2018-07-16T09:35:23-05:00 2018-03-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2017-04-01 043044983 NICSA Inc NICS 5084851500 8400 Westpark Drive No 200 McLean VA 22102 James A Fitzpatrick President 5084851500 2018-07-16 1 Lori A Collingsworth P00639819 7038930300 2018-07-16 2017 2022-09-23 18:48:47Z James A Fitzpatrick 8400 Westpark Drive No 200 McLean VA 22102 1612301 0 X http://www.nicsa.org/ X 1987 MA NICSA is the leading provider of independent education and networking forums to professionals in the global investment management community. 24 24 3 250 0 0 0 49625 1476527 1528921 81 2523 558 -6176 1477166 1574893 0 40068 0 0 424558 414982 0 0 0 1160870 1064965 1585428 1520015 -108262 54878 971554 1096439 451254 521261 520300 575178 X NICSA provides the Global Investment Management Industry with discussion and education forums to better serve its customers by developing operational best practices. See Schedule O for Continuation 0 0 416736 616926 Annual Conference: NICSA facilitated its 34th Annual Conference and expo that provided educational and networking opportunities for its membership. 307693 232641 General Membership Meetings: NICSA facilitated a National Meeting that provided education and networking opportunities for its membership. 169736 607021 Membership Services: NICSA offers members opportunities to develop leading practices through participation on committees, access to compliance guides and other services. 63873 28629 Regional Meetings: NICSA facilitated regional meetings for its membership to provide networking and educational opportunities. 111684 43704 Training and Desktop Education: NICSA provides its members with timely, interactive webinars on a variety of topics and provides its members with other educational materials and programs. 27453 International Meetings: NICSA participates in international meetings for networking and training opporutunites to its membership. 70076 Content: Identify key themes and topics most relevant to our current and prospective membership; Align committee work with NICSA's priority issues and thematic objectives; Shape the Association's thought leadership ; and Assist in framing the content program delivered to our members through conferences & in person meetings, webinars, social media platforms as well as all written content (blogs, white papers, surveys, etc. 61348 40068 Blackwell Scholarship: The NICSA/William T. Blackwell Scholarship Fund was established as a tribute to Bill Blackwell's commitment to education and to recognize outstanding students of the NICSA family with financial and social support for postsecondary education. Blackwell Scholars receive up to four years of scholarship support, a mentor from a NICSA member company, and access to career networking and internship opportunities. Networking: NICSA offers members opportunities to meet their peers at other firms. 334434 40068 72333 1228599 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 16 0 1 3 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Interel US Inc 7036109000 8400 Westpark Drive 2nd Floor McLean VA 22102 Dan Houlihan Chair/Operational Strategy Committee 1.00 X X 0 0 0 Peter Poulin Treasurer/ Finance Committee 1.00 X X 0 0 0 Scott Brady Director/ Nominating Committee 1.00 X X 0 0 0 Scott Chelton Director/ Audit Committee 1.00 X X 0 0 0 Philip Kolb Director/ Membership Committee 1.00 X X 0 0 0 Stacy Roode Director/ Audit Committee 1.00 X X 0 0 0 Jennifer Hanes Director/ Content Committee 1.00 X X 0 0 0 Anne Hebard Director/ Content Committee 1.00 X X 0 0 0 Elisa Colkitt Director/ Nominating Committee 1.00 X X 0 0 0 Steve Avera Director/ Nominating Committee 1.00 X X 0 0 0 Karen Walsh Director/ NOVA Committee 1.00 X X 0 0 0 Timothy Johnson Director 1.00 X 0 0 0 Lisa Halbach Director 1.00 X 0 0 0 Keith Slattery Director 1.00 X 0 0 0 Mark Trenchard Director 1.00 X 0 0 0 Rich Prior Director 1.00 X 0 0 0 Matt Thomas Director 1.00 X 0 0 0 David Whitaker Director 1.00 X 0 0 0 Ian McCoy Director 1.00 X 0 0 0 Lisa Hill Director 1.00 X 0 0 0 Margarheeta Rheeta Wise Director 1.00 X 0 0 0 Michael DeNofrio Director 1.00 X 0 0 0 Larry Fahey Director 1.00 X 0 0 0 Joseph Quirk Director 1.00 X 0 0 0 Joshua Lovell Director 1.00 X 0 0 0 Michael O'Reilly Director 1.00 X 0 0 0 Kevin O'Connell Director 1.00 X 0 0 0 Jay Martin Director 1.00 X 0 0 0 Rick Poluch Director 1.00 X 0 0 0 Chris Trede Director 1.00 X 0 0 0 Michael Collins Director 1.00 X 0 0 0 Brian Jones Director 1.00 X 0 0 0 Lisa Klassen Director 1.00 X 0 0 0 James A Fitzpatrick President/ Clerk Exec. Committee 40.00 X 332000 0 0 332000 0 0 1 0 1 0 Interel US Inc 8400 Westpark Drive 2nd Floor McLean VA 22102 Association Management Services 434964 Diplomat Hotel 3555 South Ocean Drive Hollywood FL 33019 Event host hotel 114450 2 49625 49625 Membership Dues 900099 607021 607021 Annual Conference 900099 602576 602576 General Membership Meetings 900099 232641 232641 Other Meetings, Events, Training 900099 58054 58054 Regional Meetings 900099 28629 28629 1528921 2523 2523 27851 49625 37408 -9557 -9557 Other income 900099 3381 3381 3381 1574893 1528921 0 -3653 40068 40068 250000 180000 70000 146698 136323 10375 595 595 17689 17689 438964 351974 86990 2311 2311 13966 13966 28458 16623 11835 11437 11437 26917 6595 20322 26585 26585 7 7 27936 22039 5897 475102 474977 125 5440 5440 Bad debt expense 4633 4633 Board & Committee 1695 1695 Dues & Subscriptions 1014 1014 Taxes & Licenses 500 500 1520015 1228599 291416 0 223905 334621 701242 703765 37570 29394 8837 28659 33784 33784 0 0 971554 1096439 117211 244065 334043 277196 451254 521261 X 520300 575178 520300 575178 971554 1096439 54878 0 X X 0 1 X 1 0 X 49625 49625 1515106 1496772 1458710 1476527 1528921 7476036 27851 27851 1515106 1496772 1458710 1476527 1606397 7553512 0 51099 291183 245467 185186 772935 51099 291183 245467 185186 772935 6780577 96 73 80 81 2523 2853 96 73 80 81 2523 2853 901 1155 558 3381 5995 1516103 1498000 1458790 1477166 1612301 7562360 0.89660 0.92100 0.00040 0.00010 X 33784 33784 0 0 X 1612301 37408 37408 1574893 0 1574893 1557423 37408 37408 1520015 0 1520015 Part X, Line 2: Management has evaluated NICSA's tax positions and has concluded that NICSA has taken no uncertain tax positions that qualify for either recognition or disclosure in the financial statements. Part XI, Line 2d - Other Adjustments: Fundraising event expenses 37,408. Part XII, Line 2d - Other Adjustments: Fundraising event expenses 37,408. Golf Tournament 77476 49625 27851 16398 15583 5427 77476 49625 27851 16398 15583 5427 37408 -9557 1 Boston Foundation Inc 75 Arlington St 1000 Boston MA 02116 042104021 501(c)(3) 40068 0 N/A N/A NICSA/William T. Blackwell Scholarship Fund 1 0 Part I, Line 2: The NICSA/William T. Blackwell Scholarship Fund was established as a tribute to Bill Blackwell's commitment to education and to recognize outstanding students of the NICSA family with financial and social support for postsecondary education. Blackwell Scholars receive up to four years of scholarship support, a mentor from a NICSA member company, and access to career networking and internship opportunities. Working together with The Philanthropic Initiative, the Boston Foundation assures that the intent and spirit of NICSA and William T. Blackwell will be carried out and maintained. X X X 0 0 0 0 0 0 0 0 0 James A Fitzpatrick President/ Clerk Exec. Committee 250000 0 82000 0 0 0 0 0 0 0 332000 0 0 0 Form 990, Part III, Line 1: Mission Continuation NICSA forums enable associates of asset managers, distributors, and service providers to: Collaborate to establish standards for operational best practices to assist compliance with regulations and continuously improve operating performance. Stay up-to-date on the latest developments through education and Information sharing. Learn about trends in all types of investment vehicles, including mutual funds, hedge funds, unit investment trusts, UCITS and ETFS. Connect members with peers to network and learn from each other, and foster skills that can help advance careers. Form 990, Part VI, Section A, line 3 The Association utilizes the services of a management firm, Interel US, Inc., to provide management, back-office services, and use of office space and equipment. Management fees totaled $438,964 for the year ended March 31, 2018. Form 990, Part VI, Section A, line 6 The organization has members. Form 990, Part VI, Section A, line 7a Each member organization shall designate one nominee as its representative and may designate one or more alternate nominees. Such nominees shall be employees of the member organization. Form 990, Part VI, Section B, line 11b A draft of the Federal Form 990 is circulated to the Board of Directors for review prior to filing with the IRS. Any questions are collected and resolved. The Audit Committee approves the final Federal Form 990 to be filed. Form 990, Part VI, Section B, line 12c The organization requires an annual written disclosure that all directors must sign confirming that they are in compliance with the Conflict of Interest Policy and must be updated throughout the year as necessary. Form 990, Part VI, Section B, line 15 The compensation of the President and top management positions are determined by the Executive Committee consisting of members of the Board of Directors. The Committee considers performance as well as comparability data when determining compensation. The full Board of Directors approves the President's compensation based upon recommendation from the Executive Committee. Form 990, Part VI, Section C, line 19 The organization makes it governing documents, conflict of interest policy and financial statements available to the public upon request. Form 990, Part XII, Line 2c: The organization's Audit Committee is responsible for the oversight of the audit and the selection of the independent accountant. This process has not changed from prior years.