2018-06-27T11:17:52-05:00 2017-08-31 GRANT THORNTON LLP 757 THIRD AVENUE NEW YORK NY 10017 990 2016-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE LEVERMORE HALL 201 GARDEN CITY NY 115300701 ROBERT DECARLO CFO/ASSOC VP-FINANCE 5168773184 2018-06-15 DANIEL ROMANO P00504182 2125429609 2018-06-25 2016 2022-09-23 18:48:47Z CHRISTINE M RIORDAN SOUTH AVENUE GARDEN CITY NY 11530 306295066 false X WWW.ADELPHI.EDU X 1896 NY TO PROVIDE A PERSONALIZED EDUCATION FOR UNDERGRADUATES & GRAD STUDENTS IN THE ARTS, SCIENCES, PYSCHOLOGY, EDUCATION, BUSINESS, NURSING & SOCIAL WORK, LEADING TO STRONG CAREERS. 25 24 5025 48502 8095461 10466714 235011260 256460761 6181525 8174869 1022336 929892 250310582 276032236 54681053 64865036 0 0 141792290 146014127 179512 142470 2382400 54849394 63126677 251502249 274148310 -1191667 1883926 473281451 485479975 186744887 183244629 286536564 302235346 X ADELPHI IS A MODERN METROPOLITAN UNIVERSITY WITH A PERSONALIZED APPROACH TO HIGHER LEARNING. A HIGHLY AWARDED, NATIONALLY RANKED, POWERFULLY CONNECTED DOCTORAL RESEARCH UNIVERSITY, ADELPHI OFFERS EXCEPTIONAL LIBERAL ARTS AND SCIENCES PROGRAMS AND PROFESSIONAL TRAINING WITH PARTICULAR STRENGTH IN ITS CORE FOUR - ARTS AND HUMANITIES, STEM AND SOCIAL SCIENCES, THE BUSINESS AND EDUCATION PROFESSIONS, AND HEALTH AND WELLNESS. ADELPHI IS DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES, HANDS-ON LEARNING AND INNOVATIVE WAYS TO SUPPORT STUDENT SUCCESS. FOUNDED IN BROOKLYN IN 1896, ADELPHI IS LONG ISLAND'S OLDEST PRIVATE COEDUCATIONAL UNIVERSITY. TODAY ADELPHI SERVES NEARLY 8,000 STUDENTS AT ITS BEAUTIFUL MAIN CAMPUS IN GARDEN CITY, NEW YORK - JUST 23 MILES FROM NEW YORK CITY'S CULTURAL AND INTERNSHIP OPPORTUNITIES - AND AT DYNAMIC LEARNING HUBS IN MANHATTAN, THE HUDSON VALLEY AND SUFFOLK COUNTY, AND ONLINE. MORE THAN 100,000 ADELPHI GRADUATES HAVE GAINED THE SKILLS TO THRIVE PR false false 226427409 64865036 241441648 INSTRUCTION AND RELATED ACADEMIC SUPPORT, STUDENT SERVICES AND PUBLIC SUPPORT BENEFITING THE COMMUNITY - THE UNIVERSITY PROVIDES A PERSONALIZED EDUCATION FOR ALL ITS UNDERGRADUATE AND GRADUATE STUDENTS, COMPRISED OF 4,664 UNDERGRADUATE AND 1,818 GRADUATE/ POSTBACCALAUREATE FULL-TIME EQUIVALENT STUDENTS. STUDENTS COME FROM DIVERSE BACKGROUNDS AND ARE NOT ONLY FROM THE NEW YORK AREA, BUT FROM ACROSS THE COUNTRY AND AROUND THE WORLD. ADELPHI'S COLLEGE AND SCHOOLS INCLUDE THE COLLEGE OF ARTS AND SCIENCES; GORDON F DERNER SCHOOL OF PSYCHOLOGY; HONORS COLLEGE; RUTH S AMMON SCHOOL OF EDUCATION; ROBERT B WILLUMSTAD SCHOOL OF BUSINESS; COLLEGE OF NURSING AND PUBLIC HEALTH; SCHOOL OF SOCIAL WORK; AND COLLEGE OF PROFESSIONAL AND CONTINUING STUDIES. STUDENTS HAVE ACCESSIBILITY TO STUDENT COUNSELING, CAREER COUNSELING, FINANCIAL AID AND MENTORING AND OTHER SERVICES AND PROGRAMS OFFERED BY THE UNIVERSITY. ADELPHI HAS EXTENSIVE COMMUNITY HEALTH AND HUMAN SERVICES OUTREACH PROGRAMS, INCLUDING THE HY WEINBERG CENTER FOR COMMUNICATION DISORDERS, THE CENTER FOR PSYCHOLOGICAL SERVICES, THE ADELPHI NEW YORK STATEWIDE BREAST CANCER SUPPORT HOTLINE AS WELL AS OTHER COMMUNITY SERVICE PROGRAMS. THESE PROGRAMS ARE OFFERED TO STUDENTS, FACULTY AND STAFF AS WELL AS TO MEMBERS OF THE SURROUNDING COMMUNITY. 15739125 15019113 RESIDENTIAL HOUSING AND AUXILIARY ENTERPRISES - THE UNIVERSITY OFFERS STUDENT HOUSING IN SEVEN HALLS ON ITS MAIN CAMPUS IN GARDEN CITY, NEW YORK. THERE ARE NUMEROUS SPECIAL LIVING OPTIONS WITHIN THESE HALLS, INCLUDING THOSE FOR STUDENTS WHO IDENTIFY AS TRANSGENDER OR DON'T WISH TO BE IDENTIFIED AS GENDER, FIRST-YEAR STUDENTS SELECTED FOR THE LIVING-LEARNING COMMUNITY, AND STUDENTS IN THE HONORS COLLEGE. ACCESSIBLE HOUSING IS AVAILABLE FOR STUDENTS WITH DISABILITIES. IN 2016-17, APPROXIMATELY 1,114 STUDENTS LIVED IN UNIVERSITY RESIDENCE HALLS. 242166534 true true false true false false false true false true true false false false false true false true true false true false true true true false false false true true true false false false false false false true false true false true false false false true false false false false false 528 0 true 5025 true true true false false false false true true false false false false X 25 24 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 LEONARD ACHAN Trustee 3.0 0.0 X 0 0 0 ARUN AGRAWAL Trustee 3.0 0.0 X 0 0 0 Z PAUL AKIAN Trustee (THROUGH 12-2016) 3.0 0.0 X 0 0 0 FRANK ANGELLO Trustee 3.0 0.0 X 0 0 0 JEFFREY BOLTON Trustee (THROUGH 3-2017) 3.0 0.0 X 0 0 0 LORETTA CANGIALOSI TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM FUESSLER Trustee 3.0 0.0 X 0 0 0 JEFFREY GREENE Trustee (THROUGH 3-2017) 3.0 0.0 X 0 0 0 NOREEN HARRINGTON TRUSTEE 3.0 0.0 X 0 0 0 N GERRY HOUSE TRUSTEE (THROUGH 9-2016) 3.0 0.0 X 0 0 0 ANGELA JAGGAR Trustee 3.0 0.0 X 0 0 0 KANISHKA KELSHIKAR Trustee 3.0 0.0 X 0 0 0 LAURENCE KESSLER Trustee 3.0 0.0 X 0 0 0 RONALD LEE Trustee, CHAIRMAN 6.0 0.0 X 0 0 0 LINDSEY LEVINE Trustee 3.0 0.0 X 0 0 0 KATHERINE MALONE Trustee 3.0 0.0 X 0 0 0 DENNIS MCDONAGH Trustee 3.0 0.0 X 0 0 0 THOMAS MOTAMED TRUSTEE (THROUGH 12-2016) 3.0 0.0 X 0 0 0 SUSAN MURPHY TRUSTEE 3.0 0.0 X 0 0 0 IVAYLO NINOV TRUSTEE 3.0 0.0 X 0 0 0 PETER PRINCIPATO TRUSTEE 3.0 0.0 X 0 0 0 HUMERA QAZI TRUSTEE 3.0 0.0 X 0 0 0 PAUL SALERNO TRUSTEE 3.0 0.0 X 0 0 0 LOIS SCHLISSEL TRUSTEE 3.0 0.0 X 0 0 0 PATRICK SMALLEY TRUSTEE 3.0 0.0 X 0 0 0 MARC STRACHAN TRUSTEE 3.0 0.0 X 0 0 0 HELENE SULLIVAN TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM TENET TRUSTEE 3.0 0.0 X 0 0 0 CHARLES TOLBERT TRUSTEE 3.0 0.0 X 0 0 0 ROBERT WILLUMSTAD TRUSTEE,CHAIRMAN-THRU 6-2017 6.0 0.0 X 0 0 0 DR CHRISTINE RIORDAN PRESIDENT 65.0 0.0 X X 589771 0 126789 TIMOTHY BURTON-EXEC VP FINANCE AND ADMIN-THRU 8-4-17 50.0 0.0 X 395537 0 63228 SAM GROGG INTERIM PROVOST-EXECUTIVE VP 50.0 0.0 X 266736 0 62721 CHRIS VAUPEL-VP FOR UNIV.ADVANCEMENT-THRU 12-31-16 50.0 0.0 X 247545 0 57222 ROBERT DECARLO- CFO AND ASSOCIATE VP (EFF. 8-5-17) 50.0 0.0 X 215142 0 41145 LORI DUGGANGOLD-VP FOR COMMUNICATIONS-THRU 1-6-17 50.0 0.0 X 206506 0 91190 PERRY GREENE VP FOR DIVERSITY AND INCLUSION 50.0 0.0 X 170706 0 49058 BRADY CROOK-VP FOR UNIV ADVANCEMENT-EFFECTIVE 7-1-17 50.0 0.0 X 0 0 0 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 50.0 0.0 X 316972 0 57155 PATRICK COONAN DEAN SCHOOL OF NURSING-THRU 1-9-17 50.0 0.0 X 255781 0 39784 ANDREW SAFYER DEAN, SCHOOL OF SOCIAL WORK 50.0 0.0 X 244966 0 54788 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 50.0 0.0 X 202152 0 50338 ELAINE SMITHINTERIM DEAN, NURSING EFF. 1-10-17 50.0 0.0 X 181528 0 48412 AUDREY BLUMBERG DEPUTY PROVOST 50.0 0.0 X 178732 0 54713 SUSAN BRIZIARELLI ACTING DEAN, ARTS AND SCIENCES 50.0 0.0 X 152356 0 17651 SAMUEL NATALE PROFESSOR 40.0 0.0 X 231208 0 48948 RICHARD GARNER DEAN, HONORS COLLEGE 50.0 0.0 X 213999 0 37736 JANE WHITE ASSOC DEAN, NURSING 50.0 0.0 X 211973 0 32464 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 50.0 0.0 X 210618 0 58597 GAYLE INSLER PROFESSOR/FORMER PROVOST 40.0 0.0 X 331073 0 33032 ROBERT SCOTT-FORMER PRESIDENT -SEE NOTE SCH. J 0.0 0.0 X 1086101 0 49221 ANGELO PROTO FORMER OFFICER 40.0 0.0 X 161092 0 18458 LAUREN MOUNTY FORMER OFFICER 40.0 0.0 X 114539 0 69350 ANTHONY LIBERTELLA FORMER DEAN 40.0 0.0 X 179482 0 51853 RAKESH GUPTA FORMER DEAN 40.0 0.0 X 168641 0 38190 6533156 0 1252043 267 true true false DAMON G DOUGLAS CO 67 BEAVER AVE CORBIT BLDG SUITE 1 ANNANDALE NJ 08801 CONTRACTOR 9110419 COMPASS GROUP USA INC 2400 YORKMONT ROAD CHARLOTTE NC 28217 FOOD SERVICE 5989192 NCS PEARSON INC 13036 COLLECTION CENTER DR CHICAGO IL 60693 ON-LINE COURSE MGMT 1286030 ROYALL AND COMPANY 1920 E PARHAM RD RICHMOND VA 23228 CONSULTANT 887053 CHALLENGE GRAPHICS SERVICES INC DBA-CORPORATE COLOR 22 CONNOR LAN DEER PARK NY 11729 PRINTING SERVICES 857645 40 135278 7499961 2831475 1673195 10466714 TUITION AND FEES 611600 237546519 237546519 SALES&SERVICES-EDUCATIONAL DEPTS 611710 3895129 3895129 STUDENT SUPPORT 721000 15019113 15019113 256460761 3715033 350 3714683 95 95 31306 31306 677604 123973 553631 0 553631 6375 547256 34266942 68098 29875299 4391643 68098 4459741 4459741 566736 135278 263558 303178 303178 0 0 0 0 0 0 FACILITY FEES 713940 29277 29277 SPONSORSHIP FEE 541800 12500 12500 41777 276032236 256460761 48502 9056259 0 64703003 64703003 162033 162033 0 4069652 1473319 2424699 171634 355915 199121 156794 108679820 96862572 10709022 1108226 7350279 6317352 961709 71218 17571552 15155104 2239274 177174 7986909 6791756 1110069 85084 0 604463 70420 534043 418005 418005 80247 80247 142470 142470 501775 501775 5172711 3297103 1655628 219980 2609869 446842 2163027 9655943 8513890 916211 225842 2804384 2172502 586975 44907 0 12384418 11465844 897416 21158 1914947 1780012 106590 28345 0 2252683 1659648 551094 41941 5780933 5269337 511596 0 8661329 7954778 706551 1396323 1314059 77777 4487 ASSISTANTSHIP/TUIT REMISSION 5203024 5156796 45928 300 PROVISION-DOUBTFUL ACCOUNTS 1500000 1500000 CREDIT CARD FEES 425863 25297 374932 25634 COLLECTION COSTS 192216 214 192002 1567544 1375532 178012 14000 274148310 242166534 29599376 2382400 1500 1750 30517161 30648974 6194022 6402203 1781985 1888759 0 0 0 0 0 0 0 0 5528541 5895120 395336339 143031738 256128755 252304601 143000784 156500494 18973509 20100253 6721412 7052964 0 0 4433782 4684857 473281451 485479975 24061223 20378291 5802724 6002896 33327691 34919498 123553249 121943944 0 0 0 0 0 0 0 0 0 0 186744887 183244629 X 235004105 245319542 20318668 22883423 31213791 34032381 286536564 302235346 473281451 485479975 1883926 13814856 X false true X true true true X 8264268 8958063 9456823 8095461 10466714 45241329 0 0 8264268 8958063 9456823 8095461 10466714 45241329 0 45241329 4655637 4165128 4736734 4196535 4300065 22054099 39167 41760 42182 50803 41777 215689 550344 564659 655415 378515 303178 2452111 69963228 1166190576 0.64664 0.55882 X SCHEDULE A, PART II, LINE 10 OTHER INCOME INCLUDES NET INCOME FROM FUNDRAISING ACTIVITIES AND OTHER REVENUE AS REPORTED ON FORM 990, PART VIII, STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 80247 false false 80247 false SCHEDULE C, PART II-B, LINE 1G DURING FISCAL YEAR 2016-17, ADELPHI UNIVERSITY ENGAGED THE FIRMS, DAVIDOFF, HUTCHER AND CITRON, LLP AND SHENKER RUSSO AND CLARK, LLP. THE FIRMS PROVIDE COUNSELING TO THE UNIVERSITY AND SERVE AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS, BUDGET, REGULATORY AND LEGISLATIVE ISSUES RELEVANT TO THE UNIVERSITY. DURING FISCAL YEAR 2016-17, THE UNIVERSITY PAID $26,000 TO THE FIRM, DAVIDOFF, HUTCHER AND CITRON, LLP AND $48,993 TO THE FIRM, SHENKER, RUSSO AND CLARK, LLP. IN ADDITION, THE UNIVERSITY PAID $42,034 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $5,254 IS ATTRIBUTABLE TO LOBBYING. X false 166191992 2918311 21275110 1211937 9411440 179762036 165664071 516853 9231068 1188266 8031734 166191992 174477346 3912809 -8398719 1002817 3324548 165664071 149312321 2938232 23582843 882046 474004 174477346 136116979 1122030 13247927 754376 420239 149312321 0.72720 0.18870 0.08410 false false 2158865 2158865 352160441 109658776 242501665 2285769 2018500 267269 38731264 31354462 7376802 252304601 0 0 224590774 13814856 123973 13938829 210651945 421489 64958802 65380291 276032236 208891992 123973 123973 208768019 421489 64958802 65380291 274148310 Schedule D, Part III, Line 1a and 4 The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Schedule D, Part X, Line 2 "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ended August 31, 2014, 2015, 2016 and 2017 are still open to audit for both federal and state purposes. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Schedule D, Part XI & Part XII, Lines 2d RENT EXPENSE TOTALING $123,973 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. SCHEDULE D, PARTS XI AND XII, LINES 4B LINES 4B IN PARTS XI AND XII ON SCHEDULE D SHOW $64,958,802 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $93,766 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $64,865,036. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. SCHEDULE D, PART V, LINE 1D THE UNIVERSITY HAS ADOPTED A SPENDING POLICY FOR DONOR-RESTRICTED ENDOWMENT FUNDS. GRANTS AND SCHOLARSHIPS REPORTED ON SCHEDULE D, PART V, LINE 1D IN THE AMOUNT OF $1,211,937 REPRESENT AMOUNTS AWARDED TO STUDENTS IN ACCORDANCE WITH DONOR STIPULATIONS AND THE UNIVERSITY'S ENDOWMENT SPENDING POLICY. IN FISCAL YEAR 2016-17, THE UNIVERSITY AWARDED STUDENTS INSTITUTIONAL FINANCIAL AID TOTALING $64,865,036. INSTITUTIONAL AID OF APPROXIMATELY $62.5 MILLION WAS FUNDED BY THE UNIVERSITY'S ANNUAL OPERATING BUDGET. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. true East Asia and the Pacific Investments 19933000 Europe (Including Iceland and Greenland) Investments 20903000 Middle East and North Africa Investments 56000 North America Investments 1607000 Russia and the Newly Independent States Investments 865000 South America Investments 2499000 South Asia Investments 1560000 Sub-Saharan Africa Investments 846000 Central America and the Caribbean Program Services TRAVEL/STUDIES ABROAD 61117 East Asia and the Pacific Program Services TRAVEL/STUDIES ABROAD 107129 Europe (Including Iceland and Greenland) Program Services TRAVEL/STUDIES ABROAD 278120 Middle East and North Africa Program Services TRAVEL/STUDIES ABROAD 9121 North America Program Services TRAVEL/STUDIES ABROAD 35308 South America Program Services TRAVEL/STUDIES ABROAD 10868 South Asia Program Services TRAVEL/STUDIES ABROAD 7606 Sub-Saharan Africa Program Services TRAVEL/STUDIES ABROAD 750 East Asia and the Pacific Program Services STUDENT STUDIES ABROAD 15218 Europe (Including Iceland and Greenland) Program Services STUDENT STUDIES ABROAD 240408 South America Program Services STUDENT STUDIES ABROAD 8895 48794237 249303 49043540 SCHOLARSHIPS - STUDY ABROAD East Asia and the Pacific 2 8283 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 19 145250 CREDIT ACCT Scholarships - Study Abroad South America 1 8500 CREDIT ACCT true false false false false false SCHEDULE F, PART I, LINE 3 INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. SCHEDULE F, PART 1, LINE 3 EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULE F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. SCHEDULE F, PART 1, LINE 2 AND PART III SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO NOEL LEVITZ PHONATHON false 59889 93767 RUFFALO NOEL LEVITZ CONSULTING false 48703 59889 142470 AR CA CT DC ME MD MN MS NV NH NJ NY SC VA GALA 432169 79970 352199 94259 8000 28452 GOLF CLASSIC 137295 33757 103538 2160 47743 12729 2 132550 21551 110999 850 44953 24412 702014 135278 566736 3010 186955 8000 65593 263558 303178 SCHEDULE G, PART I, LINE 2B FUNDRAISING CONSULTANT RUFFALO NOEL LEVITZ IS A PROFESSIONAL FUNDRAISING FIRM THAT ESTABLISHES CONTACT WITH THE UNIVERSITY'S ALUMNI AND POTENTIAL DONORS FOR THE PHONATHON WHICH MAY PROVIDE FUTURE FUNDRAISING OPPORTUNITIES AS WELL. true SCHOLARSHIPS TO STUDENTS 4492 64703003 Schedule I, Part I, Line 2 THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS, AS REQUIRED BY TITLE 2 U.S. CODE OF FEDERAL REGULATIONS PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS AND GOVERNMENT AUDITING STANDARDS AND RELATED INFORMATION. X X X X X X true true X X X X X X false true false false false false false false true DR CHRISTINE RIORDAN PRESIDENT 539056 0 30000 0 20715 0 62875 0 63914 0 716560 0 TIMOTHY BURTON-EXEC VP FINANCE AND ADMIN-THRU 8-4-17 395537 0 0 0 30475 0 32753 0 458765 0 SAM GROGG INTERIM PROVOST-EXECUTIVE VP 266736 0 0 0 25175 0 37546 0 329457 0 CHRIS VAUPEL-VP FOR UNIV.ADVANCEMENT-THRU 12-31-16 247545 0 0 0 24590 0 32632 0 304767 0 ROBERT DECARLO- CFO AND ASSOCIATE VP (EFF. 8-5-17) 215142 0 0 0 25442 0 15703 0 256287 0 LORI DUGGANGOLD-VP FOR COMMUNICATIONS-THRU 1-6-17 206506 0 0 0 20852 0 70338 0 297696 0 PERRY GREENE VP FOR DIVERSITY AND INCLUSION 170706 0 0 0 17195 0 31863 0 219764 0 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 316972 0 0 0 25175 0 31980 0 374127 0 PATRICK COONAN DEAN SCHOOL OF NURSING-THRU 1-9-17 248281 0 0 7500 0 23587 0 16197 0 295565 0 ANDREW SAFYER DEAN, SCHOOL OF SOCIAL WORK 217926 0 0 27040 0 21822 0 32966 0 299754 0 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 202152 0 0 0 20067 0 30271 0 252490 0 ELAINE SMITHINTERIM DEAN, NURSING EFF. 1-10-17 175795 0 0 5733 0 17700 0 30712 0 229940 0 AUDREY BLUMBERG DEPUTY PROVOST 174237 0 0 4495 0 21892 0 32821 0 233445 0 SUSAN BRIZIARELLI ACTING DEAN, ARTS AND SCIENCES 152356 0 0 0 17324 0 327 0 170007 0 SAMUEL NATALE PROFESSOR 169569 0 500 0 61139 0 17087 0 31861 0 280156 0 RICHARD GARNER DEAN, HONORS COLLEGE 213999 0 0 0 24965 0 12771 0 251735 0 JANE WHITE ASSOC DEAN, NURSING 198200 0 0 13773 0 19173 0 13291 0 244437 0 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 210618 0 0 0 25581 0 33016 0 269215 0 GAYLE INSLER PROFESSOR/FORMER PROVOST 225853 0 0 105220 0 30475 0 2557 0 364105 0 ROBERT SCOTT-FORMER PRESIDENT -SEE NOTE SCH. J 0 0 1086101 0 30475 0 18746 0 1135322 0 ANTHONY LIBERTELLA FORMER DEAN 169970 0 500 0 9012 0 18699 0 33154 0 231335 0 RAKESH GUPTA FORMER DEAN 166112 0 500 0 2029 0 19965 0 18225 0 206831 0 ANGELO PROTO FORMER OFFICER 161092 0 0 0 18091 0 367 0 179550 0 LAUREN MOUNTY FORMER OFFICER 112193 0 0 2346 0 11278 0 58072 0 183889 0 Schedule J, Part I, Line 1A AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. THE PRESIDENT IS REQUIRED TO TRAVEL TO ATTEND MEETINGS AND EVENTS RELEVANT TO THE UNIVERSITY'S MISSION. THE UNIVERSITY PAYS RELATED EXPENSES FOR THE TRAVEL AND ATTENDANCE OF THE PRESIDENT'S SPOUSE FOR THOSE EVENTS REQUIRING THE SPOUSE'S PRESENCE AS A BUSINESS PURPOSE. AS THE PRESIDENT'S CONTRACT PROVIDES, FIRST CLASS AIR TRAVEL MAY BE PROVIDED BY THE UNIVERSITY FOR ONLY THOSE FLIGHTS IN EXCESS OF THREE HOURS. DURING 2016-17, THE UNIVERSITY PAID $1,015 FOR AN ANNUAL MEMBERSHIP FOR THE USE OF A SOCIAL CLUB. THE CLUB IS USED AS A MEETING PLACE FOR ALUMNI GATHERINGS AND FOR OTHER UNIVERSITY-RELATED BUSINESS. THE DEAN OF SOCIAL WORK RESIDES IN A HOME OWNED BY THE UNIVERSITY AND PAYS RENT FOR THE USE OF THE HOME. RENT PAID TO THE UNIVERSITY WHICH IS BELOW THE MARKET VALUE FOR RENTING THE UNIVERSITY HOME IS REPORTED AS TAXABLE INCOME ON THE DEAN'S IRS FORM W-2; FOR THE CALENDAR YEAR 2016, THIS AMOUNT WAS $19,080. DURING CALENDAR 2016, THE UNIVERSITY GROSSED UP THE DEAN'S WAGES FOR THE TAXES RELATED TO THE DIFFERENCE IN RENT PAID AND THE MARKET VALUE OF THE RENT IN THE AMOUNT OF $7,960 AND THIS AMOUNT WAS ALSO REPORTED ON THE DEAN'S 2016 IRS FORM W-2. SCHEDULE J, PART II, COLUMN B (III), LINE 16 OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) FOR THE UNIVERSITY'S PROFESSORS REPORTED INCLUDES COMPENSATION FOR COURSES TAUGHT AND ADDITIONAL RESPONSIBILITIES BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD. SCHEDULE J, PART II - FORMER OFFICERS AND DEANS FORMER OFFICERS AND FORMER KEY EMPLOYEES WERE LISTED ON PREVIOUS FORMS 990 WITH COMPENSATION REPORTABLE FOR THEIR ROLES AS SUCH AND ARE NOT CURRENTLY EITHER TRUSTEE, OFFICER OR KEY EMPLOYEE. THEY ARE LISTED IN THE 2016-17 990, PART VII AND SCHEDULE J, PART II DUE TO THEIR FORMER POSITIONS AND BECAUSE EACH WERE PAID DURING CALENDAR 2016 FOR THEIR EMPLOYMENT IN OTHER ADMINISTRATIVE AND TEACHING POSITIONS AT THE UNIVERSITY. SCHEDULE J, PART II AND 990 PART VII THE UNIVERSITY'S FORMER PRESIDENT, ROBERT SCOTT, ENDED HIS PRESIDENCY AS OF JUNE 30, 2015. THE 990 REQUIRES THE REPORTING OF COMPENSATION AS FILED ON THE 2016 IRS FORM W-2. PAYMENTS MADE TO THE FORMER PRESIDENT DURING CALENDAR 2016 AND REPORTED ON SCHEDULE J AND PART VII OF THE 990 INCLUDE SABBATICAL LEAVE AND A TRANSITION PAYMENT TOTALING $800,000 WHICH WAS MADE IN ACCORDANCE WITH HIS RETIREMENT AGREEMENT. SCHEDULE J PART II, FORMER PROVOST AND VP OF ACADEMIC AFFAIRS THE FORMER PROVOST AND VICE PRESIDENT OF ACADEMIC AFFAIRS ENDED HER ROLE IN THAT POSITION ON JUNE 30, 2016. SINCE THE 990 REQUIRES REPORTING OF COMPENSATION AS FILED ON THE 2016 IRS FORM W-2, COMPENSATION REPORTED ON SCHEDULE J, PART II, COLUMN B(I) INCLUDES AMOUNTS EARNED IN BOTH HER ROLES AS PROVOST AND VP OF ACADEMIC AFFAIRS (JANUARY 1 - JUNE 30, 2016) AND AS A PROFESSOR (JULY 1 - DECEMBER 31, 2016). AMOUNTS REPORTED ON SCHEDULE J, PART II, COLUMN B(III) INLCLUDE AMOUNTS PAID FOR SABBATICAL LEAVE DURING CALENDAR 2016. A TOWN OF HEMPSTEAD INDUSTRIAL DEVELOPMENT AGENCY 112798949 424682AW2 2009-09-30 31807584 CONSTRUCT DORMITORY/ADV REFUNDING false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682CF7 2011-06-15 25318662 CONSTRUCT DORMITORY/ADV REFUNDING false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCTION NEXUS & WELCOME CTR false false false D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 434682FT4 2014-09-30 36419001 ADV. REFUNDING - 2005 SERIES BONDS false false false A 6075000 0 31814560 0 0 0 492134 0 0 24768768 6553658 0 2010 false true true true B 0 0 25318662 0 0 0 406940 0 0 10182015 14729707 0 2011 false true true true C 0 0 46093784 0 0 0 545152 0 0 45548632 0 0 2016 false false true true D 0 0 36419001 0 0 0 635842 0 0 0 35783159 0 2014 false true true true A false true false false 0.00000 0.00000 0.00000 false false false true B false true false false 0.00000 0.00113 0.00113 false false false true C false true false false 0.00001 0.00000 0.00001 false false false true D false true false false 0.00072 0.00000 0.00072 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS A AND C DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES A AND C, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE. THE UNIVERSITY'S TAX ACCOUNTING FIRM HAS DETERMINED THAT THERE WERE NO ARBITRAGE REBATE LIABLITIES FOR EACH OUTSTANDING BOND ISSUE. THE DATES THAT THE REBATE COMPUTATIONS WERE PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD LDC, SERIES 2009 - AUGUST 10, 2011; TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012; TOWN OF HEMPSTEAD LDC, SERIES 2013 - FEBRUARY 6, 2018; AND TOWN OF HEMPSTEAD LDC, SERIES 2014 - OCTOBER 28, 2015. SEE NOTE SCH. L, PART V 64980 SCHED. L,PART V ANDREW SAFYER DEAN SPOUSE 104801 EMPLOYMENT AT THE UNIVERSITY ANGELO PROTO FORMER OFFICER SON 104542 EMPLOYMENT AT THE UNIVERSITY TIMOTHY BURTONEXEC VP FINANCEADMN DAUGHTER 61866 EMPLOYMENT AT THE UNIVERSITY JANE ASHDOWN DEAN OF EDUCATION SPOUSE 11688 EMPLOYMENT AT THE UNIVERSITY SEE NOTES SCHEDULE L PART V SCHEDULE L, PART IV THE SON OF A FORMER OFFICER, THE DAUGHTER OF AN OFFICER AND THE SPOUSES OF EACH OF TWO KEY EMPLOYEES ARE EMPLOYED AT THE UNIVERSITY. THE EMPLOYMENT OF THESE EMPLOYEES IS AT ARMS LENGTH. THEIR EMPLOYMENT AT THE UNIVERSITY IS NOT RELATED IN ANY WAY TO THE RESPECTIVE POSITIONS OF THE FORMER OFFICER, OFFICER OR THE KEY EMPLOYEES. SCHEDULE L, PART III TUITION REMISSION IS A UNIVERSITY-WIDE EDUCATIONAL BENEFIT AVAILABLE TO UNIVERSITY EMPLOYEES, THEIR SPOUSES AND DEPENDENT CHILDREN. THE AMOUNT LISTED ON SCHEDULE L, PART III IS TOTAL TUITION REMISSON GIVEN TO THE FAMILY MEMBERS OF CERTAIN OFFICERS AND KEY EMPLOYEES. THIS WAS PROVIDED CONSISTENTLY WITH THE UNIVERSITY'S TUITION REMISSION POLICIES. X 11 315868 MARKET QUOTATION X PLEDGES AND BEQUESTS 25 1357328 DISCOUNTED VALUE false true false 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, ANNUALLY IN PREPARATION OF THE 99O, QUESTIONNAIRES ARE COMPLETED BY ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES REGARDING TRUSTEES' INDEPENDENCE; RELATIONSHIPS AMONG TRUSTEES, OFFICERS, AND KEY EMPLOYEES; AND TRANSACTIONS INVOLVING A POTENTIAL CONFLICT OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. 990, PART VI, SECTION B, LINE 15B AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR REPORT IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE DATE OF THE LAST REPORT OF THE INDEPENDENT CONSULTANTS WAS JUNE 2017. IN ADDITION, THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES ACTS AS THE COMPENSATION COMMITTEE. RECOMMENDATIONS ON COMPENSATION ARE APPROVED BY THE FULL BOARD AND ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VI, SECTION B, LINE 11B FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. 990, PART V, LINE 2A THE UNIVERSITY REPORTED 5,025 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2016. THIS INCLUDES APPROXIMATELY 2,300 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2016. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 ADELPHI