2018-05-11T19:52:27-05:00 2017-12-31 952483169 JESS S MORGAN & COMPANY INC 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 990PF 2017-01-01 954279684 THE JESS AND PALMA MORGAN FOUNDATION JESS 3236342400 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 SUSAN J OLLWEILER SECRETARY 3236342400 2018-05-11 1 TIMOTHY D BODNER P00396713 3236342400 2017 2022-09-23 18:48:47Z X 494682 X 49047 8772 8772 7477 95304 7477 65296 16249 0 0 0 12 12 0 118 0 0 130 12 0 0 0 130 12 0 65166 16237 2197 1945 1945 33802 12408 12408 255558 341422 480329 291557 355775 494682 0 0 X 0 0 0 0 291557 355775 291557 355775 291557 355775 291557 65166 0 356723 948 355775 453.467 SHS DOUBLELINE TOT RETURN BOND P 2014-04-10 2017-03-09 4758 5000 -242 -242 50 SHS BARCLAYS 1-3 YR CRD FOND P 2014-03-10 2017-12-21 5220 5284 -64 -64 44 SHS GILEAD SCIENCES INC. P 2010-05-28 2017-05-17 2848 933 1915 1915 10 SHS ISHARES SOXX SEMICDCTRS P 2016-02-12 2017-04-10 1338 776 562 562 15 SHS ISHARES TR RUSSELL 3000 P 2015-12-17 2017-08-10 2165 1826 339 339 128 SHS ISHARES MSCI JAPAN P 2016-02-22 2017-08-10 6943 5638 1305 1305 5 SHS ISHARES NASDAQ BIOTECH P 2015-08-13 2017-04-10 1444 1859 -415 -415 5 SHS ISHARES NASDAQ BIOTECH P 2015-12-17 2017-05-19 1456 1682 -226 -226 10 SHS ISHARES NASDAQ BIOTECH P 2016-04-06 2017-05-19 2913 2856 57 57 15 SHS KRAFT HEINZ CO P 2016-01-20 2017-04-10 1357 1023 334 334 50 SHS KRAFT HEINZ CO P 2016-01-20 2017-07-19 4280 3412 868 868 70 SHS MACY'S INC. P 2016-02-24 2017-01-18 2045 2989 -944 -944 50 SHS MACY'S INC. P 2016-05-11 2017-01-18 1461 1597 -136 -136 15 SHS MARKET VECTORS OIL SVS ETF P 2016-02-12 2017-04-10 464 339 125 125 135 MARKET VECTROS OIL SVS ETF P 2016-02-12 2017-12-18 3286 3047 239 239 15 SHS POWERSHARES QQQ SER 1 P 2015-12-17 2017-04-10 1977 1695 282 282 15 SHS POWERSHARES QQQ SER 1 P 2015-12-17 2017-08-10 2124 1695 429 429 15 SHS MKS INSTRUMENTS, INC. P 2016-10-18 2017-11-27 1556 740 816 816 87 SHS MYLAN INC P 2016-12-08 2017-08-04 2907 3142 -235 -235 100 SHS PACWEST BANCORP P 2016-01-20 2017-04-17 4789 3396 1393 1393 40 SHS ISHARES BARCLAYS INTERM CRD BON P 2013-03-07 2017-03-09 4317 4435 -118 -118 150 SHS ISHARES BARCLAYS INTERM CRD BON P 2016-04-06 2017-03-09 16187 16466 -279 -279 50 SHS ISHARES BARCLAYS INTERM CRD BON P 2014-03-10 2017-03-09 5396 5445 -49 -49 20 SHS AMEX TECH SELECT INDEX P 2015-12-17 2017-04-10 1056 872 184 184 5 SHS AMEX TECH SELECT INDEX P 2014-03-10 2017-04-10 264 182 82 82 20 SHS SPDR SRS TR S&P INS ETF P 2015-12-17 2017-04-10 1709 1387 322 322 130 SHS TWILIO INC P 2017-04-26 2017-08-22 3739 4188 -449 -449 5 SHS UNITED HEALTHCARE P 2016-01-20 2017-04-10 823 562 261 261 10 SHS VANGUARD CONSUMER DISCRETIONARY ETF P 2015-07-13 2017-04-10 1375 1276 99 99 85 SHS BITAUTO HOLDINGS LTD P 2017-08-24 2017-11-27 2921 3245 -324 -324 30 SHS DIREXION SMALL CAP 3X BULL P 2016-06-28 2017-08-10 1541 840 701 701 CAPITAL GAINS DIVIDENDS P 645 645 645 7477 0 1000 300261 0.003330 2500 222388 0.011242 70000 144356 0.484912 106211 78164 1.358822 142000 59888 2.371093 4.229399 0.845880 351122 297007 162 297169 0 325 0 325 0 325 0 0 0 0 0 325 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A JESS S MORGAN COMPANY INC 3236342400 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 900363697 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PALMA S MORGAN 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 PRESIDENT & DIRECTOR 0.00 0 0 0 GARY LEVENSTEIN 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 CFO & DIRECTOR 0.00 0 0 0 SUSAN J OLLWEILER 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 SECRETARY & DIRECTOR 0.00 0 0 0 GENE TORNCELLO 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 VICE PRESIDENT & DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 331652 24817 0 356469 0 0 356469 5347 351122 17556 17556 325 325 17231 0 17231 0 17231 0 0 0 0 0 17231 0 0 139006 102981 62893 304880 0 0 0 0 0 0 17231 17231 287649 0 0 0 0 0 0 121775 165874 102981 62893 PALMA S MORGAN PAMLA S MORGAN 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 3236342400 APPLICATIONS SHOULD BE IN WRITING AND MUST INCLUDE A DESCRIPTION OF CHARITABLE PURPOSE NONE NONE 0 STANDFORD GRADUATE SCHOOL OF BUSINESS 326 GALVEZ STREET PALO ALTO CA 943056105 NONE PUBLIC CHARITY GENERAL 50000 USC - MARSHALL SCHOOL OF BUSINESS 3551 TROUSDALE PKWY LOS ANGELES CA 900898201 NONE PUBLIC CHARITY GENERAL 20000 70000 14 8772 18 7477 0 16249 0 16249 0 0 0 0 0 0 0 0 0 0 X X 1 PALMA MORGAN 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 8416 X 2 PALMA MORGAN 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 11695 X 3 PALMA MORGAN 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 9270 X 4 PALMA MORGAN 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 1385 X 5 PALMA MORGAN 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 18281 X 1 150 SHS APPLE COMPUTER 8416 2017-12-21 2 418 SHS DIREXION SMALL CAP 3X BULL 11695 2017-12-21 3 262 SHS FIRST TRUST DJ INTERNET FD 9270 2017-12-21 4 38 SHS FIRST TRUST DJ INTERNET FD 1385 2017-12-21 5 237 SHS ISHARES TR RUSSELL 3000 18281 2017-12-21 CORPORATE STOCK 341422 480329 RETURN ON CAPITAL ADJUSTMENTS 823 PAYMENT OF FEDERAL TAXES 125 OFFICE SUPPLIES & MISCELLANEOUS 118 0 0 FRANCHISE TAX BOARD 10 10 0 FOREIGN 2 2 0