2018-05-11T10:19:40-05:00 2017-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2017-01-01 362167918 SHEDD AQUARIUM SOCIETY SHED 3126923114 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 GARY GORDON CHIEF FINANCIAL OFFICER 3126923114 2018-05-10 1 LU ANN TRAPP P01506476 3122071040 2018-05-10 2017 2022-09-23 18:48:47Z BRIDGET C COUGHLIN 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 63008818 0 X WWW.SHEDDAQUARIUM.ORG X 1924 IL THE SHEDD AQUARIUM SOCIETY OPERATES A PUBLIC AQUARIUM TO ENCOURAGE THE CONNECTION BETWEEN ANIMALS AND GUESTS THROUGH EXHIBITS AND EDUCATION PROGRAMS WITH THE GOAL OF PROMOTING AQUATIC CONSERVATION. 55 54 746 807 0 0 16712405 19137568 37287973 37496688 -1257975 2105995 2405627 2230268 55148030 60970519 208719 284569 0 0 27510230 27526541 0 0 3463833 30286312 31525511 58005261 59336621 -2857231 1633898 391464194 421151239 32745582 30288946 358718612 390862293 X SHEDD AQUARIUM'S MISSION IS TO SPARK COMPASSION, CURIOSITY AND CONSERVATION FOR THE AQUATIC ANIMAL. THIS IS DRIVEN BY THE ORGANIZATION'S VISION OF A WORLD THRIVING WITH AQUATIC LIFE SUSTAINED BY PEOPLE WHO LOVE, UNDERSTAND AND PROTECT IT. 0 0 32058208 59554 36033381 CONSERVATION EDUCATION: SINCE WE OPENED OUR DOORS IN 1930, SHEDD AQUARIUM HAS PROVIDED MORE THAN 116 MILLION GUESTS THE OPPORTUNITY TO LOOK NATURE IN THE EYE THROUGH MEMORABLE EXPERIENCES, WHILE PROVIDING OPPORTUNITIES TO LEARN ABOUT THE ANIMALS IN OUR CARE, AND BECOME INSPIRED TO MAKE PERSONAL CHOICES THAT DRIVE ACTION FOR ANIMALS. WE KNOW THAT WHEN PEOPLE EXPERIENCE AQUATIC ANIMALS UP CLOSE, IT MOTIVATES AN EMOTIONAL, EMPATHETIC RESPONSE THAT SHIFTS ATTITUDES AND FOSTERS A PERSONAL RESPONSIBILITY FOR STEWARDSHIP OF LOCAL WATERS, GLOBAL OCEANS, AND WILDLIFE. THE AQUARIUM IS COMMITTED TO BEING ONE OF CHICAGO'S MOST ACCESSIBLE CULTURAL INSTITUTIONS, OFFERING ILLINOIS RESIDENT FREE DAYS THROUGHOUT THE YEAR, FREE ADMISSION EVERY DAY AS THE NATION'S FIRST AQUARIUM TO JOIN THE MUSEUMS FOR ALL PROGRAM, AN EVERYDAY DISCOUNT FOR CHICAGO RESIDENTS, STUDENTS AND SENIOR CITIZENS, AND FREE ADMISSION FOR TEACHERS, POLICE AND FIRE PERSONNEL, AND ACTIVE-DUTY MILITARY. INSIDE THE AQUARIUM WALLS, A SUITE OF IMPACTFUL GUEST ENGAGEMENTS, INCLUDING LIVING EXHIBITS AND EXTRAORDINARY EXPERIENCES BEHIND THE SCENES, CREATE MEMORABLE CONNECTIONS TO ANIMALS, WHILE MILLIONS OF ADDITIONAL LEARNERS WORLDWIDE MAKE VIRTUAL CONNECTIONS THROUGH SHEDD'S EDUCATIONAL ONLINE PLATFORMS. THE AQUARIUM ALSO SHARES SHEDD'S MISSION BY TELLING ACCESSIBLE, MEANINGFUL STORIES WITH THE PUBLIC THROUGH PUBLIC RELATIONS AND MARKETING EFFORTS DEVELOPED THROUGH THE INTEGRATION OF CONSERVATION, LEARNING PROGRAMS, ANIMAL CARE AND GUEST EXPERIENCE. AS A PROACTIVE LEADER AND RESOURCE FOR IMMERSIVE INFORMAL SCIENCE EDUCATION OPPORTUNITIES, SHEDD OFFERS PROGRESSIVE, RELEVANT AND ENGAGING PROGRAMS INCLUDING AFTERSCHOOL PROGRAMS, LABS AND WORKSHOPS, AND WEEKLONG CITIZEN SCIENCE PROGRAMS FOR TEENS IN THE GREAT LAKES AND ABOARD ITS RESEARCH VESSEL, THE CORAL REEF II IN THE BAHAMAS. 12479228 ANIMAL CARE: SHEDD AQUARIUM IS HOME TO THE WORLD'S LARGEST AND MOST DIVERSE AQUATIC COLLECTIONS - MORE THAN 32,000 REPRESENTING OVER 1,500 SPECIES. A GLOBAL LEADER IN ANIMAL CARE, SHEDD'S TRAINING AND HUSBANDRY PROGRAMS SUPPORT ONSITE RESEARCH EFFORTS THAT CONTRIBUTE TO THE GROWING SCIENTIFIC BODY OF KNOWLEDGE ABOUT THOSE SPECIES IN THE WILD. ADDITIONALLY, SHEDD'S VETERINARIANS ARE AQUATIC MEDICINE PIONEERS WHO ARE ADVANCING THE FIELDS OF PREVENTIVE MEDICINE, AGING CARE, AND CONSERVATION MEDICINE WHILE PROVIDING WORLD-CLASS MEDICAL CARE THAT FURTHER EXPANDS UNDERSTANDING OF HOW TO SUPPORT HEALTHY ANIMAL POPULATIONS IN AQUARIUMS AND IN THE WILD. SHEDD'S ANIMAL CARE EXPERTISE ALSO LENDS ITSELF TO CRISIS RESPONSE AROUND THE WORLD. OUR ANIMAL RESPONSE TEAM FREQUENTLY ACTS AS A PARTNER AND ADVISOR TO INTERNATIONAL, FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES, RESCUE AND REHABILITATION ORGANIZATIONS, AND FELLOW ACCREDITED ZOOS AND AQUARIUMS FOR CONFISCATED, ORPHANED OR INJURED WILDLIFE. 2599522 225015 CONSERVATION SCIENCE AND RESEARCH: SHEDD IS LOCATED IN CHICAGO, BUT ITS RESEARCH IS WORLDWIDE. ITS HUSBANDRY, VETERINARY AND CONSERVATION PROGRAMS ARE GROUNDED IN RESEARCH THAT SUPPORTS HEALTHY ANIMALS AT SHEDD AND VIBRANT WILD POPULATIONS AROUND THE WORLD. SHEDD'S CONSERVATION RESEARCH PROGRAMS WORK TO MAXIMIZE BIODIVERSITY WHILE PRESERVING LOCAL LIVELIHOODS, AND FIELD RESEARCHERS OFTEN WORK SIDE-BY-SIDE WITH CITIZEN SCIENTISTS TO CONSERVE WILDLIFE AND HABITATS FOR FUTURE GENERATIONS. THE AQUARIUM'S WORK INCLUDES MORE THAN TWO DECADES OF RESEARCH ON BAHAMIAN ROCK IGUANAS, ONE OF THE WORLD'S MOST CRITICALLY ENDANGERED LIZARDS, AS WELL AS STUDIES OF QUEEN CONCH, LOBSTER, SHARKS AND CORALS. CLOSER TO HOME, SHEDD'S GREAT LAKES RESEARCH FOCUSES ON HIGH PRIORITY WILDLIFE AND HABITAT CONSERVATION ISSUES; THE AQUARIUM'S APPLIED STUDIES SUPPORT LOCAL AND REGIONAL AGENCIES IN DEVELOPING SOUND MANAGEMENT PLANS THAT CAN PROTECT THIS TREASURED NATIONAL RESOURCE. ONSITE, SHEDD'S STATE-OF-THE-ART FACILITIES, AND ANIMAL CARE EXPERTS SERVE AS RESOURCES FOR RESEARCH PARTNERS IN CHICAGO AND AROUND THE UNITED STATES. ONSITE RESEARCH PROVIDES VALUABLE BIOLOGICAL AND BEHAVIORAL INFORMATION THAT INFORMS UNDERSTANDING OF SPECIES WHICH ARE NEARLY IMPOSSIBLE TO STUDY IN THE WILD. IN ADDITION TO SHARING WHAT IT LEARNS WITH THE SCIENTIFIC COMMUNITY, SHEDD'S ONSITE WORK ALSO CONTRIBUTES TO ITS OWN FIELD RESEARCH, SUCH AS HEALTH ASSESSMENTS OF WILD BELUGA WHALES. 47136958 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 0 0 1 1 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 56 0 1 746 1 1 1 0 0 0 0 1 1 0 0 0 0 X 55 54 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X GARY GORDON 3126922727 1200 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 BRIDGET C COUGHLIN TRUSTEE & PRESIDENT/CEO 45.00 0.00 X X 525398 0 62511 PETER J BENSEN TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH BRAIK TRUSTEE 1.00 0.00 X 0 0 0 RICHARD W BURKE SR TRUSTEE 1.00 0.00 X 0 0 0 PAUL J CARBONE TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM J CHASE TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH HARTIGAN CONNELLY TRUSTEE 1.00 0.00 X 0 0 0 SCOTT L DILLE TRUSTEE 1.00 0.00 X 0 0 0 DAVID L EPSTEIN TRUSTEE 1.00 0.00 X 0 0 0 RICHARD E ERWIN TRUSTEE 1.00 0.00 X 0 0 0 TYRONE C FAHNER TRUSTEE 1.00 0.00 X 0 0 0 SARAH N GARVEY TRUSTEE 1.00 0.00 X 0 0 0 H JOHN GILBERTSON JR TRUSTEE 1.00 0.00 X 0 0 0 BRENT W GLEDHILL TRUSTEE 1.00 0.00 X 0 0 0 ANDERS GUSTAFSSON TRUSTEE 1.00 0.00 X 0 0 0 KYM M HUBBARD TRUSTEE 1.00 0.00 X 0 0 0 JULIE JENSEN TRUSTEE 1.00 0.00 X 0 0 0 BRIAN A KENNEY TRUSTEE 1.00 0.00 X 0 0 0 RICHARD L KEYSER TRUSTEE 1.00 0.00 X 0 0 0 THOMAS N KING TRUSTEE 1.00 0.00 X 0 0 0 DAVID J KOO TRUSTEE 1.00 0.00 X 0 0 0 ANNE E KREBS TRUSTEE 1.00 0.00 X 0 0 0 MITCHELL J KREBS TRUSTEE 1.00 0.00 X 0 0 0 JERRY KRULEWITCH TRUSTEE 1.00 0.00 X 0 0 0 DONNA LAPIETRA TRUSTEE 1.00 0.00 X 0 0 0 STUART LARKINS TRUSTEE 1.00 0.00 X 0 0 0 MATTHEW LEVIN TRUSTEE 1.00 0.00 X 0 0 0 ANNA M LIVINGSTON TRUSTEE 1.00 0.00 X 0 0 0 CHERYL E MAYBERRY MCKISSACK TRUSTEE 1.00 0.00 X 0 0 0 ANDREW MCNALLY V TRUSTEE 1.00 0.00 X 0 0 0 HARVEY L MILLER TRUSTEE 1.00 0.00 X 0 0 0 J JAY MILLER TRUSTEE 1.00 0.00 X 0 0 0 WADE D MIQUELON TRUSTEE 1.00 0.00 X 0 0 0 SUSAN E MORRISON TRUSTEE 1.00 0.00 X 0 0 0 ANDREW P NOCELLA TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER J OATES TRUSTEE 1.00 0.00 X 0 0 0 ELLEN L O'CONNOR TRUSTEE 1.00 0.00 X 0 0 0 JANE B PERKINS TRUSTEE 1.00 0.00 X 0 0 0 GINEVRA REED RALPH TRUSTEE 1.00 0.00 X 0 0 0 GREGORY H SACHS TRUSTEE 1.00 0.00 X 0 0 0 JOHN F SANDNER TRUSTEE 1.00 0.00 X 0 0 0 RODD M SCHREIBER TRUSTEE 1.00 0.00 X 0 0 0 NANCY S SEARLE TRUSTEE 1.00 0.00 X 0 0 0 LLOYD D SEMPLE JR TRUSTEE 1.00 0.00 X 0 0 0 SANDRA L SIMON TRUSTEE 1.00 0.00 X 0 0 0 ALEX SINGLA TRUSTEE 1.00 0.00 X 0 0 0 MARY S SMITH TRUSTEE 1.00 0.00 X 0 0 0 GUY E SNYDER TRUSTEE 1.00 0.00 X 0 0 0 STEVEN J SOLOMON TRUSTEE 1.00 0.00 X 0 0 0 TRACY SOUDER TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM C STEERS JR TRUSTEE 1.00 0.00 X 0 0 0 RICHARD TOBIN TRUSTEE 1.00 0.00 X 0 0 0 JANE L WARNER TRUSTEE 1.00 0.00 X 0 0 0 REEVE BYRON WAUD TRUSTEE 1.00 0.00 X 0 0 0 STEVE WELLER TRUSTEE 1.00 0.00 X 0 0 0 JOYCE SIMON EXECUTIVE VP/CFO 45.00 0.00 X 347483 0 33646 MIKE DELFINI COO/EXECUTIVE VP 45.00 0.00 X 326755 0 41284 JENNIFER BARYL SVP BOARD LIASON & ORGANIZATIONAL GOVERNANCE 45.00 0.00 X 225615 0 22782 MEGHAN CURRAN SVP - MARKETING, GUEST EXPERIENCE, & SALES 45.00 0.00 X 198844 0 15782 TIMOTHY BINDER EVP - ANIMAL CARE 45.00 0.00 X 174943 0 30415 NANCY ANSCHEL SVP - HUMAN RESOURCES 45.00 0.00 X 207626 0 31943 ROBERT WENGEL VP - FACILITIES 45.00 0.00 X 199312 0 36990 SALLY SMITH PRODUCTION MGR/DESIGNER & ANIMATOR 45.00 0.00 X 202875 0 14951 CHERYL MELL SVP - CONSERVATION PARTNERSHIPS 45.00 0.00 X 184730 0 21527 SANDY MAREK SVP - CORPORATE PARTNERSHIPS 45.00 0.00 X 177295 0 39681 2770876 0 351512 26 0 1 0 MBUY 600 W CHICAGO AVE STE 350 CHICAGO IL 60654 ADVERTISING 1526385 MONTERREY SECURITY CONSULTANT 2232 S BLUE ISLAND AVENUE CHICAGO IL 60608 SECURITY SERVICES 1181244 ONX ENTERPRISE SOLUTIONS 600 EAST DIEHL STE 100 NAPERVILLE IL 60563 IT CONSULTING 849670 KIMCOEUREST SERVICES INC 13028 COLLECTION CENTER DRIVE CHICAGO IL 60693 CLEANING SERVICES 709818 KOBOTECH 8 S MICHIGAN AVE STE 810 CHICAGO IL 60603 AV SERVICES 592049 16 2910032 454098 4269698 11503740 943065 19137568 ADMISSIONS 900099 34513135 34513135 FOOD SERVICE 722210 1437399 1437399 EDUCATIONAL PROGRAMS 900099 1402867 1402867 143287 117379 25908 37496688 718570 718570 2827663 394271 2433392 2433392 2433392 2362330 26151 974905 26151 1387425 0 1387425 1387425 257376 454098 641419 -384043 -384043 25000 1553 23447 23447 OTHER REVENUE 900099 157472 157472 157472 60970519 36033381 0 5799570 202515 202515 82054 82054 2125627 558606 1096767 470254 19916711 15526654 2940172 1449885 891707 635720 171756 84231 3067993 2257678 539727 270588 1524503 1086764 293716 144023 2236253 2157034 65387 13832 445486 10320 435166 66895 66895 7365 7365 196280 196280 3744223 2528763 785043 430417 1854396 1854396 3077400 2431262 347252 298886 1339889 799751 494001 46137 1647601 1565332 69839 12430 999693 740219 135043 124431 86714 51009 30100 5605 531138 525665 5473 12513061 11992834 434684 85543 434529 39560 394969 REPAIR AND MAINTENANCE 1269061 1219575 43776 5710 FOOD SERVICE EXPENSE 555421 555421 PROFESSIONAL DEVELOPMEN 335620 214486 105448 15686 MISCELLANEOUS EXPENSE 184486 101340 82444 702 59336621 47136958 8735830 3463833 21464352 23300979 1308866 2007011 1544545 1864503 932704 1380681 299273643 175965373 129916403 123308270 35731099 37213487 199271454 230652221 1294771 1424087 391464194 421151239 6710614 4913755 794674 980363 21374958 19892761 3865336 4502067 32745582 30288946 X 295669702 318771473 48798162 57710756 14250748 14380064 358718612 390862293 391464194 421151239 X 1633898 30949783 -440000 X 0 1 X 1 0 X 12722056 12804983 16252244 12635253 15231727 69646263 4020607 4079645 4099450 4077152 3930841 20207695 16742663 16884628 20351694 16712405 19162568 89853958 89853958 7308249 5610258 4234154 3421738 3546233 24120632 37939 34445 33696 106080 333820 162021 234544 155022 157472 1042879 115123549 185053123 0.78050 0.74900 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 7365 0 0 0 7365 0 PART II-B, LINE 1: THE AQUARIUM DEVOTED PART OF ITS LOBBYING ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL, STATE AND LOCAL LEGISLATORS AND AGENCIES IN AN EFFORT TO FURTHER INITIATIVES WHICH MIGHT BENEFIT THE AQUARIUM. THE AQUARIUM SUPPORTED LOBBYING EFFORTS IN RELATION TO THE MUSEUM IN THE PARK COALITION IN SUPPORT OF THESE ACTIVITIES IN 2017. X X X X 0 214340959 175069 32460230 168267 246807991 203736411 8000 10596548 214340959 209734912 365000 -6363501 203736411 205251592 4483320 209734912 177008134 8563094 19680364 205251592 0.72680 0.05250 0.22070 0 0 104197519 51452767 52744752 133017290 79665013 53352277 57950366 44847593 13102773 4108468 4108468 123308270 PRIVATE CAPITAL 222223943 F INTEREST IN REAL ASSET FUNDS 206514 F GLOBAL FIXED INCOME 8221764 F 230652221 ACCRUED POST-RETIREMENT BENEFIT 4502067 4502067 92321265 30949783 1037243 31987026 60334239 196280 440000 636280 60970519 60177584 1037243 1037243 59140341 196280 196280 59336621 PART III, LINE 1A: LIVE ANIMAL INVENTORY THE COSTS OF PURCHASING OR COLLECTING LIVE ANIMALS ARE EXPENSED AS INCURRED. DONATED SPECIMENS ARE NOT VALUED AND, THEREFORE, ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PART III, LINE 4: THE AQUARIUM HOUSES ONE OF THE LARGEST AND MOST DIVERSE COLLECTIONS OF LIVE AQUATIC ANIMALS IN THE WORLD. CURRENTLY, THIS INCLUDES 836 SPECIES OF FISHES AND 276 SPECIES OF INVERTEBRATES. IN ADDITION THERE ARE OVER 47 SPECIES OF REPTILES, 29 SPECIES OF AMPHIBIANS, 8 SPECIES OF MAMMALS AND 8 SPECIES OF BIRDS. ALTOGETHER, THE COLLECTIONS INCLUDE 1,800 FISHES AND INVERTEBRATES FROM 80 PROTECTED SPECIES. ABOUT 1,700 OF THESE ANIMALS ARE OFF-EXHIBIT FOR BREEDING PURPOSES. PART V, LINE 4: THE INTENDED USES OF THE ENDOWMENT ARE TO FUND GENERAL OPERATIONS, EDUCATIONAL PROGRAMS, CONSERVATION ACTIVITIES AND SPECIAL PROJECTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS 642,972. RENTAL EXPENSES 394,271. PART XI, LINE 4B - OTHER ADJUSTMENTS: ACTUARIAL LOSS RELATED TO RETIREES MEDICAL PLAN 440,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS 394,271. RENTAL EXPENSES 642,972. 0 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION CONSERVATION 82054 NORTH AMERICA 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 1486 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH, RESCUE & REHABILITATION 2508 NORTH AMERICA 0 0 CONFERENCE CONFERENCE ATTENDANCE 9495 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 15241 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 3100 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONSERVATION RESEARCH TRIPS 34268 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONSERVATION RESEARCH TRIPS 24647 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 817 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH, RESCUE & REHABILITIATION 16429 EUROPE 0 0 PROGRAM SERVICES CONFERENCE ATTENDANCE 6332 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 3413386 SOUTH AMERICA 0 0 PROGRAM SERVICES CONSERVATION RESEARCH TRIPS 3169 SOUTH AMERICA 0 0 PROGRAM SERVICES CONSERVATION EDUCATION TRIPS 1124 0 0 0 0 0 0 172799 3441257 3614056 NORTH AMERICA CONSERVATION 75000 CHECK 1 1 0 0 0 1 0 PART I, LINE 2: SHEDD REQUIRES REPORTS ON HOW FUNDS WERE EXPENDED AND ACCORDING TO PLAN AND EVALUATION OF RESULTS OF THE PROGRAM'S ACCOMPLISHMENTS. TRUSTEE GALA 564848 454098 110750 449101 BLU 117126 117126 130263 1 29500 29500 62055 711474 454098 257376 641419 641419 -384043 25000 1553 0 25000 1553 1553 23447 IL 1 0 1 0 1.00000 GARY GORDON 1200 S LAKE SHORE DRIVE CHICAGO IL 60605 0 US POKER & CASINO PARTIES 1553 PROVIDED EQUIPMENT AND SERVICES FOR EVENT X 0 1 INTERNATIONAL IGUANA FOUNDATION 1989 COLONIAL PARKWAY FORT WORTH TX 76110 752954637 501(C)(3) 5500 CONSERVATION ASSOCIATION OF ZOOS & AQUARIUMS 8403 COLESVILLE RD SILVER SPRING MD 20910 550526930 501(C)(3) 115000 CONSERVATION SOUTHERN ILLINOIS UNIVERSITY 900 S NORMAL AVE MC2709 CARBONDALE IL 62901 376005961 GOVT 28000 CONSERVATION RESEARCH MONTEREY BAY AQUARIUM 886 CANNERY ROW MONTEREY CA 93940 942487469 501(C)(3) 20000 CONSERVATION STATE OF ALASKA DEPARTMENT OF FISH AND GAME 1300 COLLEGE ROAD FAIRBANKS AL 99701 926001185 GOVT 20000 CONSERVATION ALASKA SEA LIFE CENTER 301 RAILWAY AVENUE SEWARD AL 99664 920132479 501(C)(3) 5000 AQUATIC RESEARCH THE OCEAN PROJECT 1320 19TH ST NW 5TH FLOOR WASHINGTON DC 20036 710863908 501(C)(3) 5000 AQUATIC RESEARCH 7 PART I, LINE 2: SHEDD REQUIRES REPORTS ON HOW FUNDS WERE EXPENDED AND ACCORDING TO PLAN AND EVALUATION OF RESULTS OF THE PROGRAM'S ACCOMPLISHMENTS. X 1 1 X X X X X 0 1 0 1 0 0 0 1 1 1 BRIDGET C COUGHLIN TRUSTEE & PRESIDENT/CEO 424898 0 82500 0 18000 0 33249 0 29262 0 587909 0 0 0 JOYCE SIMON EXECUTIVE VP/CFO 280491 0 25000 0 41992 0 16200 0 17446 0 381129 0 0 0 MIKE DELFINI COO/EXECUTIVE VP 272160 0 40000 0 14595 0 16200 0 25084 0 368039 0 0 0 JENNIFER BARYL SVP BOARD LIASON & ORGANIZATIONAL GO 176615 0 25000 0 24000 0 12242 0 10540 0 248397 0 0 0 MEGHAN CURRAN SVP - MARKETING, GUEST EXPERIENCE, & 165844 0 15000 0 18000 0 11105 0 4677 0 214626 0 0 0 TIMOTHY BINDER EVP - ANIMAL CARE 167443 0 7500 0 0 0 3504 0 26911 0 205358 0 0 0 NANCY ANSCHEL SVP - HUMAN RESOURCES 177054 0 10000 0 20572 0 12343 0 19600 0 239569 0 0 0 ROBERT WENGEL VP - FACILITIES 183127 0 5000 0 11185 0 12026 0 24964 0 236302 0 0 0 SALLY SMITH PRODUCTION MGR/DESIGNER & ANIMATOR 63455 0 0 0 139420 0 6824 0 8127 0 217826 0 0 0 CHERYL MELL SVP - CONSERVATION PARTNERSHIPS 157742 0 5000 0 21988 0 10994 0 10533 0 206257 0 0 0 SANDY MAREK SVP - CORPORATE PARTNERSHIPS 160805 0 7500 0 8990 0 10788 0 28893 0 216976 0 0 0 PART I, LINE 1A LINE 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - THE PRESIDENT/CEO WAS PROVIDED CERTAIN SOCIAL CLUB DUES; THE PORTION OF THIS BENEFIT NOT RELATED TO BONA FIDE BUSINESS PURPOSES WAS TREATED AS TAXABLE COMPENSATION. PART I, LINE 4B THE PRESIDENT/CEO PARTICIPATES IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN AS DESCRIBED IN 457(F). A BENEFIT OF $18,000 WAS ACCRUED DURING 2017. PART I, LINE 5 LINE 5A - A PORTION OF THE BONUSES PAID TO CERTAIN PERSONS LISTED IN PART VII, SECTION A, LINE 1A WERE CONTINGENT ON A PORTION OF THE ORGANIZATION'S REVENUES. PART I, LINE 7 PART 7A - BONUSES WERE PAID TO CERTAIN PERSONS LISTED IN PART VII, SECTION A, LINE 1A AT THE DISCRETION OF THE BOARD OF TRUSTEES AND PRESIDENT/CEO. PART I, LINE 8 THE PRESIDENT AND CEO WAS HIRED ON 4/11/2016 AND IS BEING PAID PURSUANT TO THIS INITIAL CONTRACT. A ILLINOIS FINANCE AUTHORITY 861091967 000000000 2015-07-29 22945000 REFUND 2005 BONDS 0 0 0 A 2950000 22945000 22945000 1 0 1 1 A 0 1 1 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: ILLINOIS FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 10/06/2015 X 41 588890 FAIR MARKET VALUE X FOOD & BEVERAGE 28 226816 FAIR MARKET VALUE X AIRLINE TICKETS 1 100000 FAIR MARKET VALUE X MISCELLANEOUS 14 17359 FAIR MARKET VALUE X MACHINERY & EQUIPMENT 1 10000 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES HAS THE POWER AND AUTHORITY OF THE BOARD OF TRUSTEES AND MAY ACT ON BEHALF OF THE BOARD OF TRUSTEES BETWEEN MEETINGS OF THE BOARD, SUBJECT TO CERTAIN LIMITATIONS. UNDER THE TERMS OF THE ORGANIZATION'S BYLAWS, THE EXECUTIVE COMMITTEE IS MADE UP OF FIVE TO TEN MEMBERS OF THE BOARD OF TRUSTEES ELECTED BY THE BOARD AT ITS ANNUAL MEETING; IN ADDITION, THE CHAIRPERSON OF THE BOARD SERVES AS AN EX OFFICIO MEMBER WITH A VOTE. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES ANDERS GUSTAFSSON AND RICHARD L. KEYSER HAVE A BUSINESS RELATIONSHIP. TRUSTEES REEVE BYRON WAUD AND WADE D. MIQUELON HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION CONTRACTS WITH SODEXO AMERICA, LLC AND EVENT NETWORK, INC. TO MANAGE AND OPERATE FOOD SERVICES AND GIFT SHOPS, RESPECTIVELY, AT THE AQUARIUM. FORM 990, PART VI, SECTION B, LINE 11B THE COMPLETED FORM 990, INCLUDING SCHEDULES, WAS DISTRIBUTED TO THE MEMBERS OF THE FINANCE AND AUDIT COMMITTEE (THE COMMITTEE) OF THE BOARD OF TRUSTEES. THE COMMITTEE MET WITH THE ORGANIZATION'S PRESIDENT/CEO AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM 990 AND RELATED SCHEDULES. SUBSEQUENTLY, EACH TRUSTEE WAS REQUESTED TO REVIEW THE FINAL FORM 990, INCLUDING SCHEDULES, WHICH HAD BEEN UPLOADED TO THE TRUSTEES' EXTRANET SITE. ALL QUESTIONS OR COMMENTS WERE DIRECTED TO THE ORGANIZATION'S CHIEF FINANCIAL OFFICER. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, TRUSTEES, AFFILIATES, EMPLOYEES AND VOLUNTEERS ARE ASKED TO REVIEW THE ORGANIZATION'S CODE OF ETHICS AND COMPLETE A CODE OF ETHICS STATEMENT AND QUESTIONNAIRE, WHICH INCLUDES THEIR AGREEMENT TO REPORT PROMPTLY ANY REPORTABLE MATTERS. SUCH STATEMENTS ARE REVIEWED AND EVALUATED BY THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN CAPITAL COMMITTEE (THE COMMITTEE) OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE ANNUAL REVIEW OF THE COMPENSATION OF THE OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. ALL MEMBERS OF THE COMMITTEE ARE INDEPENDENT. IN DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO, THE COMMITTEE EVALUATES HER PERFORMANCE AGAINST PREVIOUSLY AGREED UPON CRITERIA, CONSIDERS COMPARABLE MARKET DATA, THEN DEBATES AND DOCUMENTS ITS RECOMMENDATION OF REASONABLE COMPENSATION. IN DETERMINING THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES, THE SAME PROCEDURES ARE PERFORMED; HOWEVER, THE COMMITTEE CONSIDERS THE CEO'S EVALUATION OF THE STAFFS' PERFORMANCE. THE RECOMMENDATIONS ARE THEN TAKEN TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR FINAL REVIEW AND ACTION. FORM 990, PART VI, SECTION C, LINE 19 CERTAIN OF THE ORGANIZATION'S GOVERNING DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. ITS AUDITED FINANCIAL STATEMENTS AND PUBLIC-DISCLOSURE COPIES OF ITS FORM 990 ARE INCLUDED ON ITS WEB SITE. FORM 990, PART XI, LINE 9: ACTUARIAL LOSS RELATED TO RETIREES MEDICAL PLAN -440,000.