2018-05-06T12:00:13-05:00 2017-06-30 350921680 CROWE HORWATH LLP 155 West Nationwide Blvd Suite 500 Columbus OH 432152570 990 2016-07-01 310536715 UNIVERSITY OF DAYTON UNIV 9372292890 300 COLLEGE PARK DAYTON OH 454691640 ANDREW T HORNER VP FINANCE/ADMINSTRATIVE SERVICES 2018-05-04 true RACHEL SPURLOCK P00520729 6144690001 2016 2022-09-23 18:48:47Z ERIC F SPINA PHD 300 COLLEGE PARK DAYTON OH 454691640 992121070 false 0928 X WWW.UDAYTON.EDU X 1850 OH A COMPREHENSIVE CATHOLIC UNIVERSITY, A DIVERSE COMMUNITY COMMITTED IN THE MARIANIST TRADITION, TO EDUCATING THE WHOLE PERSON AND TO LINKING LEARNING AND SCHOLARSHIP WITH LEADERSHIP AND SERVICE. 36 35 8494 275 865741 -599188 36870588 43731265 579846724 606370056 9238302 35752737 2119610 1190347 628075224 687044405 150238913 168156843 0 250540477 262914346 423136 318529 8067281 191444459 197067945 592646985 628457663 35428239 58586742 1503514780 1625765573 568806543 557950413 934708237 1067815160 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT, COMPREHENSIVE CATHOLIC EDUCATIONAL INSTITUTION FOUNDED IN 1850. THE PRIMARY EXEMPT PURPOSE IS PROVIDING POST SECONDARY EDUCATION THROUGH UNDERGRADUATE, GRADUATE, DOCTORAL AND CONTINUING EDUCATION PROGRAMS. false false 427407633 168156843 469507937 THE UNIVERSITY SERVES OVER 11,000 FULL AND PART TIME STUDENTS THROUGH ITS DEGREED ACADEMIC PROGRAMS. WE ALSO CONDUCT CONTINUING EDUCATION, SPEAKER SERIES AND CULTURAL EVENTS FOR OUR STUDENTS, ALUMNI, OTHER LIFE-LONG LEARNERS AND THE PUBLIC. AN INTEGRAL PART OF OUR CATHOLIC AND MARIANIST IDENTITY IS SERVICE TO THE COMMUNITY. WE ENCOURAGE OUR STUDENTS, AS PART OF THEIR EDUCATIONAL EXPERIENCE, TO BECOME INVOLVED IN SERVICE LEARNING PROJECTS ON A LOCAL, STATE, NATIONAL AND INTERNATIONAL LEVEL. AS THE MAJORITY OF OUR UNDERGRADUATES RESIDE ON CAMPUS, WE PROVIDE LIVING, LEARNING AND WORKING EXPERIENCES BY OPERATING OUR DORMITORIES, FOOD SERVICES AND BOOKSTORE INTERNALLY FOR THE BENEFIT OF THE STUDENTS. INSTRUCTION STATISTICS FOR THIS FISCAL YEAR: 8,353 - UNDERGRADUATE STUDENTS; 2,475 - GRADUATE, LAW, DOCTORAL STUDENTS. DEGREES AWARDED THIS FISCAL YEAR: 2,036 - BACHELOR; 939 - MASTER; 37 - DOCTORATE; 97 - LAW. 133630195 0 134510898 THE UNIVERSITY, AS PART OF ITS EDUCATIONAL MISSION, IS ALSO INVOLVED IN BASIC AND APPLIED RESEARCH. THIS ACTIVITY PROVIDES HANDS-ON LEARNING OPPORTUNITIES AND ON CAMPUS EMPLOYMENT FOR OUR STUDENTS; SUPPORT FOR OUR FACULTY BY PROVIDING EQUIPMENT AND LABORATORIES FOR THEIR USE; AND A POSITIVE ECONOMIC IMPACT TO THE REGIONAL COMMUNITY THROUGH INCREASED EMPLOYMENT OPPORTUNITIES AND TRAINING. RESEARCH AREAS: US GOVERNMENT CONTRACTS - 89.1%, STATE AND LOCAL GOVERNMENT - 3.3%, BUSINESS AND INDUSTRY - 4.8%, PRIVATE FOUNDATIONS / UNIVERSITIES / NON-U.S. SPONSORS - 2.8%. 561037828 true true false true false false false false false true true true false false true true false true true true true false true true false false false true true true true false false false false false false true false true false true true false false true true true true true false true 16306 0 true 8494 true true true true CH false false false true true false false false true false X 36 35 false false false false true true true true true false false true true true true true true true true true true KY MA MI NY SC CA X ANDREW T HORNER 9372292890 300 COLLEGE PARK DAYTON OH 45469 DAVID YEAGER CHAIRMAN OF THE BOARD 5.0 0.0 X X 0 0 0 REV MARTIN A SOLMA SM VICE CHAIR OF THE BOARD 5.0 0.0 X X 0 0 0 REV JAMES F FITZ SM RECTOR 40.0 0.0 X X 0 0 0 ERIC F SPINA SECRETARY OF THE BOARD/PRESIDENT OF THE UNIVERSITY 40.0 1.0 X X 408541 0 40861 GEORGE P HANLEY DIRECTOR 5.0 0.0 X 0 0 0 MICHAEL A RUFFOLO DIRECTOR 5.0 0.0 X 0 0 0 JOSPEH R HINRICHS DIRECTOR 5.0 0.0 X 0 0 0 ANNE EITING KLAMAR MD DIRECTOR 5.0 0.0 X 0 0 0 TY J WILLIAMS DIRECTOR 5.0 0.0 X 0 0 0 DENNIS MARX DIRECTOR 5.0 0.0 X 0 0 0 LYNTON SCOTLAND DIRECTOR 5.0 0.0 X 0 0 0 REV RUDY A VELA SM D MI DIRECTOR 5.0 0.0 X 0 0 0 KEVIN CROTTY DIRECTOR 5.0 0.0 X 0 0 0 D DARLENE MARLOWE DIRECTOR 5.0 0.0 X 0 0 0 LAWRENCE WOERNER DIRECTOR 5.0 0.0 X 0 0 0 BRO BERNARD J PLOEGER SM DIRECTOR 5.0 0.0 X 0 0 0 RICHARD J OMLOR DIRECTOR 5.0 0.0 X 0 0 0 BRO JOSEPH H KAMIS SM DIRECTOR 5.0 0.0 X 0 0 0 KURT P SANFORD DIRECTOR 5.0 0.0 X 0 0 0 MARY H BOOSALIS DIRECTOR 5.0 0.0 X 0 0 0 THOMAS G BREITENBACH DIRECTOR 5.0 0.0 X 0 0 0 BRO THOMAS F GIARDINO SM DIRECTOR 5.0 0.0 X 0 0 0 THOMAS A HOLTON ESQ DIRECTOR 5.0 0.0 X 0 0 0 JOSEPH SPADAFORD DIRECTOR 5.0 0.0 X 0 0 0 THOMAS SWIDARSKI DIRECTOR 5.0 0.0 X 0 0 0 LARRY HARRIS DIRECTOR 5.0 0.0 X 0 0 0 MARY JO SCALZO PHD DIRECTOR 5.0 0.0 X 0 0 0 THOMAS J CRONIN JR DIRECTOR 5.0 0.0 X 0 0 0 BRO WILLIAM J CAMPBELL SM DIRECTOR 5.0 0.0 X 0 0 0 RICHARD GRANITE DIRECTOR 5.0 0.0 X 0 0 0 CATHERINE BABINGTON DIRECTOR 5.0 0.0 X 0 0 0 MARGARET A CAVANAUGH PHD DIRECTOR 5.0 0.0 X 0 0 0 BRO FRANCISCO T GONZALEZ SM DIRECTOR 5.0 0.0 X 0 0 0 RICHARD J PFLEGER DIRECTOR 5.0 0.0 X 0 0 0 DEREK A PORTER DIRECTOR 5.0 0.0 X 0 0 0 JENELL R ROSS DIRECTOR 5.0 0.0 X 0 0 0 PAUL H BENSON PROVOST 40.0 0.0 X 341127 0 50833 ANDREW T HORNER VP FINANCE AND ADMINISTRATIVE SERVICES 40.0 1.0 X 325734 0 31174 JOHN E LELAND VP RESEARCH 40.0 0.0 X 253173 0 46591 NEIL G SULLIVAN VP ATHLETICS 40.0 0.0 X 248318 0 34373 MARY ANN P RECKER GENERAL COUNSEL 40.0 1.0 X 242008 0 27473 BETH H KEYES VP FACILITIES 40.0 0.0 X 232825 0 31813 WILLIAM M FISCHER VP STUDENT DEVELOPMENT 40.0 0.0 X 220848 0 32615 JASON K REINOEHL VP ENROLLMENT MGT 40.0 0.0 X 198155 0 29131 TROY W WASHINGTON VP HUMAN RESOURCES 40.0 0.0 X 173729 0 18471 MOLLY C WILSON VP MARKETING AND COMMUNICATIONS 40.0 0.0 X 139855 0 25401 JENNIFER L HOWE VP ADVANCEMENT 40.0 0.0 X 126316 0 12568 LAWRENCE AQ BURNLEY PHD VP DIVERSITY AND INCLUSION 40.0 0.0 X 79770 0 8925 ANDREW L STRAUSS DEAN LAW SCHOOL 40.0 0.0 X 284327 0 19190 EDDY M ROJAS DEAN SCHOOL OF ENGINEERING 40.0 0.0 X 264779 0 20061 KEVIN R KELLY DEAN SCHOOL OF EDUCATION 40.0 0.0 X 214263 0 31165 JASON L PIERCE DEAN COLLEGE OF ARTS AND SCIENCES 40.0 0.0 X 213412 0 33220 THOMAS D SKILL ASSOCIATE PROVOST AND CIO 40.0 0.0 X 201087 0 94014 E JAMES DUNNE INTERIM DEAN SCHOOL OF BUSINESS ADMINISTRATION 40.0 0.0 X 199215 0 44933 PAUL M VANDERBURGH DEAN GRADUATE STUDIES 40.0 0.0 X 165582 0 29356 KATHLEEN M WEBB DEAN OF LIBRARY 40.0 0.0 X 154367 0 13734 CAROLYN PHELPS ASSOCIATE PROVOST 40.0 0.0 X 147865 0 29941 RYAN J MILLER HEAD COACH MEN'S BASKETBALL 40.0 0.0 X 2018578 0 31941 JAMES J JABIR HEAD COACH WOMEN'S BASKETBALL 40.0 0.0 X 383780 0 87702 MIKHAIL A VORONTSOV FACULTY 40.0 0.0 X 233823 0 43694 JOHN J KANET FACULTY 40.0 0.0 X 229755 0 31799 RONG-CHIN C CHEN FACULTY 40.0 0.0 X 225047 0 34064 DANIEL J CURRAN PHD FACULTY (FORMER PRESIDENT OF THE UNIVERSITY) 40.0 0.0 X 860593 0 33903 CHRISTOPHER J MORRISON STAFF (FORMER INTERIM VP ADVANCEMENT) 40.0 0.0 X 246598 0 29764 JOSEPH E SALIBA FACULTY (FORMER SR. VP ACADEMICS) 40.0 0.0 X 218564 0 47298 TONY E SALIBA FACULTY (FORMER DEAN ENGINEERING) 40.0 0.0 X 207486 0 28582 PAUL M BOBROWSKI FACULTY (FORMER DEAN SCHOOL OF BUSINESS ADMINISTRATION) 40.0 0.0 X 150783 0 10677 JOSEPH F CASTELLANO FACULTY (FORMER DEAN SCHOOL OF BUSINESS ADMINISTRATION) 40.0 0.0 X 148255 0 25828 PATRICK G DONNELLY FACULTY (FORMER ASSOC. PROVOST FACULTY & ADMIN) 40.0 0.0 X 118948 0 25027 TIMOTHY J WABLER STAFF (FORMER VP ATHLETICS) 40.0 0.0 X 112400 0 0 9989906 0 1136122 427 true true true GREATER DAYTON CONSTRUCTION LTD 4197 RESEARCH BLVD DAYTON OH 45430 GENERAL CONTRACTOR 5510163 PAVCON LLC 1032 Schultz Road Latrobe PA 15650 GENERAL CONTRACTOR 1862262 ELUCIAN COMPANY LP 62578 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 ERP SYSTEM PROVIDER 1204534 ONE SIXTY OVER NINETY LLC 510 WALNUT STREET 19TH FLOOR PHILADELPHIA PA 19106 CONSULTING SERVICES 838559 RIXCO LLC 1916 LUCILLE DRIVE DAYTON OH 45404 GENERAL CONTRACTOR 616959 43 341503 1566882 41822880 3359850 43731265 TUITION & FEES 611310 363877247 363877247 GOVERNMENT CONTRACTS 541700 134627643 134627643 AUXILIARY ACTIVITY 611310 86493347 84259543 2233804 ACADEMIC PROJECTS 611310 18328111 18328111 BOOKSTORE, NET 451211 3043708 2926291 117417 0 0 0 0 606370056 12991976 -1569120 14561096 591725 591725 514982 514982 0 514982 514982 327837426 305076665 22760761 0 22760761 22760761 HOTEL OPERATIONS, NET 721110 83640 83640 0 0 0 0 83640 687044405 604018835 865741 38428564 605472 605472 166396954 166396954 1154417 1154417 0 0 6174838 0 6174838 0 709573 0 709573 0 190070528 165196059 20618657 4255812 16561232 14243101 1951198 366933 35849351 30505389 4558076 785886 13548824 11406957 1847999 293868 0 0 0 0 649911 0 649911 0 918729 0 918729 0 156763 0 156763 0 318529 318529 2520773 0 2520773 0 50473218 45299366 4895267 278585 751632 575371 172011 4250 61153757 54410749 6169246 573762 5447650 3118155 2177474 152021 0 0 0 0 12039856 12000498 39358 0 13185732 11843652 1083445 258635 0 0 0 0 5022078 3143612 1101638 776828 15669905 14937556 732349 0 0 0 0 0 25281019 23627386 1653633 0 3796922 2573134 1221616 2172 0 0 0 0 628457663 561037828 59352554 8067281 72603043 45539164 27166520 27868604 17882049 34158109 41733819 49732449 0 0 0 49333599 49375494 3939674 2945916 11131346 2951373 1015000973 382391290 590309485 632609683 447642522 541783240 239282936 233913306 0 2489787 4888235 1503514780 1625765573 38898372 51733770 22609228 26565647 307694314 294940083 51713498 49940641 147891131 134770272 568806543 557950413 X 710679814 805122817 63571936 98984692 160456487 163707651 934708237 1067815160 1503514780 1625765573 X 58586742 60015958 14504223 X false true X true true true X 29770070 34492798 43971244 36870588 43731265 188835965 0 0 0 0 0 0 0 0 0 0 0 0 29770070 34492798 43971244 36870588 43731265 188835965 8675396 180160569 12476748 14195812 12314911 12980497 14098683 66066651 0 0 0 779114 779114 0 0 0 0 0 0 255681730 2667192191 0.7046 0.7237 X Schedule A, Part II EXPLANATION OF FILING To qualify for limited donor disclosure under the special rule on Schedule B, the public support test has been completed to demonstrate the University meets the quantitative support test under Section 509(a)(1) of the Internal Revenue Code, which requires an organization to receive a substantial part of its support from a governmental unit or from the general public. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 5931 false false true 145282 false true 5550 156763 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL. IN ADDITION, A PORTION OF MEMBERSHIP DUES PAID TO NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND DAYTON DEVELOPMENT COALITION ARE USED FOR LOBBYING. Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL. IN ADDITION, A PORTION OF MEMBERSHIP DUES PAID TO NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND DAYTON DEVELOPMENT COALITION ARE USED FOR LOBBYING. 473122308 9431979 61065306 8900534 10532947 524186112 500406035 3431505 -14249489 7623639 8842104 473122308 518164398 5603237 -7843747 7091659 8426194 500406035 450612059 15633153 66124320 6818464 7386670 518164398 407357645 12819669 45163255 7054956 7673554 450612059 0.582 0.3 0.118 false false 2372330 51326579 53698909 701646571 206868635 494777936 216313950 148195218 68118732 43341543 27327437 16014106 632609683 REAL ESTATE / PE PARTNERSHIPS/HEDGE FUNDS 233913306 F 233913306 POST RETIREMENT BENEFITS 78610968 NDSL LOAN FUNDS 11954706 ANNUITY FUNDS 12083229 DEBT RETIREMENT 12088855 OTHER DEP/PAYROLL WITHHOLDING 12971049 COLLATERAL HELD FOR SECURITIES 4082960 MEDICAL CLAIMS EST. LIABILITY 1643683 RELATED ENTITY LIABILITIES 1334822 OTHER 134770272 X Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY USES ITS ENDOWMENT FUNDS TO PROVIDE SCHOLARSHIPS AND GRANTS TO ITS STUDENTS; TO SUPPORT THE SCHOLARLY WORK OF ITS FACULTY MEMBERS; AND TO MAINTAIN AND ENHANCE ITS LIBRARY HOLDINGS. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The University is included in consolidated financial statements. Below are the paragraphs from the Income Taxes footnote which relate to the University. The University is recognized by the Internal Revenue Service (IRS) as an organization exempt from federal taxation under Section 501(c)(3) of the Internal Revenue Code (IRC). The University is a public charity as defined by IRC Section 170(b)(1)(A)(ii). The University is exempt from federal income taxes except to the extent of income derived from unrelated business activities. Unrelated business income is not material to the financial statements. The entities for which the University is the sole member are disregarded for tax purposes. Any activity from these entities is included in the tax return of the University. The University completed an analysis of its tax position in accordance with Accounting Standards Codification (ASC) 740, Income taxes, and determined that no amounts were required to be recognized in the consolidated financial statements as of June 30, 2017 or 2016. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY OF DAYTON RECRUITS ON NATIONAL AND INTERNATIONAL LEVELS AND INCLUDES OUR NON-DISCRIMINATION POLICY IN OUR PRINTED AND WEB-BASED RECRUITMENT AND REGISTRATION MATERIALS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY OF DAYTON RECEIVES FINANCIAL ASSISTANCE FROM THE DEPARTMENT OF EDUCATION IN THE FORM OF FEDERAL FINANCIAL AID FOR ITS STUDENTS. true South Asia 0 0 Program Services STUDENT RECRUITMENT 126114 East Asia and the Pacific 1 3 Program Services INTERNATIONAL CAMPUS 2233253 Sub-Saharan Africa 0 0 Program Services STUDY ABROAD 68555 South America 0 0 Program Services STUDY ABROAD 13184 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 1050360 Central America and the Caribbean Investments 146082000 Europe (Including Iceland and Greenland) 0 0 Grantmaking 518241 East Asia and the Pacific 0 0 Grantmaking 636176 1 3 0 0 1 3 150727883 0 150727883 ACADEMIC SCHOLARSHIPS TO UD STUDENTS Europe (Including Iceland and Greenland) 86 518241 TUITION REDUCTION CREDIT ACADEMIC SCHOLARSHIPS TO UD STUDENTS East Asia and the Pacific 47 636176 TUITION REDUCTION CREDIT true false true true true false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. Schedule F, Part I, Line 3 STUDENT RECRUITMENT EXPENDITURES STUDENT RECRUITMENT EXPENDITURES ARE FOR THE SERVICES OF THE RECRUITING AGENTS AND ANY EXPENSES ASSOCIATED WITH STUDENT RECRUITMENT IN THAT SPECIFIC GEOGRAPHIC REGION. SERVICES ARE PAID ACCORDING TO A WRITTEN CONTRACT WITH THE AGENT AND ARE EVALUATED YEARLY. ALL EXPENSES ARE REIMBURSED AT COST. STUDY ABROAD EXPENSES ARE FOR THE PROGRAMS CONDUCTED BY THE UNIVERSITY FOR ITS STUDENTS DURING THE SUMMER TERM (MAY-JULY) AND DURING THE CHRISTMAS BREAK (DECEMBER-JANUARY). DURING THIS FISCAL YEAR, THERE WERE PROGRAMS CONDUCTED IN EUROPE, AFRICA AND SOUTH AMERICA. IN 2011, THE UNIVERSITY SIGNED A MEMORANDUM OF UNDERSTANDING WITH SUZHOU INDUSTRIAL PARK THAT LEAD TO THE CREATION OF THE UNIVERSITY OF DAYTON CHINA INSTITUTE (UDCI LTD.) IN A GROWING INDUSTRIAL DEVELOPMENT SITE IN SUZHOU, JIANGSU PROVINCE, PEOPLE'S REPUBLIC OF CHINA. THE PURPOSE OF UDCI LTD. IS TO PROVIDE RESEARCH FACILITIES TO UD FACULTY AND STUDENTS AND TO DELIVER COURSES, CONTINUING EDUCATION AND EXECUTIVE TRAINING TO COMPANIES LOCATED IN THE INDUSTRIAL PARK. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. X X X X X X true RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 TELEFUND false 744088 314081 430007 WASHBURN & MCGOLDRICK INC 950 NEW LOUDON ROAD SUITE 210 LATHAM NY 12110 ADVANCEMENT PROGRAM ASSESSMENT false 4448 -4448 744088 318529 425559 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VA WA WV WI WY Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement. WASHBURN & MCGOLDRICK INC.-THE CONTRACT WITH WASHBURN & MCGOLDRICK INC. SPECIFIES FOR THE REIMBURSEMENT OF TRAVEL EXPENSES, WHICH TOTALED $947.62 THIS FISCAL YEAR. THESE EXPENSES ARE ITEMIZED ON THE INVOICES.; Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses RUFFALO NOEL LEVITZ-THE UNIVERSITY ENGAGED RUFFALO NOEL LEVITZ TO MANAGE THE TELEFUND PROGRAM. THE COMPANY PROVIDES THE FOLLOWING SERVICES: IT HIRES UD STUDENTS TO MAKE THE CALLS TO DONORS AND FASHIONS THE SCRIPTS THAT THE STUDENT CALLERS USE. THE CONTRACT WITH RUFFALO NOEL LEVITZ SPECIFIES AN ANNUAL FEE FOR THESE SERVICES. ALL FUNDS RAISED THROUGH THIS PROGRAM COME DIRECTLY TO THE UNIVERSITY. THE VENDOR DOES NOT RECEIVE ANY MONEY FROM THE DONORS, NOR ARE THEY COMPENSATED BASED ON A PERCENTAGE OF THE MONEY RAISED.;WASHBURN & MCGOLDRICK INC.-THE UNIVERSITY ENGAGED WASHBURN & MCGOLDRICK INC. TO PERFORM A COMPREHENSIVE REVIEW AND ANALYSIS OF THE UNIVERSITY'S OVERALL ADVANCEMENT PROGRAM. THIS ORGANIZATION DID NOT RECEIVE ANY MONEY NOR DID IT SOLICIT ANY MONEY FROM DONORS FOR THE UNIVERSITY.; true UNITED WAY OF THE GREATER DAYTON AREA 33 WEST FIRST STREET SUITE 500 DAYTON OH 45402 310536658 501(C)(3) 15000 CHILDREN'S DEFENSE FUND THE NATIONAL CONFERENCE FOR COMMUNITY AND JUSTICE 14 WEST 1ST STREET SUITE 401 DAYTON OH 45402 342056247 501(C)(3) 5000 39TH ANNUAL FRIENDSHIP DINNER GOODWILL EASTER SEALS MIAMI VALLEY 660 S MAIN STREET DAYTON OH 45402 310537112 501(C)(3) 25000 MAIN STREET HEADQUARTERS PROJECT CATHOLIC SOCIAL SERVICES 922 W RIVERVIEW AVENUE DAYTON OH 45402 310536645 501(C)(3) 5295 SPONSORSHIP OF JAZZ PARTY DAYTON PERFORMING ARTS ALLIANCE 126 N MAIN STREET SUITE 210 DAYTON OH 45402 316000101 501(C)(3) 10000 $5,000 TEDxDAYTON 2016 AND $5,000 ANNUAL GALA DETERMINED TO DEVELOP 143 WOODSTOCK DRIVE AVON LAKE OH 44012 264678003 501(C)(3) 450027 CONSTRUCTION OF WASAMBO ACADEMY IN MALAWI HUMAN SERVICES LEVY CAMPAIGN 110 N MAIN STREET SUITE 500 DAYTON OH 45402 208840389 501(C)(3) 20000 HUMAN SERVICES LEVY CAMPAIGN SUPPORT K-12 GALERY 341 S JEFFERSON DAYTON OH 45402 311459482 501(C)(3) 7000 BONDS ROBOTIC LEAGUE SPONSORSHIP MARIANIST LAY NETWORK OF NORTH AMERICA 341 N DELAWARE AVENUE SUITE 301 PHILADELPHIA PA 19125 742662040 501(C)(3) 10000 SUPPORT MARIANIST LAY NETWORK NATIONAL ASSEMBLY AT UNIVERSITY OF DAYTON IN 2017 MARIANIST PROVINCE OF THE UNITED STATES 4425 PINE BOULEVARD ST LOUIS MO 63108 030415363 510(C)(3) 15000 PULSE VOLUNTEERS MISSION OF MARY COOPERATIVE 619 SILVER LANE DAYTON OH 45410 462231133 501(C)(3) 8150 LINCOLN HILL URBAN FARM SITE NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE 1528 DR MARTIN LUTHER KING JR WAY DAYTON OH 45402 316077948 501(C)(3) 10000 ANNUAL BANQUET SPONSOR DAYTON CONTEMPORARY DANCE COMPANY 840 GERMANTOWN STREET DAYTON OH 45402 237220259 501(C)(3) 25000 OPERATING CONTRIBUTION 13 0 ACADEMIC SCHOLARSHIPS FOR UD STUDENTS 9544 166396954 0 N/A N/A Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY OF DAYTON IS AN INDEPENDENT UNIVERSITY THAT PROVIDES SCHOLARSHIPS AND GRANTS TO ITS STUDENTS. THE STUDENTS QUALIFY TO RECEIVE THIS AID BASED UPON THEIR FINANCIAL NEED AND ACADEMIC TALENT. RECORDS ARE MAINTAINED THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR THE SCHOLARSHIPS AND GRANTS AND THE AMOUNTS AWARDED ON AN ANNUAL BASIS. X X X X true true X X X X X X false false false false false false false false false ERIC F SPINA SECRETARY OF THE BOARD/PRESIDENT OF THE UNIVERSITY 380368 0 0 0 28173 0 6625 0 34236 0 449402 0 0 0 DANIEL J CURRAN PHD FACULTY (FORMER PRESIDENT OF THE UNIVERSITY) 648944 0 143594 0 68055 0 19864 0 14039 0 894496 0 0 0 CHRISTOPHER J MORRISON STAFF (FORMER INTERIM VP ADVANCEMENT) 222843 0 0 0 23755 0 12301 0 17463 0 276362 0 0 0 JOSEPH E SALIBA FACULTY (FORMER SR. VP ACADEMICS) 216769 0 0 0 1795 0 20293 0 27005 0 265862 0 0 0 TIMOTHY J WABLER STAFF (FORMER VP ATHLETICS) 112400 0 0 0 0 0 0 0 0 0 112400 0 0 0 PAUL H BENSON PROVOST 331881 0 0 0 9246 0 23850 0 26983 0 391960 0 0 0 ANDREW T HORNER VP FINANCE AND ADMINISTRATIVE SERVICES 299131 0 0 0 26603 0 13250 0 17924 0 356908 0 0 0 JOHN E LELAND VP RESEARCH 246228 0 0 0 6945 0 20333 0 26258 0 299764 0 0 0 NEIL G SULLIVAN VP ATHLETICS 243797 0 0 0 4521 0 18312 0 16061 0 282691 0 0 0 MARY ANN P RECKER GENERAL COUNSEL 218172 0 0 0 23836 0 11990 0 15483 0 269481 0 0 0 BETH H KEYES VP FACILITIES 202825 0 25000 0 5000 0 18413 0 13400 0 264638 0 0 0 WILLIAM M FISCHER VP STUDENT DEVELOPMENT 210789 0 0 0 10059 0 15152 0 17463 0 253463 0 0 0 JASON K REINOEHL VP ENROLLMENT MGT 192587 0 0 0 5568 0 14641 0 14490 0 227286 0 0 0 TROY W WASHINGTON VP HUMAN RESOURCES 157413 0 0 0 16316 0 12719 0 5752 0 192200 0 0 0 MOLLY C WILSON VP MARKETING AND COMMUNICATIONS 138501 0 0 0 1354 0 10622 0 14779 0 165256 0 0 0 TONY E SALIBA FACULTY (FORMER DEAN ENGINEERING) 207486 0 0 0 0 0 14202 0 14380 0 236068 0 0 0 PAUL M BOBROWSKI FACULTY (FORMER DEAN SCHOOL OF BUSINESS ADMINISTRATION) 137686 0 0 0 13097 0 7433 0 3244 0 161460 0 0 0 JOSEPH F CASTELLANO FACULTY (FORMER DEAN SCHOOL OF BUSINESS ADMINISTRATION) 145462 0 0 0 2793 0 12439 0 13389 0 174083 0 0 0 PATRICK G DONNELLY FACULTY (FORMER ASSOC. PROVOST FACULTY & ADMIN) 117763 0 0 0 1185 0 10650 0 14377 0 143975 0 0 0 ANDREW L STRAUSS DEAN LAW SCHOOL 263974 0 0 0 20353 0 13250 0 5940 0 303517 0 0 0 EDDY M ROJAS DEAN SCHOOL OF ENGINEERING 246053 0 0 0 18726 0 13250 0 6811 0 284840 0 0 0 KEVIN R KELLY DEAN SCHOOL OF EDUCATION 212168 0 0 0 2095 0 15121 0 16044 0 245428 0 0 0 JASON L PIERCE DEAN COLLEGE OF ARTS AND SCIENCES 212174 0 0 0 1238 0 16306 0 16914 0 246632 0 0 0 THOMAS D SKILL ASSOCIATE PROVOST AND CIO 199056 0 0 0 2031 0 18958 0 75056 0 295101 0 0 0 E JAMES DUNNE INTERIM DEAN SCHOOL OF BUSINESS ADMINISTRATION 195158 0 0 0 4057 0 18045 0 26888 0 244148 0 0 0 PAUL M VANDERBURGH DEAN GRADUATE STUDIES 164094 0 0 0 1488 0 13465 0 15891 0 194938 0 0 0 KATHLEEN M WEBB DEAN OF LIBRARY 153276 0 0 0 1091 0 13036 0 698 0 168101 0 0 0 CAROLYN PHELPS ASSOCIATE PROVOST 147791 0 0 0 74 0 13022 0 16919 0 177806 0 0 0 RYAN J MILLER HEAD COACH MEN'S BASKETBALL 253010 0 1742000 0 23568 0 16687 0 15254 0 2050519 0 0 0 JAMES J JABIR HEAD COACH WOMEN'S BASKETBALL 221015 0 137500 0 25265 0 18469 0 69233 0 471482 0 0 0 MIKHAIL A VORONTSOV FACULTY 231070 0 0 0 2753 0 16770 0 26924 0 277517 0 0 0 JOHN J KANET FACULTY 224584 0 0 0 5171 0 17058 0 14741 0 261554 0 0 0 RONG-CHIN C CHEN FACULTY 221427 0 0 0 3620 0 20132 0 13932 0 259111 0 0 0 Schedule J, Part II, Column (B)(ii) BONUS COMPENSATION THE MEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED UPON THE ACADEMIC PERFORMANCE RATE OF THE MEN'S BASKETBALL TEAM AND BASED UPON THE PERFORMANCE OF THE MEN'S BASKETBALL TEAM DURING THE POST-SEASON. THE WOMEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED UPON THE PERFORMANCE OF THE WOMEN'S BASKETBALL TEAM DURING THE REGULAR AND POST-SEASON. Schedule J, Part I, Line 1a First-class or charter travel THE PRESIDENT TRAVELS BUSINESS CLASS WHEN AVAILABLE OR FIRST CLASS WHEN OTHER OPTIONS ARE NOT AVAILABLE ON INTERNATIONAL BUSINESS TRIPS. THE MEN'S BASKETBALL TEAM MAY TRAVEL VIA CHARTERED FLIGHTS TO GAMES TO MINIMIZE THE TIME SPENT AWAY FROM CAMPUS FOR THE PLAYERS. THESE BENEFITS ARE NOT INCLDUED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions SPOUSES OF THE PRESIDENT, VP FOR ATHLETICS, AND HEAD MEN'S BASKETBALL COACH MAY TRAVEL TO A LIMITED NUMBER OF EVENTS FOR BUSINESS PURPOSES EACH YEAR; THESE EVENTS INCLUDE ALUMNI EVENTS, MEN'S BASKETBALL CONFERENCE TOURNAMENTS AND THE NCAA MEN'S BASKETBALL TOURNAMENT. THESE EMPLOYEES ARE TAXED ON THE PERSONAL COMPONENT OF THE TRAVEL. Schedule J, Part I, Line 1a Housing allowance or residence for personal use The University maintains a residence that is used for university business functions. In addition, the President is required to reside in this facility as a condition of his employment. Pursuant to Internal Revenue Code 119(d), the value of the qualified housing furnished to the President is excluded from income. Schedule J, Part I, Line 1a Health or social club dues or initiation fees THE UNIVERSITY PAYS SOCIAL CLUB DUES FOR THE PRESIDENT, SOME VICE PRESIDENTS AND DEANS. THESE EMPLOYEES ARE TAXED ON THEIR PERSONAL USE OF THE CLUB DUES. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AXP2 2006-08-04 92808635 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE. true false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYD8 2006-08-04 22824354 REFUNDING OF A PRIOR ISSUE. false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYG1 2006-08-04 12154493 REFUNDING OF A PRIOR ISSUE false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BXU9 2009-03-20 55124578 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 43870000 0 99359922 0 0 0 802168 707589 0 30584786 67265379 0 2010 true true true true B 22175000 0 23533957 0 0 0 183956 0 0 0 23350001 0 2006 true false true true C 3605000 0 12951780 0 0 0 99928 110152 0 0 12741700 0 2007 false true true true D 4985000 0 55150715 0 369766 0 701492 0 0 31079457 23000000 0 2010 true false true true A false true true true true true 0.018 0.002 0.020 true false true B 0.0 C 0.0 D false true true true true true 0.014 0.001 0.015 true false true A false false true true false true MORGAN STANLEY 18.6 false false false false true B false false true true false true MORGAN STANLEY 9.1 false false false false true C false false false true false true MORGAN STANLEY 11.7 false false false false true D false false true true false false false false true A true B true C true D true Schedule K, Part I, Column (f) 2011 REVENUE BONDS - CONSTRUCTION THE 2011 BOND PROCEEDS WERE USED TO CONSTRUCT AND FURNISH A NEW APARTMENT STYLE STUDENT RESIDENCE COMPLEX; TO RENOVATE THE COLLEGE PARK CENTER TO PROVIDE SPACE FOR THE VISUAL ARTS DEPARTMENT, INCLUDING CLASSROOM AND STUDENT WORKSPACE; UPGRADE DINING AND FOOD SERVICE FACILITIES IN A CAMPUS RESIDENCE HALL; AND AQUIRE AND UPGRADE TECHNOLOGY EQUIPMENT FOR THE 1700 SOUTH PATTERSON BUILDING. Schedule K, Part I, Column (f) 2013 REVENUE BONDS - CONSTRUCTION THE 2013 BOND PROCEEDS WERE USED TO CONSTRUCT, FURNISH AND EQUIP IMPROVEMENTS TO THE SCIENCE CENTER COMPLEX AND OTHER ACADEMIC BUILDINGS INCLUDING CLASSROOMS, COMMON AREAS AND ADMINISTRATIVE OFFICES; RENOVATE AND FURNISH STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; AND FOR LIBRARY RENOVATIONS. THE 2013 BOND PROCEEDS WERE ALSO USED TO REFUND THE BALANCE ON THE 2004 BOND ISSUE DATED DECEMBER 2, 2004, WHICH WERE USED ORIGINALLY FOR CONSTRUCTION TOTALLING $35,659,187 Schedule K, Part I, Column (f) 2006 REVENUE BONDS - REFUNDING THE 2006 BOND PROCEEDS WERE USED TO REFUND PORTIONS OF THE BOND ISSUE DATED JULY 2, 1997 AND JULY 20, 2000, WHICH WAS USED TO CONSTRUCT IMPROVE AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE. Schedule K, Part I, Column (f) 2006 REVENUE BONDS - CONSTRUCTION THE 2006 BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; TO RENOVATE LABORATORY, RESEARCH AND CLASSROOM AREAS; AND TO RENOVATE THE UNIVERSITY RESEARCH INSTITUTE AND OTHER LABORATORY FACILITIES. Schedule K, Part I, Column (f) 2009 REVENUE BONDS - CONSTRUCTION 2009 REVENUE BONDS - CONSTRUCTION; THE BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE FACILITIES AND TO RENOVATE CLASSROOM AND LABRATORY FACILITIES. Schedule K, Part I, Column (f) 2009 REVENUE BONDS - REFUNDING THE 2009 BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 9, 1998, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; TO REFUND A PORTION OF THE BANK NOTE ISSUED ON APRIL 16, 2008 WHICH WAS USED TO REFUND THE STATE OF OHIO HIGHER EDUCATIONAL FACILITY COMMISSION REVENUE BONDS DATED MAY 1, 2002, WHICH WERE ISSUED TO RENOVATE THE ARENA ATHLETIC FACILITIES, CONSTRUCT SCIENCE LABRATORY FACILITIES AND AQUIRE AND RENOVATE STUDENT HOUSES. Schedule K, Part I, Column (f) 2006 REVENUE BONDS - REFUNDING THE 2006 BOND PROCEEDS WERE USED TO REFUND PORTIONS OF THE BOND ISSUE DATED JULY 2, 1997 AND JULY 20, 2000, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/16/2011 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $19,085,647 TOTAL INVESTMENT EARNINGS: $4,783 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 02/12/2013 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $65,898,556 TOTAL INVESTMENT EARNINGS: $195,476 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $12,154,493 TOTAL INVESTMENT EARNINGS: $797,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $92,808,635 TOTAL INVESTMENT EARNINGS: $6,551,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $22,824,354 TOTAL INVESTMENT EARNINGS: $709,603 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/20/2009 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $55,124,578 TOTAL INVESTMENT EARNINGS: $26,137 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/20/2009 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $19,120,467 TOTAL INVESTMENT EARNINGS: $284,929 Schedule K, Part I, Column (f) 2015 REVENUE BONDS - CONSTRUCTION THE 2015 BOND PROCEEDS WERE USED TO RENOVATE FITZ HALL AND THE SCIENCE CENTER CLASSROOM, RESEARCH, ADMINISTRATIVE AND SYSTEMS FACILITIES AND AREAS; TO CONSTRUCT AND DEVELOP CAMPUS ROADWAYS, WALKWAYS AND GREEN SPACES; TO RENOVATE THE FRERICKS CENTER FOR IMPROVED ACADEMIC AND ATHLETIC FACILITIES; TO CONSTRUCT AND RENOVATE LABORATORY, RESEARCH AND ADMINISTRATIVE FACILITIES AT 1700 SOUTH PATTERSON BUILDING; TO REFUND A PORTION OF THE BOND ISSUE DATED AUGUST 4, 2006 AND TO REFUND A PORTION OF THE BOND ISSUE DATED OCTOBER 29, 2003. Schedule K, Part II, Line 3 2006 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2006 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2006 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part III, Line 7 THIS APPLIES TO ALL BOND REFUNDING/BOND CONSTRUCTION AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(c)(2)(i)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND /OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. Schedule K, Part IV, Line 2b 2006 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2006 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part II, Line 3 2009 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2009 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2011 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2009 BONDS CONSTRUCTION THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2009 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2011 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part II, Line 3 2013 BONDS REFUNDING/CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2013 BONDS REFUNDING/CONSTRUCTION THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MED THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 04/01/2015 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $54,453,983 TOTAL INVESTMENT EARNINGS: $278,705 Schedule K, Part I, Column (f) 2016 REVENUE BONDS - REFUNDING THE 2016 A BOND PROCEEDS WERE USED TO FINANCE THE CURRENT REFUNDING OF THE BORROWER'S SERIES 2011 B BONDS (ISSUED ON MARCH 16, 2011). Schedule K, Part IV, Line 2c 2016 REVENUE BONDS - REFUNDING THE ISSUE QUALIFIED FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR WILL EVER BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. Schedule K, Part I, Column (g) 2006 REVENUE BONDS THE BONDS THAT WERE DEFEASED HAVE BEEN RETIRED AS OF DECEMBER 1, 2016. Schedule K, Part I, Column (f) 2016 REVENUE BONDS REFUNDING THE 2016 B BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BORROWER'S SERIES 2006 BONDS (ISSUED AUGUST 4, 2006). Schedule K, Part IV, Line 2c 2016 REVENUE BONDS REFUNDING THE ISSUE QUALIFIED FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR WILL EVER BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. Schedule K, Part II, Line 3 2011 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2c COLUMN B ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION THE CALCULATION FOR COMPUTING NO REBATE DUE WAS PERFORMED ON 03/16/2016 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/16/2011 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $42,580,636 TOTAL INVESTMENT EARNINGS: $9,334 Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN B Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN C Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN D Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/20/2014 Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/20/2014 Schedule K, Part IV, Line 2c COLUMN B Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/16/2016 A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BXU9 2009-03-20 19120467 REFUNDING OF A PRIOR ISSUE false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BYZ7 2011-03-16 42580636 CAPITAL IMPROVEMENTS TO THE FACILITIES OF THE BORROWER false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BYY0 2011-03-16 19085647 REFUNDING OF A PRIOR ISSUE false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756A8B1 2013-02-12 65898556 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 9335000 0 19405396 0 0 0 217604 0 0 0 19187792 0 2009 true false true true B 28000000 42589970 0 1349929 0 526186 0 0 40713855 0 0 2012 false false true true C 16170000 0 19090430 0 0 0 190438 0 0 0 18899992 0 2011 true false true true D 1340000 0 66094032 0 299825 0 649510 0 0 34971620 30173078 0 2013 false true false true A 0.0 B false true true true true true 0.001 0.004 0.005 true false true C 0.0 D false true true true true true 0.019 0.001 0.020 true false true A false false true true false false false false true B false false false true true false false false true C false true true false true false false false true D false true false false false false false false true A true B true C true D true A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DEL6 2015-04-01 54453983 CAPITAL IMPROVEMENTS false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2016-03-30 28000000 REFUNDING OF A PRIOR ISSUE false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2016-09-07 20870000 REFUNDING OF A PRIOR ISSUE false false false A 0 0 54732688 0 358186 0 492531 0 0 18877732 34139008 865231 2017 false true false true B 0 0 28000000 0 0 0 0 0 0 0 28000000 0 true false true true C 0 0 20870000 0 0 0 0 0 0 0 20870000 0 true false true true A false true true true true true 0.011 0.002 0.013 true false true B false true true true true true 0.001 0.004 0.005 true false true C false true true true true true 0.003 0.001 0.004 true false true A false true false false false false false false true B false true true true true false false false true C false true true true true false false false true A true B true C true NA NA 243407 TUITION DISCOUNTS CREDITED EMPLOYEE BENEFIT PER POLICY SUSAN SALIBA FAMILY MEMBER OF TONY SALIBA (KEY EMPLOYEE) 163455 EMPLOYMENT false BRENDA DONNELLY FAMILY MEMBER OF PATRICK DONNELLY (KEY EMPLOYEE) 105178 EMPLOYMENT false JUDITH KEYES FAMILY MEMBER OF BETH KEYES (OFFICER) 51633 EMPLOYMENT false DENISE ROJAS FAMILY MEMBER OF EDDY ROJAS (KEY EMPLOYEE) 89732 EMPLOYMENT false STEVEN ZABARNICK FAMILY MEMBER OF KATHLEEN WEBB (KEY EMPLOYEE) 207797 EMPLOYMENT false KATHLEEN FISCHER FAMILY MEMBER OF WILLIAM FISCHER (OFFICER) 91778 EMPLOYMENT false Schedule L, Part III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS PER THE IRS INSTRUCTIONS FOR SCHEDULE L, COLLEGES, UNIVERSITIES, AND PRIMARY AND SECONDARY SCHOOLS ARE NOT REQUIRED TO IDENTIFY INTERESTED PERSONS TO WHOM THEY PROVIDED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THESE ORGANIZATIONS MUST GROUP EACH TYPE OF FINANCIAL ASSISTANCE PROVIDED TO INTERESTED PERSONS IN SEPARATE LINES. FOR EACH LINE, THE SCHOOL IS TO REPORT IN COLUMN (C) THE TYPE OF ASSISTANCE AND AGGREGATE DOLLAR AMOUNT OF THAT ASSISTANCE; COLUMNS (A) AND (B) ARE TO BE LEFT BLANK. X 10 61026 Opinions of experts X 14 NONE X 84 3263652 Market value X EVENT ITEMS 6 27268 Cost X EQUIPMENT 3 7890 Cost 1 false true false Schedule M, Part I Explanations of reporting method for number of contributions Books and publications - NUMBER OF CONTRIBUTIONS Other - EVENT ITEMS NUMBER OF CONTRIBUTIONS Art - Works of art - NUMBER OF CONTRIBUTIONS Other - EQUIPMENT NUMBER OF CONTRIBUTIONS Securities - Publicly traded - NUMBER OF CONTRIBUTIONS Form 990, Part VI, Line 1a Delegate broad authority to a committee THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIRPERSON OF THE BOARD, THE VICE CHAIRPERSON OF THE BOARD AS THE PROVINCIAL OF MARIANIST PROVINCE OF THE UNITED STATES (OR A DELEGATE APPOINTED BY HIM FROM THE PROVINCIAL COUNCIL OF THE MARIANIST PROVINCE OF THE UNITED STATES), THE PRESIDENT OF THE UNIVERSITY, THE CHAIRPERSON ELECT OF THE BOARD OF TRUSTEES AND THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD (WHERE SUCH COMMITTEE CHAIRS ARE DETERMINED THROUGH CONSULTATIONS AMONG THE PRESIDENT, CHAIRPERSON OF THE BOARD AND POTENTIAL COMMITTEE CHAIRS PRIOR TO THE START OF A NEW ACADEMIC YEAR). MEMBERS OF THE EXECUTIVE COMMITTEE, EXCEPT THE CHAIRPERSON, THE VICE CHAIRPERSON OF THE BOARD, THE CHAIRPERSON-ELECT AND THE PRESIDENT OF THE UNIVERSITY, EACH OF WHOM ARE EX OFFICIO VOTING MEMBERS ON THE EXECUTIVE COMMITTEE, SHALL BE THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD. BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE SHALL EXERCISE ALL THE POWERS OF THE BOARD, EXCEPT THAT IT SHALL NOT HAVE POWER TO GRANT DEGREES, ELECT OR REMOVE THE PRESIDENT, AUTHORIZE ANY CHANGES IN THE BYLAWS OF THE BOARD OF TRUSTEES OR MAKE A DETERMINATION ON MATTERS ON WHICH THE CODE OF REGULATIONS SPECIFICALLY REQUIRES A VOTE BY THE BOARD OF TRUSTEES. Form 990, Part VI, Line 6 Classes of members or stockholders THE MEMBERS OF THE UNIVERSITY OF DAYTON SHALL CONSIST OF EACH OF THE MEMBERS OF THE PROVINCIAL COUNCIL OF MARIANIST PROVINCE OF THE UNITED STATES AND EACH OF THE CHAIRPERSON AND THE SECRETARY OF THE BOARD OF TRUSTEES OF THE UNIVERSITY OF DAYTON. THE PROVINCIAL OF THE MARIANIST PROVINCE OF THE UNITED STATES SERVES AS THE CHAIRPERSON OF THE UNIVERSITY AND THE VICE CHAIRPERSON OF THE BOARD OF TRUSTEES. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE MEMBERS OF THE UNIVERSITY SHALL RETAIN EXCLUSIVE CONTROL OVER THE FOLLOWING MATTERS: THE NOMINATION OF CANDIDATES FOR ELECTION/OR REMOVAL TO THE UNIVERSITY'S BOARD OF TRUSTEES AND MAY APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATION. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE MARIANISTS OF THE UNITED STATES, INC. ARE MEMBERS OF THE UNIVERSITY OF DAYTON CORPORATION AND AS SUCH, THEY MUST APPROVE BY TWO-THIRDS VOTE, ANY ACTION OF THE BOARD OF TRUSTEES REGARDING MERGERS OF THE CORPORATION, SALES OF ASSETS OF THE CORPORATION, OR PARTIAL OR TOTAL DISSOLUTION OF THE CORPORATION. THE MARIANISTS OF THE UNITED STATES, INC. ALSO HAVE THE AUTHORITY TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBILITY TO REVIEW THE FORM 990 AT ONE OF ITS REGULARLY SCHEDULED MEETINGS. THESE COMMITTEE MEMBERS WILL REPORT THEIR OBSERVATIONS TO THE FULL BOARD OF TRUSTEES. ALL MEMBERS OF THE BOARD OF TRUSTEES MAY ACCESS THE RETURN ON AN INTERNALLY MANAGED BOARD OF TRUSTEES DISCUSSION SITE, TO ALLOW THEM TO REVIEW THE FINAL RETURN BEFORE IT IS FILED. Form 990, Part VI, Line 12c Conflict of interest policy THE UNIVERSITY'S LEGAL DEPARTMENT AND BOARD OF TRUSTEES OFFICE REVIEW THE RESPONSES TO THE ANNUAL CONFLICT OF INTEREST QUESTIONNAIRES THAT ARE SENT TO ALL OFFICERS, KEY EMPLOYEES AND BOARD OF TRUSTEE MEMBERS RESPECTIVELY. ANY POTENTIAL CONFLICTS DISCLOSED ARE REVIEWED AND REPORTED TO THE PRESIDENT, BOARD OF TRUSTEES, AND APPROPRIATE VICE PRESIDENTS. IF A CONFLICT EXISTS, THE INDIVIDUAL IS EXCUSED FROM DISCUSSION AND VOTING ON THE MATTER IN QUESTION. THE QUESTIONNAIRES ARE DISTRIBUTED TO EACH OFFICER, DIRECTOR, AND KEY EMPLOYEE ANNUALLY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE UNIVERSITY HAS A FORMAL, WRITTEN COMPENSATION POLICY FOR THE PRESIDENT. THERE IS ALSO A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHO REVIEWS THIS POLICY, EXTERNAL COMPENSATION INFORMATION (COMPARABLE DATA SUCH AS COMPENSATION LEVELS PAID BY SIMILAR ORGANIZATIONS, THE LEVEL OF THE EMPLOYEES EDUCATION AND EXPERIENCE, AND THE RESPONSIBILITIES OF THE POSITION) AND PRIOR YEAR COMPENSATION TO DETERMINE YEARLY COMPENSATION. THIS INFORMATION, ALONG WITH THE COMMITTEE'S RECOMMENDATION IS DISCUSSED AT A REGULARLY SCHEDULED BOARD OF TRUSTEES MEETING AND VOTED ON BY BOARD MEMBERS. THIS PROCESS WAS LAST UNDERTAKEN IN 2016. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 15b Process to establish compensation of other employees COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT AFTER AN ANNUAL REVIEW AND ACCORDING TO PRIOR WRITTEN COMPENSATION AGREEMENTS. FINAL REVIEW OF THE COMPENSATION OF ALL OTHER OFFICERS AND KEY EMPLOYEES IS CONDUCTED AT MEETINGS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE UNIVERSITY UTILIZES DATA FROM PEER INSTITUTIONS AS REPORTED IN THE ANNUAL ADMINISTRATIVE COMPENSATION CUPA-HR SURVEY TO ENSURE THAT COMPENSATION FOR THESE POSITIONS IS AT APPROPRIATE LEVELS. THIS PROCESS WAS LAST UNDERTAKEN IN 2016. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 19 Required documents available to the public THE PUBLIC MAY ACCESS THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS THROUGH THE UNIVERSITY'S WEBSITE. Form 990, Part XI, Line 9 Other changes in net assets or fund balances INTEREST RATE SWAP - 6068220; POSTRETIREMENT BENEFIT OBLIGATION - 9744287; ANNUITY LIABILITY - -1308284; EAST AQUA DEVELOPMENT LLC 300 COLLEGE PARK DAYTON OH 45469 202967521 REAL ESTATE OH 0 0 UNIV OF DAYTON EAST AQUA DEVELOPEMENT II LLC 300 COLLEGE PARK DAYTON OH 45469 204504624 REAL ESTATE OH 0 -275821 UNIV OF DAYTON EAST AQUA DEVELOPMENT III LLC 300 COLLEGE PARK DAYTON OH 45469 262559044 REAL ESTATE OH 224945 2643151 UNIV OF DAYTON WEST AQUA DEVELOPMENT LLC 300 COLLEE PARK DAYTON OH 45469 202493883 REAL ESTATE OH 0 0 UNIV OF DAYTON EAST AQUA DEVELOPMENT V 300 COLLEGE PARK DAYTON OH 45469 461988448 REAL ESTATE OH 0 10159648 UNIV OF DAYTON EAST AQUA DEVELOPMENT IV LLC 300 COLLEGE PARK DAYTON OH 45469 270410571 REAL ESTATE OH 0 0 UNIV OF DAYTON RIVER PARK DEVELOPMENT I LLC 300 COLLEGE PARK DAYTON OH 45469 452972241 REAL ESTATE OH 0 0 UNIV OF DAYTON UDCI LTD 300 COLLEGE PARK DAYTON OH 45469 453245502 ACADEMIC INSTITUTION OH 797547 9661945 UNIV OF DAYTON EAST AQUA DEVELOPMENT VI 300 COLLEGE PARK DAYTON OH 45469 463798327 REAL ESTATE OH 0 0 UNIV OF DAYTON RIVER PARK DEVELOPMENT II LLC 300 COLLEGE PARK DAYTON OH 45469 452972333 REAL ESTATE OH 18000 936303 RIVER PARK COMMUNITY CORP 111 RIVER PARK LLC 300 COLLEGE PARK DAYTON OH 45469 452972059 REAL ESTATE OH 4239894 49335313 RIVER PARK COMMUNITY CORP 1414 SOUTH PATTERSON LLC 300 COLLEGE PARK DAYTON OH 45469 472689173 OWNER OF DAYTON HOTEL II LLC OH -362433 35012742 UNIV OF DAYTON MAIN & STEWART LLC 300 COLLEGE PARK DAYTON OH 45469 REAL ESTATE HOLDING COMPANY OH 0 0 UNIV OF DAYTON RIVER PARK COMMUNITY CORP 300 COLLEGE PARK DAYTON OH 45469 452971901 REAL ESTATE OH 501(c)(2) UNIV OF DAYTON true GCM GROSVENOR DAYTON INVESTMENT FUND LP 767 FIFTH AVE 14TH FLOOR NEW YORK NY 10153 272764289 INVESTMENTS NY Univ of Dayton Excluded 3179592 23233214 false 960502 false 0.995 Concord Dayton Hotel II LLC 11410 Common Oaks Drive Raleigh NC 27614 472197148 hotel management OH 1414 South Patterson LLC Unrelated 477660 2570791 false 477660 false 0.9 Dayton Hotel II LLC 11410 Common Oaks Drive Raleigh NC 27614 472510987 real estate OH 1414 South Patterson LLC Unrelated -362433 35012742 false -362433 false 0.9 CHARITABLE REMAINDER UNITRUST (32) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER ANNUITY TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER UNITRUST (2) TRUST OH UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER UNITRUST (1) TRUST MI UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST FL UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST PA UNIV OF DAYTON Trust true UDCI (Suzhou) Co Ltd C17 Building Bio-Nao Area 218 Xinghu Rd Suzhou Jiangsu Province CH Chinese programs CH UDCI LTD true SUZHOU INDUSTRIAL PARK DAYTON INSTITUTE OF ADVANCED TECHNOLOGIES BIOBAY BUILDING C17 SUZHOU JIANGSU PROVINCE CH CHINESE PROGRAMS CH UDCI (SUZHOU) CO LTD true true true false false false false false false false false true false false false false false true false true 111 RIVER PARK A 572202 COST 111 RIVER PARK Q 847169 COST 111 RIVER PARK S 837373 COST