2018-02-19T10:55:38-06:00 2017-06-30 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2016-07-01 930686108 NWEA NWEA 5036241951 121 NW EVERETT STREET PORTLAND OR 97209 JEFFREY STRICKLER PRESIDENT & COO 5036241951 2018-02-08 1 JANE SEARING P00000565 4254544919 2018-02-08 65.158.230.194 2018-02-08 11:07:53 PS P EE9472A6866F5D2CC65667176191C38BB98995E0 FD58FABAE5F74259F68711CC562BAA49AD14424E 2016 2021-01-29 14:40:06Z JEFFREY STRICKLER 121 NW EVERETT STREET PORTLAND OR 97209 129753544 0 X WWW.NWEA.ORG X 1977 OR PARTNERING TO HELP ALL KIDS LEARN. 8 8 769 8 0 0 0 0 119404560 130310499 300078 113731 188893 -670686 119893531 129753544 151080 163893 0 0 73161020 82601114 0 0 0 37627522 48722793 110939622 131487800 8953909 -1734256 86276657 78514598 76379220 69231704 9897437 9282894 PARTNERING TO HELP ALL KIDS LEARN. 0 0 98576008 163893 130759526 DEVELOP AND PROVIDE RESEARCH-BASED EDUCATIONAL GROWTH MEASURES, PROFESSIONAL TRAINING, CONSULTING SERVICES AND STANDARDIZED TEST SCORING TO IMPROVE TEACHING AND LEARNING FOR PUBLIC AND PRIVATE SCHOOL AGENCIES AND STAFF. 98576008 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 187 0 1 769 1 0 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OR CA NY X GERI COHEN 5036241951 121 NW EVERETT STREET PORTLAND OR 97209 RONALD BLOCKER DIRECTOR 1.00 X 0 0 0 DEBORAH S DELISLE DIRECTOR 1.00 X 0 0 0 STEVE FLEISCHMAN BOARD VICE CHAIR 1.00 X X 0 0 0 PATRICIA E SMITH DIRECTOR 1.00 X 0 0 0 MARK STRICKLAND DIRECTOR 1.00 X 0 0 0 DR JOSEPH J WISE DIRECTOR 1.00 X 0 0 0 DR KENNETH K WONG BOARD CHAIR 1.00 X X 0 0 0 DR JIM ANGERMEYR DIRECTOR 1.00 X 0 0 0 MATTHEW CHAPMAN CEO 40.00 X 417825 0 98981 JEFFREY STRICKLER PRESIDENT & COO 40.00 X 355436 0 103544 GERI COHEN SR. VP & CFO 40.00 X 225153 0 78489 MARK CAMPILLO SR. VP & CTO 40.00 X 214992 0 73006 ANTOINETTE JAFFE SR. VP, HR & ORG. DEVELOPMENT 40.00 X 214898 0 65448 KATHERINE TOPPING SR. VP, MARKETING 40.00 X 188793 0 60861 BRENT LIEBERMAN SR. VP, PARTNER ACCOUNTS 40.00 X 251009 0 87457 JANICE LAROCCA SR. VP, PARTNER SERVICES 40.00 X 200155 0 63597 FRED MCDANIEL SR. VP, PROD. MGMT. & PUBLISHING 40.00 X 213866 0 55813 RAYMOND YEAGLEY SR. VP, RESEARCH & CHIEF ACADEM. OFF. 40.00 X 204017 0 54128 JASON MENDENHALL SR. VP, STRATEGIC SOLUTIONS 40.00 X 167272 0 61802 PAUL THARP VP, SERVICE DELIVERY 40.00 X 195793 0 47129 MICHAEL MOORE VP, PROD. MGMT. & BUSINESS DEVELOP. 40.00 X 181476 0 36056 JOE SCHERER EXEC. DIR., SUPERINT. NATL. DIALOGUE 40.00 X 176125 0 56558 NITA GOODRICH VP, POLICY & ADVOCACY 40.00 X 174240 0 40537 DUSTIN MILBERG VP, PROD. OPS. & PLATFORM STRATEGY 40.00 X 173800 0 25486 3554850 0 1008892 186 0 1 0 HITACHI CONSULTING 14643 DALLAS PARKWAY SUITE 800 DALLAS TX 75254 CONTRACT STAFFING 3779614 PRO UNLIMITED INC 7777 GLADES ROAD SUITE 208 BOCA RATON FL 33434 CONTRACT STAFFING 1122978 EMPIRICAL INC 1001 SE WATER AVE SUITE 490 PORTLAND OR 97214 CONTRACT STAFFING 931996 VANDERHOUWEN & ASSOCIATES INC 6342 SW MACADAM AVENUE PORTLAND OR 97239 CONTRACT STAFFING 790091 PEPPER FOSTER CONSULTING LLC 1130 SW MORRISON ST 525 PORTLAND OR 97205 BUSINESS CONSULTING SERVICES 639518 33 LICENSING 611710 117739352 117739352 WORKSHOPS & CONSULTING 611710 8991995 8991995 SERVICE REVENUE 611710 3579152 3579152 130310499 113106 113106 625 0 625 625 625 REIMBURSEMENT COSTS 611710 449027 449027 LOSS ON CONTRACTS 900099 -1119713 -1119713 -670686 129753544 130759526 0 -1005982 X 163893 163893 3320613 2457254 863359 54973697 40680536 14293161 8001340 5920992 2080348 11347746 8450130 2897616 4957718 3668711 1289007 387347 213041 174306 111589 61374 50215 760290 516997 243293 21985793 14874080 7111713 2710921 2710921 1430014 948884 481130 2328736 1746552 582184 1598186 1598186 2108090 1514377 593713 5323039 4886856 436183 52797 39598 13199 7264836 6276980 987856 420940 84188 336752 TRAINING & DEVELOPMENT 835766 731778 103988 DUES & SUBSCRIPTIONS 825007 618755 206252 579442 411925 167517 131487800 98576008 32911792 0 4532371 5057783 15945032 6948971 3349128 3504634 2663118 3919084 64118204 14651634 50589470 49466570 270231 317340 8881065 9153133 46242 147083 86276657 78514598 12558567 11673399 500000 250000 20360374 21553002 36836430 35437963 3632832 0 2491017 317340 76379220 69231704 X 9897437 9282894 9897437 9282894 86276657 78514598 X -1734256 1119713 X 0 1 X 1 0 X 100672300 108513020 114197530 119593453 130759526 573735829 100672300 108513020 114197530 119593453 130759526 573735829 0 3029240 2644838 1285700 1668445 1034675 9662898 3029240 2644838 1285700 1668445 1034675 9662898 564072931 131987 150232 298885 92603 113106 786813 131987 150232 298885 92603 113106 786813 70221 65655 91807 -1119713 -892030 100874508 108728907 114588222 119686056 129752919 573630612 0.98330 0.98080 0.00140 0.00150 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: REIMBURSEMENT REVENUE - 2012 AMOUNT: $ 70,221. 2013 AMOUNT: $ 65,655. 2014 AMOUNT: $ 91,807. LOSS ON CONTRACTS - 2016 AMOUNT: $ -1,119,713. 498333 498333 130989467 131487800 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 335640 338575 714443 498333 1886991 250000 250000 250000 250000 1000000 1500000 8464 8464 20425000 20425000 26974008 2354966 24619042 13059142 9472017 3587125 3660054 2824651 835403 49466570 DEFERRED COMPENSATION 317340 317340 130873257 0 130873257 -1119713 -1119713 129753544 131487800 0 131487800 0 131487800 PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON CONTRACTS -1,119,713. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 1912 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 12380 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 12597 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 28037 NORTH AMERICA 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 18424 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 3931 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR PROFESSIONAL DEVELOPMENT AND TESTING SERVICES 421 0 0 0 0 0 0 77702 0 77702 0 0 0 0 0 0 FORM 990, SCHEDULE F, PART I, LINE 3F THE FOREIGN EXPENDITURES ARE REPORTED ON THE ACCRUAL METHOD OF ACCOUNTING. 1 MAYBELLE CENTER FOR COMMUNITY 121 NW 6TH AVENUE PORTLAND OR 97209 931060938 501(C)(3) 10000 GENERAL SUPPORT ST JOSEPH THE WORKER CORPORATE INTERNSHIP PROGRAM 7528 N FENWICK AVENUE PORTLAND OR 97217 931322114 501(C)(3) 34515 GENERAL SUPPORT BIG BROTHERS BIG SISTERS 1827 NE 44TH AVENUE SUITE 100 PORTLAND OR 97213 931303640 501(C)(3) 29950 GENERAL SUPPORT ALL HANDS RAISED 2069 NE HOYT STREET PORTLAND OR 97232 931149798 501(C)(3) 10000 GENERAL SUPPORT ATLANTIC RESEARCH PARTNERS 13720 OLD ST AUGUSTINE ROAD SUITE 8-256 JACKSONVILLE FL 32258 261392943 501(C)(3) 10000 GENERAL SUPPORT NATIONAL GOVERNORS ASSOCIATION 444 NORTH CAPITOL STREET STE 267 WASHINGTON DC 20001 237391796 501(C)(3) 15000 GENERAL SUPPORT OREGON MUSEUM OF SCIENCE AND INDUSTRY 1945 SE WATER AVENUE PORTLAND OR 97214 930402877 501(C)(3) 10000 GENERAL SUPPORT OPEN SCHOOL INC 7633 N WABASH AVENUE PORTLAND OR 97217 930757378 501(C)(3) 10000 GENERAL SUPPORT OREGON BUSINESS ASSOCIATION 200 SW MARKET STREET SUITE L100 PORTLAND OR 97201 931280673 501(C)(6) 18903 GENERAL SUPPORT 8 1 PART I, LINE 2: THE GRANT FUNDS ARE FOR GENERAL SUPPORT OF THE AWARDEE ORGANIZATIONS. X X X 1 0 0 0 0 0 0 0 0 MATTHEW CHAPMAN CEO 393303 0 8912 0 15610 0 69438 0 29543 0 516806 0 0 0 JEFFREY STRICKLER PRESIDENT & COO 341308 0 8038 0 6090 0 76526 0 27018 0 458980 0 0 0 GERI COHEN SR. VP & CFO 213959 0 5067 0 6127 0 57339 0 21150 0 303642 0 0 0 MARK CAMPILLO SR. VP & CTO 204802 0 4776 0 5414 0 55356 0 17650 0 287998 0 0 0 ANTOINETTE JAFFE SR. VP, HR & ORG. DEVELOPMENT 204250 0 4660 0 5988 0 54750 0 10698 0 280346 0 0 0 KATHERINE TOPPING SR. VP, MARKETING 180214 0 3433 0 5146 0 51032 0 9829 0 249654 0 0 0 BRENT LIEBERMAN SR. VP, PARTNER ACCOUNTS 239053 0 5105 0 6851 0 61125 0 26332 0 338466 0 0 0 JANICE LAROCCA SR. VP, PARTNER SERVICES 188937 0 4310 0 6908 0 52521 0 11076 0 263752 0 0 0 FRED MCDANIEL SR. VP, PROD. MGMT. & PUBLISHING 203996 0 4834 0 5036 0 37640 0 18173 0 269679 0 0 0 RAYMOND YEAGLEY SR. VP, RESEARCH & CHIEF ACADEM. OFF 192253 0 4678 0 7086 0 30450 0 23678 0 258145 0 0 0 JASON MENDENHALL SR. VP, STRATEGIC SOLUTIONS 160584 0 1553 0 5135 0 36506 0 25296 0 229074 0 0 0 PAUL THARP VP, SERVICE DELIVERY 130319 0 3961 0 61513 0 39231 0 7898 0 242922 0 0 0 MICHAEL MOORE VP, PROD. MGMT. & BUSINESS DEVELOP. 171005 0 3890 0 6581 0 25725 0 10331 0 217532 0 0 0 JOE SCHERER EXEC. DIR., SUPERINT. NATL. DIALOGUE 149848 0 3733 0 22544 0 24391 0 32167 0 232683 0 0 0 NITA GOODRICH VP, POLICY & ADVOCACY 164977 0 3844 0 5419 0 25311 0 15226 0 214777 0 0 0 DUSTIN MILBERG VP, PROD. OPS. & PLATFORM STRATEGY 103813 0 0 0 69987 0 19572 0 5914 0 199286 0 0 0 PART I, LINE 4A DUSTIN MILBERG RECEIVED SEVERANCE IN THE AMOUNT OF $44,200, PAID IN AUGUST 2016. PAUL THARP RECEIVED SEVERANCE IN THE AMOUNT OF $42,500, PAID IN OCTOBER 2016. MARK CAMPILLO RECEIVED SEVERANCE IN THE AMOUNT OF $107,500, PAID IN JULY 2017. A STATE OF OREGON 936001787 2015-09-28 37905000 FINANCE BUILDING 0 0 0 A 2318383 37905000 37905000 2015 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 1 0 0 0 0 0 0 0 A 0 HOOLEY & NAITO LLC ENTITY MORE THAN 35% OWNED BY DARLENE HOOLEY, FORMER DIRECTOR. 18000 THE ASSOCIATION ENGAGES HOOLEY AND NAITO, LLC TO PROVIDE ADVOCACY AND LOBBYING SERVICES. 0 REASONABLE EFFORTS FORM 990, PART I, LINE 6, DESCRIPTION OF VOLUNTEERS: VOLUNTEERS ARE COMPOSED OF UNCOMPENSATED BOARD MEMBERS. FORM 990, PART IV: REASONABLE EFFORTS NWEA SATISFIES THE REASONABLE EFFORT STANDARD IN THE FOLLOWING MANNER: ANNUALLY, NWEA COLLECTS SIGNED CONFLICT OF INTEREST DISCLOSURE STATEMENTS (A "STATEMENT") FROM ITS OFFICERS, BOARD OF DIRECTORS, AND KEY EMPLOYEES. THE SIGNED STATEMENTS AFFIRM EACH SUCH INDIVIDUAL RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY (THE "POLICY"), READ AND UNDERSTOOD THE POLICY, COMPLIED (AND WILL CONTINUE TO COMPLY) WITH THE POLICY, AND UNDERSTANDS NWEA IS A CHARITABLE ORGANIZATION THAT ENGAGES PRIMARILY IN ACTIVITIES THAT ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. NWEA ALSO USES THE ANNUAL STATEMENT TO COLLECT INFORMATION FROM EACH MEMBER OF THE BOARD OF DIRECTORS, OFFICER, AND KEY EMPLOYEE REGARDING THE EXISTENCE OF RELATED PARTIES, LEGAL PROCEEDINGS, AND OTHER AFFILIATIONS THAT COULD POSE AN ACTUAL OR POTENTIAL CONFLICT. IF ANY OFFICER OR MEMBER OF THE BOARD OF DIRECTORS FAILS TO SIGN A STATEMENT AT LEAST ONCE EVERY TWELVE (12) MONTHS, SAID OFFICER OR MEMBER OF THE BOARD OF DIRECTORS IS DISQUALIFIED FROM SERVING IN HIS/HER CAPACITY UNTIL THE REQUIRED STATEMENT IS SIGNED. IF A KEY EMPLOYEE FAILS TO SIGN, SAID KEY EMPLOYEE IS SUBJECT TO IMMEDIATE REVIEW UNDER THE DIRECTION OF THE DIRECTOR OF HUMAN RESOURCES IN CONJUNCTION WITH THE CHIEF OPERATING OFFICER. AS PART OF THIS ANNUAL PROCESS, NWEA ALSO REVIEWS THE FORM 990 QUESTIONS TO DETERMINE WHETHER SCRUTINY OF BOARD MEMBERS, OFFICERS OR KEY EMPLOYEES ABOVE AND BEYOND THE ANNUAL STATEMENTS IS REQUIRED TO CONFIRM THE VERACITY OF FORM 990. NWEA BELIEVES THE QUESTIONS REQUIRING SUCH ADDITIONAL SCRUTINY, INCLUDING BUT NOT LIMITED TO QUESTIONS 27 AND 28 OF PART IV OF THE FORM 990 (2016), ARE ADDRESSED BY THE STATEMENTS AND THEREFORE DOES NOT REQUIRE ADDITIONAL QUESTIONNAIRES BE COMPLETED BY BOARD MEMBERS, OFFICERS, AND/OR KEY EMPLOYEES. FURTHERMORE, NWEA DOES NOT ENGAGE IN FUNDRAISING ACTIVITIES OR GENERATE EXPENSES RELATED TO FUNDRAISING, NOR DOES NWEA MAKE GRANTS OR LOANS TO BOARD MEMBERS OR EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE FORM 990 PRIOR TO FILING. A FULL COPY OF THE TAX RETURN IS DISTRIBUTED TO THE BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C SIGNED STATEMENTS ARE COLLECTED ANNUALLY FROM EACH DIRECTOR, OFFICER, COMMITTEE MEMBER OF THE BOARD OF DIRECTORS, AND KEY EMPLOYEES THAT AFFIRM THAT EACH INDIVIDUAL HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, COMPLIES WITH THE POLICY, AND UNDERSTANDS THAT NWEA IS A CHARITABLE ORGANIZATION THAT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. THE FAILURE OF ANY DIRECTOR, OFFICER, OR COMMITTEE MEMBER OF THE BOARD OF DIRECTORS TO SIGN SUCH A STATEMENT AT LEAST ONCE EVERY TWELVE (12) MONTHS WILL DISQUALIFY THAT INDIVIDUAL FROM FURTHER SERVICE AS A DIRECTOR, OFFICER, OR COMMITTEE MEMBER OF THE BOARD OF DIRECTORS UNTIL THE REQUIRED STATEMENT IS SIGNED. FAILURE TO SIGN BY A KEY EMPLOYEE WILL RESULT IN IMMEDIATE REVIEW UNDER THE DIRECTION OF THE DIRECTOR OF HUMAN RESOURCES IN CONJUNCTION WITH THE CHIEF OPERATING OFFICER. ALL DIRECTORS AND OFFICERS DOWN TO THE COMPANY DIRECTOR LEVEL ARE REQUIRED TO ANNUALLY COMPLETE CONFLICT OF INTEREST DISCLOSURES. THESE ARE REVIEWED BY THE CORPORATE SECRETARY TO DETERMINE WHETHER THERE ARE ANY POTENTIAL CONFLICTS OF INTEREST. IF THERE IS A POTENTIAL CONFLICT OF INTEREST AT THE COMPANY DIRECTOR TO VICE PRESIDENT LEVEL, A REVIEW IS CONDUCTED BY THE CORPORATE SECRETARY IN CONJUNCTION WITH THE VICE PRESIDENT OF HUMAN RESOURCES TO DETERMINE WHETHER THERE IS AN ACTUAL CONFLICT OF INTEREST. IF THERE IS A POTENTIAL CONFLICT OF INTEREST AT THE EXECUTIVE OFFICER OR BOARD LEVEL, THE POTENTIAL CONFLICT IS BROUGHT TO THE BOARD FOR REVIEW AND DETERMINATION REGARDING THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE SETTING OF THE CEO AND OTHER EXECUTIVE COMPENSATION WAS DONE IN CONNECTION WITH AN INDEPENDENT COMPENSATION CONSULTANT WHO REVIEWED MARKET INFORMATION AND MADE RECOMMENDATIONS TO THE BOARD OF DIRECTORS. THE BOARD REVIEWED THE INDEPENDENT ANALYSIS AND RECOMMENDATIONS AND APPROVED COMPENSATION AND PAY RANGES FOR THE CEO AND OTHER MEMBERS OF THE EXECUTIVE TEAM. THIS SAME APPROACH WAS PERFORMED BY A SEPARATE COMPENSATION CONSULTANT FOR THE REST OF THE ORGANIZATION, INCLUDING THE BOARD OF DIRECTORS, IN ORDER TO MAINTAIN INDEPENDENCE WITH HUMAN RESOURCES FUNCTIONS. THE LAST COMPENSATION REVIEW WAS IN AUGUST, 2017. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTED STAFF: PROGRAM SERVICE EXPENSES 8,893,767. MANAGEMENT AND GENERAL EXPENSES 3,124,837. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 12,018,604. OTHER CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 5,980,313. MANAGEMENT AND GENERAL EXPENSES 3,986,876. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,967,189. FORM 990, PART XI, LINE 9: LOSS ON CONTRACTS 1,119,713.