2018-05-17T13:53:37-05:00 2017-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2016-10-01 526055762 NATIONAL LEAGUE OF CITIES INSTITUTE INC NATI 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263064 2018-05-17 1 FRANK H SMITH P00639053 2028225000 2018-05-09 2016 2022-09-23 18:48:47Z CLARENCE E ANTHONY 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 5037385 0 X WWW.NLC.ORG X 1958 DE DEV. & DISTRIBUTE KNOWLEDGE TO ELECTED OFFICIALS IN MEETING THE CHALLENGES OF LOCAL MUNICIPALITIES. 63 63 47 63 0 0 10190677 4987656 40850 47500 531 1629 4772 600 10236830 5037385 0 0 0 0 3498015 3977720 0 0 80182 3226986 4907876 6725001 8885596 3511829 -3848211 8268653 6789646 132114 2404494 8136539 4385152 THE LEAGUE'S MISSION IS TO EQUIP LOCALLY ELECTED OFFICIALS WITH KNOWLEDGE, TOOLS, AND TECHNIQUES TO ENHANCE THEIR ABILITY TO GOVERN EFFECTIVELY IN THEIR CITIES. 0 0 6212925 47500 INSTITUTE FOR YOUTH, EDUCATION, AND FAMILIES (IYEF) - SEEKS TO STRENGTHEN THE CAPACITY OF MUNICIPAL LEADERS TO ADDRESS THE NEEDS OF CHILDREN AND FAMILIES IN THEIR OWN COMMUNITIES. ITS OWN WORK FOCUSES ON FIVE CORE PROGRAM AREAS - EDUCATION, YOUTH DEVELOPMENT, EARLY CHILDHOOD DEVELOPMENT, THE SAFETY OF CHILDREN AND YOUTH, AND FAMILY ECONOMIC SECURITY. THE YEF INSTITUTE PROVIDES TECHNICAL ASSISTANCE SUPPORT TO MAYORS, COUNCIL MEMBERS, AND THEIR STAFFS IN PROGRAM AREAS. 1963877 RESEARCH - DEVELOPS, CONDUCTS AND REPORTS RESEARCH ON PROGRAMS AND ISSUES OF IMPORTANCE TO CITIES AND TOWNS AND TO THE LEAGUE. 607056 REAL INITIATIVE - SERVES TO STRENGTHEN LOCAL LEADERS' KNOWLEDGE AND CAPACITY TO ELIMINATE RACIAL DISPARITIES, HEAL RACIAL DIVISIONS, AND BUILD MORE EQUITABLE COMMUNITIES. 8783858 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 57 0 1 47 1 0 0 0 0 0 0 0 0 0 0 X 63 63 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 HON MATT ZONE PRESIDENT 1.00 1.00 X X 0 0 0 HON MARK STODOLA FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 KAREN FREEMAN-WILSON SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON JAMES MITCHELL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X 0 0 0 HON CHRIS ANDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR 1.00 1.00 X 0 0 0 HON RICKI Y BARLOW DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON JOANNE BUSH DIRECTOR 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 HON CORA COLE-MCFADDEN DIRECTOR 1.00 1.00 X 0 0 0 MR R BLAKE CROSBY DIRECTOR 1.00 1.00 X 0 0 0 MR JERRY DESCHANE DIRECTOR 1.00 1.00 X 0 0 0 HON DENNY DOYLE DIRECTOR 1.00 1.00 X 0 0 0 HON JOHNNY DUPREE DIRECTOR 1.00 1.00 X 0 0 0 HON GREG EVANS DIRECTOR 1.00 1.00 X 0 0 0 HON CHRIS GLOVER DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON LARRY GREEN DIRECTOR 1.00 1.00 X 0 0 0 HON DONALD GROESSER DIRECTOR 1.00 1.00 X 0 0 0 HON KRIS GULICK DIRECTOR 1.00 1.00 X 0 0 0 MR WES HENDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR 1.00 1.00 X 0 0 0 HON JUNGUS JORDAN DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID LUNA DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 HON DORIS MCCONNELL DIRECTOR 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL NAVARRO DIRECTOR 1.00 1.00 X 0 0 0 HON LOU OGDEN DIRECTOR 1.00 1.00 X 0 0 0 HON FRANK ORTIS DIRECTOR 1.00 1.00 X 0 0 0 HON SALVATORE PANTO JR DIRECTOR 1.00 1.00 X 0 0 0 HON WILLIAM PEDUTO DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL PRICE DIRECTOR 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON TITO RODRIGUEZ DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY RYDER DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR 1.00 1.00 X 0 0 0 MR ERIK SARTORIUS DIRECTOR 1.00 1.00 X 0 0 0 HON GERRI SCHRODER DIRECTOR 1.00 1.00 X 0 0 0 MS JUDY A SILVA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW SURRENCY DIRECTOR 1.00 1.00 X 0 0 0 HON CRAIG THURMOND DIRECTOR 1.00 1.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR 1.00 1.00 X 0 0 0 MS SHARI VEAZY DIRECTOR 1.00 1.00 X 0 0 0 HON DEVERICK WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON LAVONTA WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON VINCE R WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 MRS KIMBERLY WINN DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICK WOJAHN DIRECTOR 1.00 1.00 X 0 0 0 HON PC WU DIRECTOR 1.00 1.00 X 0 0 0 HON GIL ZIFFER DIRECTOR 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 6.00 32.00 X 0 436527 43754 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 6.00 32.00 X 0 265783 38046 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 38.00 X 194658 0 42058 JESSICA ZIMBABWE DIR, URBAN DEVELOPMENT 38.00 X 164950 0 29295 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 38.00 X 138237 0 30877 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 38.00 X 135159 0 38041 LEON ANDREWS DIRECTOR, REAL 38.00 X 121289 0 36247 HEIDI GOLDBERG DIR, ECONOMIC OPP & FIN. EMPOWERMENT 38.00 X 119600 0 23971 873893 702310 282289 7 0 1 0 FOOD RESEARCH AND ACTION CENTER 1200 18TH STREET NW 400 WASHINGTON DC 20036 MEAL PROGRAM EXPANSION PROJECT 362650 1 4987656 4987656 SPONSORSHIPS 900099 47500 47500 47500 1629 1629 REIMBURSEMENTS 900099 600 600 600 5037385 47500 0 2229 X 222261 179943 42318 2674529 2674153 376 183503 180798 2705 681746 658530 23216 215681 212502 3179 2809 2809 2075549 2074966 265 318 9931 9931 55122 54443 25 654 182080 181970 110 61636 61636 651867 644922 248 6697 679014 679014 510850 510241 609 INDIRECT COSTS 660074 642015 18059 DUES AND SUBSCRIPTIONS 10856 10856 EXECUTIVE EXPENSE 7938 7938 MISCELLANEOUS 150 150 8885596 8783858 21556 80182 2365382 1806860 4819008 4435718 1458 93156 452804 453912 630001 0 8268653 6789646 62582 123237 69532 9901 0 2271356 132114 2404494 X 3733850 -3281088 4402689 7666240 8136539 4385152 8268653 6789646 -3848211 96824 0 X 0 1 X 1 0 X X X 1 NAT'L LEAGUE OF CITIES 530226780 10 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 FORM 990, SCHEDULE A, PART IV, LINE 3B: NATIONAL LEAGUE OF CITIES INSTITUTE (NLCI) IS THE SUPPORTING ORGANIZATION FOR THE NATIONAL LEAGUE OF CITIES (NLC), A 501(C)(4) ORGANIZATION. NLCI PERFORMED THE 509(A)(2) TEST FOR NLC AND FOUND THAT NLC'S SUPPORT PERCENTAGE EXCEEDS THE 33% MINIMUM OF PUBLIC SUPPORT THAT WOULD BE REQUIRED IF NLC WERE DESCRIBED AS SUCH AN ENTITY. ACCORDINGLY, NLCI IS ELIGIBLE TO SUPPORT NLC. PART IV, SECTION A, LINE 3C: FUNDS PROVIDED TO THE SUPPORTED ORGANIZATION (NLC) ARE REVIEWED INTERNALLY AND WITH ITS ACCOUNTING FIRM TO ENSURE PROPER USE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED ORGANIZATION 2271356 2271356 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2017 AND 2016, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 0 408425 0 28102 0 0 0 18550 0 25204 0 480281 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 0 245681 0 20102 0 0 0 26326 0 11720 0 303829 0 0 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 194502 0 156 0 0 0 19572 0 22486 0 236716 0 0 0 JESSICA ZIMBABWE DIR, URBAN DEVELOPMENT 164847 0 103 0 0 0 4721 0 24574 0 194245 0 0 0 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 138134 0 103 0 0 0 13928 0 16949 0 169114 0 0 0 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 135050 0 109 0 0 0 13918 0 24123 0 173200 0 0 0 LEON ANDREWS DIRECTOR, REAL 121181 0 108 0 0 0 12364 0 23883 0 157536 0 0 0 PART I, LINE 3 NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NLC, A RELATED ORGANIZATION THAT IS TAX EXEMPT UNDER IRC SECTION CODE 501(C)(4). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY NLCI'S INDEPENDENT ACCOUNTING FIRM. UPON SUBMISSION OF THE DRAFT FEDERAL FORM 990, IT IS THEN REVIEWED BY NLCI'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLCI. FORM 990, PART VI, SECTION B, LINE 15A NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NATIONAL LEAGUE OF CITIES (NLC). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, A COPY OF THE REQUESTED FINANCIAL INFORMATION OR POLICY IS E-MAILED TO THE REQUESTING PARTY. FORM 990, PART IX, LINE 11G STAFF TRAINING: PROGRAM SERVICE EXPENSES 1,209. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,209. PHOTOGRAPHIC SERVICES: PROGRAM SERVICE EXPENSES 1,123. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,123. RECRUITING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 265. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 265. CONSULTANTS: PROGRAM SERVICE EXPENSES 329,944. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 329,944. SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 1,742,690. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 318. TOTAL EXPENSES 1,743,008. NATIONAL LEAGUE OF CITIES 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 530226780 STRENGTHENING AND PROMOTING CITIES IL 501(C)(4) N/A N/A 0 NATIONAL LEAGUE OF CITIES SERVICES INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0