2018-05-10T18:24:21-05:00 2017-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2017-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 BARBARA HARTFORD CFO 4106893700 2018-05-08 1 JULIA FLANNERY CPA P00928918 4102469300 2017 2022-09-23 18:48:47Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 35129099 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 9 149 352 676675 310482 8752251 7469023 18154660 18493375 4477408 5087256 281009 264030 31665328 31313684 4120737 2140760 0 0 12085580 12661110 0 0 0 13060623 13716998 29266940 28518868 2398388 2794816 139561492 156889868 16730059 16774349 122831433 140115519 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 19880254 2140760 18493375 THE OBJECTIVE OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) IS TO PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, TO ESTABLISH EVIDENCE-BASED GUIDELINES, AND TO PRESENT INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE. IN 2017, THE AUA OFFERED MORE EDUCATIONAL PROGRAMMING THAN EVER BEFORE, IMPACTING MORE THAN 70,000 UROLOGIC HEALTH PROFESSIONALS AROUND THE WORLD. IN 2017 THE AUA'S 112TH ANNUAL MEETING BROUGHT TOGETHER MORE THAN 16,000 MEMBERS OF THE UROLOGIC COMMUNITY FROM AROUND THE WORLD TO LEARN ABOUT THE LATEST TREATMENT TECHNIQUES AND RESEARCH IN THE FIELD OF UROLOGICAL MEDICINE. IN THE SAME YEAR THE AUA RELEASED FOUR NEW CLINICAL GUIDELINES. THE JOURNAL OF UROLOGY, WHICH CELEBRATED ITS 100TH ANNIVERSARY IN 2017, IS A PEER-REVIEWED SCHOLARLY MONTHLY PUBLICATION THAT REACHES OVER 90% OF PRACTICING BOARD CERTIFIED DOMESTIC UROLOGISTS. THE COMPLETE JOURNAL IS AN ESTABLISHED RESOURCE IN MEDICAL LIBRARIES WORLDWIDE. THIS JOURNAL BRINGS SOLID COVERAGE OF THE CLINICALLY RELEVANT CONTENT NEEDED TO STAY AT THE FOREFRONT OF THE FIELD OF UROLOGY BY PRESENTING INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE. 19880254 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 0 1 1 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 325 0 1 149 1 1 1 0 0 0 0 0 0 0 0 0 X 13 9 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LINTHICUM MD 21090 X J BRANTLEY THRASHER MD PRESIDENT 7.00 3.00 X X 67164 28785 0 ROBERT C FLANIGAN MD PRESIDENT-ELECT 7.00 3.00 X X 13570 5816 0 RICHARD K BABAYAN MD IMMEDIATE PAST PRESIDENT 7.00 3.00 X X 38727 16597 0 WILLIAM F GEE MD IMMEDIATE PAST PRES. (THRU 5/17) 7.00 3.00 X X 23634 10129 0 MANOJ MONGA MD SECRETARY 7.00 3.00 X X 980 420 0 DAVID F GREEN MD TREASURER 7.00 5.00 X X 45268 19401 0 STEVEN M SCHLOSSBERG MD TREASURER (THRU 5/17) 7.00 5.00 X X 37491 16068 0 ROGER E SCHULTZ MD DIRECTOR 1.00 1.00 X 1392 596 0 E ANN GORMLEY MD DIRECTOR 1.00 1.00 X 3392 1454 0 FREDERICK A GULMI MD DIRECTOR 1.00 1.00 X 0 0 0 CHAUDRU P SUNDARAM MD DIRECTOR 1.00 1.00 X 2297 984 0 BARRY A KOGAN MD DIRECTOR 1.00 1.00 X 702 301 0 RANDALL B MEACHAM MD DIRECTOR 1.00 1.00 X 38 16 0 THOMAS F STRINGER MD DIRECTOR 1.00 1.00 X 2557 1096 0 SCOTT K SWANSON MD DIRECTOR 1.00 1.00 X 202 87 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 26.00 14.00 X 385739 207705 104769 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 26.00 14.00 X 245326 132098 45556 KEVIN A WOHLFORT EXECUTIVE VICE PRESIDENT 23.00 17.00 X 258168 110644 63094 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 40.00 X 311365 0 64171 HENRIETTA D HUBBARD EXECUTIVE VICE PRESIDENT 40.00 X 323127 0 38352 WILLIAM A GLOVER EXECUTIVE VICE PRESIDENT 40.00 X 221443 0 22608 DIANE BIERI GENERAL COUNSEL 28.00 12.00 X 164618 70551 59577 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 28.00 12.00 X 148618 63694 50615 DEBORAH F POLLY DIR. OF PUBLICATIONS 40.00 X 211540 0 45042 CAROLYN BEST DIR. OF RESEARCH 40.00 X 186179 0 51944 RAYMOND R FANG DIR. OF DATA 40.00 X 180081 0 41257 SHELBY L ENGLERT DIR. OF EDUCATION 40.00 X 162210 0 34237 3035828 686442 621222 26 0 1 0 ON SERVICES 6779-B CRESCENT DR NORCROSS GA 30071 EVENT PRODUCTION 1289510 ELSEVIER INC PO BOX 9546 NEW YORK NY 10087 PUBLISHER 824281 GLOBAL EXPERIENCE SPECIALISTS INC 1425 GREENWAY DRIVE SUITE 250 IRVING TX 75036 EVENT MANAGEMENT 642165 FIGMD INC 6952 ROTE RD SUITE 400 ROCKFORD IL 61107 TECHNOLOGY CONTRACTOR 634500 MASSACHUSETTS CONVENTION 415 SUMMER STREET BOSTON MA 02210 MEETING VENUE 553001 29 2270523 5198500 7469023 ANNUAL MEETINGS 541800 9053427 8376752 676675 JOURNAL OF UROLOGY 541900 6992987 6992987 EDUCATION 541900 2060116 2060116 SCIENCE AND QUALITY 541900 265230 265230 RESEARCH 541900 121615 121615 18493375 4632671 4632671 4270000 3815415 454585 454585 454585 MISCELLANEOUS INCOME 900099 264030 264030 264030 31313684 17816700 676675 5351286 X 1984210 1984210 73183 73183 83367 83367 2455912 1426253 1029659 7326850 4255016 3071834 1063765 617774 445991 1012130 587787 424343 802453 466019 336434 32367 28204 4163 206898 180288 26610 71177 71177 7552001 6620748 931253 942201 695246 246955 392039 35973 356066 2093311 1828939 264372 143140 143140 991111 90943 900168 181093 83996 97097 AWARDS & STIPENDS 560809 558650 2159 HISTORY FUND 300310 300310 INCOME TAXES 166822 120518 46304 BUILDING ACTIVITIES 83719 83719 28518868 19880254 8638614 0 2721 2389 633565 124275 1424165 988724 2164304 2523971 28390546 10393161 18410138 17997385 13042897 15847411 103883702 119405713 139561492 156889868 3950946 5120499 3716621 3118395 6229062 5785000 2685057 2256730 148373 493725 16730059 16774349 X 122477196 139741161 178814 198935 175423 175423 122831433 140115519 139561492 156889868 2794816 14489270 0 X 0 1 X 1 0 X 9589340 7379450 9403407 8752251 7469023 42593471 15409733 16488752 14646808 17132526 17816700 81494519 24999073 23868202 24050215 25884777 25285723 124087990 0 0 0 124087990 3806236 4329120 4006627 3738867 4632671 20513521 344329 259775 216882 241732 206144 1268862 4150565 4588895 4223509 3980599 4838815 21782383 309757 371085 366850 281009 264030 1592731 29459395 28828182 28640574 30146385 30388568 147463104 0.84150 0.84960 0.14770 0.13980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 39395288 1591303 6535298 1621576 45900313 35569604 2515358 2651773 1341447 39395288 35063136 1695473 -211041 977964 35569604 18605449 15837300 1403577 783190 35063136 12256703 4607379 2343304 601937 18605449 0.74200 0.25800 0 1 1 2975858 2975858 19991935 6281695 13710240 5422753 4111466 1311287 17997385 TOTAL INTERNATIONAL BOND INDEX INSTITUTIONAL 9708811 F VANGUARD DEVELOPED MARKETS INDEX FUND INST 29299438 F VANGUARD INTERMEDIATE-TERM INV GRADE ADMIRAL 12088892 F VANGUARD PRIMECAP FUND ADMIRAL 10530503 F VANGUARD SHORT-TERM INVESTMENT INST 7994880 F VANGUARD TOTAL BOND MARKET INDEX FUND INST 10226567 F VANGUARD TOTAL STOCK MARKET INDEX FUND INST 29473091 F VANGUARD WINDSOR II FUND ADMIRAL 10083531 F 119405713 DUE TO RELATED PARTY 493725 493725 X 40496850 14489270 15270422 29759692 10737158 71177 20505349 20576526 31313684 41635137 14330586 14330586 27304551 71177 1143140 1214317 28518868 PART III, LINE 1A: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: SEE DESCRIPTION IN PART III, LINE 1A. PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE UROLOGY CARE FOUNDATION, INC., A RELATED EXEMPT ORGANIZATION, AND THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSED DE-RECOGNITION CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES BEFORE 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 12,586,615. INCOME ELIMINATED ON THE CONSOLIDATED STATEMENTS -2,520,523. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 5,204,330. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 19,505,349. CONTRIBUTIONS NETTED WITH EXPENSE 1,000,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATED, INC. 12,157,970. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -2,520,523. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 4,693,139. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 143,140. CONTRIBUTIONS NETTED WITH EXPENSE 1,000,000. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICE EDUCATION 15238 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EDUCATION 274725 EUROPE 0 0 PROGRAM SERVICE EDUCATION 130238 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICE EDUCATION 124194 NORTH AMERICA 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 195392 SOUTH AMERICA 0 0 PROGRAM SERVICE EDUCATION 206024 SOUTH ASIA 0 0 PROGRAM SERVICE EDUCATION 139334 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE EDUCATION 12226 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 3000 EUROPE 0 0 GRANTMAKING 1500 NORTH AMERICA 0 0 GRANTMAKING 71367 SOUTH ASIA 0 0 GRANTMAKING 3000 SOUTH AMERICA 0 0 GRANTMAKING 4500 EAST ASIA AND THE PACIFIC 0 0 CONTRIBUTION/GRANT REVENUE SOUTH AMERICA 0 0 CONTRIBUTION/GRANT REVENUE EUROPE 0 0 CONTRIBUTION/GRANT REVENUE 0 0 0 0 0 0 1097371 83367 1180738 NORTH AMERICA SCHOLARSHIP PAYMENT 25000 CHECK 0 NORTH AMERICA SCHOLARSHIP PAYMENT 20000 CHECK 0 NORTH AMERICA SCHOLARSHIP PAYMENT 20000 CHECK 0 3 0 SCHOLAR STIPEND SOUTH AMERICA 3 4500 CHECK 0 SCHOLAR STIPEND SOUTH ASIA 2 3000 CHECK 0 SCHOLAR STIPEND EAST ASIA AND THE PACIFIC 2 3000 CHECK 0 SCHOLAR STIPEND EUROPE 1 1500 CHECK 0 SCHOLAR STIPEND NORTH AMERICA 1 1500 CHECK 0 ENDOCRINE FORUM HONORARIA NORTH AMERICA 1 167 CHECK 0 TRAVEL AWARD NORTH AMERICA 1 700 CHECK 0 HUGH HAMPTON YOUNG AWARD NORTH AMERICA 1 2000 CHECK 0 AOD HONORARIA NORTH AMERICA 1 2000 CHECK 0 0 0 0 0 0 1 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 AMERICAN GERIATRICS SOCIETY 40 FULTON STREET FLOOR 18 NEW YORK NY 01038 131950856 501(C)(3) 6000 RESEARCH SCHOLAR CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BOULEVARD LOS ANGELES CA 90048 951644600 501(C)(3) 40000 RESEARCH SCHOLAR CHILDREN'S HOSPITAL OF PHILADELPHIA 3401 CIVIC CENTER BOULEVARD PHILADELPHIA PA 19104 231352166 501(C)(3) 20000 RESEARCH SCHOLAR CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE NO JJ19 CLEVELAND OH 44195 340714585 501(C)(3) 20000 RESEARCH SCHOLAR COLUMBIA UNIVERSITY MEDICAL CENTER 662 WEST 113TH STREET MAIL CODE 424 424 NEW YORK NY 10025 135598093 501(C)(3) 20000 RESEARCH SCHOLAR DUKE UNIVERSITY 324 BLACKWELL ST WASHING BLDG NO 850 DURHAM NC 27701 560532129 501(C)(3) 20000 RESEARCH SCHOLAR INTERNATIONAL VOLUNTEERS IN UROLOGY INC (IVUMED) 3269 S MAINE STREET SUITE 230 SALT LAKE CITY UT 84115 582263983 501(C)(3) 20000 RESEARCH SCHOLAR JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD N - 4327B BALTIMORE MD 21211 520595110 501(C)(3) 45000 DATA GRANT AND RESEARCH SCHOLAR MEMORIAL SLOAN-KETTERING 1275 YORK AVENUE NEW YORK NY 10021 131624082 501(C)(3) 40000 RESEARCH SCHOLAR RESEARCH INSITUTE AT NATIONWIDE CHILDREN'S HOSPITAL 700 CHILDRENS DR COLUMBUS OH 43205 316056230 501(C)(3) 20000 RESEARCH SCHOLAR SOCIETY FOR BASIC UROLOGIC RESEARCH 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 363607930 501(C)(3) 10000 RESEARCH SCHOLAR AND ANNUAL MEETING STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 941156365 501(C)(3) 40000 RESEARCH SCHOLAR UCLA MEDICAL CENTER 757 WESTWOOD PLAZA LOS ANGELES CA 90095 956006143 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVE SOUTH AB-1230 BIRMINGHAM AL 35294 636005396 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF CALIFORNIA LOS ANGELES 300 STEIN PLAZA STE 367 LOS ANGELES CA 90095 953207253 501(C)(3) 25000 DATA GRANT UNIVERSITY OF COLORADO 1800 GRANT STREET SUITE 600 DENVER CO 80203 846000555 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF FLORIDA 925 NW 56TH TERRACE GAINESVILLE FL 32605 596002052 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD MAIL STOP 3019 KANSAS CITY KS 66160 200826378 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF KENTUCKY 120 STURGILL LEXINGTON KY 40506 916001218 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF MIAMI PO BOX 248106 CORAL GABLES FL 33124 590624458 501(C)(3) 40000 RESEARCH SCHOLAR UNIVERSITY OF MICHIGAN G395 WOLVERINE TOWER LOW RISE ANN ARBOR MI 48109 386006309 501(C)(3) 40000 RESEARCH SCHOLAR UNIVERSITY OF NEVADO RENO MAILSTOP 0162 RENO NV 89557 942781749 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF PITTSBURGH 107 CATHEDRAL OF LEARNING 4200 FIFTH AVENUE PITTSBURGH PA 15260 250965591 501(C)(3) 45000 DATA GRANT AND RESEARCH SCHOLAR UNIVERSITY OF TEXAS SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 756002868 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF WASHINGTON 1959 NE PACIFIC ST BOX 356340 SEATTLE WA 98195 916001537 501(C)(3) 60000 RESEARCH SCHOLAR UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 501(C)(3) 1250000 RESEARCH SCHOLAR VANDERBILT UNIVERSITY STATION B 357727 2301 VANDERBILT PLACE NASHVILLE TN 37235 100142007 501(C)(3) 20000 RESEARCH SCHOLAR WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVENUE NEW YORK NY 10022 136094042 501(C)(3) 20000 RESEARCH SCHOLAR 28 0 INFECTION & INFLAMMATION HONORARIA 1 1000 0 ENDOCRINE FORUM HONRARIA 5 833 0 RETROSPECTIVE AWARD 1 1000 0 BICKNELL LECTURE HONORARIA 1 1000 0 LATTIMER LECTURER 1 1000 0 TRAVEL AWARD 16 8600 0 GOLD CYSTOSCOPE AWARD 1 2000 0 LIFETIME ACHIEVEMENT AWARD 1 2000 0 RAMON GUITERAS AWARD 1 3000 0 AOD HONORARIA 3 4000 0 POLITANO AWARD 1 2000 0 DUCKETT AWARD WINNER 1 750 0 RISING STAR 1 46000 0 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X 0 1 0 0 0 0 0 1 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 306281 164920 43128 23223 36330 19562 59601 32093 8499 4576 453839 244374 0 0 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 198201 106724 31175 16786 15950 8588 18675 10056 10936 5889 274937 148043 0 0 KEVIN A WOHLFORT EXECUTIVE VICE PRESIDENT 215530 92370 34593 14826 8045 3448 29427 12611 14739 6317 302334 129572 0 0 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 266822 0 42563 0 1980 0 43546 0 20625 0 375536 0 0 0 HENRIETTA D HUBBARD EXECUTIVE VICE PRESIDENT 279902 0 43225 0 0 0 36391 0 1961 0 361479 0 0 0 WILLIAM A GLOVER EXECUTIVE VICE PRESIDENT 195941 0 25502 0 0 0 3786 0 18822 0 244051 0 0 0 DIANE BIERI GENERAL COUNSEL 147488 63209 17130 7342 0 0 27080 11606 14624 6267 206322 88424 0 0 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 126764 54328 17130 7342 4724 2024 24951 10693 10480 4491 184049 78878 0 0 DEBORAH F POLLY DIR. OF PUBLICATIONS 186314 0 20368 0 4858 0 29079 0 15963 0 256582 0 0 0 CAROLYN BEST DIR. OF RESEARCH 167498 0 18681 0 0 0 31009 0 20935 0 238123 0 0 0 RAYMOND R FANG DIR. OF DATA 162068 0 18013 0 0 0 25093 0 16164 0 221338 0 0 0 SHELBY L ENGLERT DIR. OF EDUCATION 145622 0 16588 0 0 0 13607 0 20630 0 196447 0 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT, THE PRESIDENT ELECT, AND THE IMMEDIATE PAST PRESIDENT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 7 THE ORGANIZATION HAS AN ANNUAL DISCRETIONARY BONUS PLAN FOR SENIOR MANAGEMENT BASED ON PERFORMANCE. SCHEDULE J, PART I, LINE 4(B): THE ORGANIZATION HAS A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN IS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMES THOSE WHO WILL PARTICIPATE IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT ARE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. A MARYLAND ECONOMIC DEVELOPMENT CORPORATION 521376562 2012-09-05 8275000 TO REFUND ISSUERS REVENUE BONDS SERIES 2002 0 0 0 A 2490000 8275000 8275000 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 SCHEDULE K, PART IV, LINE 1C 06/05/2007 AND 09/05/2012 FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 1. EDUCATION COUNCIL (ARTICLE V, SECTION 1.3) THE ADVANCED PRACTICE NURSING/PHYSICIAN'S ASSISTANT EDUCATION COMMITTEE WAS RENAMED TO ALIGN THE COMMITTEE WITH THE MEMBERSHIP CATEGORY "ADVANCED PRACTICE PROVIDER". 2. RESEARCH COUNCIL (ARTICLE V, SECTION 1.11) THE RESEARCH COUNCIL SERVED AS A STAND-ALONE COMMITTEE SINCE 1990. IN 2015, THREE NEW COMMITTEES WERE ESTABLISHED UNDER THE COUNCIL TO OVERSEE THE ONGOING FUNCTIONS OF PLANNING CONFERENCES, GRANTS REVIEWS AND ADVOCACY. THE COUNCIL NOW REQUIRES SENIOR RESEARCHERS TO PROVIDE OVERSIGHT. THE MEMBER SELECTION PROCESS WAS MODIFIED AND REQUESTS SECTIONS TO SUBMIT THREE NAMES FOR CONSIDERATION. THE AUA SELECTS ONE OF THESE INDIVIDUALS WHO HAS A STRONG TRACK RECORD OF ACHIEVEMENTS IN UROLOGIC DISEASE RESEARCH AS OUTLINED IN THE RESEARCH COUNCIL PROFILE. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER, DIRECTOR OF HUMAN RESOURCES AND AED, FINANCE & ORGANIZATIONAL SERVICES SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. AT THE BEGINNING OF THE CONTRACT PERIOD (5 YEARS AS OF 2013) HUMAN RESOURCES CONDUCTED A SALARY SURVEY AND IT WAS DETERMINED THAT THE CEO'S SALARY WOULD BE INCREASED TO THE 75TH PERCENTILE OF THE 2013 AVERAGE SALARY FOR COMPARABLE POSITIONS. A PROPOSED PLAN WAS PREPARED TO REACH THIS TARGET OVER THE FIVE YEAR PERIOD. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, THE ORGANIZATION DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090 FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. FORM 990, FUNCTIONAL EXPENSES EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH (AUAER) ALSO PROVIDE SERVICES TO THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED EXEMPT ORGANIZATION, AND TO THE UROLOGY CARE FOUNDATION, INC. (UCF), A RELATED EXEMPT ORGANIZATION. THE AUA AND THE UCF REIMBURSE THE AUAER FOR THOSE SERVICES. THE AUA ALSO REMBURSES FOR USE OF BUILDING OR OTHER ASSETS OWNED BY THE AUAER THROUGH A COST SHARING ARRANGEMENT. AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 EXEMPT ORGANIZATION MD 501(C)(6) N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 1 0 1 0 0 0 0 0 0 0 0 1 1 0 1 0 0 AMERICAN UROLOGICAL ASSOCIATION INC C 1000000 FMV AMERICAN UROLOGICAL ASSOCIATION INC E 432880 FMV AMERICAN UROLOGICAL ASSOCIATION INC Q 3559950 FMV PART V, LINE 2: THE AMOUNT INCLUDED ON LINE 3, TRANSACTION TYPE Q, ALSO INCLUDES AMOUNTS RELATED TO N AND O. THE AMOUNT REPRESENTS THE SUPPORT DEPARTMENT ALLOCATION AND GENERAL, ADMINISTRATIVE, AND GOVERNANCE EXPENSES THAT ARE REIMBURSED BY AND ALLOCATED TO THE AUA.