2018-09-11T19:22:06-04:00 2017-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2017-01-01 133615533 Rockefeller Philanthropy Advisors INC % TINA BEYERS ROCK 2128124330 6 west 48th street 10th floor NEW YORK NY 10036 TINA BEYERS V.P. & CFO 2128124330 2018-09-11 true Scott Thompsett P00741490 2125990100 2017 2022-09-23 18:48:47Z Melissa A Berman 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 358431236 false X WWW.ROCKPA.ORG X 1992 DE help donors create thoughtful, effective philanthropy throughout the world. rpa assists individuals, trusts, foundations, and corporations in achieving their philanthropic goals. 18 17 323 17 0 0 204486774 272311986 5453636 6676137 5699405 1618818 161497 189590 215801312 280796531 85665975 98253151 0 0 30963890 41172375 327400 82000 194208 50066548 58991796 167023813 198499322 48777499 82297209 239055438 329234882 53171138 58338567 185884300 270896315 X See Schedule O true false 165937294 80189429 1934193 RPA offers comprehensive fiscal sponsorship services for individuals, major corporations, government agencies, and collaborations of donors that pool their resources for greater impact. By providing administrative and programmatic support and reducing the costs typically associated with non-profit governance, RPA enables innovative, high-impact funders around the world to make an impact quickly and efficiently. RPA fiscal sponsorship: -Provides strong accounting, HR, finance and IT infrastructure. -Develops and monitors sophisticated project budget and grant reporting. (Continued on Schedule O) 17078656 16543411 534597 Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. 9384660 1520310 4207347 General Fund/RPA Consulting - RPA provides advisory services to facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning. As part of our mission of helping donors create thoughtful and effective philanthropy, we share research, best practices and new insights that elevate the field of philanthropy and support the sector. 192400610 true true false true false true false false false true true false false false true true true false false true true true false true false false false true true true false false false false false false false false true false false false true true true false false false true 593 0 true 323 true false false false false false false false false false false false false false X 18 17 true false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X TINA BEYERS 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 Melissa A Berman President and CEO 35.0 0.0 X X 511250 0 86185 steven Wayne chair 1.0 0.0 X X 0 0 0 Adam Wolfensohn Treasurer 1.0 0.0 X X 0 0 0 Kyungsun Chung Board Member 1.0 0.0 X 0 0 0 Rien Van Gendt Board Member 1.0 0.0 X 0 0 0 Wendy O'Neill Board Member 1.0 0.0 X 0 0 0 Marnie S Pillsbury Board Member 1.0 0.0 X 0 0 0 Michael Rockefeller Board Member 1.0 0.0 X 0 0 0 Luther M Ragin Jr Board Member 1.0 0.0 X 0 0 0 juanita T james board member 1.0 0.0 X 0 0 0 PETER C ROCKEFELLER BOARD MEMBER 1.0 0.0 X 0 0 0 Sarah Teacher Board Member 1.0 0.0 X 0 0 0 Valerie Rockefeller Wayne Board Member 1.0 0.0 X 0 0 0 julia lopez board member 1.0 0.0 X 0 0 0 mac broderick board member 1.0 0.0 X 0 0 0 theo spencer board member 1.0 0.0 X 0 0 0 Andrew Dayton Board Member(as of April 2017) 1.0 0.0 X 0 0 0 Cathy Halstead Board Member 1.0 0.0 X 0 0 0 Chris B Page Executive Vice President 35.0 0.0 X 359460 0 73246 Walter Sweet Vice President&corp secretary 35.0 0.0 X 224979 0 54337 Yolanda A Arias-Brownell VP of HR & ASST. CORP. SEC. 35.0 0.0 X 226464 0 63840 Nicholas Hodges Senior Vice President/COO 35.0 0.0 X 310519 0 65512 Tina Marie Beyers Vice President and CFO 35.0 0.0 X 213872 0 58889 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 35.0 0.0 X 224207 0 53858 Jeffrey A Nesbit Exec. Director, Sponsored Proj 35.0 0.0 X 281140 0 33732 Andrew George Salkin Senior VP SPONSORED PROJECT 35.0 0.0 X 276250 0 53728 Bryna Anne Lipper Sr. VP Sponsored Projects 35.0 0.0 X 274091 0 52509 DARLENE CURLEY JACKSON CEO & exec. dir. sponsored pro 35.0 0.0 X 297500 0 45261 ELIZABETH YEE Vice Pres. 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As required by US GAAP, net assets associated with endowment funds, including funds designated by RPA's Board of Directors to function as endowments, are classified and reported based on the existence or absence of donor-imposed restrictions. The primary investment objectives of RPA are to provide funds for charitable projects and the operation of RPA, and to maintain and enhance the value of the investment assets. The overall investment goal of RPA therefore, is to achieve the proper balance between preservation of principal and current support, and the need for real growth and future support. Schedule D, Part X, Line 2 RPA FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RPA is exempt from federal income tax UNDER 501(c)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS EXCLUDED BY THE CODE. RPA HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. RPA DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS FOR THE YEARS ENDING DECEMBER 31, 2017 AND DECEMBER 31, 2016. true Europe (Including Iceland and Greenland) 1 20 Investments 7532089 Central America and the Caribbean Grantmaking 403516 East Asia and the Pacific 1 13 Grantmaking 7298615 Europe (Including Iceland and Greenland) Grantmaking 11493908 Middle East and North Africa Grantmaking 3677112 North America 1 5 Grantmaking 2094741 Russia and the Newly Independent States Grantmaking 49673 South America Grantmaking 1467612 South Asia Grantmaking 773691 Sub-Saharan Africa Grantmaking 1722672 3 38 3 38 36513629 36513629 East Asia and the Pacific General 17500 check Sub-Saharan Africa General 100000 check South Asia General 19000 check Europe (Including Iceland and Greenland) General 40000 check 0 East Asia and the Pacific General 314000 check 0 East Asia and the Pacific General 100000 check 0 Europe 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Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures for monitoring the use of grants and other assistance outside the US that are in compliance with IRS guidelines and other industry best practices. specifically, for each grantee we require the following: 1.CHARITABLE PURPOSE AND INTENT 2.Anti-terrorism SCREEN 3.VERIFICATION OF EXEMPT STATUS 4.RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5.WRITTEN AGREEMENTS 6.Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. Schedule F, Part IV Rockefeller Philanthropy Advisors invests in domestic and foreign alternative investments that may own an interest in a foreign corporation, passive foreign investment company, or foreign partnership. RPA's investment activities may not reach the thresholds required for filing Form 5471 and Form 926; to the extent that the organization is required to file these forms, they have been attached to the organizations Form 990-T. X X X true Garwood Events 225 West 106th Street Suite 15M New York NY 10025 fundraising consultant false 237200 40000 197200 Susan Courtemanche 40 Powder Horn Hill Road Wilton CT 06897 fundraising consultant false 42000 237200 82000 197200 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI schedule G, part I Rockefeller Philanthropy Advisors engaged with fundraising consultants (that are disclosed on Schedule G) that provided both event planning and fundraising services to the organization. The contracts with these consultants do not specifically bifurcate the payment between the various services rendered; accordingly, in the interests of full disclosure, RPA is taking the conservative position of disclosing the full contract amount on Schedule G. true 4 Directions Development 15484 Migizi Drive Red Lake MN 56671 811754928 501(c)(3) 500000 General A New Leaf Inc 868 E University Drive Mesa AZ 85203 860256667 501(c)(3) 45000 General Achieving the Dream Inc 8455 Colesville Rd Ste 900 Silver Spring MD 20910 271635830 501(c)(3) 256000 General AIDA - Interamerican Association for Environmental 50 California St Ste 500 San Francisco CA 94111 943292116 501(c)(3) 147890 General Ajo Unified School District 111 N Well Rd Ajo AZ 85321 866000546 Public School 25000 0 General Alaska Conservation Foundation 911 West 8th Ave Ste 300 Anchorage AK 995012340 920061466 501(c)(3) 10000 0 General Albemarle County Schools 401 McIntire Rd Room 348 Charlottesville VA 229024596 546001102 Public 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100000 0 General Arts for Learning Miami Inc 404 NW 26th St Miami FL 33145 651141598 501(c)(3) 340000 0 General Asaak 268 Bush St 4107 San Francisco CA 94104 820716287 100000 0 See Part IV Asia Society 725 Park Ave New York NY 10021 133234632 501(c)(3) 10000 0 General Asian American Writers' Workshop 110-112 West 27 St Ste 600 New York NY 10001 133677911 501(c)(3) 400000 0 General Asian Americans for Community Involvement of Santa 2400 Moorpark Ave Ste 300 San Jose CA 95128 942292491 501(c)(3) 45000 0 General Asian Cultural Council Inc 6 West 48th St 12th Floor New York NY 100361802 133018822 501(c)(3) 29000 0 General Aurora Health Care 950 North 12th St 2nd Floor Milwaukee WI 53233 391442285 501(c)(3) 50991 0 General Austin Independent School District 1111 West Sixth St Austin TX 78703 746000064 Public School 20000 0 General Austin-Smith Center for Development Incorporation PO Box 5452 Macon GA 31206 461108551 501(c)(3) 500000 0 General Ballet Theatre of Boston Inc 400 Harvard St Cambridge MA 02138 042773619 501(c)(3) 45000 0 General Baltimore Algebra Project 235 Holliday St Baltimore MD 21202 521948745 501(c)(3) 15000 0 General Bankable Frontier Associates (BFA) 259 Elm St Ste 200 Somerville MA 02144 204108833 192000 0 See Part IV Baylor Healthcare System Foundation 3500 Gaston Ave Medical Plaza Ste Dallas TX 75246 751837454 501(c)(3) 50991 0 General Bayview-Hunters Point Community Legal 4622 3rd St San Francisco CA 94124 453360280 501(c)(3) 45000 0 General Bend the Arc A Jewish Partnership for Justice 330 Seventh Ave 19th Floor New York NY 10001 521332694 501(c)(3) 200000 0 General Beth Israel Deaconess Medical Center 330 Brookline Ave Boston MA 02215 042103881 501(c)(3) 55219 0 General Blueprint North Carolina 3739 National Drive Raleigh NC 27612 272459538 501(c)(3) 25000 0 General BoomGen Studios 5 Devoe St 2nd Floor Brooklyn NY 11211 205085439 75000 0 See Part IV Boston Public Schools 150 Newbury St Boston MA 02116 046001380 Public School 10000 0 General Brigham and Women's Hospital Inc 75 Frances St PB-1-130 Boston MA 02115 042312909 501(c)(3) 50991 0 General Brooklyn Community Housing and Services Inc 105 Carlton Ave Brooklyn NY 11205 112549027 501(c)(3) 25000 0 General Building Community WORKSHOP 416 S Ervay Dallas TX 75201 262132264 501(c)(3) 200000 0 General Burlington City Arts Foundation Inc 135 Church St Burlington VT 05401 030354963 501(c)(3) 350000 0 General California Lawyers for the Arts Inc 2 Marina Blvd Bldg C-265 San Francisco CA 94123 942301744 501(c)(3) 200000 0 General Californians Against Waste Foundation 921 11th St 301 Sacramento CA 95814 680032326 501(c)(3) 20400 0 General Cambridge Arts Council 344 Broadway Cambridge MA 02139 042474907 501(c)(3) 250000 0 General Cancer Commons 5050 El Camino Real Ste 215 Los Altos CA 94022 453266802 501(c)(3) 25000 0 General Carnegie Museums of Pittsburgh 117 Sandusky St Pittsburgh PA 15212 250965280 501(c)(3) 93333 0 General Casa Esperanza 302 Eustis St Roxbury MA 02119 222525437 501(c)(3) 45000 0 General CASEL 815 W Van Buren St Ste 210 Chicago IL 60607 205884201 501(c)(3) 134500 0 General Catholic Charities of Santa Clara County 2625 Zanker Rd San Jose CA 95134 942762269 501(c)(3) 10000 0 General Catholic Charities of the Diocese of Santa Rosa 987 Airway Court Santa Rosa CA 95403 942479393 501(c)(3) 45000 0 General Catie's Closet Inc 19 School St Dracut MA 01826 272531953 501(c)(3) 45000 0 General Center for Effective Philanthropy 675 Massachusetts Ave 7th Floor Cambridge MA 02139 043523528 501(c)(3) 750000 0 General Center for Employment Opportunities 50 Broadway Ste 1604 New York NY 10004 133843322 501(c)(3) 305010 0 General Center for Health Ethics and Social Policy 2701 Connecticut Ave NW Ste 508 Washington DC 20008 133869293 501(c)(3) 100000 0 General Center for International Environmental Law 1350 Connecticut Ave NW Ste 1100 Washington DC 20036 521633220 501(c)(3) 25000 0 General Center for Reproductive Rights 199 Water St 22nd Floor New York NY 10038 133669731 501(c)(3) 15000 0 General Center for Youth Wellness 3450 Third St Bldg 2 Ste 201 San Francisco CA 94124 452527627 501(c)(3) 45000 0 General Central Texas Food Bank 6500 Metropolis Drive Austin TX 78744 742217350 501(c)(3) 45000 0 General Charleston to Charleston PO Box 1825 Charleston SC 29402 813123725 501(c)(3) 10000 0 General Chautauqua County Community Schools USD 286 302 N Sherman Sedan KS 67361 480721024 Public School 25000 0 General Chicago International Charter Schools 11 E Adams Chicago IL 60603 364141583 501(c)(3) 25000 0 General Chicago Public Schools 42 West Madison St Chicago IL 60602 366005821 Public School 10000 0 General Chicanos Por La Causa Inc 1112 E Buckeye Rd Phoenix AZ 85034 860227210 501(c)(3) 45000 0 General Childhaven 807 West Apache St Farmington NM 87401 850206752 501(c)(3) 45000 0 General Children's Law Center 501 3rd St NW 8th Floor Washington DC 20002 521961588 501(c)(3) 45000 0 General Citizens of the World Charter Schools Los Angeles 5371 Wilshire Blvd Ste 200 Los Angeles CA 90036 453532127 501(c)(3) 25000 0 General City and County of Honolulu 530 S King St Room 300 Honolulu HI 96813 996001257 U.S. State 454032 0 General City Charter School 11625 W Pico Blvd Los Angeles CA 90064 451347085 501(c)(3) 25000 0 General City of Atlanta 68 Mitchell St SW Ste 6100 Atlanta GA 303350313 586000511 U.S. State 431240 0 General City of Miami 444 SW 2nd Ave Miami FL 33130 596000375 U.S. State 336467 0 General City of Minneapolis 350 S 5th St M301 Minneapolis MN 55415 416005375 U.S. State 259016 0 General City of Seattle 700 5th Ave Ste 1868 PO Box 947 Seattle WA 98124 916001275 U.S. State 420000 0 General City of Tulsa 175 E 2nd St Tulsa OK 74103 736005470 U.S. State 30927 0 General Civil Rights Corps 910 17th St NW 5th Floor Washington DC 20006 813422012 501(c)(3) 500000 0 General Clark Atlanta University 223 James P Brawley Drive SW Atlanta GA 30314 581825259 501(c)(3) 71021 0 General Cleveland Clinic Foundation 9500 Euclid Ave 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946069890 501(c)(3) 100000 0 General Silicon Valley Children's Fund 75 E Santa Clara St Ste 1450 San Jose CA 95113 770166138 501(c)(3) 45000 0 General Silicon Valley Urban Debate League 502 Valley Way Milpitas CA 95035 471097110 501(c)(3) 45000 0 General Silverton School District PO Box 128 1160 Snowden Silverton CO 81433 846001945 Public School 25000 0 General SmileIdentity 6114 La Salle Ave 317 Oakland CA 94611 814765494 100000 0 See Part IV Smithsonian Institute 1500 Remount Rd Front Royal VA 22630 530206027 501(c)(3) 10000 0 General Smithsonian Institution OSP Clearing Account 24411 Network Chicago IL 60673 530206027 501(c)(3) 369016 0 General Society of Memorial Sloan-Kettering Cancer Center 1233 York Ave Ste B-101 New York NY 10065 131924236 501(c)(3) 10000 0 General Society of St Vincent De Paul Diocese Phoenix 420 W Watkins Rd PO Box 13600 Phoenix AZ 85002 860096789 501(c)(3) 45000 0 General South Carolina Association for Community Economic PO Box 20577 Charleston SC 29413 562049813 501(c)(3) 300000 0 General South Carolina Coastal Conservation League PO Box 1765 Charleston SC 29402 570887278 501(c)(3) 12500 0 General Southeastern Council on Foundations 100 Peachtree St NW Ste 2080 Atlanta GA 30303 560995114 501(c)(3) 25000 0 General Southeastern Michigan Health Association 2 Woodward Ave Ste 1126 Detroit MI 48226 381671500 501(c)(3) 400000 0 General Southern Coalition for Social Justice 1415 West Highway 54 Ste 101 Durham NC 27707 260688375 501(c)(3) 20000 0 General Southwest Folklife Alliance PO Box 42044 Tucson AZ 85733 510195434 501(c)(3) 350000 0 General Southwest Human Development 2850 North 24th St Phoenix AZ 85008 860407179 501(c)(3) 45000 0 General Southwest Solutions 2835 Bagley Ste 800 Detroit MI 48216 382672000 501(c)(3) 45000 0 General Soze Agency 55 Washington St Ste 300 Brooklyn NY 11201 743047767 30000 0 See Part IV Special Health Resources for Texas Inc 402 North 7th St Longview TX 75601 752405203 501(c)(3) 45000 0 General Spelman College 350 Spelman Lane SW Box 616 Atlanta GA 303144399 580566243 501(c)(3) 10750 0 General St Albans School Mount St Alban Washington DC 200165095 530196604 501(c)(3) 11000 0 General St Christopher's Inn Inc 21 Fanciscan Way PO Box 150 Garrison NY 10524 133668321 501(c)(3) 25000 0 General St Louis Art Museum Foundation One Fine Arts Drive Forest Park St Louis MI 63110 431374479 501(c)(3) 60000 0 General St Louis Public Schools 801 N 11th St St Louis MO 63101 436003220 Public School 25000 0 General St Luke's Foundation 1213 Herman Drive Ste 855 Houston TX 77004 453811485 501(c)(3) 50000 0 General St Luke's Hospital Foundation 4225 Baltimore Kansas City MO 641112304 446014699 501(c)(3) 50000 0 General St Mary's Dining Room 545 W Sonora St Stockton CA 95203 942687280 501(c)(3) 45000 0 General St Vincent Hospital Foundation 8333 Naab Rd Ste 400 Indianapolis IN 46260 356088862 501(c)(3) 50000 0 General Stanford University 326 Galvez St Stanford CA 943056105 941156365 501(c)(3) 7000 0 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Institute 910 17th St NW Ste 410 Washington DC 200062628 270311492 501(c)(3) 40000 0 General The Art of Yoga Project 555 Bryant St 232 Palo Alto CA 94301 202448697 501(c)(3) 45000 0 General The Aspen Institute - Alliance for Artisan Enterpr 1 Dupont Circle NW 700 Washington DC 20036 840399006 501(c)(3) 55000 0 General The Board of Trustees of Leland Stanford Junior Un Stanford University 326 Galvez St Stanford CA 94305 941156365 501(c)(3) 57000 0 General The Breakthrough Institute 436 14th St Ste 820 Oakland CA 94619 814526660 501(c)(3) 553197 0 General The Brearley School 610 East 83rd St New York NY 100287988 131623915 501(c)(3) 10000 0 General The Bridge Fund 1730 Rhode Island Ave NW Washington DC 20036 912144422 501(c)(3) 762654 0 General The Buckley School 113 East 73rd St New York NY 10021 131837409 501(c)(3) 40000 0 General The California Community Foundation 221 S Figueroa St Ste 400 Los Angeles CA 90012 953510055 501(c)(3) 75000 0 General The Cantata Singers Inc 729 Boylston St Ste 405 Boston MA 02116 046138594 501(c)(3) 30000 0 General The Center for Advanced Defense Studies 1100 H St NW Ste 750 Washington DC 20005 731681366 501(c)(3) 126000 0 General The English Concert in America Inc 207 Depew St Dumont NJ 07628 264409640 501(c)(3) 10000 0 General The Financial Clinic 115 West 30th St Ste 700 New York NY 10001 760833915 501(c)(3) 30000 0 General The Food Bank for Central and Northeast Missouri 2101 Vandiver Drive Columbia MO 65202 431238934 501(c)(3) 45000 0 General The Guidance Center 256 Washington St Mount Vernon NY 10553 131839684 501(c)(3) 10000 0 General The Henry L Stimson Center 1211 Connecticut Ave NW 8th Floor Washington DC 20036 521640938 501(c)(3) 200000 0 General The Impact Society 1350 Ave of Americas Ste 2900 New York NY 10019 464657948 501(c)(3) 15000 0 General The Museum of Modern Art 11 West 53rd St New York NY 10019 131624100 501(c)(3) 57500 0 General The National Campaign to Prevent Teen & Unplanned 1776 Massachusetts Ave NW Ste 200 Washington DC 20036 521974611 501(c)(3) 45000 0 General The Nature Conservancy of California 201 Mission St San Francisco CA 94105 205797732 501(c)(3) 437333 0 General The Ohio State University Foundation 376 W 10th Ave 701 Prior Hall Columbus OH 43210 311145986 501(c)(3) 45000 0 General The Pew Charitable Trusts 901 E St NW Washington DC 20004 562307147 501(c)(3) 892916 0 General The Pureland Project 5007 Cedar Ave Philadelphia PA 19143 274042809 501(c)(3) 92838 0 General The Rectory School Inc PO Box 68 Pomfret CT 062589988 060646805 501(c)(3) 11000 0 General The Rockefeller University 1230 York Ave New York NY 10021 131624158 501(c)(3) 10000 0 General The Sapling Foundation c/o TED 330 Hudson St 11th Floor New York NY 10013 943235545 501(c)(3) 10000 0 General The Sikh Coalition 50 Broad St Ste 504 New York NY 10004 223834037 501(c)(3) 30000 0 General The Story of Stuff Project 1442-A Walnut St 272 Berkeley CA 94709 464334785 501(c)(3) 271361 0 General The Studio in a School 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223 Hawthorne NY 10532 132936534 501(c)(5) 32891 0 General TREC Training Resources for Environmental Communit 600 Agua Fria St Santa Fe NM 875 Santa Fe NM 87501 911919141 501(c)(3) 525699 0 General Trinity Lutheran Church 164 West 100th St New York NY 10025 133342240 501(c)(3) 25000 0 General Trout Unlimited 1777 North Kent St Ste 100 Arlington VA 222092110 381612715 501(c)(3) 10500 0 General Trustees of Columbia University in the City of New 630 West 168th St MC 6 New York NY 10032 135598093 501(c)(3) 66991 0 General Trustees of Dartmouth College Hood Museum of Art 6 East Wheelock Hanover NH 03755 020222111 501(c)(3) 114782 0 General Turkish Philanthropy Funds 216 East 45th St 7th Floor New York NY 10017 208392006 501(c)(3) 10000 0 General Tyler Family Circle of Care 523 S Fannin St Tyler TX 75702 452578435 501(c)(3) 45000 0 General US Charitable Gift Trust Two International Place 14th Floor Boston MA 02110 311663020 501(c)(3) 2102095 0 General UMOM New Day Centers Inc 3333 East Van Buren St Phoenix AZ 95008 860521062 501(c)(3) 45000 0 General Under 21 Covenant House New York (CHNY) 460 West 41st St New York NY 10036 133076376 501(c)(3) 45000 0 General Unitarian Church of All Souls 1157 Lexington Ave New York NY 10075 131782493 501(c)(3) 75000 0 General United Nations Development Programme (UNDP) One United Nations Plaza DC1-2386 New York NY 10017 132626199 501(c)(3) 1259810 0 General United Neighborhood Centers of Northeastern 425 Alder St Scranton PA 18505 240795389 501(c)(3) 45000 0 General United Way of Lackawanna and Wayne Counties PO Box 526 Scranton PA 18501 240824164 501(c)(3) 45000 0 General United Way of Southern Cameron County 634 E Levee St Brownsville TX 78520 741241385 501(c)(3) 350000 0 General United Way of Southern Nevada 5830 West Flamingo Rd Las Vegas NV 89103 880071328 501(c)(3) 30000 0 General United We Dream Network Inc 1900 L St NW Ste 900 Washington DC 20036 462216565 501(c)(3) 75000 0 General University Hospitals of Cleveland 11100 Euclid Ave Mailstop LKS5038 Cleveland OH 44106 346512673 501(c)(3) 50991 0 General University of Alabama at Birmingham FOT 907 1720 2nd Ave S Birmingham AL 35294 636155094 501(c)(3) 45745 0 General University of Arizona Foundation 1111 North Cherry Ave Tucson AZ 85719 866050388 501(c)(3) 500000 0 General University of California San Diego 9434 Medical Center Drive La Jolla CA 92037 956006144 501(c)(3) 48946 0 General University of Florida 219 Grinter Hall PO Box 115500 Gainesville FL 326115500 590974739 501(c)(3) 100991 0 General University of Kentucky Research Foundation 900 S Limestone 326 Wethington Bl Lexington KY 405360200 616033693 501(c)(3) 50991 0 General University of Minnesota 1365 Gortner Ave 460 VMC St Paul MN 55108 416007513 501(c)(3) 80000 0 General University of Minnesota Foundation PO Box 860266 Minneapolis MN 554860266 416042488 501(c)(3) 50991 0 General University of Richmond 109 Maryland Hall University of Richmond VA 23173 540505965 501(c)(3) 6000 0 General University of Rochester 601 Elmwood Ave Box 679A Rochester NY 14642 160743209 501(c)(3) 50991 0 General University of Texas Health Science Center at Houst 7000 Fannin St Houston TX 77030 746000203 501(c)(3) 50991 0 General University of Utah 75 S 2000 E Room 2111 Salt Lake City UT 841128930 876000525 501(c)(3) 50991 0 General University of Washington Foundation 407 Gerberding Hall Box 351210 Seattle WA 981951210 943079432 501(c)(3) 39239 0 General Up North TV LLC 559 East Olive Ave A Burbank CA 91501 823566741 20000 0 See Part IV Urban Justice Center 40 Rector St 9th Floor New York NY 10006 133442022 501(c)(3) 90000 0 General Valor Collegiate Academies 4527 Nolensville Pike Nashville TN 37211 461413472 501(c)(3) 25000 0 General Vanderbilt University 2220 Pierce Ave Nashville TN 372326300 620476822 501(c)(3) 50991 0 General Vera Institute of Justice 233 Broadway 12th Floor New York NY 10279 131941627 501(c)(3) 450000 0 General Vermont Student Assistance Corporation 10 East Allen St PO Box 2000 Winooski VT 054052601 030216589 501(c)(3) 100000 0 General Vermont Studio Center Inc PO Box 613 Johnson VT 05656 222478074 501(c)(3) 25000 0 General Vocational Instruction Project Community Services 1910 Arthur Ave 4th Floor Bronx NY 104576305 133224700 501(c)(3) 20000 0 General Volunteers in Asia 1663 Mission St Ste 504 San Francisco CA 94103 941622372 501(c)(3) 7133 0 General Wake Forest University Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 50991 0 General Washington Bach Consort 1010 Vermont Ave NW Ste 202 Washington DC 20005 521107948 501(c)(3) 15500 0 General Washington Office on Latin America Inc 1666 Connecticut Ave NW Ste 400 Washington DC 20009 521249353 501(c)(3) 40000 0 General Washington Progress Alliance 1402 3rd Ave Ste 201 Seattle WA 98101 204258530 501(c)(4) 17000 0 General Washoe County School District PO Box 30425 Reno NV 89520 886000919 Public School 15000 0 General Weill Cornell Medical College 1300 York Ave Box 314 New York NY 10065 150532082 501(c)(3) 50000 0 General Wendell Gilley Museum of Bird Carving 4 Herrick Rd PO Box 254 Southwest Harbor ME 04679 010368574 501(c)(3) 25500 0 General West Valley Community Services of Santa Clara Coun 10104 Vista Drive Cupertino CA 95014 942211685 501(c)(3) 45000 0 General Western Sustainability Exchange PO Box 1448 Livingston MT 59047 810495837 501(c)(3) 10000 0 General Wheaton College 26 East Main St Norton MA 027662322 362182171 501(c)(3) 16000 0 General Wildlife Conservation Society 2300 Southern Blvd Bronx NY 10460 131740011 501(c)(3) 872744 0 General Wing Luke Memorial Foundation 719 S King St Seattle WA 98104 916067431 501(c)(3) 108914 0 General Wisconsin Technical College System Board 4622 University Ave PO Box 7874 Madison WI 53707 396006494 501(c)(3) 99900 0 General Wise Entertainment 1639 11th St Ste 140 Santa Monica CA 90404 463129856 50000 0 See Part IV Women Make Movies 115 West 29th St Ste 1200 New York NY 100015059 132740460 501(c)(3) 50000 0 General Women's Center - Youth and Family Services 620 N San Joaquin St Stockton CA 95202 942341360 501(c)(3) 45000 0 General Women's Resource Center Inc PO Box 975 Scranton PA 18501 232003915 501(c)(3) 45000 0 General WorkLife Partnership 99 Inca St Denver CO 80015 471331690 501(c)(3) 45000 0 General World Media Foundation PO Box 990007 Prudential Station Boston MA 02199 043150786 501(c)(3) 30000 0 General World Wildlife Fund Inc 1250 24th St NW Washington DC 20037 521693387 501(c)(3) 225861 0 General Yale University Yale School of Mgmt PO Box 208200 New Haven CT 065208200 060646973 501(c)(3) 9600 0 General YES Prep Public Schools 5515 S Loop East Ste B Houston TX 77033 760563835 501(c)(3) 25000 0 General Youth Represent Inc 11 Park Place Ste 1512 New York NY 10007 208034010 501(c)(3) 50000 0 General Youth Services of Tulsa Inc 311 S Madison Ave Tulsa OK 74120 730785251 501(c)(3) 45000 0 General 473 21 Grants to individuals 18 1266083 Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures for monitoring the use of grants and other assistance within the us that are in compliance with IRS guidelines and other industry best practices. Specifically, for each grantee we require the following: 1. CHARITABLE PURPOSE AND INTENT 2. Anti-terrorism SCREEN 3. VERIFICATION OF EXEMPT STATUS 4. RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5. WRITTEN AGREEMENTS 6. Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. Part II, Purpose of grants to other organizations Asaak: to provide general operating support to further the grantee's sustainability in the inclusive fintech space. Bankable Frontier Associates (BFA): To partner with Banco Estado to develop strategy to reach low-income clients throughout Chile. BoomGen Studios: To fund R&D for a pop culture content incubator, an in-person and digital space designed to help emerging content creators of color. Color Creative: To fund the formalization of Color Creatives program strategy to increase opportunities for women and minority writers. Future Perfect lab: To fund the development of a biometric field study to garner psychographic data of different television audiences. Harvesting: This grant is to provide general operating support to further the grantees sustainability in the inclusive fintech space. Moore & Associates: To develop a visual theory of narrative change around live/recorded music interventions at the intersection of music and social change. Nurse.com OnCourse Learning: To support an online course hosted by nurse.com on the topic of lead. Propper Daley: this grant will fund the exploration of initiating a fellows program for emerging writers of color. SI Universe Media, LLC: To test a community storyteller talent pipeline to unearth the stories and life experiences of immigrant and POC communities across America. SmileIdentity: To provide general support to further the grantees sustainability in the inclusive fintech space. Soze Agency: To produce a three day retreat to bring together one hundred artists and activists to create new narratives for social change. Taskforce PR: General operating support for the womens march. Up North TV LLC: To fund support for an experimental writer's room of tv writers, mass incarceration survivors and advocates to map the season for the independent television project, Up North. Wise Entertainment: To fund the analysis, organizing, and mapping of four years of east los angeles high audiences viewership and engagement to design the proof of concept for metrics of color, a new media measurement initiative. X X X X false false false false false false false true false Melissa A Berman President and CEO 425000 86250 60450 25735 597435 Chris B Page Executive Vice President 307939 51521 52887 20359 432706 Walter Sweet Vice President&corp secretary 200000 24979 26997 27340 279316 Yolanda A Arias-Brownell VP of HR & ASST. CORP. SEC. 198168 28296 43821 20019 290304 Jeffrey A Nesbit Exec. Director, Sponsored Proj 275785 5355 32704 1028 314872 Nicholas Hodges Senior Vice President/COO 268669 41850 45274 20238 376031 Tina Marie Beyers Vice President and CFO 191104 22768 41523 17366 272761 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 200082 24125 43178 10680 278065 Andrew George Salkin Senior VP SPONSORED PROJECT 276250 42069 11659 329978 Bryna Anne Lipper Sr. VP Sponsored Projects 264091 10000 42069 10440 326600 DARLENE CURLEY JACKSON CEO & exec. dir. sponsored pro 297500 44175 1086 342761 ELIZABETH YEE Vice Pres. Sponsored projects 271250 39613 1013 311876 Part I, Line 7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO. The CEO is eligible to participate in the incentive compensation plan as well; however, Ms. Berman's work plan is reviewed by the Board of Directors and her bonus is reviewed and approved by the Board (and she recuses herself from those deliberations). X 70 5365759 FMV X 1 350000 FMV 1 false true true PART I, Line 31 Rockefeller Philanthropy Advisors reserves the right to decline any contribution that is unacceptable to the organization, to verify the source of any noncash contributions, and in the case of nonmarketable assets, to require an independent appraisal to determine the fair market value of the item. PART I, Line 32b The organization uses JP Morgan Chase to receive and sell donated securities. This year, the organization used Christie's to appraise the value of the collectible received. In 2018, the item will be auctioned by Christie's. FORM 990, PART III, LINE 1 Organizations Mission ROCKEFELLER PHILANTHROPY ADVISORS (RPA) AIMS TO HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. TO THIS END, RPA -DEVELOPS, AND MANAGES CHARITABLE PROGRAMS; - ADVISES DONORS REGARDING THE ARTICULATION AND IMPLEMENTATION OF CHARTIABLE PROGRAMMING; - CONDUCTS RESEARCH AND PROVIDES GUIDANCE ON CHARITABLE GIVING AND PHILANTHROPY; - OFFERS PROGRAMMATIC, ADMINISTRATIVE AND GRANT-MAKING SUPPORT TO DONORS, ASSISTING INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTROPIC GOALS; - SERVES AS A THOUGHT-LEADER IN THE PHILANTHROPIC COMMUNITY, AUTHORING PUBLICATIONS AND CONVENING EXPERTS TO DISCUSS CURRENT TOPICS IN PHILANTHROPY AND STRENGTHEN THE SECTOR. CURRENTLY, RPA WORKS WITH MORE THAN 650 DONORS, FACILITATING APPROXIMATELY $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 50 COuntries. FORM 990, PART III, LINE 2 New Program Service Activity In 2017, RPA approved a new initiative called The Art For Justice Fund. The Art For Justice Fund is a five-year initiative that aims to turn art into action, investing more than $100 million into strategic efforts to reform the criminal justice system. Our unique approach is to use funds from art sales and other contributions to fuel policy reform and arts-related initiatives that put a human face on the problem of mass incarceration. The Ford Foundation has partnered with RPA to manage the grantmaking of the fund. FORM 990, PART III, LINE 4a (continued) Sponsored Projects - Offers research, analysis, grant-making and evaluation services. - Institutes project governance structures that engage key external advisors, funders and others as appropriate. FORM 990, PART VI, SECTION A, LINE 2 Family Relationships Michael Rockefeller and Peter Rockefeller have a family relationship. Steven Wayne and Valerie Rockefeller Wayne have a family relationship. Part VI, Section B - Question 11B Process Used to Review Form 990 RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT COMMITTEE FOR REVIEW prior TO FILING with the IRS. A copy of the Form 990 is distributed to the full board of directors once the audit committee has approved it for filing. PART VI, SECTION B - QUESTION 12C Monitoring & Enforcement: Conflict of Interest Policy THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH they OR THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B Process for determining compensation RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS, ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. Rockefeller Philanthropy advisors, Inc. commissioned an executive compensation survey from an independent third-party compensation consultant in 2017. This benchmarking survey was used to bring RPA executives compensation up to market rates in the industry. PART VI, SECTION C - QUESTION 19 Availability of documents to the public The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion. Form 990, Part IX, Line 24a Program Related Fees Program Related Fees are consulting expenses incurred by the Sponsored Projects. Consulting services include but are not limited to program design and implementation, research, communication, evaluation and organizational development. Form 990, Part IX, Line 24d Grant Receivable Transition to Spin off Project Rockefeller Philanthropy Advisors recorded various pledges (in a prior calendar year) totaling $1,333,000 to fund one of its sponsored projects; in 2017, that sponsored project was spun-off from Rockefeller's portfolio and became independent. The pledges associated with the sponsored project, once fulfilled, will be received by the sponsored organization and not by Rockefeller. Form 990, Part XI, line 9 Other Changes in Net Assets Pension related costs ($5,544) ArtPlace America LLC 195 Montague Street 14th Fl Brooklyn NY 11201 464698925 Arts/Culture NY 16536554 33842205 RPA Rockefeller Philanthropy Advisors Europe 1 PANCRAS SQ KINGS CROSS Ste 705 London UK N1C 4AG Consulting UK RPA C Corp 0 0 1.00000 true false false false false false false false false false false false false false false false false false false false Schedule R, Part IV, Line 1 Related Corporation Rockefeller Philanthropy Advisors (RPA) formed Rockefeller Philanthropy Advisors Europe Limited in England and Wales on November 27, 2017. RPA is in the process of securing a public charity status for this related organization.