2018-05-14T11:00:08-05:00 2017-06-30 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 021293742 990 2016-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015982964 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 JOSEPH J GREENE TREASURER & CFO 4015982964 2018-05-14 1 LYNNE JOHNSON P00757336 6179129000 2016 2022-09-23 18:48:47Z JOHN BOWEN 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 572767285 0 X WWW.JWU.EDU X 1914 RI EDUCATIONAL ACTIVITIES 18 17 7160 232 8883239 1688534 5565009 11115077 477432054 492013364 -5763907 3884503 6989566 2514981 484222722 509527925 157898273 168535693 0 0 193424118 192490037 144602 53520 6115405 140129189 150061048 491596182 511140298 -7373460 -1612373 982932991 987795655 260703203 241336329 722229788 746459326 THE MISSION OF JOHNSON & WALES UNIVERSITY (JWU) IS TO PROVIDE AN EXCEPTIONAL EDUCATION THAT INSPIRES PROFESSIONAL SUCCESS AND LIFELONG PERSONAL AND INTELLECTUAL GROWTH. 0 0 457100157 168535693 484730823 IN FY 2017, JWU ENROLLMENT AT ITS 4 CAMPUSES (PROVIDENCE, RI; N. MIAMI, FL; DENVER, CO; CHARLOTTE, NC) AND ONLINE LEARNING PROGRAM TOTALED 15,063 STUDENTS.(13,805 UNDERGRADS AND 1,258 GRADUATE) JWU AWARDED 4,857 DEGREES INCLUDING 1,554 ASSOCIATE'S, 2,744 BACHELOR'S,523 GRADUATE, 15 DOCTORIAL, AND 21 CERTIFICATES. JWU EMPLOYED 510 F.T. AND 521 P.T. FACULTY THROUGHOUT ITS COLLEGE OF CULINARY ARTS,COLLEGE OF MANAGEMENT,COLLEGE OF ARTS & SCIENCE, COLLEGE OF ENGINEERING & DESIGN AND COLLEGE OF HEALTH AND WELLNESS. 3,482 STUDENTS PARTICIPATED IN 11-WEEK INTERNSHIPS; 31% OF JWU STUDENTS WHO REPORTED THEIR PARENTS' EDUCATIONAL ATTAINMENT WERE THE FIRST IN THEIR FAMILIES TO ATTEND COLLEGE, 89% RECEIVED INSTITUTIONAL AID, WITH AN AVERAGE AID OF $13,929 PER STUDENT. INSTITUTIONAL SCHOLARSHIPS EXCEEDED $167 MILLION. 457100157 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 27172 0 1 7160 1 1 1 0 0 0 0 1 1 0 0 0 0 X 18 17 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AK CO KY MD MA MI NH OH OK OR SC WA NY X MARIA RIX 4015982964 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 WILLIAM J MURPHY TRUSTEE 1.00 0.00 X 0 0 0 JAMES H HANCE JR CHAIR OF BOARD 1.00 0.00 X 0 0 0 RICHARD L BREADY TRUSTEE (TERM ENDED 11/16) 1.00 0.00 X 0 0 0 CLAY SNYDER TRUSTEE 1.00 0.00 X 0 0 0 EDWARD PTRIANGOLO JR TRUSTEE (TERM ENDED 11/16) 1.00 0.00 X 0 0 0 WILLIAM E TRUEHEART TRUSTEE 1.00 0.00 X 0 0 0 LAWRENCE DIPASQUALE TRUSTEE 1.00 0.00 X 0 0 0 MICHELE BAILEY DIMARTINO TRUSTEE 1.00 0.00 X 0 0 0 LAURA FREID TRUSTEE 1.00 0.00 X 0 0 0 JOHN MARTIN TRUSTEE 1.00 0.00 X 0 0 0 GUY B SNOWDEN TRUSTEE (TERM ENDED 11/16) 1.00 0.00 X 0 0 0 JOHN H WHITE JR TRUSTEE 1.00 0.00 X 0 0 0 JOHN J BOWEN CHANCELLOR,PRESIDENT & CEO 55.00 0.00 X X 830603 0 207967 KRISTA TILLMAN TRUSTEE (TERM ENDED 11/16) 1.00 0.00 X 0 0 0 DAVID WILSON TRUSTEE 1.00 0.00 X 0 0 0 BRENDA DANN-MESSIER TRUSTEE 1.00 0.00 X 0 0 0 DARREN LOPES TRUSTEE 1.00 0.00 X 0 0 0 LAURIE WHITE TRUSTEE 1.00 0.00 X 0 0 0 DERICK CLOSE TRUSTEE 1.00 0.00 X 0 0 0 PHILIP S RENAUD II TRUSTEE 1.00 0.00 X 0 0 0 MERRILL W SHERMAN TRUSTEE 1.00 0.00 X 0 0 0 D CHIP WADE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS DWYER VICE CHANCELLOR, EXEC VP, 55.00 0.50 X 555519 0 168610 EMILY GILCREAST SECRETARY, CHIEF OF STAFF 55.00 0.00 X 140280 0 20757 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 55.00 0.00 X 403502 0 66309 LILY S HSU PROVOST 55.00 0.00 X 254519 0 47190 JOSEPH J GREENE JR CFO, TREASURER 55.00 0.00 X 282285 0 60413 MARIE F BERNARDO SR VP OF ADMINISTRATION 55.00 0.00 X 295080 0 86373 ROBERT TAYLOR VP FACILITIES & CONSTRUCTION 55.00 0.00 X 201232 0 71471 ROBERT MOCKJR PRESIDENT, CHARLOTTE CAMPUS 55.00 0.00 X 228333 0 35568 ROBIN P KRAKOWSKY PRESIDENT DENVER, DEAN EXECUTIVE PROG 55.00 0.00 X 252430 0 37525 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 55.00 0.00 X 250046 0 58745 AKHIL GUPTA CHIEF INFORMATION OFFICER 55.00 0.00 X 191537 0 34617 TARUN MALIK VP, CHARLOTTE CAMPUS 55.00 0.00 X 228492 0 46669 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 55.00 0.00 X 232015 0 46771 DIANE H D'AMBRA VP OF HUMAN RESOURCES 55.00 0.00 X 265429 0 46906 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 55.00 0.00 X 193277 0 40542 JOSEPH L STALEY VICE CHANCELLOR RESOURCE DEVELOPMENT 55.00 0.00 X 223291 0 28252 RONALD L MARTEL VP OF STUDENT AFFAIRS 55.00 0.00 X 224028 0 22250 MAUREEN T DUMAS VP OF EXPER EDUC & CAREER 55.00 0.00 X 204846 0 46412 MICHAEL J DOWNING VP OF AUXILIARY SERVICES 55.00 0.00 X 204938 0 41115 DOUGLAS JWHITING VP OF COMMUNICATIONS 55.00 0.00 X 203845 0 41328 WAYNE M KEZIRIAN FORMER SR VP, GENERAL COUNSEL 55.00 0.50 X 369309 0 27847 WILLIAM MCARDLE VP FINANCE 55.00 0.00 X 172944 0 38311 6407780 0 1321948 283 1 1 0 DIMEO CONSTRUCTION CO 75 CHAPMAN STREET PROVIDENCE RI 02905 CONSTRUCTION SERVICES 17795649 SAUNDERS CONSTRUCTION INC 6950 SOUTH JORDAN ROAD CENTENNIAL CO 80112 CONSTRUCTION SERVICES 2443304 SODEXHO INC & AFFILIATES DEPT 880328 LOS ANGELES CA 90088 MAINTENANCE SERVICES 2152267 OCEAN STATE JANITORIAL SERVICE INC 243 NARRAGANSETT PARK DRIVE EAST PROVIDENCE RI 02916 CLEANING SERVICES 1976756 KEYPATH EDUCATION PO BOX 841142 DALLAS TX 75284 ADVERTISING SERVICES 1827654 100 18626 596467 2095807 8404177 481094 11115077 TUITION 611310 393641039 393641039 RESIDENCE & DINING 611310 80478809 80478809 DOUBLETREE HOTEL 721110 8380028 8380028 STUDENT PRACTICUM 611310 3839920 3839920 STUDENT FEES 611310 3571355 3571355 2102213 2090006 12207 492013364 2449535 120713 2328822 1470902 952819 518083 518083 370291 147792 62907798 468198 60007347 1933681 2900451 -1465483 1434968 1434968 138670 596467 345513 -206843 -206843 STUDENT SERVICES 611310 1107586 1107586 ADMISSIONS & ALUMNI EVENTS 611310 453940 453940 ALUMNI PROGRAM RELATED MISC. INCO 611310 326636 326636 315579 315579 2203741 509527925 484717284 8883239 4812325 171813 171813 167879307 167879307 484573 484573 5983349 5281948 701401 1117190 732976 384214 141435720 121864203 17659567 1911950 11924169 10024710 1681281 218178 22066720 18954523 2899451 212746 9962889 8361289 1447897 153703 579015 579015 337037 91580 245457 188934 188934 187758 187758 53520 53520 189308 189308 3269663 3099909 169754 7436943 4310540 2879851 246552 9674729 7782700 1672874 219155 6515731 6515731 366023 189694 176329 25627294 22227047 2895087 505160 6416957 5512157 630375 274425 6977978 6070841 837357 69780 37012446 31642982 5005752 363712 3091673 2774129 317544 FOOD/BEVERAGE/KITCHEN S 10262266 9565543 696723 STUDENT SERVICES EXPENS 8182435 8179103 3332 CONSULTING 6460854 5349160 1071194 40500 CLASSROOM AND EDUCATION 5610645 5549910 30470 30265 11673359 9577979 981022 1114358 511140298 457100157 47924736 6115405 7596851 5132486 8090226 18299811 1430067 5518544 10868109 11020746 8672 0 27182108 19869032 1584583 1493635 8795997 8333187 1037709416 387628910 663950934 650080506 483553 10921824 251517726 257125884 1424165 0 982932991 987795655 43863868 43388182 15275137 14590864 191713603 176113329 581922 615129 804101 504810 8464572 6124015 260703203 241336329 X 691992954 708409126 8216583 13877080 22020251 24173120 722229788 746459326 982932991 987795655 X -1612373 24884418 957493 X 0 1 X 1 1 1 X 7343865 7548949 5172379 5565009 11115077 36745279 7343865 7548949 5172379 5565009 11115077 36745279 1338656 35406623 4682359 4810012 3925940 3212501 3008323 19639135 2339416 2235427 3100725 1947593 1877149 11500310 2918070 2718269 2402623 5897234 1246256 15182452 83067176 2345459267 0.42620 0.40460 X SCHEDULE A, PART II: THE UNIVERSITY MEETS THE PUBLIC SUPPORT TEST UNDER CURRENT GUIDANCE (AS DISCLOSED IN PART II) AND THEREFORE QUALIFIES FOR THE SPECIAL RULE UNDER SECTION 509(A)(1) FOR SCHEDULE B REPORTING. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 187758 0 1 4307 192065 0 PART II-B, LINE 1: PART II-B, 1(G): DIRECT CONTACT: $187,758 PAID TO CONSULTING FIRMS TO MAINTAIN GOVERNMENT RELATIONS. PART II-B, 1(I): PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND) AND TO THE NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES), SPENT ON LOBBYING ACTIVITIES WAS $3,257 AND $1,050, RESPECTIVELY. 104930 X X X 0 0 1 X 238944479 496827 29395425 783109 12165572 255888050 263780114 536061 -11869295 1056606 12445795 238944479 272935957 572068 -2443263 994929 6289719 263780114 244787924 1447404 33599912 817174 6082109 272935957 226824100 404662 23641684 571134 5511388 244787924 0.88000 0.09000 0.03000 0 0 74325969 74325969 770927028 258964126 511962902 6193701 5861030 332671 175101042 122051743 53049299 11161676 752011 10409665 650080506 CASH 46450654 F COMMONFUND CEP VI 731904 F COMMONFUND CEP V 288315 F COMMONFUND CEP VII 811616 F GRACE VENTURE PARTNERS 22715 F PARK STREET CAPITAL V 347509 F PARK STREET CAPITAL VI 1626284 F PARK STREET CAPITAL VIII 3168847 F 457B 2388231 F AGILITY FEEDER FUND 173778740 F FIX 3968309 C PARK STREET NRF II 433152 F DOVER STREET VIII 1121082 F ETON PARK OVERSEAS FUND 60528 F COMMONFUND CVP VIII 1025075 F PARK STREET CAPITAL NRF IV 1205917 F PARK STREET CAPITAL IX 3670581 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND 1307611 F KING STREET CAPITAL LTD 72352 F COMMONFUND CVP IX 1606631 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV 1681146 F ASIA ALTERNATIVE CAPITAL PARTNERS 2909782 F PARK STREET CAPITAL NRF V 2317196 F PREFERRED STOCK CERTIFICATES 12000 F DOVER STREET VIII 2597847 F TRUEBRIDGE CAPITAL PARTNERS 3521860 F 257125884 ANNUITY DEPOSITS 75673 REFUNDABLE U.S. GRANTS 3660111 SERP 2388231 6124015 X PART III, LINE 4: THE CULINARY ARTS MUSEUM IS AN EDUCATIONAL RESOURCE FOR JOHNSON & WALES UNIVERSITY, THE COMMUNITY AT-LARGE, FOOD SCHOLARS AND THE FOOD SERVICE INDUSTRY WHICH SEEKS TO BOTH PRESERVE AND INTERPRET CULINARY AND HOSPITALITY HERITAGE. IT IS A SHOWCASE FOR THE WORK OF STUDENTS, FACULTY, ALUMNI AND DISTINGUISHED VISITING CHEFS. THROUGH EXHIBITIONS AND SPECIAL EVENTS, THE MUSEUM STRIVES TO INTERPRET THE EVOLUTION OF FOOD PREPARATION AND PRESENTATION, THE DEVELOPMENT OF CULINARY EQUIPMENT AND TECHNOLOGY, THE DIVERSE MENUS OFFERED AND THE PLACES WHERE PEOPLE PARTAKE OF FOOD. PART IV, LINE 2B: THE UNIVERSITY HOLDS MONEY AS A CUSTODIAN FOR STUDENT CLUBS AND POTENTIAL FUTURE PROGRAMS TO BE REFUNDED IF PROGRAM IS NOT INITIATED. PART V, LINE 4: THE UNIVERSITY USES ITS ENDOWMENT FUND FOR THE GENERAL BENEFIT OF THE UNIVERSITY'S CURRENT AND FUTURE STUDENTS (INCLUDING SCHOLARSHIPS AND LOAN FUNDS) AND FOR THE FUTHERANCE OF THE EDUCATIONAL MISSION OF THE UNIVERSITY. PART X, LINE 2: JOHNSON & WALES UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN EDUCATIONAL INSTITUTION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME. ANY TAX ON THE SUBSIDIARIES OR UNRELATED BUSINESS ACTIVITES IS NOT SIGNIFICANT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DECISION TO INCLUDE OR EXCLUDE ITEMS OF INCOME UNRELATED TO ITS OPERATIONS AS TAX POSITIONS; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. MANAGEMENT BELIEVES THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2017 OR 2016. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2014. INTEREST AND PENALTIES, IF ANY, ARE INCLUDED IN INCOME TAX EXPENSE. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 JOHNSON & WALES UNIVERSITY RECRUITS THROUGHOUT THE U.S. AND DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHICAL AREA. PER REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03 PARAGRAPH 2(B), SUCH A SCHOOL MAY SATISFY THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02, WHICH REQUIRES THAT A SCHOOL'S NONDISCRIMINATORY POLICY AS TO STUDENTS BE INCLUDED IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE UNIVERSITY COMPLIES WITH THIS REQUIREMENT. MOREOVER, THE UNIVERSITY CURRENTLY ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. SCHEDULE E, PART I, LINE 6 JOHNSON & WALES UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION AND THE STATES OF RHODE ISLAND, FLORIDA, NORTH CAROLINA, MASSACHUSETTS, WYOMING, VERMONT, MARYLAND, IOWA AND COLORADO. 1 EAST ASIA AND THE PACIFIC 34 PROGRAM SERVICES STUDENT RECRUITING 357349 SOUTH ASIA 16 PROGRAM SERVICES STUDENT RECRUITING 79870 EUROPE (INCLUDING ICELAND & GREENLAND) 3 PROGRAM SERVICES STUDENT RECRUITING 25500 MIDDLE EAST AND NORTH AFRICA 3 PROGRAM SERVICES STUDENT RECRUITING 27750 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 2730727 SUB-SAHARAN AFRICA 1 PROGRAM SERVICES STUDENT RECRUITING 11250 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 144836 CENTRAL AMERICA AND THE CARIBBEAN 3 PROGRAM SERVICES STUDENT RECRUITING 36000 SOUTH AMERICA 1 PROGRAM SERVICES STUDENT RECRUITING 6000 SOUTH ASIA PROGRAM SERVICES STUDY ABROAD 10920 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 44160 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES STUDY ABROAD 1645119 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 88751 CENTRAL AMERICA AND THE CARIBBEAN GRANTMAKINGGRANTMAKING 11416 EAST ASIA AND THE PACIFIC GRANTMAKING 88894 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING 303912 SOUTH AMERICA GRANTMAKING 23177 SOUTH ASIA GRANTMAKING 5534 SUB-SAHARAN AFRICA GRANTMAKING 51640 0 60 0 1 0 61 3413282 2279523 5692805 STUDY ABROAD SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 10 11416 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EAST ASIA & THE PACIFIC 38 88894 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 163 303912 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SUB-SAHARAN AFRICA 27 51641 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH AMERICA 14 23177 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH ASIA 3 5534 CREDIT TO STUDENT ACCOUNT BOOK 1 0 1 1 1 1 PART I, LINE 2: THE UNIVERSITY APPLIES SCHOLARSHIPS FOR THE STUDY-ABROAD PROGRAM DIRECTLY TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X X X X X X 1 PATTON MCDOWELL AND ASSOCIATES LLC 338 S SHARON AMITY ROAD PMB 208 CHARLOTTE NC 28211 PROSPECT STRATEGY CONSULTING 0 0 9000 9000 POPKITCHEN CO 365 HOPE STREET PROVIDENCE RI 02906 PROSPECT STRATEGY CONSULTING 0 0 44520 44520 53520 53520 AL AK AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI GOLF TOURNAMENT 416598 314335 102263 10488 52765 40316 84233 CHLT EPICUREAN SOCIETY 95063 82113 12950 446 3695 18535 7553 4 223476 200019 23457 3928 2843 60335 35619 24757 735137 596467 138670 14862 55608 104346 54154 116543 345513 -206843 1 UNITED WAY OF RI 228 WATERMAN AVE PROVIDENCE RI 02906 050276059 501C3 60000 DONOR-ADVISED PHILANTROPHY FUND TO ASSIST VARIOUS NON-PROFIT ORGANIZATIONS IN RHODE ISLAND JUNIOR ACHIEVEMENT OF DENVER 1445 MARKET ST 200 DENVER CO 80202 840430495 501C3 10000 SUPPORT DENVER CHAPTER OF YOUTH ORGANIZATION WITH THEIR FINANCIAL LITERACY PROGRAM FL RESTAURANT & LODGING ASSOCIATION EDUCATIONAL FOUNDATION 230 S ADAMS ST TALAHASSEE FL 32301 596194391 501C3 15000 SUPPORT ASSOCIATION MISSION TO PROTECT, EDUCATE AND PROMOTE THE HOSPITALITY INDUSTRY GREATER MIAMI CHAMBER OF COMMERCE 1601 BISCAYNE BLVD MIAMI FL 33132 590358775 501C3 5600 SUPPORT FOR EDUCATION SUMMIT SILVER SPONSORSHIP/GREAT TO GO AWARDS FIRSTWORKS 275 WESTMINSTER ST STE 5 PROVIDENCE RI 02903 222597014 501C3 10000 SUPPORT ASSOCIATION MISSION OF BUILDING CULTURAL,EDUCATIONAL,AND ECONOMIC VITALITY THROUGH PERFORMING ARTS PROGRAMS WE DON'T WASTE 3580 WALNUT ST UNIT B DENVER CO 80205 270585966 501C3 31624 FMV FOOD PREPARED FROM CULINARY LABS FOOD FOR THE HUNGRYSUPPORT PROGRAM TO HELP HOMELESSNESS AND NEEDY IN RHODE ISLAND GOODWILL INDUSTRIES OF RI 100 HOUGHTON ST PROVIDENCE RI 02904 050258845 501C3 37650 FMV 5 IMACS, DESKTOPS, & MONITORS QUALITY OF LIFE INDIVIDUALS 7 0 SCHOLARSHIPS 13484 167879307 BOOK SCHOLARSHIPS PART I, LINE 2: PART II - THE OFFICE OF THE CHIEF OPERATING OFFICER MONITORS ALL FUNDS ALLOCATED TO EXTERNAL ORGANIZATIONS. PART III- THE UNIVERSITY PROVIDES ASSISTANCE IN THE FORM OF SCHOLARSHIPS THAT ARE ALL APPLIED TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES AT THE BURSAR'S OFFICE. X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 JOHN J BOWEN CHANCELLOR,PRESIDENT & CEO 695443 0 95000 0 40160 0 174748 0 33219 0 1038570 0 0 0 THOMAS DWYER VICE CHANCELLOR, EXEC VP, 484474 0 35000 0 36045 0 147055 0 21555 0 724129 0 0 0 EMILY GILCREAST SECRETARY, CHIEF OF STAFF 121322 0 0 0 18958 0 12201 0 8556 0 161037 0 0 0 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 377534 0 0 0 25968 0 26500 0 39809 0 469811 0 0 0 LILY S HSU PROVOST 250205 0 0 0 4314 0 25652 0 21538 0 301709 0 0 0 JOSEPH J GREENE JR CFO, TREASURER 262296 0 0 0 19989 0 25565 0 34848 0 342698 0 0 0 MARIE F BERNARDO SR VP OF ADMINISTRATION 267320 0 0 0 27760 0 26500 0 59873 0 381453 0 0 0 ROBERT TAYLOR VP FACILITIES & CONSTRUCTION 198647 0 0 0 2585 0 18222 0 53249 0 272703 0 0 0 ROBERT MOCKJR PRESIDENT, CHARLOTTE CAMPUS 226238 0 0 0 2095 0 10472 0 25095 0 263900 0 0 0 ROBIN P KRAKOWSKY PRESIDENT DENVER, DEAN EXECUTIVE PRO 226822 0 0 0 25608 0 24939 0 12585 0 289954 0 0 0 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 228944 0 0 0 21102 0 23484 0 35261 0 308791 0 0 0 AKHIL GUPTA CHIEF INFORMATION OFFICER 188359 0 0 0 3178 0 18303 0 16314 0 226154 0 0 0 TARUN MALIK VP, CHARLOTTE CAMPUS 218325 0 0 0 10167 0 22674 0 23995 0 275161 0 0 0 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 230521 0 0 0 1494 0 23310 0 23461 0 278786 0 0 0 DIANE H D'AMBRA VP OF HUMAN RESOURCES 228530 0 16000 0 20899 0 22485 0 24421 0 312335 0 0 0 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 191661 0 0 0 1616 0 18785 0 21757 0 233819 0 0 0 JOSEPH L STALEY VICE CHANCELLOR RESOURCE DEVELOPMENT 221437 0 0 0 1854 0 9068 0 19184 0 251543 0 0 0 RONALD L MARTEL VP OF STUDENT AFFAIRS 213789 0 2200 0 8039 0 21542 0 708 0 246278 0 0 0 MAUREEN T DUMAS VP OF EXPER EDUC & CAREER 203090 0 0 0 1756 0 20779 0 25633 0 251258 0 0 0 MICHAEL J DOWNING VP OF AUXILIARY SERVICES 201314 0 0 0 3624 0 20638 0 20477 0 246053 0 0 0 DOUGLAS JWHITING VP OF COMMUNICATIONS 199605 0 0 0 4240 0 19940 0 21389 0 245174 0 0 0 WAYNE M KEZIRIAN FORMER SR VP, GENERAL COUNSEL 67664 0 0 0 301645 0 19391 0 8455 0 397155 0 0 0 WILLIAM MCARDLE VP FINANCE 152106 0 0 0 20838 0 15432 0 22879 0 211255 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANION - THE SPOUSES OF CERTAIN LISTED PERSONS OCCASIONALLY ACCOMPANY THEM ON BUSINESS TRIPS. THE SPOUSES ARE EMPLOYEES OF THE UNIVERSITY AND TRAVEL IN THEIR CAPACITY AS EMPLOYEES OF THE UNIVERSITY. SUCH TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. -HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - SOCIAL CLUB DUES ARE PAID FOR CERTAIN OFFICERS OF THE UNIVERSITY IN ACCORDANCE WITH THEIR EMPLOYMENT CONTRACTS WHICH ARE APPROVED BY THE COMPENSATION COMMITTEE. IN ALL CASES, WHERE THE BENEFIT IS TAXABLE, IT'S TREATED AS COMPENSATION. PART I, LINES 4A-B WAYNE KEZIRIAN RECEIVED SEVERANCE PAY OF $301,371. DURING THE YEAR THERE WAS A SEVERANCE PAYMENT MADE PURSUANT TO A CONFIDENTIAL AGREEMENT. ALL AMOUNTS PAID HAVE BEEN PROPERLY REPORTED ON FORM W-2 AND REPORTED IN FORM 990, PART VII, COLUMN D, AND ALSO IN SCHEDULE J, PART II, COLUMN B(III). THE AGREEMENT IS AVAILABLE TO THE INTERNAL REVENUE SERVICE UPON REQUEST. JOHN BOWEN AND THOMAS DWYER PARTICIPATE IN A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP), WHICH WAS ESTABLISHED UNDER SECTION 457(F) OF THE IRC. THE SERP WAS ESTABLISHED AND APPROVED BY THE BOARD OF TRUSTEES IN 2006 TO REWARD PERFORMANCE, LOYALTY, AND CONTINUOUS SERVICE OF SELECTED EXECUTIVES TO AGE 65. ONLY EXECUTIVES SPECIFICALLY DESIGNATED BY THE BOARD QUALIFY FOR PARTICIPATION, THEY MUST REMAIN EMPLOYED BY THE INSTITUTION THROUGH AGE 65 AND THE BENEFIT SUPPLEMENTS OTHER INSTITUTIONAL RETIREMENT PLANS SUCH THAT THE RECIPIENT WILL RECEIVE TOTAL RETIREMENT INCOME EQUAL TO 75% OF FINAL COMPENSATION. $4,592,983 WAS PAID TO JOHN BOWEN IN FEBRUARY, 2017. PART I, LINE 7: CERTAIN INDIVIDUALS LISTED IN PART VII, SECTION A, LINE 1(A), WERE PAID BONUSES, SEE SCHEDULE J, PART II, COLUMN A AND B (II), FOR THE SUCCESSFUL IMPLEMENTATION OF PROGRAMS IN SUPPORT OF THE UNIVERSITY'S MISSION. A COLORADO EDUCATIONAL AND CUTURAL FACILITIES 840896727 19645RUP4 2013-09-18 117152127 SERIES A: CAPITAL PROJECTS ON DENVER CAMPUS; SERIES B: REFUNDED 5 ISSUES 0 0 0 B NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 65819GJH2 2013-08-08 42523473 REFUNDED NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 2003 REV BONDS 0 0 0 C NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 2014-03-11 26502035 PURCHASE CITY VIEW TOWERS RESIDENCE HALL ON NC CAMPUS FOR STUDENT HOUSING 0 0 0 D RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORP 521300173 2015-09-22 30000000 CONSTRUCT ACADEMIC BUILDING ON PROVIDENCE CAMPUS 0 0 0 A 25360000 117168860 2211638 27807739 87149483 2015 1 0 0 1 B 5990000 42523494 4665 42518829 2004 1 0 1 1 C 5742107 26502035 26502035 2014 0 0 1 1 D 3016869 30031844 348800 29682132 297 614 2016 0 0 0 1 A 0 1 1 1 0 0.00250 0.00100 0.00350 0 0 1 B 0 1 1 1 0 0.01250 0.01250 0 0 1 C 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: COLORADO EDUCATIONAL AND CUTURAL FACILITIES DATE THE REBATE COMPUTATION WAS PERFORMED: 03/31/2017 ISSUER NAME: NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/31/2017 ISSUER NAME: RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORP DATE THE REBATE COMPUTATION WAS PERFORMED: 08/31/2017 SCHEDULE K, PART I, LINE A, COLUMN (F): SERIES A WAS A NEW MONEY ISSUE USED TO FUND CAPITAL PROJECTIONS ON THE DENVER CAMPUS, PROCEEDS WERE $30,002,664. SERIES B WAS A REFUNDING ISSUE THAT REFUNDED THE FOLLOWING: COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY, SERIES 2003A, $23,985,062 RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 2003, $20,811,689 (THE RHODE ISLAND 2003 SERIES REFUNDED 1992 AND 1993 ISSUES) RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1999, $23,036,937 RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1996, $6,262,926; CITY OF NORTH MIAMI, FLORIDA, SERIES 2003A, $13,053,439 (THE NORTH MIAMI 2003 SERIES REFUNDED A 1994 ISSUE) SCHEDULE K, PART II, LINE 3: THE DIFFERENCE OF THE ISSUE PRICE REPORTED IN PART I AND THE TOTAL PROCEEDS IN PART II, LINE 3 IS THE INTEREST EARNED ON THE PROJECT FUND DURING THE CONSTRUCTION PERIOD. SCHEDULE K, PART III, LINES 4, 5 AND 6, COLUMN A: THE COLORADO 2003 AND 2013A SERIES ARE THE ONLY ISSUES ON WHICH PRIVATE USE IS CALCULATED FOR THIS FORM AS THEY WERE THE ONLY POST 2002 ORIGINAL ISSUES. SCHEDULE K, PART III, LINE 7, COLUMNS A, B, C AND D: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AN/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. SEE SCHEDULE O 0 X 1 2563 SALE COMPARABLE ITEMS X 88 252552 SALE COMPARABLE ITEMS X OTHER 54 205979 SALE COMPARABLE ITEM X HORSES 1 20000 EXPERT OPINION 1 0 1 0 PART I, COLUMN (B): LINE 9 REPRESENTS THE NUMBER OF THE GIFTS RECEIVED. LINES 19, 25 AND 26 REPRESENTS THE NUMBER OF SEPERATE GIFTS ON SEPERATE DATES; THAT IS, ONE DONOR MAY HAVE MADE MUTIPLE GIFTS DURING THE YEAR, AND EACH GIFT MAY CONTAIN MULTIPLE ITEMS. FORM 990, PART VI, SECTION A, LINE 6 IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A COMPLETE COPY OF THE 990 IS PROVIDED TO THE BOARD OF TRUSTEES. IN ADDITION, MEMBERS OF THE AUDIT COMMITTEE MEET WITH ACCOUNTING MANAGEMENT TO ADDRESS ANY QUESTIONS. ALL QUESTIONS MUST BE ADDRESSED TO THE SATISFACTION OF THE COMMITTEE MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER AND SENIOR EXECUTIVE SHALL DISCLOSE TO THE BOARD AT LEAST ONCE EACH YEAR ALL THE MATERIAL FACTS CONCERNING HIS OR HER RELATIONSHIP WITH, OR INTEREST IN, ANY PERSON, FIRM, CORPORATION OR OTHER ENTITY WITH WHOM THE UNIVERSITY HAS, OR PROPOSES TO ENTER INTO, ANY CONTRACT OR OTHER TRANACTION WHICH MAY, DIRECTLY, OR INDIRECTLY, RESULT IN FINANCIAL GAIN OR OTHER ADVANTAGE TO SUCH TRUSTEE, OFFICER OR SENIOR EXECUTIVE BY REASON OF SUCH RELATIONSHIP OR INTEREST. ADDITIONALLY, WHERE APPLICABLE, ALL TRUSTEES, OFFICERS AND SENIOR EXECUTIVES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST NOT LATER THAN WHEN THE POTENTIAL CONFLICT BECOMES A MATTER OF BOARD ACTION. THE CORPORATE SECRETARY SHALL COLLECT THE INFORMATION INCLUDED IN THE AFOREMENTIONED DISCLOSURE STATEMENTS AND REPORT ON THE SAME TO THE AUDIT COMMITTEE. THE INFORMATION IS REVIEWED BY ACCOUNTING PERSONNEL FOR BUSINESS AND PERSONAL RELATIONSHIPS THAT MAY RESULT IN A CONFLICT OF INTEREST SITUATION. A LISTING OF THE INDIVIDUALS AND RELATED BUSINESSES AND / OR ORGANIZATIONS IS DEVELOPED AND DISTRIBUTED TO ACCOUNTS PAYABLE / PROCUREMENT PERSONNEL WITH A DIRECTIVE TO MONITOR ALL OF THE TRANSACTIONS WITH ANY OF THE LISTED BUSINESSES AND / OR INDIVIDUALS. ALSO, AS PART OF THE ANNUAL INDEPENDENT AUDIT, ALL TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS MUST BE SUMMARIZED FOR PURPOSES OF THE REQUIRED FINANCIAL STATEMENT DISCLOSURE OF RELATED PARTY TRANSACTIONS. THIS PROVIDES AN ADDED OPPORTUNITY FOR MANAGEMENT TO REVIEW SUCH TRANSACTIONS AND RELATIONSHIPS FOR PROPRIETY. TRUSTEES, OFFICERS AND SENIOR EXECUTIVES MAY VOTE ON AND / OR PARTICIPATE IN APPROVING TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS IN CERTAIN PRESCRIBED CIRCUMSTANCES IN WHICH THE RELATIONSHIP IS CLEARLY DISCLOSED AND THE TRANSACTION IS APPROVED BY A MAJORITY OF THE DISINTERESTED TRUSTEES, OFFICERS AND / OR SENIOR EXECUTIVES THAT ARE CHARGED WITH MAKING THE DECISION REGARDING THE TRANSACTION IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S TOP MANAGEMENT OFFICIAL (THE UNIVERSITY CHANCELLOR) AS WELL AS THE NEXT TWO HIGHEST RANKING OFFICIALS (THE VICE CHANCELLOR AND THE CHIEF OPERATING OFFICER) INCLUDED ALL OF THE ELEMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE INDEPENDENT COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES INDEPENDENTLY ENGAGED A FIRM OF COMPENSATION SPECIALISTS TO PERFORM A STUDY TO EVALUATE THE COMPENSATION LEVELS OF SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED INSTITUTIONS. THIS INFORMATION WAS USED BY THE COMMITTEE TO EVALUATE THE COMPENSATION OF THESE THREE ADMINISTRATORS. THE RESULTING COMPENSATION AMOUNTS WERE OFFICIALLY APPROVED BY THE COMMITTEE AND DOCUMENTED IN THE MEETING MINUTES AS WELL AS IN SIGNED EMPLOYMENT CONTRACTS FOR EACH INDIVIDUAL. THESE COMPENSATION AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD, AND THE COMPENSATION OF THE CHANCELLOR/PRESIDENT/CEO WAS APPROVED BY THE ENTIRE BOARD OF TRUSTEES. THIS PROCESS OCCURRED IN DECEMBER OF 2012 FOR CONTRACT PERIODS BEGINNING ON JANUARY 1, 2013. SIMILAR COMPENSATION STUDIES HAVE BEEN PERFORMED FOR ALL OF THE REMAINING INDIVIDUALS AND/OR POSIITIONS REPORTED IN PART VII, EXCEPT FOR THE POSITION OF THE ASSISTANT SECRETARY. ALL OF THESE STUDIES WERE PERFORMED IN 2013 FOR COMPENSATION EFFECTIVE JULY 1, 2013. ADDITIONALLY, DURING THE INTERVENING YEARS BETWEEN THE FORMAL STUDIES, THE COMPENSATION FOR ALL OF THESE INDIVIDUALS IS REVIEWED BY THE COMPENSATION COMMITTEE OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA THE UNIVERSITY'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S FORM 990 WITHOUT SCHEDULE B IS AVAILABLE TO THE GENERAL PUBLIC VIA GUIDESTAR'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN CORPORATE SUBS. -988. INVESTMENT IN CONTROLLED NOT-FOR-PROFIT ORGANIZATION 958,481. SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $99,161 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $9,958 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $80,031 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $8,117 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $56,073 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $5,920 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $74,542 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $61,594 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $74,232 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $6,607 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: MICHELE VON HEIN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $101,971 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $51,591 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO WILDCAT REALTY HOLDINGS LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 454834756 REAL ESTATE HOLDINGS RI 2594684 JOHNSON & WALES UNIVERSITY MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE 1144 NARRAGANSETT BLVD CRANSTON RI 02905 364120950 BUILD CULTURAL INTELLIGENCE RI 501(C)(3) LINE 10 JOHNSON & WALES UNIVERSITY 1 JOHNSON & WALES UNIVERSITY CLUB 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050366691 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C -485 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST(1) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 CHARITABLE REMAINDER UNITRUST(2) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE S 165312 ACTUAL