2018-02-28T14:57:25-06:00 2017-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2016-07-01 362670036 Gateway Foundation Inc GATE 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Tomas Del Rio CFO 3126631130 2018-02-28 1 Zack Fortsch P00052725 3126343400 108.171.131.189 2018-02-28 14:57:18 CS P 37AB53F3E1FE5B259FEACB8EAA64376B229EE5AE 37AB53F3E1FE5B259FEACB8EAA64376B229EE5AE 2016 2021-01-29 14:40:06Z Dr Thomas P Britton Ph 55 E Jackson Blvd No 1500 Chicago IL 60604 74739924 0 X www.recovergateway.org X 1964 IL Gateway Foundation is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 14 14 1850 14 0 0 12623 13794 75304287 73620840 -9292 15040 402175 1077447 75709793 74727121 0 0 0 0 49994545 51197245 0 0 0 25391159 26560838 75385704 77758083 324089 -3030962 27581871 30732784 31844224 34382633 -4262353 -3649849 X Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 0 0 57880054 73620840 See Schedule OEstablished in 1968, Gateway Foundation, Inc. is a 501(c)(3) not-for-profit corporation incorporated in the State of Illinois. Over the past 50 years, Gateway has become one of the largest and most trusted providers of substance use and co-occurring treatment services in the United States. Spanning five decades of service, our mission has been, and continues to be, the provision of substance use and co-occurring disorders treatment that are therapeutically effective and cost efficient. Gateway's vision is to be the nation's leading treatment provider, helping to create access through affordable, high quality intervention for individuals suffering from substance use and mental health disorders. Gateway employs a clinical model that is constantly evolving to incorporate best practice science driven intervention including the use of psychiatry and addiction medicine.Gateway today has treatment sites Spanning seven states, including Illinois, Texas, Delaware, Missouri, New Jersey, Michigan and Wyoming serving over 6,500 persons daily. In total, Gateway maintains over 50 sites, all dedicated to providing a range of substance use disorder treatment. Programs are provided in both community and correctional settings, and serve a diverse clientele, including adolescents andadults with substance use disorders, incarcerated and formerly incarcerated adults, and those with co-occurring mental health disorders. Gateway has a 50 year legacy of providing evidenced-based, trauma-informed, licensed, accredited services in these programs. Our treatment programs emphasize the development of life skills that enhance individuals' abilities to maintain active recovery from substances while living a healthy and productive life. We provide expertise in best practices, possess financial stability, and have extensive administrative support services. Gateway Foundation is fully accredited by The Joint Commission.In fiscal year 2017, Gateway Foundation, Inc. expanded operations to open three new treatment facilities in Gurnee, Joliet and Springfield Illinois. The expansion was driven by our mission and vision to provide high quality care to all who are in need. Gateway Foundation has purchased a building in Jacksonville, IL that will go live in April of 2018 to further expand care to those in need. Gateway continues to make significant investment into creating and maintaining an infrastructure that will continue to grow the organization while providing high quality excellent care. 57880054 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 137 0 1 1850 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Dwayne Lee 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Michael Anthony Director 1.00 1.00 X 0 0 0 David Johnson Director 1.00 1.00 X 0 0 0 David Onion Director 1.00 1.00 X 0 0 0 Patricia Jones Director 1.00 1.00 X 0 0 0 Warren Harrington Secretary 1.00 1.00 X X 0 0 0 Glenn Baer Huebner Chairman 1.00 1.00 X X 0 0 0 Frances Pitera Director 1.00 1.00 X 0 0 0 Arla Lach Director 1.00 1.00 X 0 0 0 Amalesh Sanku Treasurer 1.00 1.00 X X 0 0 0 Elizabeth Ogilvie Simer Director 1.00 1.00 X 0 0 0 Andy Smith Director 1.00 1.00 X 0 0 0 Mary Cesare Murphy Director 1.00 1.00 X 0 0 0 Richard L Eichholz PhD Director 1.00 1.00 X 0 0 0 Sidney Bradley Director 1.00 1.00 X 0 0 0 Dr Thomas P Britton PhD President & CEO 34.00 4.00 X 584470 0 29624 Tomas Del Rio CFO 34.00 4.00 X 116664 0 654 Patricia Aitken Vice President 34.00 4.00 X 94375 0 3545 Daniel Molintor Vice President 34.00 4.00 X 213843 0 31802 Susan Cambria President Comm Division 34.00 4.00 X 273688 0 1346 Gregory Dockins President Corr Division 34.00 4.00 X 230609 0 20752 Jodi Levine VP Marketing 38.00 0.00 X 256208 0 29364 Sarah Thoren Executive Director 38.00 0.00 X 191295 0 29196 Jerald McKenna Comm Business Director 38.00 0.00 X 139337 0 20633 Kerry Henry Executive Director 38.00 0.00 X 140598 0 1384 Dwayne Lee Controller 38.00 0.00 X 137323 0 8143 2378410 0 176443 31 0 1 0 NTT Data Inc PO Box 4201 Boston MA 02211 IT 527621 Synergetic Solutions Inc 3673 Lexington Ave N Suite H2 40 StPaul MN 55126 IT 266961 Kaufman Hall & Associates 5202 Old Orchard Rd Suite 700 Skokie IL 60077 Mgmt. Consultant 233525 LaSalle Network 200 N LaSalle St Suite 2500 Chicago IL 60601 Temp. Employment 213007 Randstad North America Po Box 847872 Dallas TX 752847872 HR Services 173958 31 13794 10494 13794 Substance Abuse & Mental Health 624100 73620840 73620840 73620840 35100 0 35100 35100 35100 27843 12803 15040 15040 15040 Work Comp. Reimbursement 900099 449427 449427 Vendor Refunds 900099 374080 374080 Interco Transfer 900099 161552 161552 57288 57288 1042347 74727121 73620840 0 1092487 1249218 1249218 40009343 31717237 8292106 363866 251277 112589 6485267 5297426 1187841 3089551 2400085 689466 426118 426118 175399 175399 101251 101251 4501884 2340568 2161316 1319245 20167 1299078 5312807 4828456 484351 1281158 374351 906807 6212240 5455804 756436 996925 597674 399251 196261 107983 88278 16 16 1228659 797973 430686 245797 167665 78132 Bad Debt-Doubtful Accts 2873868 2873868 Staff Development/Recog 612035 312887 299148 Impairment 577726 577726 Operating Fees 165288 47641 117647 334161 288976 45185 77758083 57880054 19878029 0 3098770 5032075 94289 126660 18596138 18769244 1901275 1479646 15676378 12351219 3891399 3325159 0 2000000 27581871 30732784 7251772 8001381 382560 16635 24209892 26364617 31844224 34382633 X -4262353 -3649849 -4262353 -3649849 27581871 30732784 X -3030962 3643466 X 0 1 X 1 1 1 X 52111 12708 13395 12623 13794 104631 62100039 67681246 67935328 75304287 73620840 346641740 62152150 67693954 67948723 75316910 73634634 346746371 0 0 0 346746371 27140 20871 15000 69312 35100 167423 27140 20871 15000 69312 35100 167423 40944 84902 297750 372175 880795 1676566 62220234 67799727 68261473 75758397 74550529 348590360 0.99470 0.99490 0.00050 0.00280 X Schedule A, Part III, Line 12, Explanation of Other Income: Other Income - 2012 Amount: $ 40,944. 2013 Amount: $ 84,902. 2014 Amount: $ 297,750. 2015 Amount: $ 301,952. 2016 Amount: $ 57,288. Insurance Proceeds - 2015 Amount: $ 70,223. Vendor Refunds - 2016 Amount: $ 374,080. Work Comp Reimbursement - 2016 Amount: $ 449,427. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 101251 101251 77656832 77758083 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 79275 31500 69128 101251 281154 250000 250000 250000 250000 1000000 1500000 700790 100315 179563 157542 823216 740527 88100 -5308 122528 700790 683485 100669 85919 129547 740527 531375 106604 165055 119549 683485 445792 102170 76409 92996 531375 1.00000 0 1 1 1447594 1047812 399782 8228527 6839486 1389041 6000257 4463921 1536336 3325159 Due from Related Organization 2000000 2000000 Due to Related Organizations 24778550 Due to Third Party Contractors 229936 Other Liabilities 1769 Overpayment on Services 1354362 26364617 X Part V, Line 4: Endowment funds are used to provide underwriting to clients for treatment and educational scholarships. Part X, Line 2: The accounting standard on uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, the continued tax-exempt status of bonds issued by the Organization, and various positions related to the potential sources of unrelated business taxable income (UBIT). The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Organization files Forms 990 in the U.S. federal jurisdiction and Form AG 990-IL in the State of Illinois. Forms 990 file by the Organization are subject to examination by the Internal Revenue Service (IRS) up to three years from extended due to date of each return. The Organization is generally no longer subject to examination by the IRS for fiscal years ended before 2014. X X X X 0 0 0 0 0 0 0 0 0 Dr Thomas P Britton PhD President & CEO 446740 0 134100 0 3630 0 0 0 29624 0 614094 0 0 0 Daniel Molintor Vice President 176507 0 36429 0 907 0 0 0 31802 0 245645 0 0 0 Susan Cambria President Comm Division 235861 0 29706 0 8121 0 0 0 1346 0 275034 0 0 0 Gregory Dockins President Corr Division 183349 0 47260 0 0 0 0 0 20752 0 251361 0 0 0 Jodi Levine VP Marketing 215341 0 39061 0 1806 0 0 0 29364 0 285572 0 0 0 Sarah Thoren Executive Director 161128 0 28648 0 1519 0 0 0 29196 0 220491 0 0 0 Jerald McKenna Comm Business Director 121425 0 16271 0 1641 0 0 0 20633 0 159970 0 0 0 Part I, Line 3 The Gateway Foundation, Inc. Board of Directors, through the Compensation Committee, develops the compensation plan for the executive staff and establishes appropriate salary ranges and other features of the compensation plan. The Chief Executive Officer's compensation is determined by the Compensation Committee. Salaries for the other members of the executive staff are developed by the CEO, within approved parameters, and are approved by the Compensation Committee. All Compensation Committee members are free of conflict, and are required to disclose any potential conflicts at each meeting prior to taking action on any item. Committee meeting minutes include the Committee members conflict of interest responses; should a Committee member disclose a potential conflict, the Committee member is recused, if deemed appropriate by the remainder of the Committee members, and abstains from voting. Form 990, Part IV, Line 24a A $3,210,000 tax-exempt bond that was assumed by Gateway Foundation has been recorded on the balance sheet of G.W. Foundation (EIN: 23-7128924). G.W. Foundation holds the title and indebtedness of real property used and operated by its tax-exempt affiliates, which includes Gateway Foundation, Inc. The details of the bond are included on G.W. Foundation's Form 990. Form 990, Part VI, Section B, line 11b Form 990 is reviewed by the Management team and Audit Committee before being presented to the Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, line 12c Our directors are selected for many reasons, among which are their integrity and honesty. Each year our directors provide a "Conflict of Interest" statement certifying that he/she is not engaged in any activities that would constitute a conflict of interest. For our part, the Corporate Compliance officer monitors the companies with which each of our directors is employed and/or owns to determine if those companies have procured or are seeking to procure business with Gateway or with the business of any other director. Per our conflict of interest policy, if it is determined that a conflict exists, the Supply Management Director or designee will investigate alternatives to the proposed vendor. Form 990, Part VI, Section B, line 15 The Board of Directors has a compensation committee made up of independent board members that determine and approve the executive compensation. All compensation committee meetings have a record of actions and decisions that were made. Gateway has used compensation surveys and independent consultants in 2008, 2012, and 2013. Form 990, Part VI, Section C, line 19 Form 990, governing documents, conflict of interest policies, and financial statements are available upon request for the same period of disclosure as set forth in the IRC Section 6104(d). Form 990, Part XI, line 9: Administrative Overhead Allocation to Gateway Foundation-Texas 3,643,466. Gateway Youth Care Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 363820903 Treatment of mental/substance abuse IL 501(c)(3) Line 10 Gateway Foundation Inc 1 Gateway Foundation - Texas 800 Town and Country Blvd Houston TX 77024 760431133 Substance abuse TX 501(c)(3) Line 10 Gateway Foundation Inc 1 GW Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 237128924 Holds titles of property & investments IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Gateway Charitable Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 364063660 Collects donations IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Gateway Foundation - Texas P 25610524 Cash GW Foundation Inc K 2427480 FMV GW Foundation Inc Q 1929504 Cash GW Foundation Inc R 86905 Cash Gateway Charitable Foundation Inc Q 179141 Cash Gateway Charitable Foundation Inc R 143734 Cash Gateway Charitable Foundation Inc S 161552 Cash