2018-05-14T15:02:35-05:00 2017-06-30 454084437 Warren Averett LLC 3815 Interstate Ct Montgomery AL 36109 990 2016-07-01 630288878 TUSKEGEE UNIVERSITY TUSK 3347278855 KRESGE CENTER 204 TUSKEGEE INSTITUTE AL 36088 SHARRON T BURNETT CHIEF FINANCIAL OFFICER 3347278855 2018-05-14 1 Lee C Parks CPA P01350772 3342712200 2018-05-07 2016 2022-09-23 18:48:47Z SHARRON T BURNETT KRESGE CENTER 204 TUSKEGEE INSTITUTE AL 36088 156779599 0 X WWW.TUSKEGEE.EDU X 1881 AL TO PROVIDE QUALITY POST SECONDARY EDUCATIONAL OPPORTUNITIES AND CONTRIBUTE TO THE BETTERMENT OF SOCIETY THROUGH RESEARCH AND DEVELOPMENT. 19 19 1891 0 1146787 -2688572 52351177 51453485 86787165 88381425 2045066 2100828 0 0 141183408 141935738 22970824 22971021 0 0 55483938 50567776 0 0 945344 61248985 66685040 139703747 140223837 1479661 1711901 406323937 409643587 180963417 170724168 225360520 238919419 TO PROVIDE QUALITY POST SECONDARY EDUCATIONAL OPPORTUNITIES AND CONTRIBUTE TO THE BETTERMENT OF SOCIETY THROUGH RESEARCH AND DEVELOPMENT 0 0 116949700 22971021 87234638 TUSKEGEE UNIVERSITY PROVIDED EDUCATIONAL SERVICES TO APPROXIMATELY 3,080 STUDENTS DURING THE YEAR ENDED 6/30/17. THE UNIVERSITY ALSO CONTRIBUTED TO THE BETTERMENT OF SOCIETY THROUGH RESEARCH AND DEVELOPMENT BY PROFESSORS AND OTHER EMPLOYEES. 116949700 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 675 0 1 1891 1 1 1 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AL X X SHARRON T BURNETT 3347278855 204 KRESGE CENTER TUSKEGEE AL 36088 Kevin P Green trustee 5.00 5.00 X 0 0 0 JORDAN KURTZ TRUstee 1.00 1.00 X 0 0 0 ANDREW HORNSBY TRUSTee 1.00 1.00 X 0 0 0 KIMBERLY BAYLOR-BIVENS TRUstee 1.00 1.00 X 0 0 0 erick w harris esq SECOND VICE CHAIR 5.00 5.00 X X 0 0 0 joseph g grasso trustee 5.00 5.00 X 0 0 0 norma b clayton first vice chair 5.00 5.00 X X 0 0 0 myla calhoun TRUSTee 1.00 1.00 X 0 0 0 IRVING MCCONNELL TRUstee 1.00 1.00 X 0 0 0 bernard e anderson TRUstee 5.00 5.00 X 0 0 0 MICHAEL SENTANCE TRUstee 1.00 1.00 X 0 0 0 Floyd Griffin trustee 1.00 1.00 X 0 0 0 willene A Johnson TRUstee 1.00 1.00 X 0 0 0 John E Page chair 10.00 10.00 X X 0 0 0 Pebblin W Warren trustee 5.00 5.00 X 0 0 0 Chereece Warner Trustee 1.00 1.00 X 0 0 0 felker W Ward TRUSTEE 1.00 1.00 X 0 0 0 Charles Price trustee 1.00 1.00 X 0 0 0 Jonathan Porter TRustee 1.00 1.00 X 0 0 0 Karl Minter Trustee 5.00 5.00 X 0 0 0 ALDERMAN FAISON VP OF GENERAL COUNSEL & EXT AFFAIRS 37.50 0.30 X 150000 0 0 CARLEEN THOMPSON VP OF HR AND ADMINISTRATION 37.50 0.30 X 135000 0 0 EDWARD J BROWN CHIEF OF STAFF 37.50 0.30 X 115000 0 2158 ROBERT BLAKELY VP OF DEVELOPMENT 37.50 0.30 X 130000 0 0 SHAIK JEELANI VP OF SPONSORED PROGRAM & DEAN 37.50 0.30 X 135809 0 2829 CESAR D FERMIN PROVOST 37.50 0.30 X 190000 0 3641 Dr Benjamin Payton PROFESSOR EMARITUS 37.50 0.30 X 200000 0 4167 HESHMAT A AGLAN ASSOCIATE DEAN/PROFESSOR 37.50 0.30 X 154395 0 0 Tamara F Smith Professor/ 3m Endowe 37.50 0.30 X 132500 0 0 Walter A Hill DEAN//PROFESSOR OF CAENS 37.50 0.30 X 175000 0 0 reuben warren director of bioethics 37.50 0.30 X 199500 0 0 Ruby L Perry Associate Dean/professor 37.50 0.30 X 185000 0 0 Glenn Dickerson Former Assoc. VP/ Controller 37.50 0.30 X 130818 0 2725 RICARDO A KISNER Former VP OF FINANCE 37.50 0.30 X 190000 0 2485 Dr Brian johnson Former President 37.50 0.30 X 285000 0 5938 2508022 0 23943 15 1 1 0 HIP HOP MEDIA 4050 LINDWOOD DRIVE MACON GA 31206 HOMECOMING EVENT ARTISTS 210781 2DEEP ENTERTAINMENT 237 EAST FRONT STREET YOUNGSTOWN OH 44503 HOMECOMING EVENT ARTISTS 158000 619 40675607 10777878 51453485 TUITION & FEES 611710 67963641 67963641 ROOM & BOARD 611710 13733092 13733092 CAMPUS ACTIVITIES 611710 3376557 3376557 Rental Income 531110 2161348 2161348 KELLOGG CONFERENCE CENTER 721110 1146787 1146787 88381425 648290 648290 16296399 14810219 33642 1486180 -33642 1452538 1452538 141935738 87234638 1146787 2100828 1853872 1853872 21105178 21105178 11971 11971 2508022 2508022 41033775 37100219 3577781 355775 3486177 3133806 352371 3539802 3133805 352372 53625 767155 12973 754182 318187 318187 7814991 6023036 1607547 184408 53447 26145 27302 5144535 3667068 1372767 104700 697119 691037 6082 6911431 6883063 28368 3173512 2879431 262521 31560 454869 454869 5333130 4260774 1072356 9821439 7923887 1816074 81478 1781136 1696542 84594 MISCELLANEOUS 8166659 4597731 3549966 18962 STUDENT DINING 5284101 5284101 SCHOLARSHIPS 5180956 5123059 55401 2496 REPAIRS AND MAINTENANCE 2388771 725708 1662778 285 3393602 361425 2920122 112055 140223837 116949700 22328793 945344 2059996 2001920 416555 74444 3073505 3470432 12438861 11551444 630489 492785 437540 459234 490134180 243126435 251839264 247007745 89457059 94358075 37037606 40745403 8933062 9482105 406323937 409643587 25400529 20308021 10931631 10931631 1624288 3143535 23190000 21425000 119552311 114651322 264658 264659 180963417 170724168 X 99949331 102669251 41933640 51310597 83477549 84939571 225360520 238919419 406323937 409643587 X 1711901 11361152 485846 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 112034863 1462022 14267190 5765061 121999014 119962116 664538 -3055878 5536722 112034863 130243897 680061 -781842 10180000 119962116 115273882 570423 18956663 4557071 130243897 104654595 2403405 12622701 4406819 115273882 0.00000 1.00000 0.00000 0 0 20127230 20127230 359077195 150746138 208331057 93262320 85016340 8245980 17667435 7363957 10303478 247007745 Thirteen Partners 6561723 F Park Street Capital Private Equity 1919110 F Davidson Kempner LT Distressed II LP 1104787 F Denham Commodity 1021612 F Landmark Equity XV 553205 F Archipelago 4871292 F Gem Realty Fund V, LP 1275305 F Weatherlow Offshore 5196983 F Landmark Equity XIV(LP) 312210 F Siguler Gulf Distressed LP 413705 F Welsh, Carson, anderson & Stowe XII LP 644557 F Venture Investments Associates Energy II LP 743553 F Davidson Kempner LT Distressed III LP 725701 F Vista Equity Partners VI, L.P. 783777 F Greenspring Opp. IV LP 758153 F Sanderson International Value Fund 10729989 F Venture Investment Associates Energy III LP 537946 F AG Realty Fund IX LP 976339 F AEW Global Property Securities Fund, LP 1615456 F 40745403 due to gw carver foundation 264659 264659 X 131585961 11237804 -21587581 -10349777 141935738 0 141935738 117905659 0 117905659 22318178 22318178 140223837 Part III, Line 4: THE UNIVERSITY'S COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN THE UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS TEMPORARY OR PERMANENTLY RESTRICTED NET ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NEW ASSET CLASSES. THE UNIVERSITY'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANACE, SCIENTIFIC SPECIMENS, MANUSCRIPTS, LETTERS, DOCUMENTS, BOOKS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CULTURAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENECE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES THE PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. Part V, Line 4: endowment funds are used to generate earnings and income to support the scholarships and general operations of the university. Part X, Line 2: The University is exempt from federal income taxes under Section 501(a) as an entity described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended. The University is subject to tax on net income derived from unrelated business activities. The University operates the Kellogg Conference Center, which is subject to tax on unrelated business income. For the year ended June 30, 2017, the Kellogg Conference Center incurred a net loss of $2,688,572 (loss of $1,629,090 for the year ended June 30, 2016). Accordingly, no tax liability was incurred or recorded for this year. As of June 30, 2017, the University has a net operating loss carryforward of $24,543,793 to offset future taxable unrelated business income generated by the Kellogg Conference Center ($21,855,221 as of June 30, 2016). As required by Internal Revenue Service regulations, the University annually files Form 990, "Return of Organization Exempt from Income Tax," with the Internal Revenue Service. The University also files Form 990T, "Exempt Organization Business Income Tax Return," for the operations of the Kellogg Conference Center. The University follows the accounting guidance for uncertainty in income taxes using the provisions of FASB ASC 740, Income Taxes. Using that guidance, tax positions initially need to be recognized in the financial statements when it is more likely than not the position will be sustained upon examination by the taxing authorities. Such tax provisions initially and subsequently need to be measured as the largest amount of tax benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement with the taxing authority assuming full knowledge of the position and relevant facts. The University believes that it has appropriate support for the income tax positions taken and to be taken on its tax returns and that its accruals for tax liabilities are adequate for all open tax years based on an assessment of many factors, including experience and interpretations of tax laws applied to the facts of each matter. The University has concluded that there are no significant uncertain tax positions requiring disclosure, and there are no material amounts of unrecognized tax benefits. Part XI, Line 2d - Other Adjustments: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 705,808. scholarships and fellowships -21,105,178. GW Carver foundation investment income 24,789. OTHER NONOPERATING EXPENSE -1,213,000. Part XII, Line 4b - Other Adjustments: scholarships and fellowships 21,105,178. OTHER NON OPERATING EXPENSE 1,213,000. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 the policy is available in the university's catalog and on the university's website. Schedule E, Part I, Line 6 the university received funds from the U.S. Department of education, state of alabama, national science foundation, u.s. department of energy, u.s. department of health and human services, u.s. department of agriculture, U.S. DEPARTMENT OF Defense, U.S. DEPARTMENT OF Transportation, National Aeronautics and Space Administration, U.S. DEPARTMENT OF Homeland Security, U.S. Agency for International Development, U.S. DEPARTMENT OF Housing And Urban Development, NATIONAL Endowment for the Humanities, U.S. Department of the Interior, U.S. Department of Justice, and the U.S. Environmental Protection Agency. 1 0 0 0 0 0 0 0 0 0 Sub-Saharan Africa TO PROVIDE EDUCATIONAL ASSISTANCE 11971 1 1 0 0 0 0 0 0 Part I, Line 2: THE UNIVERSITY MAINTAINS A SEPERATE GRANT DEPARTMENT WHICH INCLUDES A DIRECTOR AND MULTIPLE GRANT ANALYSTS. THE GRANTS DEPARTMENT IS RESPONSIBLE FOR COMPLIANCE WITH ALL CONTRACTUAL AND FEDERAL REQUIREMENTS. THE DEPARTMENT IS ALSO RESPONSIBLE FOR MAKING DETERMINATIONS REGARDING ELIGIBILITY FOR AWARD RECIPIENTS AND SUB-GRANTEE RECIPIENTS. Part I, line 3: THE UNIVERSITY MAINTAINS A SEPERATE GRANT DEPARTMENT WHICH INCLUDES A DIRECTOR AND MULTIPLE GRANT ANALYSTS. THE GRANTS DEPARTMENT IS RESPONSIBLE FOR COMPLIANCE WITH ALL CONTRACTUAL AND FEDERAL REQUIREMENTS. THE DEPARTMENT IS ALSO RESPONSIBLE FOR MAKING DETERMINATIONS REGARDING ELIGIBILITY FOR AWARD RECIPIENTS AND SUB-GRANTEE RECIPIENTS. 1 Alabama State Association of Cooperatives PO Box 95 Epes AL 35460 352322969 28422 To provide educational assistance Alcorn State University 1000 ASU Drive Lorman MS 39096 640538018 19000 To provide educational assistance Technology Management Training Group 415 A Church Street Suite 100 Huntsville AL 35801 352232207 10000 To provide educational assistance Kettering University 1700 University Avenue Flint MI 48504 382410852 501(c)(3) 24615 To provide educational assistance SECME 756 W Peachtree Street NW Atlanta GA 30308 581375512 501(c)(3) 85197 To provide educational assistance Alabama A & M University 4900 Meridian Street Normal AL 35762 163600109 IRC 115 150553 To provide educational assistance University of South Alabama 307 N University Blvd Mobile AL 36688 630477348 IRC 115 37889 To provide educational assistance University of Pittsburgh 4200 Fifth Avenue Pittsburgh PA 15260 250965591 IRC 115 9619 To provide educational assistance University of Alabama at Birmingham 1530 3rd Avenue South Birmingham AL 35294 636005396 IRC 115 7903 To provide educational assistance University of Alabama at Huntsville 131 Madison Hall Huntsville AL 35899 163052083 IRC 115 11217 To provide educational assistance The University of Alabama 739 University Blvd Tuscaloosa AL 35487 636001138 IRC 115 141004 To provide educational assistance Virginia Polytechic Institute and State University 201 Southgate Center Blacksbury VA 24061 546001805 IRC 115 70822 To provide educational assistance Kansas State University 119 Anderson Hall Manhattan KS 665060102 432001788 IRC 115 26624 To provide educational assistance Florida A&M University 1700 Lee Hall Dr Tallahassee FL 32307 596175096 IRC 115 75420 To provide educational assistance Auburn University 310 Samford Hall Auburn AL 36849 636000724 IRC 115 585748 To provide educational assistance Alabama State University 915 S Jackson Street Montgomery AL 36104 636001101 IRC 115 124844 To provide educational assistance North Carolina State University (nc 2200 Hillsborough St Raleigh NC 27695 566000756 IRC 115 9569 To provide educational assistance CORNELL UNIVERSITY 144 EAST AVENUE ITHACA NY 14853 150532082 IRC 115 19562 TO PROVIDE EDUCATIONAL ASSISTANCE FORT VALLEY STATE UNIVERSITY 1005 STATE UNIVERSITY DRIVE FORT VALLEY GA 31030 586002062 IRC 115 21000 TO PROVIDE EDUCATIONAL ASSISTANCE IOWA STATE UNIVERSITY 2433 UNION DRIVE AMES IA 50011 426004224 IRC 115 45000 TO PROVIDE EDUCATIONAL ASSISTANCE KENTUCKY STATE UNIVERSITY 400 EAST MAIN STREET FRANKFORT KY 40601 611099712 IRC 115 13000 TO PROVIDE EDUCATIONAL ASSISTANCE LINCOLN UNIVERSITY 820 CHESTNUT ST JEFFERSON CITY MO 65101 446001089 IRC 115 29000 TO PROVIDE EDUCATIONAL ASSISTANCE MCWANE SCIENCE CENTER 200 19TH ST N BIRMIngham AL 35203 581933712 IRC 115 54465 TO PROVIDE EDUCATIONAL ASSISTANCE PRAIRIE VIEW A&M UNIVERSITY 700 UNIVERSITY DRIVE PRAIRIE VIEW TX 77446 746001078 IRC 115 38370 TO PROVIDE EDUCATIONAL ASSISTANCE SOUTHERN UNIVERSITY 801 HARDING BLVD BATON ROUGE LA 70813 726000817 IRC 115 23400 TO PROVIDE EDUCATIONAL ASSISTANCE TU FERAL SWINE KRESGE CENTER 112 TUSKEGEE AL 36088 630288878 21000 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF ARKANSAS AT PINE BLUFF 1200 UNIVERSITY DRIVE PINE BLUFF AR 71601 716010030 IRC 115 13000 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF ILLINOIS 901 W ILLINOIS ST URBANA IL 61801 376000511 IRC 115 52996 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF MARYLAND 1000 HILLTOP CIRCLE COLLEGE PARK MD 20742 526002036 IRC 115 16967 TO PROVIDE EDUCATIONAL ASSISTANCE VIRGINIA STATE UNIVERSITY 1 HAYDEN DRIVE PETERSBURG VA 23803 546074532 IRC 115 8000 TO PROVIDE EDUCATIONAL ASSISTANCE WORLD FOOD LOGISTICS 1500 KING STREET ALEXANDRIA VA 223142730 362181657 79666 TO PROVIDE EDUCATIONAL ASSISTANCE educational assistance to various students 2039 21105178 Part I, Line 2: THE UNIVERSITY MAINTAINS A SEPERATE GRANT DEPARTMENT WHICH INCLUDES A DIRECTOR AND MULTIPLE GRANT ANALYSTS. THE GRANTS DEPARTMENT IS RESPONSIBLE FOR COMPLIANCE WITH ALL CONTRACTUAL AND FEDERAL REQUIREMENTS. THE DEPARTMENT IS ALSO RESPONSIBLE FOR MAKING DETERMINATIONS REGARDING ELIGIBILITY FOR AWARD RECIPIENTS AND SUB-GRANTEE RECIPIENTS. X X 1 1 X 0 0 0 0 0 0 0 0 0 ALDERMAN FAISON VP OF GENERAL COUNSEL & EXT AFFAIRS 150000 0 0 0 0 0 0 0 0 0 150000 0 0 0 CARLEEN THOMPSON VP OF HR AND ADMINISTRATION 135000 0 0 0 0 0 0 0 0 0 135000 0 0 0 EDWARD J BROWN CHIEF OF STAFF 115000 0 0 0 0 0 2158 0 0 0 117158 0 0 0 ROBERT BLAKELY VP OF DEVELOPMENT 130000 0 0 0 0 0 0 0 0 0 130000 0 0 0 SHAIK JEELANI VP OF SPONSORED PROGRAM & DEAN 135809 0 0 0 0 0 2829 0 0 0 138638 0 0 0 CESAR D FERMIN PROVOST 190000 0 0 0 0 0 3641 0 0 0 193641 0 0 0 Dr Benjamin Payton PROFESSOR EMARITUS 200000 0 0 0 0 0 4167 0 0 0 204167 0 0 0 HESHMAT A AGLAN ASSOCIATE DEAN/PROFESSOR 154395 0 0 0 0 0 0 0 0 0 154395 0 0 0 Tamara F Smith Professor/ 3m Endowe 132500 0 0 0 0 0 0 0 0 0 132500 0 0 0 Walter A Hill DEAN//PROFESSOR OF CAENS 175000 0 0 0 0 0 0 0 0 0 175000 0 0 0 reuben warren director of bioethics 199500 0 0 0 0 0 0 0 0 0 199500 0 0 0 Ruby L Perry Associate Dean/professor 185000 0 0 0 0 0 0 0 0 0 185000 0 0 0 Glenn Dickerson Former Assoc. VP/ Controller 130818 0 0 0 0 0 2725 0 0 0 133543 0 0 0 RICARDO A KISNER Former VP OF FINANCE 190000 0 0 0 0 0 2485 0 0 0 192485 0 0 0 Dr Brian johnson Former President 285000 0 0 0 0 0 5938 0 0 0 290938 0 0 0 Part I, Line 1a the university provides first class or charter travel as necessary to fulfill university business objectives. Part I, Line 3 a compensation comparison of presidents for colleges and universities of similar size and with similar academic programs is utilized to establish the compensation of the president. A private colleges & univ facilities auth 521297592 001397fe2 2006-03-07 35569149 advance refund 1996-a bonds and campus renovations 0 0 0 A 35569149 2843168 465973 798894 7716826 2007 0 1 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 A 0 Form 990, Part VI, Section B, line 11b THE AUDIT COMMITTEE REVIEWS THE FORM 990 PRIOR TO FILING THE TAX RETURN. After the audit committee reviews the return, they present it to the full board for its approval. Form 990, Part VI, Section B, line 12c THE KEY EMPLOYEES ARE MONITORED THROUGH TH HUMAN RESOURCES DEPARTMENT AND THE BOARD MEMBERS ARE MONITORED BY THE SECRETARY. Form 990, Part VI, Section B, line 15a a compensation comparison of presidents for colleges and universities of similar size and with similar academic programs is performed. Form 990, Part VI, Section C, line 19 UPON REQUEST AND THE FINANCIAL STATEMENTS ARE FILED WITH THE CLEARINGHOUSE Form 990, Part XI, line 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 705,808. NET ASSETS OF GEORGE WASHINGTON CARVER FOUNDATION INCLUDED IN PRIOR YEAR -219,962. Form 990, Part XII, Line 2c: THERE HAS BEEN NO CHANGE FROM PRIOR YEAR. GEORGE WASHINGTON CARVER FOUNDATION 112 KRESGE CENTER TUSKEGEE INSTITUTE AL 36088 636053517 SUPPORT TUSKEGEE UNIVERSITY'S SCIENTIFIC AND EDUCATIONAL PROCESS AL 501(C)(3) Line 12b, II Tuskegee University 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0