2018-06-07T09:17:06-05:00 2017-12-31 GRANT THORNTON LLP 171 N CLARK ST SUITE 200 CHICAGO IL 60601 990 2017-01-01 363776789 National Insurance Crime Bureau % ROBERT JACHNICKI NATI 8475447000 1111 E Touhy Ave Ste 400 Des Plaines IL 60018 ROBERT JACHNICKI CFO/TREASURER 8475447000 2018-06-07 true Bridget T Roche P00666837 3128560200 2017 2022-09-23 18:48:47Z NICB Robert Jachnicki 1111 E Touhy Ave Ste 400 Des Plaines IL 60018 60004186 false X www.nicb.org X 1991 IL TO LEAD A UNITED EFFORT OF INSURERS, LAW ENFORCEMENT AND REPRESENTATIVES OF THE PUBLIC TO PREVENT AND COMBAT INSURANCE FRAUD AND CRIME. 16 16 415 0 0 0 0 0 50501008 52256374 751674 1509784 0 0 51252682 53766158 0 0 0 0 37097750 39147931 0 0 0 13239871 13682047 50337621 52829978 915061 936180 46621457 54617431 24747205 29837854 21874252 24779577 X TO LEAD A UNITED EFFORT OF INSURERS, LAW ENFORCEMENT, AND REPRESENTATIVES OF THE PUBLIC TO PREVENT AND COMBAT INSURANCE FRAUD AND CRIME THROUGH DATA ANALYTICS, INVESTIGATIONS, TRAINING, LEGISLATIVE ADVOCACY AND PUBLIC AWARENESS. false false 35508319 0 39112037 INVESTIGATIONS - NICB'S INVESTIGATIVE EFFORTS PRODUCED 2,279 PROSECUTIVE ADMINISTRATIVE ACTIONS (PAA) RELATED TO MEDICAL FRAUD, 2,885 IN THE COMMERCIAL FRAUD SEGMENT, AND 2,849 IN THE ORGANIZED VEHICLE CRIME SEGMENT. ADDITIONALLY THERE WERE 64 RECOVERIES OF CARGO LOADS AND RECOVERIES OF 1,232 PIECES OF HEAVY EQUIPMENT. ALSO, NICB REPATRIATED 2,379 VEHICLES FOR MEMBER COMPANIES. PROGRAM COSTS INCLUDE FURTHER DEVELOPMENT OF THE GEOSPATIAL INTELLIGENCE CENTER (GIC). 7343115 0 8088363 DATA ANALYTICS - PUBLISHED 755 MED AWARE ALERTS AND IDENTIFIED AND DISSEMINATED 51 FRAUD RINGS. 2389976 0 2632533 PUBLIC AWARENESS AND LEGISLATIVE ADVOCACY - NICB LED LEGISLATIVE/REGULATORY EFFORTS IN CONJUNCTION WITH MEMBERS, TRADE GROUPS AND ANTI-FRAUD ORGANIZATIONS IN IMPROVING LEGISLATION IN KENTUCKY, MISSISSIPPI AND OHIO. EXECUTED A COMBINED INSURANCE FRAUD SUMMIT IN ALABAMA AND MISSISSIPPI. PRODUCED 12 MULTIMEDIA NEWS RELEASES ON INSURANCE FRAUD, VEHICLE THEFT ISSUES AND GEOSPATIAL INTELLIGENCE CENTER. DEVELOPED 10 PUBLIC AWARENESS CAMPAIGNS. 2200149 0 2423441 47441559 false false false true false false false false false true false false false true true true false false false false false false false false false false false false true false false false false false false false false false false false false false true true true false true 18 0 true 415 true false false false false false false X 16 16 false false false false false false false true true false false true true true true true true true true false OK X ROBERT JACHNICKI 8475447000 1111 E TOUHY AVE STE 400 Des Plaines IL 60018 Michael J Prandi Chair 5.0 0.0 X 0 0 0 Kelly Bever Vice Chair 5.0 0.0 X 0 0 0 Nancy Pierce Imm. Past Chair(thru 10/11/17) 2.0 0.0 X 0 0 0 Lynne Brady Member 2.0 0.0 X 0 0 0 Michael Capuzzi Member 2.0 0.0 X 0 0 0 Jeremy Connor Member (Start 10/20/17) 2.0 0.0 X 0 0 0 Keith Daly Member 2.0 0.0 X 0 0 0 Paul Diemer Member 2.0 0.0 X 0 0 0 Jean Guan Member 2.0 0.0 X 0 0 0 Peter McCarron Member 2.0 0.0 X 0 0 0 James McSheffrey Member 2.0 0.0 X 0 0 0 Matthew C Murphy Member 2.0 0.0 X 0 0 0 Mike Neubauer Member 2.0 0.0 X 0 0 0 Mark Oppenheim Member 2.0 0.0 X 0 0 0 Peter Raubenheimer Member 2.0 0.0 X 0 0 0 Erik Roen Member (Start 7/25/17) 2.0 0.0 X 0 0 0 Nicholas Seminara Member (thru 6/19/17) 2.0 0.0 X 0 0 0 James Will Member 2.0 0.0 X 0 0 0 Joseph Wehrle Chief Executive Officer 50.0 0.0 X 627061 0 17250 James Schweitzer Chief Operating Officer 50.0 0.1 X 300643 0 14883 Daniel Abbott Chief Information Officer 50.0 0.1 X 265536 0 62739 Robert Jachnicki CFO/Treasurer 50.0 2.1 X 257911 2067 57877 Andrew Sosnowski General Counsel/Secretary 50.0 5.0 X 247650 5030 37328 Brian Smidt Vice President/Data Analytics 40.0 0.0 X 193070 0 48458 Thomas Welsh Vice President/Training 38.0 20.0 X 150525 40659 53051 Roger Morris Vice President/Communications 40.0 0.0 X 195593 0 28954 Barbara Low Vice President Human Resources 40.0 0.0 X 189636 0 27967 Judy Fitzgerald Vice President/Govt. Affairs 40.0 0.1 X 202358 0 47691 Linda Schwartz Vice President Membership 40.0 0.0 X 184326 0 27422 James Hertz Associate General Counsel 40.0 0.1 X 168519 0 34324 Robert Jones Director Field Operations 40.0 0.0 X 159990 0 9589 Ralph Lumpkin Director Field Operations 40.0 0.0 X 155165 0 9585 Dana MacDonald Director Field Operations 40.0 0.0 X 153133 0 9269 Frederick Lohmann Director Field Operations 40.0 0.0 X 146590 0 27011 3597706 47756 513398 39 false true false Ryan C Bank 1221 W Cornelia Avenue Unit 2 CHICAGO IL 60657 CONSULTING 720000 1 0 NONDEDUCTIBLE MEMBERSHIP DUES 900099 49978667 49978667 VEHICLE FINANCE PROGRAM 525990 88719 88719 LICENSE PLATE READER PROGRAM 900099 868450 868450 USER FEES 900099 1000353 1000353 SPECIAL INVESTIGATION ACADEMY TUITION 611710 89225 89225 230960 230960 52256374 1141073 1141073 0 0 0 0 0 6556857 49882 6179354 58674 377503 -8792 368711 368711 0 0 0 0 0 0 0 0 0 0 53766158 52256374 1509784 0 0 0 0 0 3237929 2390114 847815 0 26987293 24553809 2433484 3340000 3039400 300600 3392198 3086900 305298 2190511 1905745 284766 0 29105 26486 2619 89972 89972 126938 126938 0 65568 65568 793426 737886 55540 113857 105887 7970 4099954 3812957 286997 761164 707883 53281 0 1623178 1477092 146086 727899 676946 50953 0 366660 333661 32999 1196 1196 0 485375 441691 43684 757706 689512 68194 AUTO OPERATIONS 2026436 1844057 182379 GEOSPATIAL INTELLIGENCE CNTR 1571426 1571426 0 REPORT AND SURV. SUPPORT 36387 33111 3276 . 0 5800 5800 52829978 47441559 5388419 0 1800 1800 5442332 9079074 0 0 2093205 1782363 0 0 0 0 0 0 0 0 1173457 1306181 8096310 6461380 1721846 1634930 36178413 40791852 0 0 0 0 0 0 10404 21231 46621457 54617431 3847262 3762891 0 0 744682 3287361 0 0 0 0 0 0 0 0 0 0 20155261 22787602 24747205 29837854 X 21874252 24779577 0 0 0 0 21874252 24779577 46621457 54617431 X 936180 4448145 -2479000 X false true X true false false false false 49978667 126938 126938 127446 2030155 1292417 737738 5443411 4753646 689765 622744 415317 207427 1634930 0 POST RET. BENEFITS NON CURRENT 19573000 DUE TO ISO 1694739 ACCRUED OTHER LIABILITIES 1434346 DUE TO NICTA 85517 22787602 X 58214303 4448145 4448145 53766158 53766158 52829978 52829978 52829978 FIN 48 FOOTNOTE FORM 990, SCHEDULE D, PART X, LINE 2 NICB HAS RECEIVED A FAVORABLE DETERMINATION LETTER FROM THE IRS STATING THAT IT IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE OF 1986 (IRC), EXCEPT FOR INCOME TAXES PERTAINING TO UNRELATED BUSINESS INCOME. THE FINANCIAL ACCOUNTING STANDARDS BOARD ISSUED GUIDANCE THAT REQUIRE TAX EFFECTS FROM UNCERTAIN TAX POSITIONS TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. MANAGEMENT HAS DETERMINED THERE ARE NO MATERIAL UNCERTAIN POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. ADDITIONALLY, NO PROVISION FOR INCOMES TAXES IS REFLECTED IN THESE FINANCIAL STATEMENTS AND THERE IS NO INTEREST OR PENALTIES RECOGNIZED IN THE STATEMENT OF ACTIVITIES OR STATEMENTS OF FINANCIAL POSITION. X X X X false false false false false false false true false Joseph Wehrle Chief Executive Officer 396209 0 223994 0 6858 0 16200 0 2506 0 645767 0 0 0 James Schweitzer Chief Operating Officer 227449 0 66551 0 6643 0 13833 0 2430 0 316906 0 0 0 Daniel Abbott Chief Information Officer 201430 0 58434 0 5672 0 37484 0 26994 0 330014 0 0 0 Robert Jachnicki CFO/Treasurer 199666 2067 56811 0 1434 0 32622 0 26983 0 317516 2067 0 0 Andrew Sosnowski General Counsel/Secretary 189464 5030 54106 0 4080 0 12073 0 26950 0 286673 5030 0 0 Brian Smidt Vice President/Data Analytics 165694 0 25159 0 2217 0 30589 0 18874 0 242533 0 0 0 Thomas Welsh Vice President/Training 117057 40659 23685 0 9783 0 27796 0 26282 0 204603 40659 0 0 Roger Morris Vice President/Communications 165819 0 24563 0 5211 0 10244 0 19760 0 225597 0 0 0 Barbara Low Vice President Human Resources 162761 0 23719 0 3156 0 10370 0 19107 0 219113 0 0 0 Judy Fitzgerald Vice President/Govt. Affairs 166512 0 23717 0 12129 0 33245 0 15435 0 251038 0 0 0 Linda Schwartz Vice President Membership 152157 0 23188 0 8981 0 9553 0 18874 0 212753 0 0 0 James Hertz Associate General Counsel 146235 0 14675 0 7609 0 9069 0 26536 0 204124 0 0 0 Robert Jones Director Field Operations 140390 0 13817 0 5783 0 8539 0 1786 0 170315 0 0 0 Ralph Lumpkin Director Field Operations 137792 0 13810 0 3563 0 8535 0 1951 0 165651 0 0 0 Dana MacDonald Director Field Operations 136431 0 13299 0 3403 0 8219 0 1918 0 163270 0 0 0 Frederick Lohmann Director Field Operations 131368 0 13432 0 1790 0 8301 0 19885 0 174776 0 0 0 NON FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 EMPLOYEES ARE ELIGIBLE FOR BONUSES, BUT BONUSES ARE NOT GUARANTEED AS PART OF THEIR COMPENSATION OR SPECIFIED IN A CONTRACT. WHETHER ANY BONUS IS PAID AND THE AMOUNT PAID SOLELY DEPENDS ON WHETHER THE COMPANY MEETS THE PERFORMANCE METRICS SPECIFIED IN THE BONUS PAYMENT SCHEDULE. A BONUS IS PAID ONLY IF THE PERFORMANCE RATING IS 85% OR ABOVE. THE PERFORMANCE RATING FOR 2016 WAS 99%. PERFORMANCE TARGETS ARE SET FORTH AT THE BEGINNING OF THE BUDGET YEAR IN THE OPERATION PLAN AND APPROVED BY THE BOARD. THE AWARD GRADIENTS FOR THE CEO WAS 65%, OTHER OFFICERS AT 30% AND THE KEY EMPLOYEES AT 10%-15%; OF THEIR BASE SALARIES. THE TOTAL BONUS AND INDIVIDUAL OFFICER BONUS IS DETERMINED AND APPROVED BY THE EXECUTIVE COMMITTEE WHICH IS THE GOVERNING BODY OF THE EXECUTIVE/COMPENSATION/NOMINATING COMMITTEE. OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D TRAINING - PROVIDED TRAINING FOR 64,733 MEMBER COMPANY AND 15,824 LAW ENFORCEMENT PERSONNEL. ADDED TWO NICTA COURSES, UPDATED THREE NICTA COURSES, REFORMATTED NICB INDICATORS AND CONDUCTED A REGIONAL MEDICAL INVESTIGATIONS ACADEMY. IN ADDITION PERFORMED DUE DILIGENCE FOR NICTA PLATFORM TRANSITION. EXECUTIVE COMMITTEE AND OTHER COMMITTEES FORM 990, PART VI, LINE 1A EXECUTIVE COMMITTEE: AT EACH ANNUAL MEETING OF THE BOARD, THERE MAY BE ELECTED FROM ITS MEMBERSHIP AN EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIRMAN AND VICE CHAIRMAN OF THE BOARD AND NO MORE THAN SEVEN (7) MEMBERS ELECTED FROM THE MEMBERSHIP OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL BE VESTED WITH THE AUTHORITY TO ACT BETWEEN MEETINGS OF THE BOARD, SUBJECT TO THE LIMITATIONS OF THE GNFPCA. THE CHAIRMAN OF THE BOARD SHALL BE THE CHAIRMAN OF THE EXECUTIVE COMMITTEE. OTHER COMMITTEES: THE BOARD, BY RESOLUTION ADOPTED BY A MAJORITY OF THE GOVERNORS PRESENT AT A MEETING AT WHICH A QUORUM IS PRESENT, MAY, AS IT DEEMS FIT, ESTABLISH OR APPOINT OTHER COMMITTEES, THE CHAIRMAN THEREOF TO BE DESIGNATED BY THE BOARD IN THE MAKING OF SUCH APPOINTMENTS. EACH SUCH COMMITTEE SHALL HAVE TWO (2) OR MORE GOVERNORS, AND EACH COMMITTEE MEMBER SHALL BE A DULY AUTHORIZED REPRESENTATIVE OF A MEMBER OF THE CORPORATION. ANY COMMITTEE MEMBER MAY BE REMOVED BY THE BOARD WHENEVER, IN ITS JUDGMENT, THE BEST INTERESTS OF THE CORPORATION ARE TO BE SERVED BY SUCH REMOVAL. FORM 990 REVIEW PROCESS FORM 990, PART VI, LINE 11B A NATIONAL PUBLIC ACCOUNTING FIRM PREPARES THE FORM 990. A DRAFT OF THE RETURN IS REVIEWED BY THE NICB TREASURER AND INTERNAL ACCOUNTING NICB PERSONNEL. AN UPDATED FINAL DRAFT IS REVIEWED AND APPROVED BY THE NICB AUDIT/FINANCE COMMITTEE AND PROVIDED ELECTRONICALLY TO THE FULL NICB VOTING BOARD OF GOVERNORS FOR COMMENTS BEFORE IT IS FILED WITH THE IRS. CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT FORM 990, PART VI, LINE 12C NATIONAL INSURANCE CRIME BUREAU (NICB)'S OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. NICB'S COMPLIANCE OFFICER IS IN CHARGE OF MONITORING EMPLOYEE ACTIVITIES FOR COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY. CONFLICTS ARE REPORTED TO THE COMPLIANCE OFFICER, AND THE COMPLIANCE OFFICER REPORTS ALL MATTERS TO THE NICB AUDIT/FINANCE COMMITTEE FOR REVIEW. PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, LINES 15A AND 15B SALARY RATES ARE BASED ON COMPARABLE SALARY DATA COMPILED BY HUMAN RESOURCES THAT APPROXIMATES NICB'S OPERATIONS, CANDIDATE'S QUALIFICATIONS AND EXPERTISE. NICB HAS AN INTERNAL COMMITTEE OF DEPARTMENT HEADS THAT REVIEW CANDIDATES. THE NICB BOARD OF GOVERNORS OVERSEES CANDIDATES AND SALARY LEVELS FOR OFFICER POSITIONS. FOR ITS COMPENSATION PROCESS, A COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEY DATA, AND APPROVAL OF COMPENSATION BY THE BOARD OF GOVERNORS IS REQUIRED. THE BOARD REVIEW IS DONE ANNUALLY, AND THE OUTSIDE CONSULTANT REVIEW IS DONE PERIODICALLY. THE REVIEW PROCESS FOR NICB IS CONTEMPORANEOUSLY DOCUMENTED IN THE ORGANIZATION'S MINUTES. THERE IS AN EXTERNAL SALARY SURVEY AND REVIEW CONDUCTED EVERY 3 YEARS. THE FINAL SALARY RATES ARE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD ANNUALLY. GOVERNING DOCUMENTS MADE AVAILABLE FORM 990, PART VI, LINE 19 ARTICLES, BYLAWS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES CONSIST OF: OTHER THAN NET PERIODIC PENSION COST ($2,479,000) National Insurance Crime Training Acad 1111 East Touhy Ave Ste 400 Des Plaines IL 60018 311768814 Public Safety IL 501(c)(3) 10 NICB true National Crime Bureau Services 1111 East Touhy Ave Ste 400 Des Plaines IL 60018 201193507 Public Safety IL 501(c)(3) 07 NICB true false false false false true false false false false false false false true true false true false false National Insurance Crime Training Academy E 85517 FMV National Insurance Crime Training Academy O 61571 FMV National Insurance Crime Training Academy Q 400000 FMV