2018-02-22T09:40:32-06:00 2017-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2016-07-01 132946970 SAFE HORIZON INC SAFE 2125777700 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 ARIEL ZWANG CEO 2125777700 2018-02-22 1 ROBERT LYONS P00227472 2125038800 69.74.165.34 2018-02-22 10:29:30 ES P 3703345D8AFE5E454AE650CEBEF28B10F4608469 1423E06F9E6F9EFDA19AB3AABD1FE32D0EF26F97 2016 2021-01-29 14:40:06Z ARIEL ZWANG 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 68860561 0 X WWW.SAFEHORIZON.ORG X 1978 NY SAFE HORISON'S MISSION IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 24 22 876 250 0 0 54784367 62103693 2166754 2060308 210325 211404 252971 343888 57414417 64719293 962916 1091964 0 0 33351503 38550413 60000 60000 1724621 21133917 23448988 55508336 63151365 1906081 1567928 48459619 52646618 22088680 24376191 26370939 28270427 X THE MISSION OF SAFE HORIZON IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 0 0 25221414 1091964 150435 DOMESTIC VIOLENCE AND HOTLINE PROGRAMS - SAFE HORIZON OPERATES THREE 24-HOUR HOTLINES - THE NEW YORK CITY DOMESTIC VIOLENCE HOTLINE, THE CRIME VICTIMS HOTLINE, AND THE RAPE AND SEXUAL ASSAULT HOTLINE. FOR VICTIMS OF VIOLENCE AND THEIR FAMILIES, A PHONE CALL TO ONE OF OUR HOTLINES SERVES AS A GATEWAY TO A RANGE OF SERVICES, SUCH AS SAFETY PLANNING AND EMERGENCY SHELTER LINKING FOR VICTIMS OF DOMESTIC VIOLENCE. SAFE HORIZON IS NEW YORK CITY'S LARGEST DOMESTIC VIOLENCE SHELTER PROVIDER, WITH 710 BEDS AVAILABLE THROUGHOUT THE FIVE BOROUGHS. SAFE HORIZON OPERATES BOTH EMERGENCY SHELTERS FOR CRISIS SITUATIONS AND TRANSITIONAL SHELTERS WHERE WOMEN OR MEN AND THEIR DEPENDENT CHILDREN ARE TRANSFERRED IN ORDER TO CONTINUE SERVICES AND PLAN FOR A FUTURE FREE FROM VIOLENCE AND ABUSE. THE SHELTERS OFFER SAFETY AND COMPREHENSIVE SERVICES SUCH AS: CASE MANAGEMENT, CHILD CARE AND SUPPORT GROUPS, HOUSING ASSISTANCE, PRACTICAL ASSISTANCE (SUCH AS FOOD, CLOTHING AND METRO-CARDS), AND REFERRALS TO CRITICAL SERVICES (SUCH AS MEDICAL, MENTAL HEALTH, SCHOOLS, AND JOB CENTERS). 16814880 258484 COMMUNITY AND CRIMINAL JUSTICE PROGRAMS - SAFE HORIZON OFFERS SERVICES TO VICTIMS OF CRIME AND ABUSE, INCLUDING VICTIMS OF DOMESTIC VIOLENCE, SEXUAL ASSAULT, STALKING, AND FAMILIES OF HOMICIDE VICTIMS. STAFF LOCATED AT COMMUNITY PROGRAMS, PRECINCTS AND COURT PROGRAMS, INCLUDING THE FAMILY JUSTICE CENTERS, PROVIDES SERVICES THAT INCLUDE CRISIS INTERVENTION, SUPPORT, ASSISTANCE WITH UNDERSTANDING AND NAVIGATING THE CRIMINAL JUSTICE SYSTEM, HOUSING AND PUBLIC SYSTEMS, AND INDIVIDUAL AND GROUP EDUCATION ABOUT VICTIMIZATION AND COPING SKILLS. CASE MANAGEMENT SERVICES INCLUDE ADVOCACY; COURT ACCOMPANIMENT; PRACTICAL ASSISTANCE INCLUDING FOOD, CLOTHING, AND ASSISTANCE WITH ACCESSING SHELTER; AND SUPPORT SERVICES THROUGH SAFETY ASSESSMENT AND RISK MANAGEMENT PLANNING AND SUPPORTIVE COUNSELING. STAFF PROVIDES INFORMATION AND LINKAGES TO PUBLIC ENTITLEMENT PROGRAMS AND COMMUNITY-BASED ORGANIZATIONS. 11243460 1651389 CHILD, ADOLESCENT, AND MENTAL HEALTH TREATMENT PROGRAMS - SAFE HORIZON HAS DEVELOPED COMPREHENSIVE PROGRAMS FOR CHILDREN AND ADOLESCENTS WHO HAVE EXPERIENCED CRIME, ABUSE AND/OR TRAUMA, INCLUDING SPECIFIC PROGRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED. SAFE HORIZON IS THE PIONEER OF THE URBAN CHILD ADVOCACY CENTER MODEL THAT CO-LOCATES A MULTI-DISCIPLINARY TEAM OF EXPERTS INCLUDING PROFESSIONALS FROM THE NYPD, DISTRICT ATTORNEY'S OFFICE, ADMINISTRATION FOR CHILDREN'S SERVICES, MEDICAL PROVIDERS AND SAFE HORIZON. THE CHILD ADVOCACY CENTERS PROVIDE COORDINATED SERVICES THAT EXPEDITE THE INVESTIGATION AND PROSECUTION OF CHILD ABUSE CASES WHILE ENSURING VICTIMS AND IMPACTED FAMILY MEMBERS RECEIVE AN IMMEDIATE AND EFFECTIVE ARRAY OF SUPPORT. STREETWORK REACHES YOUTH THROUGH A HARM-REDUCTION MODEL DROP-IN CENTER AND EMERGENCY SHELTER PROGRAM FOR HOMELESS YOUTH. SERVING CLIENTS FROM AGE 16 TO 24, STREETWORK PROVIDES INDIVIDUAL AND GROUP COUNSELING, CASE MANAGEMENT, ADVOCACY, EMERGENCY AND TRANSITIONAL HOUSING, ASSISTANCE OBTAINING MEDICAID AND OTHER BENEFITS, HOT MEALS, SHOWERS, CLOTHING, HIV PREVENTION COUNSELING, AND PARENTING GROUPS, IN A SAFE, NON-JUDGMENTAL SETTING. STREETWORK ALSO REFERS CLIENTS FOR LEGAL, MEDICAL AND PSYCHIATRIC SERVICES. 53279754 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 464 0 876 1 0 0 0 0 0 1 1 0 0 0 0 X 24 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X DENISE HAGLEY 2125777700 2 LAFAYETTE STREET NEW YORK NY 10007 STEVE PARRISH CHAIR 2.00 X X 0 0 0 MICHAEL C SLOCUM VICE CHAIR 2.00 X X 0 0 0 PAMELA N HOOTKIN VICE CHAIR & TREASURER 2.00 X X 0 0 0 LINDA A FAIRSTEIN SECRETARY 2.00 X X 0 0 0 CHERYL ABEL-HODGES DIRECTOR (FORMER) 1.00 X 0 0 0 CELIA GOLDWAG BARENHOLTZ DIRECTOR 1.00 X 0 0 0 JEFFREY BRODSKY DIRECTOR 1.00 X 0 0 0 NANCY CLARK DIRECTOR 1.00 X 0 0 0 MARK FREEDMAN DIRECTOR 1.00 X 0 0 0 PAUL GERMAIN DIRECTOR 1.00 X 0 0 0 JOE FALENCKI DIRECTOR 1.00 X 0 0 0 JAMES HENDRICKS DIRECTOR 1.00 X 0 0 0 JOANN LANG DIRECTOR 1.00 X 0 0 0 STEPHEN MCCANDLESS DIRECTOR 2.00 X 0 0 0 MARTIN D NEWMAN ESQ DIRECTOR 2.00 X 0 0 0 SONIA SANDE DIRECTOR 1.00 X 0 0 0 SAMANTHA SAPERSTEIN DIRECTOR 1.00 X 0 0 0 MARK C SMITH DIRECTOR 1.00 X 0 0 0 LAUREN BREITMAN TANEN DIRECTOR 1.00 X 0 0 0 RICHARD PLANSKY DIRECTOR 1.00 X 0 0 0 GRACE E RICHARDSON DIRECTOR 1.00 X 0 0 0 JOHN ROMEO DIRECTOR 1.00 X 0 0 0 BARRIE SCARDINA DIRECTOR 1.00 X 0 0 0 LORI BRADLEY DIRECTOR 1.00 X 0 0 0 SUNNY HOSTIN DIRECTOR 1.00 X 0 0 0 ARIEL ZWANG CEO 40.00 X 338218 0 38708 GREG BROOKS CFAO 40.00 X 206525 0 15156 MICHAEL WILLIAMS GENERAL COUNSEL 40.00 X 165251 0 33982 ELIZABETH ROBERTS DEPUTY CEO 40.00 X 207392 0 33970 EDWIN PELTO CHIEF DEVELOPMENT OFFICER 40.00 X 193664 0 8090 JUAN BRITO VP HUMAN RESOURCES 40.00 X 135338 0 17818 DENISE HAGLEY VP FINANCE & CONTROLLER 40.00 X 142678 0 31121 BARRY GENDELMAN VP REAL ESTATE & FACILITIE 40.00 X 154058 0 20392 MARIA DE LOS ANGELES CORRAL SR. VP COMM. & MKTG. 40.00 X 149268 0 20982 LISA O'CONNOR CHEIF PROGRAM OFFICER 40.00 X 154452 0 12834 1846844 0 233053 23 0 1 0 EMPIRE BLUE CROSS BLUE SHIELD PO BOX 1047 CHURCH STREET STATION NEW YORK NY 10008 MEDICAL PROVIDER 4044659 JPC CONSTRUCTING INC 287 NORTHERN BLVD SUITE 202 GREAT NECK NY 11021 CONSTRUCTION 824621 BCM ONE INC PO BOX 36204 NEWARK NJ 07188 TELECOMMUNICATION CONSULTANT 602921 ACADEMY OF MEDICINE OF QUEENS 112-25 QUEENS BOULEVARD NEW YORK NY 11375 LANDLORD 435690 DEPARTMENT OF PEDIATRICS BROOKLYN HOSPI 121 DEKALB AVE BROOKLYN NY 11201 MEDICAL PROVIDER - CHILD ADVOCACY CENTER 423466 17 1226661 56700460 4176572 46175 62103693 SERVICE FEE INCOME 900099 2060308 2060308 2060308 210639 210639 3924228 3923463 765 765 765 217805 1226661 217805 0 MISCELLANEOUS INCOME 900099 343888 343888 343888 64719293 2060308 0 555292 X 1091964 1091964 2191821 426408 1555920 209493 29083939 24820136 3583592 680211 503743 426970 60574 16199 4541114 3585137 831861 124116 2229796 1719264 447406 63126 25865 25865 187803 187803 60000 60000 7968926 7352152 507322 109452 796821 696006 20618 80197 340697 230599 82054 28044 8520348 8462898 57450 660066 319627 130868 209571 27055 21644 4058 1353 1037847 785322 251652 873 586060 479025 89687 17348 EQUIP. RENTAL & MAINT. 1147121 974074 143097 29950 TELEPHONE 775772 635815 118700 21257 MISCELLANEOUS 570971 288645 210329 71997 FURNITURE AND EQUIPMENT 444408 417037 25937 1434 359228 359228 63151365 53279754 8146990 1724621 2873927 3709333 16595199 17133559 885237 953747 14517185 10405777 3760516 4111408 11536573 12024601 601012 655276 12207155 14058694 48459619 52646618 7606629 12128814 14482051 12247377 22088680 24376191 X 22931097 25566043 2781910 1992188 657932 712196 26370939 28270427 48459619 52646618 1567928 331560 0 X X 0 1 X 1 1 1 X 47952916 50547187 52382377 54784367 62110966 267777813 47952916 50547187 52382377 54784367 62110966 267777813 267777813 82 70 194085 234000 248527 676764 280535 249855 236211 252971 343888 1363460 269818037 10581763 0.99240 0.99340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 187803 187803 62993532 63181335 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 158702 155456 171775 187803 673736 250000 250000 250000 250000 1000000 1500000 349 349 128115 2313 130428 188704 -60589 128115 339420 -150716 188704 274614 64806 339420 248014 26600 274614 1.00000 0 0 8714840 5529689 3185151 4297920 3593128 704792 1504425 1282960 221465 4111408 RESTRICTED CASH 14058694 14058694 DUE TO GRANTOR 1100743 RESTITUTION AND CLIENT ASSISTANCE PAYABLE 8146634 LINE OF CREDIT 3000000 12247377 X 69052998 331560 4002145 4333705 64719293 0 64719293 67153510 4002145 4002145 63151365 0 63151365 PART V, LINE 4: TO USE COLLATERAL FOR OUR LINE OF CREDIT. PART X, LINE 2: SAFE HORIZON BELIEVES IT HAD NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2017 AND 2016 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. X 0 SANKY COMMUNICATION INC 599 11TH AVENUE NEW YORK NY 10036 DESIGN AND SUPERVISE A DIRECT MAIL PROGRAM 0 83629 60000 23629 83629 60000 23629 MA MI MN MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CHAMP. GALA 1395349 1183544 211805 211805 LEADERS ON THE HORIZON 49117 43117 6000 6000 1444466 1226661 217805 211805 6000 217805 0 1 MEALS/FOOD VOUCHERS AND SUPPLIES 42743 353227 FAIR MARKET VALUE SEE PART IV BELOW. TRANSPORTATION - CAR SERVICE 2328 200153 FAIR MARKET VALUE SEE PART IV BELOW. EMERGENCY ASSISTANCE - HOUSEHOLD SUPPLIES 3000 346249 FAIR MARKET VALUE SEE PART IV BELOW. RENT/UTILITIES/TRANSPORTATION 296 178824 FAIR MARKET VALUE SEE PART IV BELOW. LOCK 746 13511 FAIR MARKET VALUE SEE PART IV BELOW. SCHEDULE I, PART III SAFE HORIZON PROVIDES SMALL AMOUNTS OF CASH AND NON-CASH ASSISTANCE TO CLIENTS IN CONNECTION WITH THE DELIVERY OF ITS SERVICES ON DAILY BASIS, INCLUDING FOOD, TRANSPORTATION, "START-UP KITS" FOR SHELTER CLIENTS, LOCKS AND ASSISTANCE. X X X X X 0 0 0 0 0 0 0 1 0 ARIEL ZWANG CEO 278218 0 60000 0 0 0 13250 0 25458 0 376926 0 0 0 GREG BROOKS CFAO 206525 0 0 0 0 0 6231 0 8925 0 221681 0 0 0 MICHAEL WILLIAMS GENERAL COUNSEL 165251 0 0 0 0 0 8818 0 25164 0 199233 0 0 0 ELIZABETH ROBERTS DEPUTY CEO 207392 0 0 0 0 0 8707 0 25263 0 241362 0 0 0 EDWIN PELTO CHIEF DEVELOPMENT OFFICER 193664 0 0 0 0 0 0 0 8090 0 201754 0 0 0 JUAN BRITO VP HUMAN RESOURCES 135338 0 0 0 0 0 0 0 17818 0 153156 0 0 0 DENISE HAGLEY VP FINANCE & CONTROLLER 142678 0 0 0 0 0 8951 0 22170 0 173799 0 0 0 BARRY GENDELMAN VP REAL ESTATE & FACILITIE 154058 0 0 0 0 0 6131 0 14261 0 174450 0 0 0 MARIA DE LOS ANGELES CORRAL SR. VP COMM. & MKTG. 149268 0 0 0 0 0 4540 0 16442 0 170250 0 0 0 LISA O'CONNOR CHEIF PROGRAM OFFICER 154452 0 0 0 0 0 4705 0 8129 0 167286 0 0 0 PART I, LINE 7 THE BONUS PAID TO ARIEL ZWANG WAS CONTINGENT ON HER SATISFACTORY ACHIEVEMENT OF PERSONAL PERFORMANCE GOALS, INCLUDING BUDGET MANAGEMENT, THAT WERE MUTUALLY ESTABLISHED WITH THE EXECUTIVE COMMITTEE OF THE BOARD. MICHAEL C SLOCUM BOARD MEMBER 15000000 LINE OF CREDIT WITH CAPITAL ONE BANK 0 NANCY CLARK BOARD MEMBER 616333 PURCHASE OF SERVICE FROM VERIZON 0 X 1 46175 SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 TWO BOARD MEMBERS HAD A BUSINESS RELATIONSHIP: LAUREN TANEN WAS AN EMPLOYEE OF A COMPANY FOR WHICH CHERYL ABEL HODGES WAS ALSO AN OFFICER. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS SENT TO EACH BOARD MEMBER BY EMAIL BEFORE IT IS FILED AND THE BOARD MEMBERS ARE REQUESTED TO COMMENT WITHIN A SPECIFIED TIME FRAME. IN ADDITION, STAFF MEMBERS INFORM THE BOARD ABOUT SIGNIFICANT CHANGES TO THE FORM 990 SO THAT THE BOARD IS FAMILIAR WITH THE NEW DISCLOSURES AND OTHER ISSUES BEFORE THE FILING IS PREPARED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS PROVIDED WITH A COPY OF SAFE HORIZON'S CONFLICT OF INTEREST POLICY. AT THAT TIME, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS ASKED TO SIGN AN ANNUAL STATEMENT THAT AFFIRMS HIS/HER RECEIPT AND UNDERSTANDING OF THE POLICY AND THAT REQUIRES THE DISCLOSURE OF ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE REVIEWS THE COMPENSATION OF SAFE HORIZON'S CEO AND OFFICERS AND KEY EMPLOYEES WHO RECEIVE A BASE SALARY OF MORE THAN $150,000. IN CONDUCTING SUCH REVIEW, THE EXECUTIVE COMMITTEE RELIES ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY SUBSTANTIATES ITS DELIBERATION AND DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 SAFE HORIZON MAKES ITS ANNUAL FORM 990 AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. SAFE HORIZON'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE BY REQUEST. FORM 990, PART IX, LINE 11G CONTRACTED D.V.E. SERVICES: PROGRAM SERVICE EXPENSES 5,607,898. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,607,898. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 618,086. MANAGEMENT AND GENERAL EXPENSES 329,589. FUNDRAISING EXPENSES 6,805. TOTAL EXPENSES 954,480. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 1,126,168. MANAGEMENT AND GENERAL EXPENSES 177,733. FUNDRAISING EXPENSES 102,647. TOTAL EXPENSES 1,406,548. FORM 990, PART XII, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT HAS NOT BEEN CHANGED FROM PRIOR YEAR. HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 133601410 PROVIDE HOUSING FACILITY FOR LOW-INCOME AND NEEDY PERSONS IN NYC AREA NY 501(C)(3) LINE 7 SAFE HORIZON INC 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0