2018-05-11T11:39:40-05:00 2017-06-30 271728945 PKF O'Connor Davies LLP 665 Fifth Avenue New York NY 10022 990 2016-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 JESS DANNHAUSER President & CEO 2125296445 2018-05-11 1 GARRETT M HIGGINS P00543209 2122862600 2018-05-11 2016 2022-09-23 18:48:47Z JESS DANNHAUSER ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 54368694 0 X www.graham-windham.org X 1806 NY see Schedule O, Page 40In full partnership with families and communities, Graham Windham strives to make a life-altering difference with children, youth and families who are overcoming some of life's most difficult challenges and obstacles, by helping to build a strong foundation for life: a safe, loving, permanent family and the opportunity and preparation to thrive in school and in the world. 30 30 804 160 0 0 53895255 51941094 83000 90374 636685 938856 -87663 -152544 54527277 52817780 0 0 0 0 35425665 34480403 0 0 576046 19135304 17971758 54560969 52452161 -33692 365619 36274575 36048307 19120646 18170510 17153929 17877797 X IN FULL PARTNERSHIP WITH FAMILIES AND COMMUNITIES, GRAHAM WINDHAM STRIVES TO MAKE A LIFE-ALTERING DIFFERENCE WITH CHILDREN, YOUTH AND FAMILIES WHO ARE OVERCOMING SOME OF LIFE'S MOST DIFFICULT CHALLENGES AND OBSTACLES, BY HELPING TO BUILD A STRONG FOUNDATION FOR LIFE: A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN THE WORLD. 0 0 15957244 Our foster care program provided case planning to 771 children to ensure their safety and well-being; to support parents and help them develop parenting skills; and, when parents could not provide for their children's safety, sought an alternative strong, permanent family. We provided: Family Foster Care, Treatment Family Foster Care, Treatment Foster Care-Oregon, Adoption, Foster Parent Support, Educational Advocacy, Youth Development, Mental Health, Health Care, and Aftercare Services. We work closely with the birth parents of children in our care to strengthen their capacity, and overcome barriers that would otherwise prevent reunification. Our case planners use evidence-supported models Solution-Based Casework and Motivational Interviewing, engage families in the infant home visiting program Attachment and Bio-Behavioral Catch-Up (ABC), and identify mental health concerns and partner with our mental health clinic with the Partnering for Success Cognitive Behavior Therapy Plus model. As a result of these interventions, the program was able to successfully reunite 139 children with their families, and completed 42 adoptions and 40 legal guardianship placements during the reporting period. We have been recognized as one of the top-ranked foster care programs in New York City for helping children leave foster care to permanent homes. 11834257 90374 We operate the Graham School residential education and treatment center which provides an intensive 24/7 therapeutic treatment and academic experience. During the year, the Graham School served 184 older children and youth who were referred by social service districts, family courts, probation departments and public school districts. We ensure the safety and stability of the youth placed with the Graham School as we work with residents and their families to achieve permanency and educational outcomes that will be life changing. Specialized service interventions and supports include therapeutic residential care, an intensive on-site school designed to help under-credited youth make up lost academic ground, a host of vocational, employment, college prep, recreational and athletic programs, as well as a unique peer leadership program, the Bengals. Case planners use the evidence-supported Solution-Based Casework model and the Campus team uses the evidence-based Collaborative Problem Solving treatment approach. During the reporting period, the Graham School successfully discharged 55 youth to their families or to another permanent connection. 9652656 Graham Windham's Medicaid services include an array of Medicaid funded care coordination, Health Home, medical, mental health and dental services to support children and youth who need residential or family based foster care. We also deliver Medicaid funded Bridges to Health Waiver services for children residing in community based, family settings who need extra support services to ensure they can avoid hospitalization or other more restrictive residential placements. 8880647 Through our Family Success Initiative, family coaches help parents develop their parenting skill sets and connect with a supportive community. Family coaches meet one-on-one to provide individualized support to parents in intensely stressful situations, including struggles with homelessness, domestic violence, mental health challenges, substance abuse, and poverty. Parents are working towards reunifying with children who are in foster care or developing new strategies to keep their families safe and intact. Family coaches also lead Network Support Groups, Visit Coaching, Parenting Journey groups, and Baby and Me Developmental playgroups where parents develop skills and provide and receive peer support. Community-based supports include preventive services for families at risk of having one or more of their children placed into 24 hour care. Using the evidence-supported Solution-Based Casework and Motivational Interviewing models, 444 families received in-home preventive case planning to help them safely care for their children and keep their families together and stable. 99% of the families that graduated from our Preventive program remained together. Our Graham SLAM coaching program helps older youth and young adults 16 to 24 years old, many of whom are or have been in foster care, finish high school, achieve post-secondary success and vocational training, and enter a pathway to career success. In FY17, 340 young people participated in the Graham SLAM program. This program has demonstrated strong results with 67% (31 of 46) of the 17 21 year olds in Graham SLAM in foster care having graduated high school, compared with 18% of 17-21 year olds in foster care in New York City. Our public school and public housing-based afterschool programs and summer camps support and engage children, youth and their families through a combination of recreational programming, the arts, athletics, tutoring, and homework help. In partnership with PS/MS 123 in Harlem, our Community School provides Success Mentors to engage families and improve school attendance; and we have partnered to support an extended learning day and provide school-based mental health therapy. This partnership with a previously low-performing school has resulted in an increase in student attendance and family participation and a drop in chronic absenteeism, which has led to improved school attendance. 8880647 46324804 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 112 0 804 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X Basil Webster CO GRAHAM WINDHAM 2125296445 One Pierrepont Plaza Suite 901 Brooklyn NY 11201 geORGIA WALL bOARD CHAIR 10.00 X X 0 0 0 kENNETH R BRYANT trEASURER 4.00 X X 0 0 0 BARBARA MARCUS SECRETARY 4.00 X X 0 0 0 HEATHER MCVEIGH ASSISTANT SECRETARY 4.00 X X 0 0 0 HENRY J CARNAGE assistant treasurer 4.00 X X 0 0 0 JOHN CECIL SENIOR VICE CHAIR 4.00 X X 0 0 0 JENNIFER MACKESY vICE CHAIR 3.00 X X 0 0 0 MARK RUFEH VICE CHAIR 4.00 X X 0 0 0 richard rothman viCE CHAIR 4.00 X X 0 0 0 SALLY E DURDAN VICE CHAIR 3.00 X X 0 0 0 Evan Grayer VICE CHAIR 3.00 X X 0 0 0 Joan HAFFENREFFER VICE CHAIR 3.00 X X 0 0 0 ANDRE KOESTER MEMBER 2.00 X 0 0 0 CARMEN PAOLERCIO MEMBER 2.00 X 0 0 0 Danitra Spencer MEMBER THRU 5/24/17 2.00 X 0 0 0 Dolly MIRCHANDANI MEMBER AS OF 9/8/16 2.00 X 0 0 0 DON WEISBERG MEMBER 2.00 X 0 0 0 EYAL SHEMESH MD MEMBER 2.00 X 0 0 0 GAIL COHEN MEMBER 2.00 X 0 0 0 Garrard BEENEY MEMBER AS OF 6/28/17 2.00 X 0 0 0 j david cruikshank memBER THRU 9/8/16 2.00 X 0 0 0 JENNIFER RUSSO MEMBER 2.00 X 0 0 0 John Sargent MEMBER 2.00 X 0 0 0 Kate SWANN MEMBER AS OF 11/30/16 2.00 X 0 0 0 MAX VON ZUBEN MEMBER AS OF 9/8/16 2.00 X 0 0 0 Melinda Presser memBER 2.00 X 0 0 0 MELISSA McKeithen MEMBER 2.00 X 0 0 0 Michael Golden MEMBER 2.00 X 0 0 0 onur erzan memBER 2.00 X 0 0 0 PAMELA C MINETTI MEMBER 2.00 X 0 0 0 SALIM RAMJI memBER 4.00 X 0 0 0 THOMAS HAINES PHD MEMBER 2.00 X 0 0 0 JESS DANNHAUSER PRESIDENT/CEO 35.00 X 308566 0 40664 basIL WEBSTER CFO 35.00 X 168803 0 27811 KIMBERLY HARDY WATSON Chief Operating Officer 35.00 X 200263 0 29703 SANDRA APRIL Chief Advancement Officer 35.00 X 178583 0 18028 SHARMEELA MEDIRATTA VICE PRESIDENT 35.00 X 192527 0 33214 Kristen Ragusa VICE PRESIDENT 35.00 X 154609 0 18313 BONNIE KORNBERG Chief Performance Officer 35.00 X 131156 0 28961 Lavern Harry Vice President 35.00 X 135890 0 23900 ROBERT OSWALD Chief Technology Officer 35.00 X 134822 0 18989 Jude Alexandre Associate Vice President 35.00 X 135059 0 11473 JEANNE MARTINE Nurse Practitioner 33.00 X 141536 0 8800 FRANCIS X SPAIN FORMER SENIOR VP THRU 6/30/16 35.00 X 186849 0 14002 2068663 0 273858 24 1 1 0 Four Seasons Multi-Services Inc 3525 decatur avenue bronx NY 10467 Maintenance and Cleaning 388526 The New York Foundling Hospital 590 Avenue of the americas New york NY 10011 Medical 383976 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 260095 Winfield Security Corporation 57 w 38th street new york NY 10018 Security 253780 Matrix Quality Care Inc 4 british american blvd latham NY 12110 medical 241385 10 1286665 47471857 3182572 322091 51941094 revenue from ufsd no. 10 900099 90374 90374 90374 344075 344075 1845358 1250577 594781 594781 594781 105000 1286665 300337 -195337 -195337 Insurance refund 900099 24588 24588 food service revenue 900099 12159 12159 Staff food reimbursement 900099 2484 2484 3562 3562 42793 52817780 90374 0 786312 1299779 1146456 138462 14861 100318 87386 11709 1223 24906652 21683383 2918675 304594 1391276 1227227 148146 15903 4142737 3654061 441310 47366 2639641 2301450 301441 36750 236004 144679 81097 10228 104701 64185 35978 4538 19077 19077 1987204 1853191 128389 5624 1129770 877686 235946 16138 536963 429292 104912 2759 2055850 1465314 544229 46307 406264 400632 5385 247 187929 149043 38672 214 59710 25443 33113 1154 575772 444958 121297 9517 625222 556011 62609 6602 FOSTER Payments 5805630 5805630 REPAIR AND MAINTENANCE 1328475 1250288 72463 5724 Allowances/Recreation 934687 909390 25297 Clothing 539729 539729 1438771 1309370 108401 21000 52452161 46324804 5551311 576046 2694484 3049999 1156521 448886 999250 1446272 12360703 12448762 287228 473946 17935848 14075100 4109908 3860748 14448595 14180441 217886 139253 36274575 36048307 8849512 8504221 807381 654894 1357897 1183116 8105856 7828279 19120646 18170510 X 14193067 14818331 1820481 1811661 1140381 1247805 17153929 17877797 36274575 36048307 X 365619 358656 -407 X X 0 1 X 1 0 X 58010193 54678586 55040489 53895255 51941094 273565617 58010193 54678586 55040489 53895255 51941094 273565617 273565617 334828 305038 332868 327901 344075 1644710 45260 34974 33332 57826 42793 214185 275424512 580601 0.99330 0.99370 X Schedule A, Part II, Line 10, Explanation of Other Income: Miscellaneous Income - 2012 Amount: $ 45,260. 2013 Amount: $ 34,974. 2014 Amount: $ 4,700. 2015 Amount: $ 6,629. 2016 Amount: $ 1,604. FOOD SERVICE REVENUE - 2014 Amount: $ 28,632. 2015 Amount: $ 10,848. 2016 Amount: $ 12,159. Insurance Refund - 2015 Amount: $ 35,250. 2016 Amount: $ 24,588. Vending Machine - 2015 Amount: $ 2,434. 2016 Amount: $ 1,958. Staff Food reimbursement - 2015 Amount: $ 2,665. 2016 Amount: $ 2,484. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1147652 134217 22434 3336 1256099 1143539 27592 20255 3224 1147652 1125311 35923 14641 3054 1143539 978806 166699 20194 1125311 890353 109426 20973 978806 0.99340 0.00660 0 0 144900 144900 10821065 9485838 1335227 3781808 1657472 2124336 3088944 2931790 157154 99131 99131 3860748 DUE TO GOVERNMENTS 7594714 DUE TO GREENBURGH SCHOOL 233565 7828279 X 53156952 358656 358656 52798296 19077 407 19484 52817780 52433084 0 52433084 19077 19077 52452161 Part V, Line 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. Part X, Line 2: The Agency recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. Management has determined that the Agency had no uncertain tax positions that would require financial statement recognition or disclosure. The Agency is no longer subject to examinations by the applicable taxing jurisdictions for tax years prior to fiscal 2014. Part XI, Line 4b - Other Adjustments: Refunded Grant 407. LEADERSHIP Dinner 1390665 1285915 104750 14835 65550 109780 34916 75256 1390665 1285915 104750 14835 65550 109780 34916 75256 300337 -195587 X X X X 0 0 0 0 0 0 0 1 0 JESS DANNHAUSER PRESIDENT/CEO 218250 0 90000 0 316 0 21094 0 19570 0 349230 0 0 0 basIL WEBSTER CFO 145697 0 22132 0 974 0 11480 0 16331 0 196614 0 0 0 KIMBERLY HARDY WATSON Chief Operating Officer 149737 0 50000 0 526 0 13619 0 16084 0 229966 0 0 0 SANDRA APRIL Chief Advancement Officer 128197 0 50000 0 386 0 12097 0 5931 0 196611 0 0 0 SHARMEELA MEDIRATTA VICE PRESIDENT 142225 0 50000 0 302 0 13316 0 19898 0 225741 0 0 0 Kristen Ragusa VICE PRESIDENT 135443 0 18861 0 305 0 10541 0 7772 0 172922 0 0 0 BONNIE KORNBERG Chief Performance Officer 119571 0 11337 0 248 0 9203 0 19758 0 160117 0 0 0 Lavern Harry Vice President 124932 0 10665 0 293 0 9716 0 14184 0 159790 0 0 0 ROBERT OSWALD Chief Technology Officer 123297 0 11105 0 420 0 9317 0 9672 0 153811 0 0 0 JEANNE MARTINE Nurse Practitioner 129111 0 9681 0 2744 0 7980 0 820 0 150336 0 0 0 FRANCIS X SPAIN FORMER SENIOR VP THRU 6/30/16 108026 0 60000 0 18823 0 12505 0 1497 0 200851 0 0 0 Part I, Line 7 Every year, the organization has a performance based incentive award based on annual evaluations. For staff, except officers and key employees, the merit is tied to the evaluation score and only a score of practicing, proficient, and excelling receives any award. There are clear guidelines on who qualifies etc. For Officers and Key Employees, the awards are determined by the Board of Directors Compensation Committee based on 360 evaluations from direct reports, peers and superiors. X 6 322091 avg. selling price 0 0 1 0 Part I, Column (b): column (b) reports the number of contributors Form 990, Part VI, Section B, line 11b DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION ARE SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, A COPY OF THE FORM 990 IS SENT TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. Form 990, Part VI, Section B, line 12c Graham Windham's conflict of interest policy is applicable to the directors, officers and staff of the corporation. Full disclosure of any conflict by a director is required to be provided to the Board of Directors. A conflict of interest statement is signed annually. Any director with a conflict of interest cannot vote on the matter and could be asked to leave the meeting which considers the matter, at the discretion of the chair of the Board of Directors. The minutes of the meeting reflect the details of the conflict of interest and the various actions taken. Employees must adhere to the Graham Windham employee handbook conflict of interest guidelines. Form 990, Part VI, Section B, line 15 Every year, including fiscal year 2016, the compensation for the CEO, COO, CFO and Vice President is determined by the Board of Directors' compensation committee. Staff evaluations, market value and comparability to other industry competitors are key factors in determining compensation in order to retain the best staff. After compensation is determined, a memo is sent to human resources and fiscal for processing and documentation purposes. The last time this process took place was in 2017. Form 990, Part VI, Section C, line 19 Graham Windham's conflict of interest policy and financial statements are available to the public upon request. Form 990, Part XI, line 9: Refunded Grant -407. Form 990, Part XII, Line 2C: The organization has a committee that assumes responsibility for the oversight of the audit. oversight processes from the prior year have not changed.