2018-05-04T10:41:00-05:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP 300 CROWN COLONY DRIVE SUITE 310 QUINCY MA 02169 990 2016-07-01 046130872 HAMPSHIRE COLLEGE TRUSTEES HAMP 4135494600 893 WEST STREET AMHERST MA 01002 MARY MCENEANY VP FOR FINANCE & ADMIN. 4135494600 2018-05-03 1 KAREN GRIES P00078514 6179848100 2016 2022-09-23 18:48:47Z MARY MCENEANY 893 WEST STREET AMHERST MA 01002 92767796 0 X WWW.HAMPSHIRE.EDU X 1965 MA THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 30 27 1494 193 1257077 -33660 12982604 9122133 77093557 74445602 1838724 2040433 2715133 2695217 94630018 88303385 31836559 31594917 0 0 35753965 35427261 0 0 2657196 21293289 21197437 88883813 88219615 5746205 83770 116536613 122845828 35152476 34291919 81384137 88553909 X THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 0 0 57631782 31594917 62319331 EDUCATIONAL DELIVERY: INCLUDES INSTRUCTIONAL AND OTHER EDUCATIONAL ACTIVITIES. HAMPSHIRE COLLEGE PROVIDES INSTRUCTION FOR 1,288 FTE UNDERGRADUATE STUDENTS AND EMPLOYS 114 FTE FACULTY. EDUCATIONAL DELIVERY ALSO INCLUDES STUDENT FINANCIAL AID PROGRAMS. FINANCIAL AID INCLUDES GRANTS, SCHOLARSHIPS, AND GOVERNMENT AID AWARDS TO ASSIST STUDENTS IN THE FINANCIAL COST OF ATTENDING HAMPSHIRE COLLEGE (1,288 STUDENTS). 96% OF OUR FACULTY HAVE PH.D. OR OTHER TERMINAL DEGREES IN THEIR FIELDS. ACCREDITATION: HAMPSHIRE COLLEGE IS FULLY ACCREDITED BY THE NEW ENGLAND ASSOCIATION OF SCHOOLS AND COLLEGES, MEMBERSHIP IN THE ASSOCIATION INDICATES THAT THE INSTITUTION HAS BEEN CAREFULLY EVALUATED AND FOUND TO MEET STANDARDS AGREED UPON BY QUALIFIED EVALUATORS. 8489869 13126211 STUDENT SERVICES PROGRAMS: INCLUDES THE COST OF HEALTH SERVICES, RECREATIONAL ATHLETICS, DEAN OF STUDENT OFFICE EXPENSES AND OTHER SUPPORT SERVICES FOR 1,288 STUDENTS. HAMPSHIRE IS ONE OF 40 COLLEGES PROFILED IN COLLEGES THAT CHANGE LIVES (CTCL) FOR "DEVELOPING POTENTIAL, VALUES, INITIATIVE, AND RISK-TAKING" IN STUDENTS. CTCL SAYS OF HAMPSHIRE, "NO COLLEGE HAS STUDENTS WHOSE INTELLECTUAL THYROIDS ARE MORE ACTIVE OR WHOSE MINDS ARE MORE PASSIONATELY ENGAGED." ON ANY GIVEN DAY, A HAMPSHIRE STUDENT CAN ENJOY 200+ STUDENT ACTIVITIES, 100+ STUDENT GROUPS, 63 BOOKSTORES, 30 MUSEUMS, 19 ART GALLERIES, 21 THEATER STAGES, 35 CONCERT VENUES, 12 DANCE CLUBS, 220 BIKE TRAILS, 69 PIZZA PLACES, 19 COFFEE HOUSES, 18 BAKERIES, 14 HEALTH FOOD STORES AND 68 RESTAURANTS THAT DELIVER. 4691191 411609 SEE SCHEDULE O 70812842 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 221 0 1 1494 1 1 1 0 0 0 0 0 0 0 0 0 X 30 27 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK CO DC KY MD MA MI NH NJ NV NY OH OK OR SC WA X MARY MCENEANY 4135494600 893 WEST STREET AMHERST MA 01002 FRASER BENNETT BEEDE TRUSTEE 3.00 X 0 0 0 JUDY BORNSTEIN TRUSTEE 3.00 X 0 0 0 DAYNA CUNNINGHAM TRUSTEE 3.00 X 0 0 0 NIRMAN DAVE STUDENT TRUSTEE ALTERNATE 1.00 X 0 0 0 EDWARD DEES JR TRUSTEE 3.00 X 0 0 0 DAVID DINERMAN VICE CHAIR 5.00 X 0 0 0 LINDA EARLE TRUSTEE 3.00 X 0 0 0 SASCHA FREUDENHEIM TRUSTEE 3.00 X 0 0 0 JOSE FUENTES TRUSTEE 3.00 X 0 0 0 CAROLYN GREENSPAN TRUSTEE 3.00 X 0 0 0 LUIS A HERNANDEZ VICE CHAIR 5.00 X 0 0 0 GAYE HILL CHAIR 5.00 X 0 0 0 S REBECCA HOLLAND TRUSTEE 3.00 X 0 0 0 RICHARD HURD TRUSTEE 3.00 X 0 0 0 MARY B JAMES TRUSTEE 3.00 X 0 0 0 STEPHAN F JOST TRUSTEE 3.00 X 0 0 0 DAVID H MATHESON TRUSTEE 3.00 X 0 0 0 ROBERT MCCARTHY JR TRUSTEE 3.00 X 0 0 0 LUCY-ANN MCFADDEN TRUSTEE 3.00 X 0 0 0 ALI MIRSEPASSI TRUSTEE 3.00 X 0 0 0 WILLIAM S NULL ALUMNI TRUSTEE 3.00 X 0 0 0 A KIM SAAL TRUSTEE 3.00 X 0 0 0 CAROL SALZMAN TRUSTEE 3.00 X 0 0 0 EDUARDO SAMANIEGO STUDENT TRUSTEE 1.00 X 0 0 0 PASHA DRITT THORNTON TRUSTEE 3.00 X 0 0 0 MARIA VALLEJO TRUSTEE 3.00 X 0 0 0 CAROL VARNEY ALUMNI TRUSTEE 3.00 X 0 0 0 JONATHAN LASH PRESIDENT/TRUSTEE 35.00 X X 323053 0 104096 ANNIE ROGERS PROFESSOR/FACULTY TRUSTEE 35.00 X 96427 0 15733 ANNE DOWNES DEAN OF ADVISING 35.00 X 73782 0 11515 EVA RUESCHMANN VP AND DEAN OF FACULTY 35.00 X 252209 0 30765 BYRON MCCRAE VP AND DEAN OF STUDENTS 35.00 X 150807 0 16095 BETH WARD SECRETARY 35.00 X 118260 0 23729 MARY MCENEANY VP/TREASURER 35.00 X 188434 0 16453 LEE SPECTOR PROFESSOR 35.00 X 146950 0 19442 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 35.00 X 154141 0 25188 DAVID GIBSON CHIEF CREATIVE OFFCER 35.00 X 172191 0 23873 MEREDITH TWOMBLY DEAN ENROLLMENT & RETENTION 35.00 X 135173 0 22926 KAREN KOEHLER PROFESSOR 35.00 X 129400 0 19735 MARGE DUNEHEW DIR. AUX. SERV./FORMER STAFF TRUSTEE 35.00 X 51172 0 7294 ELIZABETH CONLISK PROFESSOR / FORMER FACULTY TRUSTEE 35.00 X 95609 0 17355 ALAN GOODMAN PROFESSOR/FORMER VP & DEAN OF FACULTY 35.00 X 101335 0 22068 MARLENE FRIED PROFESSOR / FORMER PRES. ADVISOR 35.00 X 119493 0 14647 2308436 0 390914 12 1 1 0 MOUNT HOLYOKE COLLEGE 50 COLLEGE ST SOUTH HADLEY MA 01075 PUBLIC SAFETY 1203036 UNIVERSITY HEALTH SERVICES UNIVERSIRT OF MA AMHERST MA 01003 HEALTH SERVICES 1023836 FIVE COLLEGES INC 97 SPRING ST AMHERST MA 01002 ADMIN SERVICES 345591 HOWARD WEIN HOSPITALITY LLC PO BOX 205 MONTAGUE MA 01351 CONSULTING SERVICES 131460 KPMG LLP 1 FINANCIAL PLAZA HARTFORD CT 06103 ACCOUNTING SERVICES 125500 6 681286 8440847 913913 9122133 TUITION AND FEES 900099 62319331 62319331 ROOM 721000 8805365 8805365 BOARD 722320 2909297 2909297 SPONSORED RESEARCH 900099 411609 411609 74445602 704844 -26591 731435 5800000 4464411 1335589 1335589 1335589 AUXILIARY ENTERPRISES 721000 1776465 492797 1283668 HAMPSHIRE COLLEGE CHILD CENTER 624410 505044 505044 OTHER INCOME 900099 413708 413708 2695217 88303385 75857151 1257077 2067024 31074110 31074110 520807 520807 897096 90624 588925 217547 27714262 20263295 5688890 1762077 2091255 1529022 429271 132962 2951326 2157863 605817 187646 1773322 1296565 364009 112748 49849 49849 151200 151200 339692 339692 2683000 2683000 72711 72711 938414 596400 246446 95568 820164 114145 706019 1476874 1255343 221531 1008835 925444 77369 6022 74065 71932 808 1325 801175 680999 120176 2933895 2493811 410745 29339 729100 729100 RESEARCH & SPONSORED PR 4691191 4691191 0 0 BON APPETIT CONTRACT 2072991 1658393 414598 0 MISCELLANEOUS 1119622 503830 503830 111962 HEALTH SERVICES CONTRAC 889068 889068 0 0 345591 345591 88219615 70812842 14749577 2657196 6834217 6512160 341001 378273 11785228 8450427 172246 266141 493182 418700 171212 172734 129385317 73907486 55552125 55477831 7622147 8592688 30616604 40086260 2948651 2490614 116536613 122845828 1698217 1970933 1770692 1646854 27970065 26923008 540232 590185 3173270 3160939 35152476 34291919 X 30561118 32450476 19256006 21841049 31567013 34262384 81384137 88553909 116536613 122845828 X 83770 8011449 -925447 X 0 1 X 1 1 1 X 7042167 10189737 14697135 12982604 9122133 54033776 7042167 10189737 14697135 12982604 9122133 54033776 54033776 436406 634817 571713 1124602 704844 3472382 1653 1581644 1583297 764203 702148 1308653 1312270 1113573 5200847 64290302 74445602 0.84050 0.74030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 417 0 0 0 417 0 PART II-B, LINE 1: THE COLLEGE HAS PAID MEMBERSHIP DUES TO A CERTAIN ORGANIZATION, AND A PORTION OF THE MEMBERSHIP FEE HAS BEEN ALLOCATED TO LOBBYING EXPENSES BY THE MEMBERSHIP ORGANIZATION. 481971 X X X 0 39606271 1761117 10031128 361587 2217247 358012 48461670 39307711 4175000 -236931 478653 2845122 315734 39606271 37567049 1272306 1255896 415646 127309 244585 39307711 31039931 312813 8090337 769192 1563219 143621 36967049 27445180 1218148 4454645 1093810 869894 124338 31029931 0.26000 0.58000 0.16000 1 0 3877606 3877606 91351022 44178075 47172947 23384720 22544243 840477 10771969 7185168 3586801 55477831 NON-US EQUITY FUND 14819496 F HEDGE FUND 6984074 F REAL ASSET 3282771 F PRIVATE EQUITY 14210989 F PRIVATE PARTNERSHIPS 527679 F POOLED LIFE INCOME FUND 261251 F 40086260 CONTINGENT ASSET RETIREMENT OBLIG. 3160939 3160939 X 64361905 8011449 -31594917 -23583468 87945373 358012 358012 88303385 56266686 0 56266686 358012 31594917 31952929 88219615 PART III, LINE 4: ART COLLECTION - THE COLLEGE'S ART COLLECTION CONSISTS PRIMARILY OF PAINTINGS, PHOTOGRAPHS, PRINTS AND SCULPTURES THAT ARE PERIODICALLY DISPLAYED IN OUR LIBRARY GALLERY WITH NO COST FOR ADMISSION. THE WORKS CAN ALSO BE USED AS EDUCATIONAL MATERIALS FOR OUR STUDENTS WORKING ON VARIOUS DIVISION PROJECTS. LIBRARY COLLECTION - THE HAROLD F. JOHNSON LIBRARY PROMOTES THE ACADEMIC GOALS OF THE COLLEGE, TEACHING, RESEARCH, AND LEARNING. OUR COLLECTIONS REFLECT THE INTELLECTUAL INTERESTS AND CONCERNS OF OUR STUDENTS AND FACULTY, WITH PARTICULAR FOCUS ON THE CURRICULUM OF THE FIVE SCHOOLS OF NATURAL SCIENCE, SOCIAL SCIENCE, HUMANITIES, ARTS, AND CULTURAL STUDIES, INTERDISCIPLINARY ARTS, AND COGNITIVE SCIENCE. LIBRARIANS PROVIDE INSTRUCTION AND SUPPORT IN LOCATING AND CRITICALLY EVALUATING INFORMATION IN ANY FORM AND HELP PROVIDE ACCESS TO RESOURCES, ONLINE AND IN PRINT. STUDENTS AND FACULTY USING THE HAMPSHIRE COLLEGE LIBRARY ALSO HAVE ACCESS TO ALL THE LIBRARY RESOURCES OF OUR CONSORTIAL NEIGHBORS: AMHERST COLLEGE, MOUNT HOLYOKE COLLEGE, SMITH COLLEGE, AND THE UNIVERSITY OF MASSACHUSETTS - AMHERST. IN ADDITION, THROUGH FULL-TEXT DATABASES AND INTER-LIBRARY LOAN, STUDENTS AND FACULTY HAVE ACCESS TO A WIDER WORLD OF INFORMATION RESOURCES. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE COLLEGE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE COLLEGE HAS ASSESSED UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT AID AWARDED PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID AWARDED 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 HAMPSHIRE COLLEGE'S NONDISCRIMINATION POLICY CAN BE FOUND ON OUR WEBSITE AT: HTTP://WWW.HAMPSHIRE.EDU/DISCOVER-HAMPSHIRE/NOTICE-OF-NON-DIS SCHEDULE E, PART I, LINE 6 HAMPSHIRE COLLEGE RECEIVES FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION IN THE FORM OF PELL GRANTS, SEOG GRANTS, FEDERAL WORK STUDY FUNDS, AND ACG FUNDS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROGRAM STUDIES 12829 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 7120 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SITE VISIT 1936 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE 6685 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PROGRAM STUDIES 4000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 27575 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SITE VISIT 6066 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT RECRUITING 15659 EUROPE 0 0 PROGRAM SERVICES CONFERENCE 18321 EUROPE 0 0 PROGRAM SERVICES PROGRAM STUDIES 9477 EUROPE 0 0 PROGRAM SERVICES RESEARCH 43438 EUROPE 0 0 PROGRAM SERVICES SHORT TERM STUDY 3500 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES CONFERENCE 2485 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 2360 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE 7812 NORTH AMERICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 1770 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 2275 NORTH AMERICA 0 0 PROGRAM SERVICES SHORT TERM STUDY 550 SOUTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE 2250 SOUTH AMERICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 662 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 2000 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDENT RECRUITING 1127 SOUTH ASIA 0 0 PROGRAM SERVICES CONFERENCE 406 SOUTH ASIA 0 0 PROGRAM SERVICES PROGRAM STUDIES 1160 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 1606 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CONFERENCE 1027 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 500 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 8336 0 0 0 0 0 0 81870 111062 192932 TUITION & LIVING EXPENSES CENTRAL AMERICA & CARIBBEAN 12 168279 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EAST ASIA & THE PACIFIC 8 56796 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EUROPE 28 243437 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES MIDDLE EAST & NORTH AFRICA 1 3750 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES NORTH AMERICA 1 4000 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SOUTH AMERICA 3 25542 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SUB-SAHARAN AFRICA 2 19003 CREDIT TO ACCOUNT 0 0 0 0 0 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE COLLEGE MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133/UNIFORM GUIDANCE). IN ADDITION, GRANTS MADE IN FOREIGN COUNTRIES FOR THE PURPOSE OF THE COLLEGE'S STUDY ABROAD PROGRAM ARB ENTERED INTO USING A CONTRACTUAL AGREEMENT OUTLINING THE SERVICES TO BE DELIVERED. THIS ACTIVITY IS MONITORED BY THE GLOBAL EDUCATION OFFICE AND THE BUSINESS OFFICE. THE MANNER OF CASH DISBURSEMENTS TO SCHOLARSHIP AND FINANCIAL AID RECIPIENTS WAS A DIRECT CREDIT TO EACH STUDENT'S ACCOUNT. THE MANNER OF CASH DISBURSEMENTS FOR ALL STUDY ABROAD PROGRAMS IS WIRE TRANSFER. PART I, LINE 3: RECORDS ARE MAINTAINED FOR ALL EXPENDITURES; RECEIPTS ARE REQUIRED FOR ALL REIMBURSEMENTS 1 TUITION EXCHANGE WAIVER 4 127135 CIC EXCHANGE WAIVER 4 195240 HAMPSHIRE COLLEGE GRANTS 871 17782619 DIV III GRANTS 3 900 YELLOW RIBBON GRANT 2 13508 FOREIGN STUDENT GRANT 41 1031022 CITIZENS SCHOLARSHIP AWARD 8 8400 NATIONAL SERVICE AWARDS 16 13892 MUSIC GRANTS 2 1350 HAMPSHIRE FACULTY SCHOLARSHIPS 2 6000 JOHNSON SCHOLARSHIP 3 23750 HC MERIT SCHOLARSHIP 3 4000 NON SATIS SCIRE 276 2363250 BELL RINGER SCHOLARSHIP 116 1712000 PRESIDENTIAL SCHOLARSHIP 136 1421000 DEAN'S $7500 SCHOLARSHIP 63 446250 COMMUNITY SCHOLARSHIP 262 969465 ARTS IN ACTION 187 1384500 COMMUNITY ENGAGEMENT/SOCIAL CHANGE 118 945085 EMERGING SCIENTISTS 36 296500 HUMANITAS 36 275000 INKWELL 53 411750 INNOVATORS 34 265000 PHI THETA KAPPA 14 137000 SUSTAINABLE FUTURE 42 320000 SEOG 195 360000 GILBERT STATE AWARDS 61 126550 COLLEGE WORK STUDY 445 189786 ENDOWED SCHOLARSHIPS 16 243158 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE MAJORITY OF GRANTS GIVEN TO STUDENTS IN THE UNITED STATES PRIMARILY CONSIST OF NEED-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE: COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE AND FREE APPLICATION FOR FEDERAL STUDENT AID. SCHOLARSHIPS AND SIMILAR AMOUNTS GIVEN TO STUDENTS AS FINANCIAL AID ARE APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. HAMPSHIRE COLLEGE GRANT AID ASSISTANCE IS GENERALLY LIMITED TO THE AMOUNT OF TUITION. THE COLLEGE ALSO OFFERS FINANCIAL AID IN THE FORM OF MERIT-BASED SCHOLARSHIPS. THESE ARE SIMILARLY APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE AND DO NOT EXCEED THE AMOUNT OF TUITION. X X 1 0 X X X X 0 0 0 0 0 0 0 0 0 JONATHAN LASH PRESIDENT/TRUSTEE 298550 0 0 0 24503 0 26922 0 77174 0 427149 0 0 0 EVA RUESCHMANN VP AND DEAN OF FACULTY 250648 0 0 0 1561 0 24761 0 6004 0 282974 0 0 0 BYRON MCCRAE VP AND DEAN OF STUDENTS 138627 0 0 0 12180 0 14465 0 1630 0 166902 0 0 0 MARY MCENEANY VP/TREASURER 171213 0 0 0 17221 0 10829 0 5624 0 204887 0 0 0 LEE SPECTOR PROFESSOR 123674 0 0 0 23276 0 11931 0 7511 0 166392 0 0 0 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 153481 0 0 0 660 0 15748 0 9440 0 179329 0 0 0 DAVID GIBSON CHIEF CREATIVE OFFCER 170775 0 0 0 1416 0 14648 0 9225 0 196064 0 0 0 MEREDITH TWOMBLY DEAN ENROLLMENT & RETENTION 134993 0 0 0 180 0 13701 0 9225 0 158099 0 0 0 MARGE DUNEHEW DIR. AUX. SERV./FORMER STAFF TRUSTEE 51070 0 0 0 102 0 5064 0 2230 0 58466 0 0 0 ELIZABETH CONLISK PROFESSOR / FORMER FACULTY TRUSTEE 90593 0 0 0 5016 0 9574 0 7781 0 112964 0 0 0 ALAN GOODMAN PROFESSOR/FORMER VP & DEAN OF FACULT 75811 0 0 0 25524 0 10574 0 11494 0 123403 0 0 0 MARLENE FRIED PROFESSOR / FORMER PRES. ADVISOR 97493 0 0 0 22000 0 11052 0 3595 0 134140 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN INDIVIDUALS - AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE COLLEGE IS PROVIDED WITH HOUSING OWNED BY THE COLLEGE. ALL COSTS TO MAINTAIN THE HOME, INCLUDING A HOUSEKEEPER, WERE PAID FOR BY THE COLLEGE. THE COLLEGE PROVIDES THE PERSONAL SERVICES TO THE PESIDENT AT NO ADDITIQNAL COST, AND NONE OF THE BENEFITS WERE TREATED AS TAXABLE INCOME FOR THE PRESIDENT. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2012-12-17 14225000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2016-02-02 15000000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 A 14225000 201383 14023617 2012 0 1 1 1 B 15000000 299165 14700835 2016 0 0 0 1 A 0 0 0 0 0.01660 0.01660 1 0 1 B 0 0 0 0 0.02020 0.02020 1 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 X 1 2750 APPRAISAL X 0 N/A-REV NOT RECORDED X 21 911163 FMV X LIGHT FIXTURES 1 0 N/A-REV NOT RECORDED X COMPUTER EQUIPMENT 1 0 N/A-REV NOT RECORDED 1 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE COLLEGE UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. GIFT ACCEPTANCE POLICY - PART I, LINE 31: THE COLLEGE'S GIFT ACCEPTANCE POLICY IS AVAILABLE FROM THE OFFICE OF INSTITUTIONAL ADVANCEMENT UPON REQUEST. PART I, LINE 33: THE ITEMS HAD LITTLE OR NO VALUE OR THE VALUE IS TOO DIFFICULT TO DETERMINE. FORM 990, PART III, LINE 4C SPONSORED RESEARCH AND RESTRICTED EXPENSES: INCLUDES ALL PRIVATE AND FEDERAL FUNDS RECEIVED FOR SPONSORED RESEARCH AND RESTRICTED ACTIVITIES. GRANTS FROM CORPORATIONS, FOUNDATIONS, AND GOVERNMENTAL AGENCIES SUPPORT EVERYTHING FROM BUILDING CONSTRUCTION AND EQUIPMENT TO PROGRAM DEVELOPMENT, INDIVIDUAL FACULTY RESEARCH, AND ENDOWED SCHOLARSHIPS. THE FOLLOWING INFORMATION REFLECTS THE GRANTS AWARDED ($30,000 OR ABOVE) TO HAMPSHIRE COLLEGE DURING THE PERIOD OF 07/01/16 - 06/30/17. THE CIVIL LIBERTIES AND PUBLIC POLICY (CLPP) PROGRAM AT HAMPSHIRE WAS AWARDED THE FOLLOWING GRANTS: $30,000 FROM THE ANDERSON-ROGER FOUNDATION FOR ONE YEAR OF GENERAL OPERATING SUPPORT; $31,500 FROM THE GALLAGHER FAMILY FUND FOR THREE YEARS OF STUDENT SUMMER INTERNSHIP STIPENDS; $30,000 FROM THE GALLAGHER FAMILY FUND FOR THREE YEARS OF CAPACITY BUILDING; $50,000 FROM THE HUBER FOUNDATION FOR ONE YEAR OF GENERAL OPERATING SUPPORT; AND $70,000 FROM THE GENERAL SERVICE FOUNDATION FOR TWO YEARS OF GENERAL OPERATING SUPPORT. THE COLLEGE WAS AWARDED TWO GRANTS FROM THE NATIONAL SCIENCE FOUNDATION (NSF). ONE WAS $196,283 TO SUPPORT THE PROJECT: "MRI: ACQUISITION OF AN INDUCTIVELY COUPLED PLASMA-MASS SPECTROMETER: A HUB FOR FUNDAMENTAL INTERDISCIPLINARY CHEMICAL RESEARCH, APPLICATIONS, AND RESEARCH TRAINING." THE SECOND WAS $154,367 TO SUPPORT THE PROJECT: "PREPARING UNDERGRADUATES FOR RESEARCH IN STEM-RELATED FIELDS USING LECTROPHYSIOLOGY." A THIRD GOVERNMENT GRANT OF $39,064 WAS AWARDED FROM THE DEPARTMENT OF ENERGY (DOE) FOR THE PROJECT: "THE 'WHO AND 'HOW' OF MICROBIAL CONTROL OVER SOIL CARBON DYNAMICS: A MULTI-OMICS, STABLE ISOTOPE, AND MODELING APPROACH." FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER TO ELECT GOVERNING BODY - THE STUDENT BODY ELECTS A STUDENT TRUSTEE AND AN ALTERNATE. THE FACULTY ELECTS A FACULTY TRUSTEE. THE STAFF ELECTS A STAFF TRUSTEE. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - MANAGEMENT OF THE COLLEGE IS RESPONSIBLE FOR PREPARING A DRAFT OF FORM 990 WITH THE ASSISTANCE OF AN OUTSIDE PUBLIC ACCOUNTING FIRM. THE COMPLETED DRAFT OF FORM 990 IS PROVIDED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES IN ADVANCE OF THE FILING DEADLINE TO ENABLE A REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE COLLEGE'S TAX ADVISOR FROM A PUBLIC ACCOUNTING FIRM. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO FORM 990 AS APPROPRIATE. AFTER THE AUDIT COMMITTEE'S REVIEW, ALL MEMBERS OF THE BOARD OF TRUSTEES ARE PROVIDED A COPY OF THE COMPLETED FORM 990 IN ADVANCE OF THE FILING DEADLINE VIA A DEDICATED WEBSITE. AFTER INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990 PROVIDED TO THE GOVERNING BODY - THE COLLEGE HAS DISTRIBUTED FORM 990 TO THE FULL BOARD OF TRUSTEES WITH THE EXCEPTION OF DONORS' NAMES AND ADDRESSES ON SCHEDULE B. BECAUSE OF SCHEDULE B'S PRIVATE AND CONFIDENTIAL NATURE, THE BOARD HAS DELEGATED THE AUTHORITY AND RESPONSIBILITY FOR REVIEWING THAT SCHEDULE TO THE AUDIT AND COMPLIANCE COMMITTEE. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A EVEN THOUGH A COPY OF FORM 990 (WITH REDACTED DONORS' NAMES AND ADDRESSES ON SCHEDULE B) WAS PROVIDED TO THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE COLLEGE ANNUALLY REQUIRES DISCLOSURES OF CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST FORM. THE TRUSTEES ARE EMAILED THE CONFLICT OF INTEREST FORM FROM THE BUSINESS OFFICE VIA THE COLLEGE'S SECRETARY, AND THE COMPLETED FORMS ARE RETURNED TO THE BUSINESS OFFICE. IF A COMPLETED CONFLICT OF INTEREST FORM DISCLOSES A CONFLICT, IT IS GIVEN TO THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE VP FOR FINANCE AND ADMINISTRATION REVIEWS THE FORMS AND THEN SENDS THEM TO THE AUDIT AND COMPLIANCE COMMITTEE IF THE DISCLOSURE IS SOMETHING THAT THE COMMITTEE NEEDS TO BE AWARE OF. THE TRUSTEES RECUSE THEMSELVES FROM VOTING ON MATTERS IN WHICH THEY HAVE A CONFLICT. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE, AND A TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT. THE PROCESS INCLUDES REVIEWING COMPARABLE DATA TO DETERMINE APPROPRIATE COMPENSATION LEVELS. THE DOCUMENTED PROCESS AND DECISIONS MADE ARE PRESERVED IN HUMAN RESOURCES. THE EXECUTIVE COMMITTEE IS EMPOWERED TO APPROVE THE ANNUAL COMPENSATION OF THE PRESIDENT, AND THE EXECUTIVE COMMITTEE, OR A SUBSET THEREOF, MEETS WITH THE PRESIDENT ANNUALLY FOR A FORMAL EVALUATION AFTER RECEIVING INPUT FROM THE FULL BOARD. THE OTHER OFFICERS' COMPENSATION IS REVIEWED BY THE PRESIDENT. COMPARATIVE SALARY DATA AS WELL AS PROPOSED SALARIES ARE BROUGHT BY THE PRESIDENT TO THE EXECUTIVE COMMITTEE FOR REVIEW. THE PRESIDENT MAKES THE FINAL SALARY DECISIONS FOR ALL COLLEGE OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE COLLEGE'S BY-LAWS, CODE OF CONDUCT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE COLLEGE'S WEBSITE: WWW.HAMPSHIRE.EDU, FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: TRANSFERS AMONG ACTIVITIES -866,290. CHANGE IN VALUE OF SPLIT INTEREST 23,337. CHANGE IN VALUE OF ANNUITY AND LIFE INCOME FUND 7,875. OTHER CHANGE IN NET ASSETS -90,369. CHARITABLE REMAINDER TRUSTS(6) 893 WEST STREET AMHERST MA 01022 CHARITABLE TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0