2018-05-11T14:55:42-05:00 2017-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2016-07-01 131740455 HORACE MANN SCHOOL HORA 7184323420 231 WEST 246TH STREET BRONX NY 10471 EDWARD LEVY VICE-CHAIR 7184323420 2018-05-11 1 AARON SHAPIRO P01333816 2128674000 2016 2022-09-23 18:48:47Z EDWARD LEVY 231 WEST 246TH STREET BRONX NY 10471 129967847 0 X WWW.HORACEMANN.ORG X 1887 NY THE MISSION OF HORACE MANN SCHOOL IS TO PROVIDE A CONTINUOUS EDUCATION PROGRAM FOR BOYS AND GIRLS FROM NURSERY THROUGH HIGH SCHOOL. 32 32 611 100 0 0 32555291 30486973 83845452 86939166 1578279 2982806 170851 185796 118149873 120594741 10264832 10122361 0 0 55583012 55850869 0 0 3203843 25312463 26482229 91160307 92455459 26989566 28139282 289333790 332206555 128855090 128585654 160478700 203620901 X THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES.AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 0 0 80888927 10122361 86939166 HORACE MANN SCHOOL IS AN EDUCATIONAL INSTITUTION CONDUCTING PROGRAMS AT THE NURSERY, ELEMENTARY, MIDDLE AND HIGH SCHOOL LEVELS.THE STUDENT BODY CONSISTS OF 1,786 STUDENTS. 80888927 1 1 0 0 0 0 1 0 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 138 0 611 1 0 0 0 0 0 1 1 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X EDWARD L SINCLAIR JR 7184323420 231 WEST 246TH STREET BRONX NY 10471 MICHAEL COLACINO CHAIR 8.00 X X 0 0 0 CAROLYN OKIN VICE-CHAIR 8.00 X X 0 0 0 EDWARD LEVY VICE-CHAIR 8.00 X X 0 0 0 MATTHEW MARK TREASURER 8.00 X X 0 0 0 AMANDA SALZHAUER SECRETARY 8.00 X X 0 0 0 GLENN AUGUST TRUSTEE 8.00 X 0 0 0 MICHAEL BENNETT TRUSTEE 8.00 X 0 0 0 DANIEL BENTON TRUSTEE 8.00 X 0 0 0 STEVEN C BUSSEY TRUSTEE 8.00 X 0 0 0 CHUL CHUNG TRUSTEE 8.00 X 0 0 0 RONALD DICKERMAN TRUSTEE 8.00 X 0 0 0 LAURENCE S GRAFSTEIN TRUSTEE 8.00 X 0 0 0 LAWRENCE OTIS GRAHAM TRUSTEE 8.00 X 0 0 0 MICHAEL HELLER TRUSTEE 8.00 X 0 0 0 HOWARD P KAGAN TRUSTEE 8.00 X 0 0 0 JUSTIN D LERER TRUSTEE 8.00 X 0 0 0 HOWARD W LUTNICK TRUSTEE 8.00 X 0 0 0 JAN FRASIER MALTBY TRUSTEE 8.00 X 0 0 0 MONICA M MANDELLI TRUSTEE 8.00 X 0 0 0 ERIC MINDICH TRUSTEE 8.00 X 0 0 0 MANISH MITTAL TRUSTEE 8.00 X 0 0 0 WESLEY MITTMAN LEPATNER TRUSTEE 8.00 X 0 0 0 STEPHEN MONG TRUSTEE 8.00 X 0 0 0 ANDREA L OLSHAN TRUSTEE 8.00 X 0 0 0 ROBERT O OWENS TRUSTEE 8.00 X 0 0 0 MICHAEL A PRUZAN TRUSTEE 8.00 X 0 0 0 THOMAS SHAPIRO TRUSTEE 8.00 X 0 0 0 BRIAN L EIZENSTAT TRUSTEE 8.00 X 0 0 0 WINSTON C FISHER TRUSTEE 8.00 X 0 0 0 BONNIE JONAS TRUSTEE 8.00 X 0 0 0 VINAYAK SINGH TRUSTEE 8.00 X 0 0 0 CATHERINE GOODSTEIN WALLACE TRUSTEE 8.00 X 0 0 0 THOMAS KELLY HEAD OF SCHOOL 60.00 X 951498 0 44638 EDWARD L SINCLAIR JR CFO 50.00 X 456026 0 56074 GLENN SHERRATT DIRECTOR JOHN DORR NATURE LAB. 40.00 X 254340 0 35322 DAVID SCHILLER HEAD OF UPPER DIVISION 40.00 X 352284 0 24289 ROBIN INGRAM HEAD OF MIDDLE DIVISION 40.00 X 241466 0 36733 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER CAMP 40.00 X 221865 0 60328 LISA MOREIRA DIRECTOR OF ADMISSIONS 40.00 X 225444 0 94688 MARCIA LEVY HEAD OF NURSERY YEARS 40.00 X 208264 0 39045 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 40.00 X 203525 0 58153 ADAM KENNER DIRECTOR OF TECHNOLOGY 40.00 X 222038 0 60086 GORDON JENSEN DIRECTOR OF MAINTENANCE 40.00 X 262350 0 27968 WENDY STEINTHAL HEAD OF LOWER SCHOOL 40.00 X 347298 0 22969 JESSICA LEVENSTEIN HEAD OF UPPER SCHOOL 40.00 X 206120 0 52527 DEENA NEUWIRTH ASSISTANT HEAD LOWER SCHOOL 40.00 X 215378 0 79910 MITCHELL FRANCIS REGISTRAR 40.00 X 221040 0 45614 AMBER LONG COLLEGE COUNSELING 40.00 X 221541 0 13174 JEFFREY WEITZ DEPARTMENT CHAIR 40.00 X 216078 0 18979 CANH OXELSON DIR. OF COLLEGE PLACEMENT 40.00 X 324732 0 56766 JACQUELINE FRIEDMAN MIDDLE DIV. FACULTY MEMBER 40.00 X 217032 0 16679 5568319 0 843942 177 0 1 0 SKIDMORE OWINGS & MERRILL LLP 14 WALL STREET NEW YORK NY 10005 ARCHITECTS 3709802 FLIK INTERNATIONAL CORP PO BOX 417632 BOSTON MA 02241 FOOD SERVICES 3673785 HUNTER ROBERTS CONSTRUCTION GROUP 55 WATER STREET 51ST FLOOR NEW YORK NY 10041 CONSTRUCTION MANAGER 2046265 ZUBATKIN OWNER REPR LLC 333 WEST 52ND STREET NEW YORK NY 10019 PROJECT MANAGER 1035490 LUCADOMO & SONS INC 215 SOUTH THIRTEENTH AVENUE MT VERNON NY 105502819 GENERAL CONTRACTOR 960187 22 110840 268401 2082265 28025467 820564 30486973 TUITION 611110 83563090 83563090 FACILITY IMPR./OTHER FEES 611110 2258940 2258940 SUMMER & OTHER PROGRAMS 611110 629146 629146 OTHER STUDENT FEES 611110 487990 487990 86939166 1322722 1322722 10612728 8952644 1660084 1660084 1660084 606258 268401 420462 185796 185796 120594741 86939166 0 3168602 10122361 10122361 4943334 3831925 838732 272677 37148454 34692394 1534977 921083 2984510 2786762 129089 68659 8055071 7408130 442887 204054 2719500 2493666 150773 75061 675121 675121 172250 172250 107840 107840 458780 251645 202645 4490 4149480 2998629 1030558 120293 1165278 1165278 5136798 4358651 536283 241864 225231 187483 37748 591312 125882 465344 86 821545 821545 5946366 5589584 297318 59464 635846 635846 FOOD SERVICE 1822281 1822281 JOHN DORR NATURE LAB 974256 974256 3599845 1258455 1105278 1236112 92455459 80888927 8362689 3203843 339779 1849973 26605901 33936190 21159076 27886967 726151 644948 69550 83538 897552 1048233 184154173 62551589 104175966 121602584 71638001 87097533 62881340 58056589 840474 289333790 332206555 6941718 11778562 48051693 49816867 31095000 28568339 42766679 38421886 128855090 128585654 X 100052037 138328600 35999040 40589149 24427623 24703152 160478700 203620901 289333790 332206555 X 28139282 11045940 3956979 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 287.00 1 1 0 1 26194867 287936 2361760 591744 387562 27865257 25296990 2701104 -873770 615774 313683 26194867 25106177 603754 433279 581885 264335 25296990 22899331 475321 2671736 620181 320030 25106177 21266497 261717 2225880 520038 334725 22899331 0.88650 0.11350 0 0 8125312 8125312 132100940 53367668 78733272 11412113 5915550 5496563 32515808 3268371 29247437 121602584 STATE OF ISRAEL BONDS 8000 F ALTERNATIVE INVESTMENTS 58048589 F 58056589 ACCRUED EMPLOYEE BENEFITS 34953225 OTHER LIABILITIES 571414 BOND ISSUANCE PREMIUM 2883212 ANNUTIES PAYABLE 14035 38421886 X 121410480 11045940 11045940 110364540 107840 10122361 10230201 120594741 82225258 0 82225258 107840 10122361 10230201 92455459 PART II, LINE 9: HORACE MANN SCHOOL CARRIES THE VALUE ON THE BALANCE SHEET AT THE APPRAISED VALUE AT THE DATE OF GIFT NET OF EASEMENT. PART V, LINE 4: THE NET INVESTMENT INCOME GENERATED FROM THE INVESTED ENDOWMENT FUNDS IS USED AT THE RATE OF 4.5% PER YEAR TO SUPPORT THE PROGRAMS AND THE FACILITIES OF THE SCHOOL. USES INCLUDE FINANCIAL AID TO ENROLLED STUDENTS, SCHOOL LIBRARIES, MAINTENANCE OF FACILITIES AND FACULTY ENRICHMENT. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE COMBINED FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2014 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 10,122,361. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 10,122,361. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SUCH POLICIES ARE CLEARLY DESCRIBED IN THE SCHOOL CATALOG OF HORACE MANN SCHOOL. SCHEDULE E, PART I, LINE 6 SCHOOL RECEIVED NEW YORK STATE AID FOR MANDATED SERVICES. CAYMAN ISLANDS INVESTMENTS 51235248 0 0 0 0 0 0 51235248 0 51235248 0 0 0 0 0 0 P/A ANNUAL BENEFIT 584705 268401 316304 247842 67657 ALL SCHOOL OUTFITTERS 17495 17495 8155 6 272459 272459 96808 874659 268401 606258 247842 172620 420462 185796 1 FINANCIAL AID FOR QUALIFIED STUDENTS 264 10122361 PART I, LINE 2: HORACE MANN SCHOOL MAKES EVERY EFFORT TO ENSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND/OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 264 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. PART I, LINE 2 - PROCEDURES FOR MONITORING USE OF GRANTS FUNDS IN U.S. HORACE MANN SCHOOL MAKES EVERY EFFORT TO INSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND/OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 264 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS KELLY HEAD OF SCHOOL 951498 0 0 0 0 0 26500 0 18138 0 996136 0 0 0 EDWARD L SINCLAIR JR CFO 455427 0 0 0 599 0 26500 0 29574 0 512100 0 0 0 GLENN SHERRATT DIRECTOR JOHN DORR NATURE LAB. 253267 0 0 0 1073 0 19999 0 15323 0 289662 0 0 0 DAVID SCHILLER HEAD OF UPPER DIVISION 352284 0 0 0 0 0 15762 0 8527 0 376573 0 0 0 ROBIN INGRAM HEAD OF MIDDLE DIVISION 241233 0 0 0 233 0 23660 0 13073 0 278199 0 0 0 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER CAMP 221865 0 0 0 0 0 23397 0 36931 0 282193 0 0 0 LISA MOREIRA DIRECTOR OF ADMISSIONS 225444 0 0 0 0 0 21742 0 72946 0 320132 0 0 0 MARCIA LEVY HEAD OF NURSERY YEARS 207665 0 0 0 599 0 21484 0 17561 0 247309 0 0 0 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 203525 0 0 0 0 0 21222 0 36931 0 261678 0 0 0 ADAM KENNER DIRECTOR OF TECHNOLOGY 222038 0 0 0 0 0 23155 0 36931 0 282124 0 0 0 GORDON JENSEN DIRECTOR OF MAINTENANCE 262350 0 0 0 0 0 25204 0 2764 0 290318 0 0 0 WENDY STEINTHAL HEAD OF LOWER SCHOOL 347298 0 0 0 0 0 14723 0 8246 0 370267 0 0 0 JESSICA LEVENSTEIN HEAD OF UPPER SCHOOL 206120 0 0 0 0 0 21183 0 31344 0 258647 0 0 0 DEENA NEUWIRTH ASSISTANT HEAD LOWER SCHOOL 215378 0 0 0 0 0 22536 0 57374 0 295288 0 0 0 MITCHELL FRANCIS REGISTRAR 221040 0 0 0 0 0 22012 0 23602 0 266654 0 0 0 AMBER LONG COLLEGE COUNSELING 221541 0 0 0 0 0 7060 0 6114 0 234715 0 0 0 JEFFREY WEITZ DEPARTMENT CHAIR 216078 0 0 0 0 0 8764 0 10215 0 235057 0 0 0 CANH OXELSON DIR. OF COLLEGE PLACEMENT 324732 0 0 0 0 0 26500 0 30266 0 381498 0 0 0 JACQUELINE FRIEDMAN MIDDLE DIV. FACULTY MEMBER 217032 0 0 0 0 0 8526 0 8153 0 233711 0 0 0 PART I, LINE 1A THE HOUSING ALLOWANCE IS PROVIDED TO THOMAS KELLEY, HEAD OF SCHOOL AND LISA MOREIRA, DIRECTOR OF ADMISSIONS. HOUSING IS PROVIDED ON CAMPUS AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER PURSUANT TO CONTRACTUAL PROVISION AND IS NONTAXABLE. SOCIAL CLUB DUES ARE NON-TAXABLE BY VIRTUE OF BEING A WORKING CONDITION FRINGE UNDER IRC SECTION 132. A BUILD NYC RESOURCE CORPORATION 454040561 12008EFC5 2014-11-13 38213326 PREVIOUSLY REFUND PRIOR ISSUE 0 1 0 A 1805000 38213326 764267 189319 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: BUILD NYC RESOURCE CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 11/13/2014 X 23 625991 SELLING PRICE X AUCTION ITEMS 218 194573 MARKET VALUE 0 0 1 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: CONTRIBUTIONS RECEIVED AS SECURITIES ARE SOLD IMMEDIATELY BY BROKER. FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE FORM 990 WAS REVIEWED BY THE CFO. THE FORM 990 WITH THE EXCEPTION OF SCHEDULE B (SCHEDULE OF CONTRIBUTIONS)WAS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. A COPY OF THE FINAL 990 WAS ALSO PROVIDED TO THE FULL BOARD PRIOR TO FILING WITHOUT SCHEDULE B. FORM 990, PART VI, SECTION B, LINE 12C THE ASSISTANT TO THE CFO, IN CONJUNCTION WITH THE AUDIT COMMITTEE, ANNUALLY OBTAINS COPIES OF ALL OF THE SIGNED CONFLICT OF INTEREST POLICIES. IN ADDITION TO THE VOTING BOARD MEMBERS, CONFLICT OF INTEREST AND CONFIDENTIALITY STATEMENTS ARE ALSO ANNUALLY SIGNED BY MEMBERS OF THE ADMINISTRATIVE COUNCIL WHO ARE KEY EMPLOYEES. IF AT ANY TIME DURING HIS OR HER TERM OF SERVICE, A TRUSTEE OR AN OFFICER HAS ANY INTEREST WHICH MAY POSE A CONFLICT OF INTEREST,HE OR SHE SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE CHAIR OF THE BOARD AND CHAIR OF THE AUDIT COMMITTEE OF THE BOARD. WHEN ANY MATTER IN WHICH A TRUSTEE OR AN OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR ANY COMMITTEE OF THE BOARD FOR DECISION OR APPROVAL, THAT INTEREST SHALL BE IMMEDIATELY DISCLOSED TO THE BOARD OR THE COMMITTEE BY THAT TRUSTEE OR OFFICER, AND THE TRUSTEE OR OFFICER SHALL RECUSE HIMSELF/HERSELF FROM ANY DISCUSSION AND/OR VOTE RELATING THERETO. FORM 990, PART VI, SECTION B, LINE 15 DURING THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE ACTING AS THE COMPENSATION COMMITTEE, REVIEWS RELEVANT COMPARABLE COMPENSATION DATA AND FORMALLY MEETS AND APPROVES RECOMMENDED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THEY DOCUMENT THIS REVIEW CONTEMPORANEOUSLY. THIS PROCESS WAS LAST PERFORMED IN MAY 2016. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION HAS NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC; THE FINANCIAL STATEMENTS ARE POSTED ON EMMA. FORM 990, PART XI, LINE 9: POST RETIREMENT BENEFIT ADJUSTMENT 3,964,091. SETTLEMENT COSTS BAD DEBT LOSS CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -7,112. 990 PART XII, LINE 2C THE PROCESS HAS NOT CHANGED SINCE PRIOR YEAR. JOHN DORR NATURE LAB OF HORACE MANN SCHOOL INC 231 W 246TH STREET BRONX NY 10471 066085965 HOLDING COMPANY NY 501(C)(3) PF N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0