2018-08-30T10:38:41-05:00 2017-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2017-01-01 260126537 GLOBAL INTEGRITY GLOB 2024494100 1110 VERMONT AVENUE NW NO 500 WASHINGTON DC 20005 ALAN HUDSON EXECUTIVE DIRECTOR 2024494100 2018-08-30 1 FRANK H SMITH P00639053 2028225000 2018-08-30 2017 2022-09-23 18:48:47Z ALAN HUDSON 1110 VERMONT AVENUE NW NO 500 WASHINGTON DC 20005 2566313 0 X WWW.GLOBALINTEGRITY.ORG X 2005 DC TO SUPPORT PROGRESS TOWARD OPEN AND ACCOUNTABLE GOVERNANCE AROUND THE WORLD. 7 7 10 7 0 0 991354 1357881 1085647 1138469 75 117 -170 69846 2076906 2566313 0 0 0 0 831802 915334 0 0 144338 1591616 1733120 2423418 2648454 -346512 -82141 3056828 2818605 1801187 1662092 1255641 1156513 X GLOBAL INTEGRITY CHAMPIONS AN OPEN, ACCOUNTABLE, AND EFFECTIVE GOVERNANCE AROUND THE WORLD, TAKING ACTION TO INFORM, CONNECT, AND EMPOWER CIVIC, PRIVATE AND PUBLIC REFORMERS SEEKING MORE OPEN SOCIETIES THROUGH INNOVATIVE RESEARCH AND DIRECT SUPPORT. GLOBAL INTEGRITY COLLABORATES WITH LOCAL STAKEHOLDERS, HELPING TO PUT ADAPTIVE LEARNING - A STRUCTURED, DATA-DRIVEN, PROBLEM-FOCUSED AND ITERATIVE APPROACH TO LEARNING BY DOING, WHICH ENGAGES WITH LOCAL POLITICAL REALITIES WHILE DRAWING ON EXPERIENCES FROM ELSEWHERE - AT THE HEART OF THEIR EFFORTS TO DESIGN AND IMPLEMENT EFFECTIVE GOVERNANCE REFORMS. THIS CAN HELP REFORMERS CLOSE THE GAPS BETWEEN POLICY COMMITMENTS AND IMPLEMENTATION AND CONTRIBUTE TO BETTER GOVERNANCE AND DEVELOPMENT OUTCOMES. FURTHER, GLOBAL INTEGRITY SEEKS TO SUPPORT AND ENHANCE THE EFFECTIVENESS OF OTHER KEY PLAYERS IN THE GOVERNANCE ARENA BY SHARING MORE WIDELY THE INSIGHTS GENERATED FROM THE INNOVATIVE AND EXPLORATORY WORK WITH LOCAL PARTNERS. 0 0 1165806 1138469 OPENGOV HUB - THROUGH OUR LEADERSHIP OF THE OPEN GOV HUB, WHICH WE COFOUNDED IN 2012 AND MANAGE IN PARTNERSHIP WITH DEVELOPMENT GATEWAY, WE AIM TO INCREASE THE IMPACT OF THE GLOBAL OPEN GOVERNANCE MOVEMENT BY FACILITATING LEARNING, INNOVATION, AND COLLABORATION AMONG ORGANIZATIONS IN THIS FIELD. THE OPEN GOV HUB BRINGS TOGETHER OVER 40 LIKEMINDED ORGANIZATIONS (AND OVER 200 INDIVIDUALS) TO SHARE RESOURCES AND WORK TOGETHER IN A VARIETY OF WAYS (IN ADDITION TO HOSTING AN AVERAGE OF 1,000 VISITORS/MONTH). 635698 INTEGRITY AND ANTI-CORRUPTION - OUR WORK IN THIS PROGRAM AREA AIMS TO STRENGTHEN THE EFFORTS OF DOMESTIC AND INTERNATIONAL ACTORS WORKING TO CRAFT SOLUTIONS TO GOVERNANCE AND CORRUPTION RELATED CHALLENGES. WE WORK WITH OUR PARTNERS TO IMPROVE THE QUALITY, USE AND IMPACT OF GOVERNANCE DATA AND HELP THEM TO DEVELOP AND APPLY INNOVATIVE APPROACHES TO ENGAGE WITH COMPLEXITY AND POWER. IN 2017, WE PURSUED THESE GOALS BY PRODUCING A NEW ROUND OF OUR AFRICA INTEGRITY INDICATORS RESEARCH, WORKING WITH TRANSPARENCY INTERNATIONAL CHAPTERS IN TUNISIA AND GEORGIA TO EXPLORE HOW CITIZENS DECIDE TO ACT AGAINST CORRUPTION, CONTRIBUTING TO WORKSHOPS FOCUSED ON 'DOING ANTI-CORRUPTION DIFFERENTLY, AND ENGAGING WITH VARIOUS EXTERNAL ACTORS, INCLUDING THE MILLENIUM CHALLENGE CORPORATION, THE WORLD BANK, AND OTHERS, WITH RESPECT TO THE USE AND USEFULNESS OF GOVERNANCE INDICATORS. 246948 MULTISTAKEHOLDER GOVERNMENT INITIATIVES - OUR WORK IN THIS AREA AIMS TO SHARPEN THE IMPACT AND EFFECTIVENESS OF MSGIS, PRIMARILY BY SUPPORTING THEIR EFFORTS TO PUT LEARNING CENTER STAGE, AND BY HELPING COUNTRY LEVEL PARTNERS LEVERAGE MSGIS IN PARTICULAR PLACES TO TACKLE GOVERNANCE CHALLENGES IN THEIR CONTEXTS. IN 2017, WE PURSUED THESE GOALS IN VARIOUS WAYS, INCLUDING THROUGH SUPPORTING PARTNERS IN COSTA RICA IN STRENGTHENING LOCAL MULTISTAKEHOLDER OGP PROCESSES, ENGAGING WITH MEMBERS OF THE GLOBAL INITIATIVE FOR FISCAL TRANSPARENCY, AND SUPPORTING THE EFFORTS OF CSOS IN KENYA, TANZANIA, SOUTH AFRICA, INDONESIA, AND THE PHILIPPINES TO STRENGTHEN CITIZEN ENGAGEMENT IN SUBNATIONAL GOVERNANCE PROCESSES, AND OGP, IN THEIR CONTEXTS. 84723 OPEN FISCAL GOVERNANCE 34086 ADVOCACY 8881 MONEY, POLITICS AND TRANSPARENCY 127690 2176142 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 23 0 1 10 1 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 CA MA NY X ALAN HUDSON 2024494100 1110 VERMONT AVENUE NW NO 500 WASHINGTON DC 20005 ANDREW HOPPIN PRESIDENT 1.25 X X 0 0 0 DALE MURPHY TREASURER & INTERIM SECRETARY 1.25 X X 0 0 0 RAINA KUMRA SECRETARY - UNTIL 07/2017 1.00 X X 0 0 0 ANIA CALDERON DIRECTOR 1.00 X 0 0 0 MARIA GONZALEZ DE ASIS DIRECTOR 1.00 X 0 0 0 ABDOULIE JANNEH DIRECTOR 1.00 X 0 0 0 GERTRUDE MUGIZI DIRECTOR 1.00 X 0 0 0 ALAN HUDSON EXECUTIVE DIRECTOR 40.00 X 149660 0 16856 SCOTT RUMPSA DIRECTOR OF OPERATIONS & PROGRAMS 40.00 X 87267 0 22506 236927 0 39362 1 0 1 0 0 1357881 1357881 OPENGOV HUB 900099 1138469 1138469 1138469 117 117 279 279 FORGIVE. OF REV. SHARE 900099 37573 37573 RENTAL INCOME 900099 23805 23805 REIMBURSEMENTS 900099 8875 8875 -686 -686 69567 2566313 1138469 0 69963 X 276289 57909 159001 59379 492959 383160 69835 39964 18584 14621 2432 1531 72429 60293 6781 5355 55073 32497 15530 7046 6218 4390 1515 313 93801 65519 20350 7932 374170 373482 688 54485 47584 5177 1724 41901 29066 9473 3362 859295 825583 24628 9084 50409 45311 1201 3897 84100 81958 1127 1015 135 68 61 6 153098 143920 6711 2467 15508 10781 3464 1263 2648454 2176142 327974 144338 869512 929161 50000 50010 980592 838985 8547 19007 22537 16022 1513455 595367 1053408 918088 72232 47332 3056828 2818605 96581 89851 43456 48282 1661150 1523959 1801187 1662092 X 124783 60945 1130858 1095568 1255641 1156513 3056828 2818605 X -82141 -16987 X 0 1 X 1 0 X 759704 2272621 747767 974367 1357881 6112340 759704 2272621 747767 974367 1357881 6112340 4161112 1951228 460 8948 11779 4153 396 25736 5160 463 10004 1776 17403 6155479 3820112 0.31700 0.33220 X GLOBAL INTEGRITY MEETS THE FACTS AND CIRCUMSTANCES TEST UNDER INCOME TAX REGULATIONS SEC. 1.170A-9T(F)(3) FOR THE CURRENT TAX YEAR (2017), BASED ON THE FOUR TAX YEARS IMMEDIATELY PRECEDING THE CURRENT TAX YEAR (2013 THROUGH 2017). UNDER THE FACTS AND CIRCUMSTANCES TEST: (1) GLOBAL INTEGRITY MAINTAINS A CONTINUOUS AND BONA FIDE PROGRAM FOR SOLICITING FUNDS FROM THE GENERAL PUBLIC, COMMUNITY, MEMBERSHIP GROUP INVOLVED, AND GOVERNMENTAL UNITS, AND (2) THE SOURCES OF SUPPORT PROVIDE SERVICES DIRECTLY FOR THE BENEFIT OF THE GENERAL PUBLIC ON A CONTINUING BASIS. GLOBAL INTEGRITY'S FUNDRAISING, HISTORICALLY, HAS BEEN CONDUCTED PRIMARILY BY DIRECT, PERSONAL CONTACT WITH POTENTIAL DONORS. IT IS CARRIED OUT UNDER THE SUPERVISION OF OFFICERS OF GLOBAL INTEGRITY, ONLY TWO OF WHOM RECEIVE COMPENSATION, WHICH IS RELATIVELY LOW, AND DIRECTORS OF GLOBAL INTEGRITY, WHO ARE VOLUNTEERS. GLOBAL INTEGRITY INTENDS TO CONTINUE ITS EFFORTS TO DEVELOP ITS PUBLIC SUPPORT PROGRAM. IT IS ANTICIPATED THAT THE PERCENTAGE OF GLOBAL INTEGRITY'S PUBLIC SUPPORT WILL INCREASE IN FUTURE YEARS. GLOBAL INTEGRITY'S GOAL IS TO RAISE ITS PUBLIC SUPPORT PERCENTAGE BEYOND THE ONE-THIRD PUBLIC SUPPORT LEVEL.IN ADDITION TO THE TWO REQUIREMENTS DISCUSSED ABOVE, THE FACTS RELATIVE TO THE OTHER RELEVANT PUBLIC SUPPORT FACTORS DESCRIBED IN REG. SEC. 1.170A-9T(F)(3) ARE PRESENTED BELOW:(1) PERCENTAGE OF FINANCIAL SUPPORT FACTOR. GLOBAL INTEGRITY HAS RECEIVED OVER 33.22 PERCENT OF ITS SUPPORT FROM CONTRIBUTIONS MADE DIRECTLY BY THE GENERAL PUBLIC OVER THE LAST FIVE YEARS (2013-2017). THIS CONSTITUTES SIGNIFICANT PUBLIC SUPPORT, AND SUBSTANTIALLY EXCEEDS THE MINIMUM 10 PERCENT OF PUBLIC SUPPORT REQUIREMENT.(2) SOURCES OF SUPPORT FACTOR. AS INDICATED ABOVE, GLOBAL INTEGRITY RECEIVED CONTRIBUTIONS IN THE PERIOD 2013-2017 FROM A VARIETY OF ORGANIZATIONS. GLOBAL INTEGRITY DID NOT CONDUCT ANY FORMAL SOLICITATION PROGRAMS, AND HAD TO RELY ON PERSONAL CONTACT TO SOLICIT FUNDS. THIS APPROACH HAS HAD A CERTAIN AMOUNT OF SUCCESS IN RECENT YEARS, AS GLOBAL INTEGRITY RECEIVED GRANTS FROM OTHER PUBLIC CHARITIES.(3) REPRESENTATIVE GOVERNING BODY FACTOR. GLOBAL INTEGRITY IS GOVERNED BY A BOARD OF DIRECTORS COMPRISED OF INDIVIDUALS WHO HAVE SPECIAL KNOWLEDGE AND EXPERTISE IN THE PARTICULAR FIELD IN WHICH GLOBAL INTEGRITY IS OPERATING, EDUCATING THE PUBLIC ON THE IMPORTANCE OF OPEN GOVERNANCE. SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2013 AMOUNT: $ 0. 2014 AMOUNT: $ 5,160. 2015 AMOUNT: $ 463. 2016 AMOUNT: $ 4. 2017 AMOUNT: $ 1,776. EVENT REVENUE - 2013 AMOUNT: $ 0. 2014 AMOUNT: $ 0. 2015 AMOUNT: $ 0. 2016 AMOUNT: $ 5,000. 2017 AMOUNT: $ 0. HONORARIUM - 2013 AMOUNT: $ 0. 2014 AMOUNT: $ 0. 2015 AMOUNT: $ 0. 2016 AMOUNT: $ 5,000. 2017 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1317093 471389 845704 48774 41984 6790 147588 81994 65594 918088 DEFERRED RENT AND LEASE INCENTIVES 1517459 SUBLEASE SECURITY DEPOSIT 6500 1523959 X 2549326 0 2549326 16987 16987 2566313 2648454 0 2648454 0 2648454 PART X, LINE 2: GLOBAL INTEGRITY PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2017, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 4B - OTHER ADJUSTMENTS: REDUCTION OF PRIOR YEAR GRANT 16,987. CENTRAL AMERICA AND THE CARIBBEAN 0 2 PROGRAM SERVICES LEARNING TO OPEN GOVERNMENT PROJECT WORK AND AFRICA INTEGRITY EDITOR WORK 6448 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES LEARNING TO MAKE ALL VOICES COUNT PROJECT WORK 70297 EUROPE (INCLUDING ICELAND & GREENLAND) 0 20 PROGRAM SERVICES DETERMINANTS OF ACTION AGAINST CORRUPTION RESEARCH AND WORKING WITH IDS ON THE LEARNING TO MAKE ALL VOICES COUNT RESEARCH 87049 NORTH AMERICA 0 3 PROGRAM SERVICES FOLLOW THE MONEY FISCAL GOVERNANCE WORK 49044 SUB-SAHARAN AFRICA 0 135 PROGRAM SERVICES AFRICA INTEGRITY INDICATORS RESEARCH IN EACH COUNTRY AND LEARNING TO OPEN GOVERNMENT AND LEARNING TO MAKE ALL VOICES COUNT PROJECT WORK IN SELECT COUNTRIES 472700 MIDDLE EAST AND NORTH AFRICA 0 17 PROGRAM SERVICES AFRICA INTEGRITY INDICATORS RESEARCH WORK ON NORTH AFRICAN COUNTRIES AND RESEARCH ON DETERMINANTS OF CIVIC ENGAGEMENT IN ANTICORRUPTION 46822 SOUTH AMERICA 0 3 PROGRAM SERVICES DETERMINANTS OF ACTION AGAINST CORRUPTION RESEARCH 22652 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES RESEARCH ON DETERMINANTS OF CIVIC ENGAGEMENT IN ANTICORRUPTION 17144 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING 15539 0 180 0 0 0 180 772156 15539 787695 0 0 0 0 0 1 PART I, LINE 3: GLOBAL INTEGRITY REPORTED THE EXPENDITURES BASED ON THE ACCOUNTING METHOD USED IN ITS AUDITED FINANCIAL STATEMENTS WHICH IS ACCRUAL BASIS. X X X 0 0 0 0 0 0 0 0 0 ALAN HUDSON EXECUTIVE DIRECTOR 149660 0 0 0 0 0 5754 0 11102 0 166516 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO OTHER COMMITTEES THAT MAY ACT ON THE BEHALF OF THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY GLOBAL INTEGRITY STAFF AND OUR AUDIT FIRM, RAFFA, WITH REVIEW AND ADVICE FROM OUR OUTSOURCED ACCOUNTING SERVICES FIRM, JITASA. ONCE PREPARED, GLOBAL INTEGRITY MANAGEMENT REVIEWS FOR ACCURACY, AND WHEN THEY ARE IN AGREEMENT, THE ENTIRE DRAFT FEDERAL FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS FOR REVIEW AND TO COLLECT ANY CONCERNS OR FEEDBACK. ONCE APPROVED, THE FEDERAL FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE AND UPLOADED FOR PUBLIC VIEWING ON OUR WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER AND MEMBER OF A COMMITTEE OF THE BOARD SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON: (A) HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY (COI), AND (B) HAS READ AND UNDERSTANDS THIS POLICY, AND HAS AGREED TO COMPLY WITH THIS POLICY. THE COI POLICY IS ALWAYS TAKEN INTO CONSIDERATION WHEN THERE IS THE POTENTIAL FOR CONFLICT, PARTICULARLY WHEN SIGNING NEW CONTRACTS OR BEGINNING NEW RELATIONSHIPS. IF THE BOARD DETERMINES THAT THE INTERESTED PERSON HAS IN FACT FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION WHICH MAY INCLUDE: A) RECONSIDERATION OF WHETHER THE TRANSACTION OR ARRANGEMENT WAS IN THE BEST INTERESTS OF AND WAS FAIR AND REASONABLE TO THE ORGANIZATION AT THE TIME IT WAS UNDERTAKEN; B) RECOMMENDING THE INTERESTED PERSON'S REMOVAL FROM THE BOARD OR STAFF; AND C) ANY OTHER ACTION. FORM 990, PART VI, SECTION B, LINE 15A TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR, GLOBAL INTEGRITY ANALYZED COMPARABLE SALARIES AT OTHER NON-PROFIT ORGANIZATIONS OF A SIMILAR SIZE. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWED THE EXECUTIVE DIRECTOR'S SALARY AND RECOMMENDED AN ADJUSTMENT WITH THEIR DECISION BEING DOCUMENTED IN COMMITTEE NOTES. FORM 990, PART VI, SECTION C, LINE 19 GLOBAL INTEGRITY PROACTIVELY SHARES FINANCIAL STATEMENTS AND THE ANNUAL FEDERAL FORM 990 BY MAKING EACH, SINCE OUR FOUNDING, AVAILABLE FOR REVIEW AND DOWNLOAD ON THE WEBSITE. THE CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS AS WELL AS OTHER MATERIALS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G ON-SITE CONTRACTORS: PROGRAM SERVICE EXPENSES 95,004. MANAGEMENT AND GENERAL EXPENSES 508. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 95,512. INTERNATIONAL CONTRACTORS: PROGRAM SERVICE EXPENSES 238,850. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 238,850. DOMESTIC CONTRACTORS: PROGRAM SERVICE EXPENSES 36,179. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 36,179. CONSULTANTS: PROGRAM SERVICE EXPENSES 3,300. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,300. RECRUITING: PROGRAM SERVICE EXPENSES 149. MANAGEMENT AND GENERAL EXPENSES 180. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 329. FORM 990, PART XI, LINE 9: REDUCTION OF PRIOR YEAR GRANT -16,987.