2018-03-15T13:11:47-05:00 2017-04-30 611436956 NOVAK FRANCELLA LLC ONE PRESIDENTIAL BLVD SUITE 330 BALA CYNWYD PA 19004 990 2016-05-01 111823976 United Welfare Fund UNIT 7186584848 138-50 Queens Blvd Briarwood NY 11435 william sweeney security fund administrator 7186584848 2018-03-15 1 Louis Verzella CPA P00360279 6106689400 2018-03-09 162.211.205.39 2018-03-15 07:10:50 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 19998950A844A1ED5F18EB360E4E9E4F9906FFA9 2016 2021-01-29 14:40:06Z william sweeney 138-50 queens blvd briarwood NY 11435 406815551 0 X N/A X 1956 NY TO PROVIDE HEATLH, SECURITY, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. 15 15 22 0 0 0 0 0 165477594 170613856 7689070 7638606 -9950 11808 173156714 178264270 0 0 157194459 154322049 3396858 3290206 0 0 0 10788807 10432983 171380124 168045238 1776590 10219032 513889710 518205048 2261737 2366949 511627973 515838099 TO PROVIDE HEATLH, SECURITY, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. 0 0 TO PROVIDE HEATLH, SECURITY, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 6041 0 1 22 1 0 0 0 0 0 0 X 15 15 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 X william sweeney security fund adm 7186584848 138-50 Queens Blvd briarwood NY 11435 X JONATHAN S AMES UNION TRUSTEE 70.00 X 0 0 0 LORI AMES UNION TRUSTEE 65.00 X 0 0 0 PETER DEVITO JR UNION TRUSTEE 65.00 X 0 0 0 CHARLES SHIMKUS UNION TRUSTEE 65.00 X 0 0 0 TROY ANDERSON UNION TRUSTEE 65.00 X 0 0 0 JAMES SCAGNELLI UNION TRUSTEE 65.00 X 0 0 0 KEVIN BARRY UNION TRUSTEE 65.00 X 0 0 0 SEAN CULLINAN UNION TRUSTEE (THRU 7/2016) 65.00 X 0 0 0 DONALD BARKIN EMPLOYER TRUSTEE 10.00 X 0 0 0 LARRY AMATULLI EMPLOYER TRUSTEE 10.00 X 0 0 0 STEVEN BARNA EMPLOYER TRUSTEE 10.00 X 0 0 0 JAMES GEORGE EMPLOYER TRUSTEE 10.00 X 0 0 0 AGOSTINO VONA EMPLOYER TRUSTEE 10.00 X 0 0 0 MARC ZERGEBEL EMPLOYER TRUSTEE 10.00 X 0 0 0 CARL CURCIO EMPLOYER TRUSTEE 10.00 X 0 0 0 CAROL BARKIN EMPLOYER TRUSTEE 10.00 X 0 0 0 JOSEPH M PECORA WELFARE FUND ADMIN. 65.00 X 284789 0 82774 WILLIAM SWEENEY SECURITY FUND ADMIN. (EFF. 5/2016) 65.00 X 0 0 0 STEVEN ELLIOTT JR CIO 65.00 X 282823 0 86682 STEVEN ELLIOTT SR BUSINESS MGR. 80.00 X 235895 0 6691 SAM MAtTHEWS IT 40.00 X 189294 0 49111 MATtHEW T POWER IT 40.00 X 196483 0 48285 JUSOAH QUIACHON IT 40.00 X 132649 0 43760 1321933 0 317303 10 0 1 1 OXFORD HEALTH INSURANCE INC ONE PENN PLAZA - 8TH FLOOR NEW YORK NY 10119 MEDICAL CLAIMS ADMINISTRATOR 2715348 LEADING EDGE ADMINISTRATORS 14 WALL STREET - STE 5B NEW YORK NY 10005 MEDICAL CLAIMS ADMINISTRATOR 2395923 EMPIRE HEALTHCHOICE ASSURANCE INC 1 LIBERTY PLAZA - 165 BROADWAY NEW YORK NY 10006 MEDICAL NETWORK PROVIDER 780850 4D PHARMACY MANAGEMENT SYSTEMS INC 2520 INDUSTRIAL ROW DR TROY MI 48084 PRESCRIPTIONS CLAIMS ADMINISTRATOR 637775 RICHARD GREENSPAN PC 220 HEATHERDELL ROAD ARDSLEY NY 10502 LEGAL COUNSEL 527866 6 EMPLOYER CONTRIBUTIONS 900099 169199545 169199545 PARTICIPANT CONTRIBUTIONS 900099 1414311 1414311 170613856 9661793 9661793 11382 -11382 -11382 -11382 226516712 228539899 -2023187 -2023187 -2023187 OTHER INCOME 900099 23190 23190 23190 178264270 170637046 0 7627224 154322049 369044 2027614 81472 659432 152644 37089 600848 123000 319486 99625 206284 114882 861762 73239 38011 67854 209474 NET REIMB. EXPENSES 7640835 STEWARD BENEFIT CONFERE 40594 168045238 9045897 8908092 5209312 5703628 50456 45932 1253970 826924 239498 427046 496315283 499089067 2200000 2200000 829264 1831283 513889710 518205048 340407 271434 1504491 1784404 416839 311111 2261737 2366949 X 0 0 0 0 511627973 515838099 511627973 515838099 513889710 518205048 10219032 -6008906 0 X 0 1 X 1 0 569525 323592 245933 684445 503332 181113 427046 DUE TO AFFILIATES 311111 311111 X 171935878 -6008906 -6008906 177944784 319486 319486 178264270 167725752 0 167725752 319486 319486 168045238 Part X, Line 2: The Plan (and its related trust) are intended to be exempt from Federal income tax under the provisions of Section 501(c)(5) of the Internal Revenue Code (IRC), as amended and has obtained a favorable determination letter from the Internal Revenue Service (IRS) dated February 1986. The Plan has been amended since receiving the determination letter. However, the Plan's Trustees and the Plan's counsel believe that the Plan is currently designed and being operated in compliance with the applicable requirements of the IRC. The Plan's management evaluates tax positions taken by the Plan and recognizes a tax liability or asset if an uncertain tax position was taken and it is more likely than not that the tax position would not be sustained upon examination by taxing authorities. The Plan is subject to routine audits by taxing jurisdictions. 0 0 0 JOSEPH M PECORA WELFARE FUND ADMIN. 265828 0 15942 0 3019 0 8103 0 74671 0 367563 0 0 0 STEVEN ELLIOTT JR CIO 263566 0 15069 0 4188 0 8019 0 78663 0 369505 0 0 0 STEVEN ELLIOTT SR BUSINESS MGR. 223028 0 12867 0 0 0 6691 0 0 0 242586 0 0 0 SAM MAtTHEWS IT 184294 0 5000 0 0 0 5830 0 43281 0 238405 0 0 0 MATtHEW T POWER IT 188983 0 7500 0 0 0 4134 0 44151 0 244768 0 0 0 JUSOAH QUIACHON IT 127649 0 5000 0 0 0 4134 0 39626 0 176409 0 0 0 SCHEDULE J PAGE 3 PART III COMPENSATION FROM UNRELATED ORGANIZATIONS: WILLIAM SWEENEY - TOTAL COMPENSATION REPORTED BY UNITED SERVICE WORKERS UNION IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $525,670 CONSISTING OF $256,503 IN REPORTABLE W-2 COMPENSATION AND $269,167 IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS. 60% OF SALARIES AND BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. STEVEN R ELLIOTT, JR - BENEFITS REPORTED BY UNITED SERVICE WORKERS UNION, IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $215,016 OF WHICH 90% OF BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. JOSEPH M PECORA - BENEFITS REPORTED BY UNITED SERVICE WORKERS UNION, IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $215,016 OF WHICH 100% OF BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. THE FUND IS PARTY TO ADMINISTRATIVE SERVICES AGREEMENTS WITH UNITED SERVICE WORKERS UNION, IUJAT, INTERNATIONAL UNION OF JOURNEYMEN AND ALLIED TRADES AND SERVICE PROFESSIONALS UNION, LOCAL 726, IUJAT. THESE AGREEMENTS PROVIDE, AMONGST OTHER THINGS, A COST SHARING MECHANISM FOR CERTAIN REASONABLE ADMINISTRATIVE AND OPERATIONAL COSTS DEEMED NECESSARY FOR THE OPERATION AND ADMINISTRATION OF THE FUND. DURING THE TAX REPORTING PERIOD ENDING APRIL 30, 2017, THE FUND REIMBURSED USWU, IUJAT AND LOCAL 726 $1,391,303 FOR THE FUNDS SHARE OF SUCH COSTS WHICH INCLUDED A COMPONENT OF PERSONNEL COMPENSATION AND RELATED BENEFIT COSTS. steven r elliott sr family member 242586 employment 0 steven r elliott jr family member 369505 employment 0 Form 990, Part VI, Section A, line 2 CAROL BARKIN AND DONALD BARKIN - FAMILY RELATIONSHIP JONATHAN AMES AND LORI AMES- FAMILY RELATIONSHIP Form 990, Part VI, Section B, line 11b A DRAFT OF THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTING FIRM WITH ASSISTANCE FROM FUND PERSONNEL AND LEGAL COUNSEL AND PRESENTED TO THE CONTROLLER FOR INITIAL REVIEW. THE CONTROLLER THEN CIRCULATED A COPY OF THE DRAFT FORM 990 TO THE FUND ADMINISTRATOR, FUND'S TRUSTEES, OFFICERS AND LEGAL COUNSEL. AFTER FURTHER REVIEW AND COMPLETION OF ANY OPEN ITEMS, THE FINAL DOCUMENT WAS CIRCULATED TO ALL OF THE OFFICERS AND TRUSTEES. WHO, AFTER THEIR OWN REVIEW, WERE CANVASSED FOR APPROVAL FOR ACCEPTANCE AND AUTHORIZATION TO FILE THE FORM 990 BEFORE ITS DUE DATE. Form 990, Part VI, Section B, line 12c THE TRUSTEES OF THE FUND AT THEIR REGULAR MEETINGS TAKE UP THE BUSINESS OF THE ORGANIZATION WHICH MAY INCLUDE INSTANCES WHERE A CONFLICT OF INTEREST MAY HAVE OCCURED OR IS SUBJECT OF DISCUSSION. IF A CONFLICT OF INTEREST IS PRESENTED, THE TRUSTEES TAKE APPROPRIATE ACTION WITH ANY CONFLICTED MEMBER ABSTAINING FROM PARTICIPATION IN THE DISCUSSION AND VOTE. ALL TRUSTEES, OFFICERS AND EMPLOYEES ARE COVERED BY CONFLICT OF INTEREST POLICY. Form 990, Part VI, Section C, line 19 THE FUND'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO ALL MEMBERS UPON REQUEST. DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC TO THE EXTENT REQUIRED BY LAW. FORM 990, PART VII - COLUMN (B) AVG HOURS: HOURS RECORDED ARE AN ESTIMATE OF AVERAGE HOURS WORKED PER WEEK AMONGST THE TAX EXEMPT ORGANIZATIONS THAT THE INDIVIDUAL HOLDS POSITIONS IN, WHERE WORK IS ASSIGNED AS A REQUIRED COMPONENT OF THE PERSON'S PRIMARY EMPLOYMENT. AS ALLOCATED, WORK TIME IS DEVOTED TO PROVIDE NECESSARY SUPPORT AND SERVICES NEEDED BY THE RESPECTIVE ORGANIZATIONS' PROGRAMS.