2018-05-17T13:53:18-05:00 2017-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2016-10-01 530226780 NATIONAL LEAGUE OF CITIES NATI 2026263063 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263063 2018-05-17 1 FRANK H SMITH P00639053 2028225000 2018-05-09 2016 2022-09-23 18:48:47Z CLARENCE E ANTHONY 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 40709748 0 X WWW.NLC.ORG X 1933 IL MEMBERSHIP ORGANIZATION FORMED TO FURNISH INFORMATION AND SERVICES TO ASSIST MUNICIPALITIES. 63 63 106 63 293284 -59463 150000 39885 14995840 16059534 726245 3464891 -1382891 326913 14489194 19891223 0 0 0 0 9640394 10737420 0 0 0 8733468 8570913 18373862 19308333 -3884668 582890 38549228 38081838 14049993 14000816 24499235 24081022 X THE LARGEST AND OLDEST NATIONAL ORGANIZATION REPRESENTING AND PROMOTING CITIES AS CENTERS OF OPPORTUNITY, GOVERNANCE AND LEADERSHIP. 0 0 11107387 14614617 MEMBERSHIP SERVICES - VARIOUS CONSULTATION SERVICES FOR MEMBER STATES AND LEAGUES, SPONSORING SEMINARS, REPORTS TO MEMBERS BASED ON RESEARCH PERFORMED BY NLC. PROVIDED PARTICIPATION FOR MEMBERS SELECTED TO SERVE ON SEVEN POLICY COMMITTEES WHO DEVELOP POLICY POSITIONS AND RESOLUTIONS OF THE LEAGUE, AND HOSTED NUMEROUS WEBINARS TO KEEP MEMBERS INFORMED ON ISSUES OF CURRENT INTEREST. MEMBERS ALSO SERVE ON STANDING MEMBERSHIP, FINANCE, ADVISORY, AUDIT AND INVESTMENT ADVISORY COMMITTEES. NLC HAS 1,936 CITIES AND 49 STATE LEAGUES AS MEMBERS OF THE NATIONAL LEAGUE OF CITIES.CONFERENCES AND EXHIBITS - HOSTED TWO LARGE CONFERENCES FOR MEMBERS; ONE IN PITTSBURGH, PA WITH OVER 3,200 ATTENDEES AND MORE THAN 180 EXHIBITORS; AND THE OTHER IN WASHINGTON, DC WITH OVER 2,200 ATTENDEES. IN ADDITION, NLC CONDUCTED AT LEAST 7 WORKSHOPS AND 15 LEADERSHIP TRAINING SESSIONS FOR MEMBERS.ENTERPRISE PARTNERSHIPS - CONTINUED TO DELIVER A SUITE OF BUSINESS PARTNER PROGRAMS THAT SERVE CITIES AND TOWNS AND THEIR RESIDENTS WITH SAVINGS AND SOLUTIONS. MAJOR PROGRAMS INCLUDE THE U.S. COMMUNITIES GOVERNMENT PURCHASING ALLIANCE, A NATIONAL COOPERATIVE PURCHASING PROGRAM THAT PROVIDES DISCOUNTS ON PRODUCTS AND SERVICES; BUILD AMERICA MUTUAL, NLC'S PREFERRED PROVIDER OF MUNICIPAL BOND INSURANCE; THE NLC SERVICE LINE WARRANTY PROGRAM, WHICH OFFERS RESIDENTS AFFORDABLE WARRANTY PROTECTION TO REPAIR BROKEN OR LEAKING WATER AND SEWER LINES; THE NLC PRESCRIPTION DISCOUNT CARD PROGRAM, A FREE PRESCRIPTION DISCOUNT PROGRAM FOR RESIDENTS OF NLC MEMBER CITIES; THE NLC COMMUNITY SHOWCASE VIDEO PROGRAM, WHICH PRODUCES VIDEO WEBSITES FOR CITIES AND TOWNS; AND THE PUBLIC FINANCE AUTHORITY, WHICH PROVIDES LOCAL COMMUNITY DEVELOPMENT FINANCING. 11107387 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 1 110 0 1 106 1 1 1 0 0 0 0 0 X 63 63 0 1 0 0 1 1 0 1 1 0 0 1 1 0 0 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263063 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 HON MATT ZONE PRESIDENT 1.00 1.00 X X 0 0 0 HON MARK STODOLA FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 KAREN FREEMAN-WILSON SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON JAMES MITCHELL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRIS ANDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR 1.00 1.00 X 0 0 0 HON RICKI Y BARLOW DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON JOANNE BUSH DIRECTOR 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 HON CORA COLE-MCFADDEN DIRECTOR 1.00 1.00 X 0 0 0 MR R BLAKE CROSBY DIRECTOR 1.00 1.00 X 0 0 0 MR JERRY DESCHANE DIRECTOR 1.00 1.00 X 0 0 0 HON DENNY DOYLE DIRECTOR 1.00 1.00 X 0 0 0 HON JOHNNY DUPREE DIRECTOR 1.00 1.00 X 0 0 0 HON GREG EVANS DIRECTOR 1.00 1.00 X 0 0 0 HON CHRIS GLOVER DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON LARRY GREEN DIRECTOR 1.00 1.00 X 0 0 0 HON DONALD GROESSER DIRECTOR 1.00 1.00 X 0 0 0 HON KRIS GULICK DIRECTOR 1.00 1.00 X 0 0 0 MR WES HENDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR 1.00 1.00 X 0 0 0 HON JUNGUS JORDAN DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID LUNA DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 HON DORIS MCCONNELL DIRECTOR 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL NAVARRO DIRECTOR 1.00 1.00 X 0 0 0 HON LOU OGDEN DIRECTOR 1.00 1.00 X 0 0 0 HON FRANK ORTIS DIRECTOR 1.00 1.00 X 0 0 0 HON SALVATORE PANTO JR DIRECTOR 1.00 1.00 X 0 0 0 HON WILLIAM PEDUTO DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL PRICE DIRECTOR 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON TITO RODRIGUEZ DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY RYDER DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR 1.00 1.00 X 0 0 0 MR ERIK SARTORIUS DIRECTOR 1.00 1.00 X 0 0 0 HON GERRI SCHRODER DIRECTOR 1.00 1.00 X 0 0 0 MS JUDY A SILVA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW SURRENCY DIRECTOR 1.00 1.00 X 0 0 0 HON CRAIG THURMOND DIRECTOR 1.00 1.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR 1.00 1.00 X 0 0 0 MS SHARI VEAZY DIRECTOR 1.00 1.00 X 0 0 0 HON DEVERICK WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON LAVONTA WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON VINCE R WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 MRS KIMBERLY WINN DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICK WOJAHN DIRECTOR 1.00 1.00 X 0 0 0 HON PC WU DIRECTOR 1.00 1.00 X 0 0 0 HON GIL ZIFFER DIRECTOR 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 32.00 6.00 X 436527 0 43754 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 32.00 6.00 X 265783 0 38046 WALTER KELLY CHIEF FINANCIAL OFFICER 15.00 X 0 0 0 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 38.00 X 216450 0 46413 BRIAN DERR DIRECTOR, MARKETING, BRAND, DIGITAL 38.00 X 180932 0 21834 STEPHANIE OSBORN DIRECTOR OF STRATEGIC PARTNERSHIPS 38.00 X 170158 0 31053 BROOKS RAINWATER DIRECTOR, CSAR 38.00 X 160018 0 34780 CLAIRE REISS DIRECTOR, RISC 38.00 X 151160 0 16717 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 38.00 X 148350 0 39644 1729378 0 272241 17 0 1 0 JAMES G DAVIS CONSTRUCTION 8380 COLESVILLE ROAD SUITE 550 SILVER SPRING MD 20910 CONSTRUCTION SERVICES 721921 DELCOR TECHNOLOGY SOLUTIONS INC 8380 COLESVILLE ROAD SUITE 550 SILVER SPRING MD 20910 COMPUTER AND DATA SERVICES 214125 WFK CONSULTING 20468 WATKINS MEADOW DRIVE GERMANTOWN MD 20876 MANAGEMENT SERVICES 134437 IVY HILL ASSOCIATES 504 N LOUDOUN STREET WINCHESTER VA 22601 CONFERENCE EVENT MANAGEMENT 128284 FREEMAN 9900 BUSINESS PARKWAY LANHAM MD 20706 CONFERENCE FURNISHINGS 124209 9 39885 39885 MEMBERSHIP DUES 900099 5922122 5922122 CORP PARTNERS/SPONSORS 900099 3833882 2939515 894367 SERVICE FEES 900099 3345684 3345684 ANNUAL CONF./EXHIBITS 900099 2478692 1928142 550550 SEMINARS 900099 479154 479154 16059534 763876 763876 13359 13359 23519540 20818525 2701015 2701015 2701015 PART SHARE NET INC. 900099 327395 -604683 932078 ADVERTISING 541800 3600 3600 REIMBURSEMENTS 900099 -17441 -17441 313554 19891223 14614617 293284 4943437 882983 557726 325257 7061985 4882133 2179852 439303 312548 126755 1769253 1203588 565665 583896 400464 183432 121690 42417 79273 31204 31204 160246 67420 92826 1360051 556239 803812 50642 30575 20067 375062 184375 190687 433753 15751 418002 2134696 2134696 740436 466811 273625 139590 117540 22050 2224441 1981946 242495 718150 718150 92081 92081 UBI TAXES 177654 177654 DUES AND SUBSCRIPTIONS 164902 143895 21007 MISCELLANEOUS 163894 8013 155881 ALLOWANCE FOR LOSS 69182 69182 -586761 135946 -722707 19308333 11107387 8200946 0 2725796 4114207 234832 476444 2394983 710662 959510 804803 7518134 935418 5779113 6582716 26770686 23714333 -315692 0 0 1678673 38549228 38081838 1123421 541754 4660344 4650922 8266228 8808140 14049993 14000816 X 19712991 25585800 4786244 -1504778 24499235 24081022 38549228 38081838 582890 -1001103 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 4657459 339850 4317609 1277444 338518 938926 1583231 257050 1326181 6582716 SUBTENANT RENTAL DEPOSITS 8964 DEFERRED COMPENSATION 767003 DEFERRED RENT AND LEASE INCENTIVE 8032173 8808140 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2017 AND 2016, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 408425 0 28102 0 0 0 18550 0 25204 0 480281 0 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 245681 0 20102 0 0 0 26326 0 11720 0 303829 0 0 0 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 216450 0 0 0 0 0 19892 0 26521 0 262863 0 0 0 BRIAN DERR DIRECTOR, MARKETING, BRAND, DIGITAL 180831 0 101 0 0 0 10438 0 11396 0 202766 0 0 0 STEPHANIE OSBORN DIRECTOR OF STRATEGIC PARTNERSHIPS 170057 0 101 0 0 0 10764 0 20289 0 201211 0 0 0 BROOKS RAINWATER DIRECTOR, CSAR 159853 0 165 0 0 0 10262 0 24518 0 194798 0 0 0 CLAIRE REISS DIRECTOR, RISC 151057 0 103 0 0 0 13106 0 3611 0 167877 0 0 0 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 148350 0 0 0 0 0 15285 0 24359 0 187994 0 0 0 PART I, LINE 1A AS A PART OF HIS EMPLOYEE CONTRACT, THE EXECUTIVE DIRECTOR RECEIVED A HOUSING ALLOWANCE AND IS ALSO A MEMBER OF CITY CLUB WHICH IS USED EXCLUSIVELY FOR BUSINESS LUNCHES AND TREATED AS A NON-TAXABLE BENEFIT. SPOUSAL TRAVEL PERMITTED FOR EXECUTIVE DIRECTOR AND CHAIR FOR TRAVEL TO CONFERENCE FOR BONA FIDE BUSINESS PURPOSES. FOR 2017, THERE WAS ONE INSTANCE OF SPOUSAL TRAVEL. WALTER KELLY CHIEF FINANCIAL OFFICER 134437 WALTER KELLY, CHIEF FINANCIAL OFFICER, RECEIVED $134,437 FROM WFK CONSULTING, AN UNRELATED MANAGEMENT COMPANY, FOR SERVICES RENDERED TO NLC. WALTER KELLY IS THE OWNER OF WFK CONSULTING. 0 FORM 990, PART VI, SECTION A, LINE 3 DURING 2016, WFK CONSULTING, AN UNRELATED MANAGEMENT COMPANY, PERFORMED CHIEF FINANCIAL OFFICER SERVICES FOR NLC. FORM 990, PART VI, SECTION A, LINE 6 CITIES ARE THE MEMBERS OF NLC AND LOCALLY ELECTED OFFICIALS- MAYORS AND COUNCIL MEMBERS AND THEIR STAFF ARE THE DIRECT BENEFICIARIES OF THE SERVICES PROVIDED. FORM 990, PART VI, SECTION A, LINE 7A THERE SHALL BE A BOARD OF DIRECTORS CONSISTING OF 40 MEMBERS AND THE NATIONAL LEAGUE PRESIDENT, FIRST VICE PRESIDENT, AND SECOND VICE PRESIDENT, PLUS ALL NATIONAL LEAGUE PAST PRESIDENTS IN ELECTIVE OFFICE IN A CITY, WHICH SHALL CONDUCT THE AFFAIRS OF THE NATIONAL LEAGUE WHEN REPRESENTATIVES OF THE MEMBERSHIP ARE NOT ASSEMBLED, INCLUDING, BY A MAJORITY VOTE OF BOARD OF DIRECTORS' MEMBERS, DETERMINATION OR MODIFICATION OF NATIONAL MUNICIPAL POLICIES ON NATIONAL LEGISLATION AFFECTING CITIES. THE BOARD OF DIRECTORS MAY REFER TO THE MEMBERSHIP BY LETTER BALLOT ANY MATTER WHICH IS NOT OTHERWISE PROVIDED FOR IN THESE BYLAWS, THE VOTING THEREON TO BE AS PROVIDED IN SECTION 5 OF ARTICLE IV. TWENTY MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED EACH YEAR TO SERVE FOR A TERM OF TWO YEARS OF UNTIL THEIR SUCCESSORS ARE ELECTED AND QUALIFIED. THE TERM OF OFFICE OF ALL NEWLY-ELECTED BOARD MEMBERS SHALL COMMENCE IMMEDIATELY ON ADJOURNMENT OF THE ANNUAL BUSINESS MEETING. THE PRESIDENT AND FIRST VICE PRESIDENT SHALL BE CHAIRMAN AND VICE CHAIRMAN RESPECTIVELY OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY NLC'S INDEPENDENT ACCOUNTING FIRM. ONCE IT IS PREPARED, THE DRAFT FORM 990 IS REVIEWED BY NLC'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS THEN PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION, IF NEEDED, BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12 THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLC. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, A SEARCH COMMITTEE IS ASSEMBLED, AND SALARY IS DETERMINED BY BENCHMARKING SURVEY, COMPENSATION REPORTS AND INPUT FROM THE HR DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 NLC MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY, AND FINANCIAL STATMENTS AVAILABLE UPON REQUEST. NATIONAL LEAGUE OF CITIES INSTITUTE INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 526055762 RESEARCH AND ANALYSIS OF LOCAL GOVERNMENTS DE 501(C)(3) LINE 11A, I NATIONAL LEAGUE OF CITIES 1 NATIONAL LEAGUE OF CITIES SERVICES INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 14548966 1005447 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NATIONAL LEAGUE OF CITIES SERVICES INC N 18526644 COST