCESS FROM PRIOR YEAR. SJFC PRIME CARE LLC 3690 EAST AVENUE ROCHESTER NY 14618 455594499 TO ADMINISTER GRANTS IN HEALTH-RELATED ACADEMIC PROGRAMS. NY 122016 179859 ST JOHN FISHER COLLEGE ST JOHN FISHER REAL ESTATE LLC 3690 EAST AVENUE ROCHESTER NY 14618 160746864 TO ASSUME TITLE AND CERTAIN PROPERTY FROM THE COLLEGE NY 0 0 ST JOHN FISHER COLLEGE