2018-02-21T16:09:24-06:00 2017-06-30 390859910 Baker Tilly Virchow Krause LLP 225 S 6th St 2300 Minneapolis MN 55402 990 2016-07-01 362235167 Rosecrance Inc ROSE 8153911000 1021 N Mulford Rd Rockford IL 61107 JOHN SCHUSTER Senior VP and CFO 8153911000 2018-02-13 1 Troy Marine CPA P00187863 6128764500 2018-02-13 69.11.230.151 2018-02-13 13:43:05 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 51E0EEA151B1858D65DA1F6874E2176CE8260246 2016 2021-01-29 14:40:06Z JOHN SCHUSTER 1021 N Mulford Rd Rockford IL 61107 67286186 0 X WWW.ROSECRANCE.ORG X 1998 IL ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS, AND FAMILIES. 19 19 936 19 0 0 936178 9133442 49778672 57075313 51902 116980 657366 960451 51424118 67286186 202129 286508 0 0 27210713 32730796 0 0 0 23777053 25518469 51189895 58535773 234223 8750413 77672991 83225567 31369862 28136227 46303129 55089340 X ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 1 0 12279362 4559 13736611 Rosecrance Harrison Campus is a 97-bed treatment center that provides detoxification, inpatient and outpatient programs for adults with substance abuse disorders. The facility includes a unit serving patients with co-occurring mental health and substance abuse disorders with a particular focus on post-traumatic stress disorder and the Florian Program, a specialized unit for firefighters and paramedics. Rosecrance Harrison Campus provided services to 3,600 clients. 10433343 7889 10685964 Rosecrance Griffin Williamson Campus serves adolescents and young adults ages 14 to 21 for detoxification needs and inpatient substance abuse treatment. Clients participate in a 12 Step-based program that incorporates clinical, medical, educational and experiential therapies into comprehensive, individualized treatment plans. Rosecrance Griffin Williamson Campus provided services to 800 clients. 8200192 48381 8280337 Rosecrance Ware Center offers behavioral helath outpatient services for adults. Services offered include board certified psychiatrists, counseling, therapy, community based case management, and crisis services and more. The facility includes the Recovery Resource Center, where clients can access computers and recovery materials, as well as opportunities for peer support, mentoring and community volunteerism. Rosecrance Ware Center provided services to 6,300 clients. 18265639 225679 24894679 Rosecrance Inc. provides help, hope and recovery to children, youth, adults and families. Rosecrance is dedicated to providing the highest quality care and the best evidence-based practices to treat substance use disorders and mental health issues. We're focused on one thing: Providing the best opportunity for lasting recovery.With more than 40 locations in Chicago, Northern and Central Illinois, Wisconsin and Iowa, Rosecrance offers comprehensive addiction services for adolescents and adults, including prevention, intervention, detoxification, inpatient and outpatient treatment, experiential therapies, dual-diagnosis care and family education. Rosecrance also offers high-quality, efficient and effective outpatient mental health services for children, adults and families through a variety of programs. Rosecrance serves more than 32,000 families each year. 18265639 225679 24894679 49178536 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 92 0 1 936 1 0 0 0 0 0 0 0 0 0 0 X 19 19 0 1 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN SCHUSTER 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 JOHN R COOK III DIRECTOR 2.00 X 0 0 0 GREGORY FRANCHINI SECRETARY 2.00 X X 0 0 0 LORAN L NIELSEN DIRECTOR 2.00 X 0 0 0 JODY SCHUMACHER DIRECTOR 2.00 X 0 0 0 JOE VANDERWERFF DIRECTOR 2.00 X 0 0 0 JEFF DIBENEDETTO CHAIRMAN 2.00 X X 0 0 0 JERRY PARIS DIRECTOR 2.00 X 0 0 0 DAN PECORA ASST TREASURER 2.00 X X 0 0 0 PAULA CARYNSKI VICE CHAIRMAN 2.00 X X 0 0 0 TOM FURST DIRECTOR 2.00 X 0 0 0 MARGARET WILKERSON TREASURER 2.00 X X 0 0 0 Lisa Kruse-Safford DIRECTOR 2.00 X 0 0 0 Curt Lansbery DIRECTOR 2.00 X 0 0 0 Barry Ackerson DIRECTOR 2.00 X 0 0 0 David Casalena DIRECTOR 2.00 X 0 0 0 Jay Ramshaw DIRECTOR 2.00 X 0 0 0 Brian Thiede DIRECTOR 2.00 X 0 0 0 PHILIP W EATON PRESIDENT/CEO 6.00 34.00 X 0 748026 111085 JOHN SCHUSTER Senior VICE PRESIDENT/CFO 6.00 34.00 X 0 200212 26233 Judith K Jobe-Ewers SR VP AND CHIEF ADMINISTRATOR 40.00 X 0 200697 29582 Thomas Wright MD SR VP of Medical Affairs 40.00 X 0 344886 39783 David W Gomel President of Rosecrance, Inc. 40.00 X 0 173084 40477 Janis Waddell SR VP of Marketing 40.00 X 0 162996 39667 Mary Ann Abate VP of Public Policy 40.00 X 0 150066 13170 0 1979967 299997 6 0 1 0 Trilok Shah MDIn touch physicians 420 S Ahrens Avenue Lombard IL 60148 PsyCHIATRIC 278587 RICHARD JACONETTE MD 1922 CLINTON STREET ROCKFORD IL 61103 PSYCHIATRIC 249948 Dennis Brightwell 310 N Farm Road Woodstock IL 60098 PSYCHIATRIC 233056 UMA SRIVASTAVA MD 2599 TANGLEWOOD LANE ROCKFORD IL 61114 PSYCHIATRIC 151875 Shahinah Jafry MD 3827 W Lake Village Drive Winnebago IL 61088 PSYCHIATRIC 151238 7 219624 8913818 9133442 PATIENT SERVICE REVENUE 624100 57075313 57075313 57075313 116952 116952 438173 0 438173 438173 438173 28 0 28 28 28 MISCELLANEOUS REVENUE 624100 522278 522278 522278 67286186 57597591 0 555153 286508 286508 25629618 25629618 1017646 1017646 4208298 4208298 1875234 1875234 54590 54590 89604 89604 4565235 4565235 1138791 1138791 225906 225906 1207521 1207521 2961940 2961940 416497 416497 86369 86369 536021 536021 2344196 2344196 309773 309773 MANAGEMENT FEE 9357237 9357237 direct operational expe 2224789 2224789 58535773 49178536 9357237 0 10029302 15427007 19933893 16425495 513109 711486 69943194 22547012 43385537 47396182 3811150 3265397 77672991 83225567 8280571 6911681 273800 386486 22608298 20512975 194481 311877 12712 13208 31369862 28136227 X 45792068 54542481 511061 546859 46303129 55089340 77672991 83225567 X 8750413 35798 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 6900083 6900083 45385860 10284817 35101043 214289 148094 66195 5233619 2955403 2278216 12209343 9158698 3050645 47396182 Amounts due to Rosecrance Properties 13208 13208 X 67286186 0 67286186 0 67286186 58535773 0 58535773 0 58535773 Part IV, Line 2b: Amounts due to representative payee included in balance sheet is $311,877. Part X, Line 2: The Organization accounts for uncertainty in income taxes under the authoritative guidance issued by Financial Accounting Standards Board ("FASB"). The Organization uses a threshold of more-likely-than-not to be sustained upon examination to account tor uncertainty in income taxes. Measurement of the tax uncertainty occurs if the recognition threshold has not been met. This guidance also addresses derecognition, classification, interest and penalties, disclosure, and transition. The Organization conducts business solely in the U.S. and, as a result, files federal tax returns. In the normal course of business the Organization is subject to examination by taxing authorities. The Organization's tax returns for years subsequent to 2013 are open, by statute, for review by authorities. However, at present, there are no ongoing income tax audits or unresolved disputes with the tax authorities that the Organization currently files or has filed with. As of June 30, 2017 and 2016, the Organization had no uncertain tax positions. 1 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE; CASH TO PURCHASE MEDICATION. 144 107718 cash CLIENT ASSISTANCE; CASH AWARDS TO PURCHASE BASIC NEEDS SUCH AS FOOD AND CLOTHING 125 29551 cash HOUSING ASSISTANCE; CASH AWARDS PRIMARILY FOR PAYMENT OF RENT. 299 149239 cash Part I, Line 2: Payments are made on client's behalf directly to the landlord, pharmacy or vendor after the recipient eligibility is established by our guidelines. 0 1 0 0 0 0 0 0 0 PHILIP W EATON PRESIDENT/CEO 0 512026 0 218000 0 18000 0 100014 0 11071 0 859111 0 0 JOHN SCHUSTER Senior VICE PRESIDENT/CFO 0 172212 0 10000 0 18000 0 14380 0 11853 0 226445 0 0 Judith K Jobe-Ewers SR VP AND CHIEF ADMINISTRATOR 0 182697 0 5000 0 13000 0 14400 0 15182 0 230279 0 0 Thomas Wright MD SR VP of Medical Affairs 0 309886 0 35000 0 0 0 18083 0 21700 0 384669 0 0 David W Gomel President of Rosecrance, Inc. 0 173084 0 0 0 0 0 13218 0 27259 0 213561 0 0 Janis Waddell SR VP of Marketing 0 162996 0 0 0 0 0 11821 0 27846 0 202663 0 0 Mary Ann Abate VP of Public Policy 0 148123 0 1943 0 0 0 10356 0 2814 0 163236 0 0 Part I, Line 3 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. Part I, Line 4b THE ORGANIZATION'S CEO PARTICIPATES IN A NON-QUALIFIED DEFERRED COMPENSATION PLAN. CONTRIBUTIONS FOR CALENDAR YEAR 2016 WERE $75,000. A ILLINOIS FINANCE AUTHORITY 861091967 Noneavail 2012-10-01 17360000 refinance existing debt and fund construction projects 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 NONeavail 2014-07-01 10000000 fund construction projects 0 0 0 A 1890000 17360000 290000 17070000 1 0 1 1 B 10000000 200000 9800000 0 0 1 1 A 0 0 0 0 0 0 0 B 0 1 0 0 0.01200 0.01200 0 0 0 A 0 0 0 0 1 0 0 0 1 B 0 0 0 0 1 0 0 0 1 A 1 B 1 Schedule K, Part II, Line 3: The obligated group for the 2012 bond issue includes Rosecrance, Inc. and Rosecrance health network. The obligated group for the 2014 bond issue includes Rosecrance, Inc. and Rosecrance health network. Form 990, Part III, line 2 On July 1, 2016 Rosecrance Inc. acquired Community Elements Inc. Following the acquisition Community Elements was dissolved. The acquisition was completed to expand the service area of Rosecrance. Community Elements was a behavioral healthcare organization serving 4,200 clients in Central Illinois. Form 990, Part VI, Section A, line 3 Rosecrance, Inc. has delegated management duties to ROSECRANCE HEALTH NETWORK (RHN), THE SOLE CORPORATE MEMBER, under a management agreement. Form 990, Part VI, Section A, line 4 The number of voting members increased from 17 to 19. Form 990, Part VI, Section A, line 6 ROSECRANCE, INC. HAS a sole CORPORATE member, ROSECRANCE HEALTH NETWORK. Form 990, Part VI, Section A, line 7a ROSECRANCE HEALTH NETWORK, THE SOLE CORPORATE MEMBER, HAS THE POWER TO APPOINT AND REMOVE THE GOVERNING BODY. Form 990, Part VI, Section A, line 7b ROSECRANCE HEALTH NETWORK HAS THE POWER TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS. The board of directors of Rosecrance, Inc. shall be entitled to make recommendations regarding such amendments. Form 990, Part VI, Section B, line 11b The IRS form 990 is prepared from audited financial statements and reviewed by management before being electronically transmitted to the full board of directors, who ultimately authorize the filing of the return. Form 990, Part VI, Section B, line 12c The members of the board of directors, the CEO and key employees are required annually to complete a conflict of interest disclosure statement with the corporation. The completed statements are reviewed by the board or committee. If it is determined that a conflict exists, that member shall not participate in discussion or voting on the matter that relates to the conflict. General Counsel on an annual basis provides instruction to the board on what constitutes a potential confilct. New members are required to disclose potential conflicts as part of his/her orientation. Form 990, Part VI, Section B, line 15 The ceo and CFO are paid by Rosecrance Health Network, a related entity. The CEO's compensation was determined using salary data for similarly qualified persons in functionally comparable positions at other non-profit organizations. The compensation data was obtained from survey conducted by independent third parties. the ceo compensation package was negotiated and approved by the executive committee of the board of directors. the actions to approve the compensation for the ceo are recorded in the official minutes of the organization. the compensation for key employees is determined using salary data for similarly qualified persons at other non-profit organizations. the compensation data was obtained from surveys conducted by independent third parties. copies of the compensation studies are maintained by the organization's human resources department. Form 990, Part VI, Section C, line 19 Copies of the governing documents, conflict of interest policy, and financial statements are made available to the general public upon written request Form 990, Part XI, line 9: Net Assets released from restriction 35,798. Form 990, Part XII, Line 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ROSECRANCE HEALTH NETWORK 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364874007 Provide management services for behavioral health care programs IL 501(c)(3) LINE 12A, i N/A 0 ROSECRANCE FOUNDATION 1022 NORTH MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE INC TO PROVIDE BEHAVIORAL HEALTH CARE TREATMENT. IL 501(c)(3) LINE 12A, i ROSECRANCE HEALTH NETWORK 0 ROSECRANCE PROPERTIES 1023 NORTH MULFORD ROAD ROCKFORD IL 61107 364167890 HOLD TITLE TO PROPERTIES FOR ROSECRANCE HEALTH NETWORK. IL 501(c)(2) ROSECRANCE HEALTH NETWORK 0 Mental Health Center of Champaign County Housing Corp 1801 Fox Drive Champaign IL 61820 371295713 Provide Housing for clients IL 501(c)(3) LINE 10 Rosecrance Inc 0 Mental Health Center of Champaign County Housing Corp II 1801 Fox Drive champaign IL 61820 341415172 provide Housing for clients IL 501(c)(3) LINE 10 Rosecrance Inc 0 New Life Outpatient Center Inc 2322 E Kimberly Road Suite 200N Davenport IA 52807 363771041 Counseling IA Rosecrance Health Network S 0 0 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 ROSECRANCE FOUNDATION C 1237431 CASH - Contribution ROSECRANCE HEALTH NETWORK M 9357237 CASH - Management Fees ROSECRANCE HEALTH NETWORK D 1000000 FMV Rosecrance Properties K 158498 CASH - Rent Mental Health Center of Champaign County Housing Corp L 10752 Cash Mental Health Center of Champaign County Housing Corp II L 9420 cash