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DISCRETIONARY GRANT 450 THE SALVATION ARMY 120 W 14TH STREET NEW YORK NY 10011 PC 2017 DIRECTOR DISCRETIONARY GRANT 2000 THE SMILE TRAIN 41 MADISON AVE 28TH FLOOR NEW YORK NY 10010 PC 2017 DIRECTOR DISCRETIONARY GRANT 2000 THE WINIFRED MASTERSON BURKE REHABILITATION HOSPITAL 785 MAMARONECK AVENUE WHITE PLAINS NY 10605 PC 2017 DIRECTOR DISCRETIONARY GRANT 1000 THEATRE FOR A NEW AUDIENCE INC 154 CHRISTOPHER STREET SUITE 3D NEW YORK NY 10014 PC 2017 NYC PUBLIC SCHOOL SHAKESPEARE EDUCATION PROGRAMS 10000 TIDES CENTER 568 BROADWAY SUITE 701 NEW YORK NY 10012 PC UNRESTRICTED FUNDING 35000 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 630 W 168TH STREET PS ROOM 5-423 NEW YORK NY 10032 PC CHALLENGE GRANT FOR RESEARCH AND CLINICAL CARE 1225000 TRUSTEES OF COLUMBIA UNIVERSITY 415 WEST 116TH STREET BOX 1-17 NEW YORK NY 10027 PC 2017 DIRECTOR DISCRETIONARY GRANT 1000 UNITED JEWISH CHARITIES OF GREATER CHARLOTTE INC 5007 PROVIDENCE ROAD CHARLOTTE NC 28226 PC 2017 DIRECTOR'S DISCRETIONARY GRANT 1000 UNIVERSITY OF NEW HAVEN 300 BOSTON POST RD WEST HAVEN CT 065161916 PC TOW YOUTH JUSTICE INSTITUTE 366667 VERA INSTITUTE OF JUSTICE INC 233 BROADWAY 12TH FLOOR NEW YORK NY 10279 PC UNRESTRICTED FUNDING 325000 VISITING NURSE & HOSPICE OF FAIRFIELD COUNTY INC PO BOX 489 WILTON CT 06897 PC 2017 DIRECTOR DISCRETIONARY GRANT 5000 VIVIAN BEAUMONT THEATER INC 150 WEST 65TH STREET NEW YORK NY 10023 PC 2017 DISCRETIONARY GRANT 50000 WASHINGTON SCHOLARSHIP FUND INC PO BOX 243 WASHINGTON DEPOT CT 06794 PC 2016 STAFF DISCRETIONARY GRANT 1000 WATERBURY YOUTH SERVICE SYSTEM INC 83 PROSPECT STREET WATERBURY CT 06702 PC JUVENILE JUSTICE ADVOCACY 50000 WESLEYAN UNIVERSITY OFFICE OF FOUNDATION GRANTS WESLEYAN UNIVERSITY 237 HIGH STREET MIDDLETOWN CT 06459 PC UNRESTRICTED FUNDING 50000 WESTCHESTER CHILDREN'S ASSOCIATION 470 MAMARONECK AVENUE WHITE PLAINS NY 10605 PC UNRESTRICTED FUNDING 25000 WGBH EDUCATIONAL FOUNDATION ONE GUEST STREET BOSTON MA 02135 PC FRONTLINE/COLUMBIA JOURNALISM SCHOOL FELLOWSHIP 83000 WILLIAM J BRENNAN JR CENTER FOR JUSTICE INC 120 BROADWAY SUITE 1750 NEW YORK NY 10271 PC LAW ENFORCEMENT LEADERS 75000 WINGS CLUB OF NY FOUNDATION 200 PARK AVENUE SUITE 176 NEW YORK NY 10166 PC 2016 DISCRETIONARY GRANT 5000 WNET 825 EIGHTH AVENUE 14TH FLOOR NEW YORK NY 10019 PC 2017 DISCRETIONARY GRANT 50000 YELLOWSTONE FOREVER PO BOX 117 YELLOWSTONE NATIONAL P WY 82190 PC 2017 DISCRETIONARY GRANT 5000 YOUTH CONTINUUM INC 141 VALLEY STREET NEW HAVEN CT 06515 PC UNRESTRICTED FUNDING 40000 YOUTH POLICY INSTITUTE OF IOWA 6200 AURORA AVE STE 206E DES MOINES IA 50322 PC 2017 UNRESTRICTED FUNDING TO SUPPORT THE YOUTH TRANSITION FUNDERS GROUP AND THE JUVENILE JUSTICE WOR 15000 YOUTH REPRESENT INC 11 PARK PLACE ROOM 1512 NEW YORK NY 10007 PC UNRESTRICTED FUNDING 75000 16756272 0 14 24766 14 4099952 14 1799448 18 6477244 0 12401410 0 12401410 0 0 0 0 0 0 0 0 0 0 X X 1 LEONARD TOW 50 LOCUST AVENUE NEW CANAAN CT 068404737 5062270 X 1 3,000,000 CONNECTICUT STATE BONDS & 2,000,000 INDIANAPOLIS IND BONDS. 5062270 2017-08-16 ACCOUNTING 80520 40260 40260 TAX SERVICES 10900 5450 5450 FORM 990PF, PART VII-B LINE 1(A)3 & 4: THE ORGANIZATION PAYS COMPENSATION TO ONE OF ITS BOARD MEMBERS FOR HER DUTIES AS EXECUTIVE DIRECTOR OF THE ORGANIZATION. IN ADDITION THE ORGANIZATION REIMBURSES THIS BOARD MEMBER FOR ORDINARY AND NECESSARY BUSINESS EXPENSES. THIS MEETS THE DEFINITION OF SELF-DEALING AND AS SUCH, PART VII-B QUESTIONS 1A(3 AND 4) HAVE BEEN ANSWERED YES. HOWEVER, THE PAYMENTS ARE REASONABLE AND NOT EXCESSIVE. THE PAYMENT DOES NOT FAIL TO QUALIFY AS AN EXCEPTION AND THEREFORE PART VII-B QUESTION 1B HAS BEEN ANSWERED NO. DEUTSCHE BANK- CORP. BONDS 15334682 15411228 FIRST REPUBLIC FIXED INCOME - CORP. BONDS 16552054 16536375 MORGAN STANLEY - CORP. NOTES 2893265 2915810 MERRILL LYNCH - CORP STOCK 22049424 26717317 MORGAN STANLEY - STOCKS 9592995 11307477 NEUBERGER BERMAN EQUITY 9581432 11093378 18556869 18475820 0 0 CITIBANK OFFSHORE INVESTMENTS AT COST 2196919 1856519 GOLUB CAPITAL PARTNER OFFSHORE INVESTMENTS AT COST 7275000 7458783 MERRILL LYNCH TRUST & PIA AT COST 20970580 23136947 MORGAN STANLEY - MUTUAL FUNDS AT COST 13795938 14699887 VANGUARD BROKERAGE INVESTMENTS - EQUITY FUND AT COST 12688678 14002845 VANGUARD BROKERAGE INVESTMENTS - FIXED INCOME AT COST 11286399 11318853 LEGAL 13674 0 13674 LIFE INSURANCE POLICIES 27107125 27107125 49883031 BANK ,CR CARD, WIRES, INT., STOCK CHGS 3457 2711 746 BOARD, INVESTMENT COMMITTEE EXPENSES 30000 30000 0 BOND AMORTIZATION 343141 343141 0 COMMUNICATION EXPENSES 4188 0 4188 COMPUTER EXPENSES 120526 0 120526 GIFTS,REMUNERATION BOARD 3092 0 3092 INSURANCE 509718 498743 10975 MEMBERSHIP DUES 3570 0 3570 MISCELLANEOUS,GIFTS, CHAR. EXP 42 0 42 OFFICE EXPENSES 3382 0 3382 PAYROLL PROCESSING FEES 2013 0 2013 REIMBURSABLE EXPENSES -522 0 -522 STAFF PROFESSIONAL DEVELOPMENT 2912 0 2912 STATE INCORP. FILING FEES 100 0 100 TELEPHONE EXPENSES 18187 0 18187 GOLUB CAPITAL PARTNERS 613304 613304 613304 ADELPHIA SETTLEMENT 474694 474694 474694 CITIBANK 711450 711450 711450 PREPAID 83608 82799 CREDIT CARDS 0 6758 CITIBANK FEES 24000 24000 0 DEUTSCHE BANK INVESTMENT FEES 132449 132449 0 MERRILL LYNCH INVESTMENT FEES 226069 226069 0 FIRST REPUBLIC 55755 55755 0 MORGAN STANLEY INVESTMENT FEES 144373 144373 0 NEUBERGER BERMAN INVESTMENT FEES 123371 123371 0 FOREIGN TAX 50490 50490 0 US TAXES 126002 0 0