2018-05-08T12:16:12-05:00 2017-06-30 GRANT THORNTON LLP 101 CALIFORNIA STREET SUITE 2700 SAN FRANCISCO CA 94111 990 2016-07-01 941156525 Dominican University of California % TAMMI JACKSON DOMI 4154574440 50 Acacia Avenue San Rafael CA 94901 TAMMI JACKSON VP Finance & Admin 4154583726 2018-05-01 true QI WEN LIANG P01270238 4159863900 2018-04-30 2016 2022-09-23 18:48:47Z Mary B Marcy 50 Acacia Avenue San Rafael CA 94901 85673865 false X https://home.dominican.edu/ X 1890 CA DOMINICAN UNIVERSITY OF CALIFORNIA EDUCATES AND PREPARES STUDENTS TO BE ETHICAL LEADERS AND SOCIALLY RESPONSIBLE GLOBAL CITIZENS. 20 19 1208 20 114109 -21295 4652932 5252672 72619608 75369855 883003 1383168 142 -5189 78155685 82000506 22178858 23827274 0 0 37088313 37119858 0 0 2052041 19941783 20861087 79208954 81808219 -1053269 192287 141944993 141185785 37800541 34439160 104144452 106746625 X DOMINICAN UNIVERSITY OF CALIFORNIA EDUCATES AND PREPARES STUDENTS TO BE ETHICAL LEADERS AND SOCIALLY RESPONSIBLE GLOBAL CITIZENS WHO INCORPORATE THE VALUES OF STUDY, REFLECTION, COMMUNITY, AND SERVICE INTO THEIR LIVES. GUIDED BY ITS CATHOLIC HERITAGE, THE UNIVERSITY IS COMMITTED TO DIVERSITY, SUSTAINABILITY, AND THE INTEGRATION OF THE LIBERAL ARTS, THE SCIENCES, AND PROFESSIONAL PROGRAMS. false false 66076231 23827274 75369855 THE UNIVERSITY PROVIDES ADVANCED EDUCATIONAL SERVICES TO APPROXIMATELY 2,000 UNDERGRADUATE AND GRADUATE STUDENTS. THE UNIVERSITY AWARDS MERIT AND NEED BASED SCHOLARSHIPS TO STUDENTS. DOMINICAN IS RANKED 245 OUT OF 1,061 INSTITUTIONS ACROSS THE UNITED STATES IN THE WALL STREET JOURNAL/TIMES HIGHER EDUCATION COLLEGE RANKINGS IN 2017. FOR SIX YEARS IN A ROW, U.S. NEWS & WORLD REPORT HAS RANKED DOMINICAN AS ONE OF THE TOP UNIVERSITIES IN THE WEST. ENSURING CONSISTENT INTEGRITY AND QUALITY OF THE DEGREE IS FUNDAMENTAL TO DOMINICANS COMMITMENT TO PROVIDING ALL STUDENTS WITH THE DOMINICAN EXPERIENCE THE UNIVERSITYS DISTINCTIVE AND INNOVATIVE PROGRAM. 66076231 true true false false false false false false false true true false false false true true true false true false true false false false true false false false true true true false false false false false true false false false false true false false false false true true false false false true 2069 0 true 1208 true true true false false false false true true false false false false X 20 19 false false false false false false false true true false false true true true true true true true true false CA X TAMMI JACKSON 4154583726 50 ACACIA AVENUE San Rafael CA 94901 John F Boneparth Chair 1.0 0.0 X X 0 0 0 Susan Gilardi Vice Chair 1.0 0.0 X X 0 0 0 Sister Maureen McInereney OP Secretary 1.0 0.0 X X 0 0 0 Richard A Stone Treasurer 1.0 0.0 X X 0 0 0 Mel Atkins Trustee 1.0 0.0 X 0 0 0 Douglas Carlston Trustee 1.0 0.0 X 0 0 0 Jacky Chen Trustee 1.0 0.0 X 0 0 0 William Dagley Trustee 1.0 0.0 X 0 0 0 Sister Margaret Diener OP Trustee 1.0 0.0 X 0 0 0 Charlie Francis Trustee 1.0 0.0 X 0 0 0 Alan Guskin Trustee 1.0 0.0 X 0 0 0 Donna Hale Trustee 1.0 0.0 X 0 0 0 Sister Raya Hanlon OP Trustee 1.0 0.0 X 0 0 0 Carolyn Klebanoff Trustee 1.0 0.0 X 0 0 0 Renee Knee Trustee 1.0 0.0 X 0 0 0 Kathryn McGovern Trustee 1.0 0.0 X 0 0 0 Rodney R Peck Trustee 1.0 0.0 X 0 0 0 Barbara Laflin Treat Trustee 1.0 0.0 X 0 0 0 Denise Wang-Kline Trustee 1.0 0.0 X 0 0 0 Mary B Marcy President 40.0 0.0 X X 383684 0 132404 Tammi Jackson VP Finance & Administration 40.0 0.0 X 215819 0 20261 Nicola Pitchford VP Academic Affairs 40.0 0.0 X 258961 0 32687 Sriram Beldona Academic Dean - Business 40.0 0.0 X 272185 0 35451 Ching-Hua Wang Academic Dean - Sciences 40.0 0.0 X 209918 0 16813 Hanna Rodriguez-Farrar VP Public Affairs 40.0 0.0 X 189947 0 26577 Laura Stivers Dean - Liberal Arts & Ed. 40.0 0.0 X 169696 0 28411 Ashley Finley Assoc. VP Academic Affairs 40.0 0.0 X 180733 0 15299 1880943 0 307903 59 false true false MBM Services 1090 Factory Street RICHMOND CA 94801 Custodial 729329 Barbier Security Group 369-B 3rd Street 440 SAN RAFAEL CA 94901 Security 410883 Hirschfeld Kraemer LLP 505 Montgomery St 13th Floor SAN FRANCISCO CA 94111 Attorney 193847 Ruffalo Noel Levitz PO Box 718 DES MOINES IA 50303 Recruiting 200357 Grant Thornton LLP 1901 S Meyers Rd Suite 455 OAKBROOK TERRACE IL 60181 Auditor 193069 11 9888 1083626 4159158 133038 5252672 TUITION AND FEES 900099 65462364 65462364 AUXILIARY SERVICES 611710 7096921 7096921 FEES AND CHARGES 900099 116792 116792 REC CENTER 713940 117719 114109 3610 PARKING AND VENDING 900099 53731 53731 2522328 2522328 75369855 1120788 1120788 0 0 0 0 0 3907229 3644849 262380 262380 262380 14576 9888 27670 -13094 -13094 1525 840 685 685 0 0 0 ALUMNI REUNION 900099 7220 7220 7220 82000506 75205625 114109 1428100 0 23827274 23827274 0 0 998843 998843 0 28539717 23229583 4085996 1224138 1626552 1299806 258250 68496 3868404 3053759 653720 160925 2086342 1646980 352570 86792 0 193847 193847 254217 254217 0 0 131035 131035 2745309 1128634 1463390 153285 816175 601084 203953 11138 1410778 788469 537655 84654 754394 177035 577359 153576 153576 0 1511557 1305791 198306 7460 0 109192 100463 6016 2713 1468719 1159422 248198 61099 0 3928118 3100898 663811 163409 589775 23 589752 PLANT AND MAINTENANCE 2403391 399677 2003714 STUDENT MEAL PLANS 1692127 1692127 MEALS AND ENTERTAINMENT 745744 587300 137149 21295 DUES AND SUBSCRIPTIONS 663949 569278 88034 6637 1289184 1255052 34132 81808219 66076231 13679947 2052041 0 0 4600347 8891714 15389560 13721123 2265044 1182461 68483 34442 0 0 0 41220 0 0 1089338 1090693 131821444 49143663 85144937 82677781 28307357 31909128 0 0 1038616 972786 0 0 4041311 664437 141944993 141185785 4095503 4188581 0 0 1490562 1304890 26250352 28084040 0 0 0 0 4956491 0 0 0 1007633 861649 37800541 34439160 X 60258245 58896130 16006010 19278717 27880197 28571778 104144452 106746625 141944993 141185785 X 192287 2409886 X false true X true true true X 6352608 16328309 9678188 4652932 5252672 42264709 0 0 6352608 16328309 9678188 4652932 5252672 42264709 13429117 28835592 679214 774368 715525 801328 1120788 4091223 0 0 54454 81989 91946 77052 305441 46661373 370467476 0.61798 0.00000 X SCHEDULE A, PART II SCHEDULE A, PART II IS BEING COMPLETED FOR PURPOSES OF SCHEDULE B SPECIAL RULE TEST. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 33382166 691581 3645522 741975 868076 36109218 35232559 489622 -421850 713154 1205011 33382166 34786972 1713057 315598 718296 864772 35232559 27259987 4280793 4673533 627303 800038 34786972 24650130 1605729 2803867 580979 1218760 27259987 0.03250 0.79130 0.17620 false false 4405137 4405137 100382905 28788221 71594684 22753361 20212942 2540419 4280041 142500 4137541 82677781 0 ASSET RETIREMENT OBLIGATION 308562 CAPITAL LEASE 52132 FEDERAL GRANTS REFUNDABLE 500955 861649 X 59948813 2409886 -24330544 -21920658 81869471 131035 131035 82000506 57346640 57346640 131035 24330544 24461579 81808219 INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 4: INTENDED USE OF THE DOMINICAN UNIVERSITY ENDOWMENT FUNDS IS TO SUPPORT ACTIVITIES OF DOMINICAN UNIVERSITY AS DESIGNATED BY SUCH DONORS. FIN 48 (ASC 740) FOOTNOTE SCHEDULE D, PART X, LINE 2: DOMINICAN FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. DOMINICAN IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(C)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLES THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. DOMINICAN HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS AN ORGANIZATION THAT IS EXEMPT FROM INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAX CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINES INCOME. DOMINICAN HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT WAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. DOMINICAN HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH RETURN SCHEDULE D, PART XI, LINE 2D: SCHOLARSHIPS & FINANCIAL AID $(23,827,274) EXTINGUISHMENT OF DEBT (503,270) ------------- TOTAL $(24,330,544) ============= RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH RETURN SCHEDULE D, PART XII, LINE 4B: SCHOLARSHIPS & FINANCIAL AID $(23,827,274) EXTINGUISHMENT OF DEBT (503,270) ------------- TOTAL $(24,330,544) ============= true true true true true true true false false false false false false false false true false true PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, PART I, LINE 3: THE UNIVERSITY HAS PUBLICIZED ITS RACIALLY NONDISCRIMINATORY POLICY IN ITS CATALOG AND ON ITS WEBSITE. FINANCIAL AID RECEIVED FROM GOVERNMENT AGENCY SCHEDULE E, PART I, LINE 6A: THE UNIVERSITY RECEIVED FINANCIAL AID FROM THE US DEPARTMENT OF EDUCATION, THE NATIONAL INSTITUTES OF HEALTH, THE USDA ANIMAL & PLANT HEALTH INSPECTION SERVICES, THE USA MEDICAL RESEARCH FOUNDATION, THE ENVIRONMENTAL PROTECTION AGENCY, AND THE US SMALL BUSINESS ADMINISTRATION. East Asia and the Pacific 0 0 Program Services Educational Meetings 22228 Europe (Including Iceland and Greenland) 0 0 Program Services Educational Meetings 390374 North America 0 0 Program Services Educational Meetings 12584 Sub-Saharan Africa 0 0 Program Services Educational Meetings 24930 0 0 0 0 450116 450116 false false false false false false CA DU Golf Classic 19651 7138 12513 25621 1004 Dominican Bocce 4813 2750 2063 792 253 0 24464 9888 14576 25621 792 1257 27670 -13094 true Students at University 1477 23827274 PROCESS FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE I, PART I, LINE 2: THE UNIVERSITY MANAGES AN EXTENSIVE FINANCIAL ASSISTANCE PROGRAM TO ENSURE THAT A HIGHLY QUALIFIED AND DIVERSE POPULATION IS ABLE TO MATRICULATE AND CONTINUE TO GRADUATION. THE ASSISTANCE PROGRAMS TAKE THREE MAJOR FORMS: MERIT SCHOLARSHIPS, NEED-BASED FINANCIAL AID, AND FINANCING ALTERNATIVES. THE STUDENT FIRST APPLIES FOR ASSISTANCE, AND THEN BASED ON THE GRANT CRITERIA (FINANCIAL AND ENROLLMENT), THE FINANCIAL AID DEPARTMENT AWARDS THE GRANT MONIES. THE FINANCIAL AID DEPARTMENT MONITORS THE TOTAL AMOUNTS GIVEN BY GRANT. X true true X X X X X false true false false false false false false false Mary B Marcy President 382519 0 0 0 1165 0 41200 0 91204 0 516088 0 0 0 Nicola Pitchford VP Academic Affairs 258961 0 0 0 0 0 21009 0 11934 0 291904 0 0 0 Tammi Jackson VP Finance & Administration 205819 0 0 0 10000 0 15039 0 5439 0 236297 0 0 0 Sriram Beldona Academic Dean - Business 233696 0 0 0 38489 0 20352 0 15368 0 307905 0 0 0 Ching-Hua Wang Academic Dean - Sciences 209918 0 0 0 0 0 16813 0 269 0 227000 0 0 0 Hanna Rodriguez-Farrar VP Public Affairs 189947 0 0 0 0 0 15814 0 11015 0 216776 0 0 0 Laura Stivers Dean - Liberal Arts & Ed. 169696 0 0 0 0 0 13535 0 15073 0 198304 0 0 0 Ashley Finley Assoc. VP Academic Affairs 180733 0 0 0 0 0 6040 0 9509 0 196282 0 0 0 SCHEDULE J, PART I, LINE 1A: RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDED MARY B. MARCY WITH HOUSING AS A CONDITION OF HER EMPLOYMENT. THE HOUSING IS ON CAMPUS AND FURNISHED FOR THE BENEFIT AND CONVENIENCE OF THE UNIVERSITY TO CONDUCT UNIVERSITY-RELATED BUSINESS. THE VALUE OF THE HOUSING IS EXCLUDABLE FROM THE PRESIDENT'S TAXABLE INCOME UNDER IRS CODE SECTION 119(D) AND WAS INCLUDED AS A NONTAXABLE BENEFIT REPORTED ON SCHEDULE J, PART II, COLUMN(D). THE UNIVERSITY ALSO PROVIDES TAMMI JACKSON WITH A HOUSING ALLOWANCE. THE VALUE OF THE ALLOWANCE IS TAXABLE AND REPORTED ON SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I, LINE 4B: THE ORGANIZATION CONTRIBUTED $20,000 TO A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN TO BENEFIT MARY B. MARCY DURING THE 2016 CALENDAR YEAR. THE AMOUNT WAS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). A CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY 352273601 2017-05-11 28273600 REFINANCE OF CEFA BONDS AND MORTGA false false false A 0 0 28273600 0 260421 0 304823 0 0 0 27708356 0 true false true true A false false false false 0.00000 0.00000 0.00000 false false false true A false true false false false false 0 false 0 false true A true Part I, Line E The Bond was issued to refund the Series 2006 bond issued on 1/25/2006 and the Series 2007 bond issued on 2/27/2007. TAMMI JACKSON VP FOR FINANCE & ADMINISTRATION HOME PURCHASE X 50000 34442 false true true 34442 X 6 133038 Market Quotation 0 false true false SCHEDULE M, PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN (B). FORM 990, PART V, LINE 1A THE NUMBER REPORTED INCLUDED FORMS 1098-T ISSUED. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B: GRANT THORNTON LLP AND DOMINICAN FINANCE STAFF WORK TOGETHER IN GATHERING THE REQUIRED TAX INFORMATION NECESSARY TO COMPLETE THE FORM 990. THE INITIAL DRAFT FORM 990 IS REVIEWED BY GRANT THORNTON AND DOMINICAN FINANCE STAFF; ITEMS ARE DISCUSSED AND REVIEWED. RECOMMENDED CHANGES ARE REFLECTED IN THE FORM AND A REVISED FORM 990 IS PREPARED. THE AUDIT COMMITTEE RECEIVES THE FINAL VERSION OF THE FORM 990 FOR REVIEW AND APPROVAL PRIOR TO THE RETURNS BEING FILED WITH THE INTERNAL REVENUE SERVICE. THE BOARD HAS DELEGATED MONITORING AND REVIEW OF FINANCIAL MATTERS TO THE AUDIT COMMITTEE. A COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FINANCE COMMITTEE, THE FULL BOARD, AND THE EXECUTIVE COMMITTEE BEFORE IT IS FILED. IN ADDITION, A COPY OF THE DOMINICAN AUDITED FINANCIAL STATEMENTS IS PROVIDED TO THE FULL BOARD OF TRUSTEES. MONITORING AND ENFORCEMENT OF CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C: DOMINICAN REQUIRES EACH TRUSTEE, PRINCIPAL OFFICER, AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS TO ANNUALLY SIGN A STATEMENT WHICH AFFIRMS EACH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, HAS AGREED TO COMPLY WITH THE POLICY, AND UNDERSTANDS THE UNIVERSITY IS A NON-PROFIT ORGANIZATION AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX EXEMPT PURPOSES. ADDITIONALLY, THE STATEMENT REQUIRES THE INDIVIDUALS TO PROVIDE INFORMATION WITH RESPECT TO RELATED PARTIES AND TO DISCLOSE WHETHER THERE ARE ANY CONFLICTS OF INTEREST. DOMINICAN ALSO REQUIRES PERIODIC REVIEW OF TRANSACTIONS AND RELATIONSHIPS TO ENSURE THAT THERE ARE NO CONFLICTS OF INTEREST. PROCESS FOR DETERMINING COMPENSATION OF ORGANIZATION'S PRESIDENT FORM 990, PART VI, SECTION B, LINE 15A: THE EXECUTIVE MEMBERS OF THE BOARD OF TRUSTEES REVIEW THE PRESIDENTS COMPENSATION, RELYING UPON APPROPRIATE DATA AS TO COMPARABILITY, AND MAKES A RECOMMENDATION TO THE BOARD OF TRUSTEES. IN ADDITION, COMPENSATION SURVEY AND STUDY, AND INDEPENDENT COMPENSATION CONSULTANT ARE USED IN THE DETERMINATION OF THE PRESIDENTS COMPENSATION. THE EXECUTIVE MEMBERS DOCUMENT ITS BASIS FOR BELIEVING THE PROPOSED COMPENSATION IS REASONABLE. THE BOARD OF TRUSTEES REVIEWS THE RECOMMENDATION AND SUPPORTING DATA AND FINALIZES THE COMPENSATION CONTRACT. FORM 990, PART VI, SECTION B, LINE 15B: IN DETERMINING COMPENSATION FOR OFFICERS AND KEY EMPLOYEES, THE UNIVERSITY UTILIZES THE USE OF MARKET AND COMPENSATION ANALYSIS, AS WELL AS EXTERNAL CONSULTANT. A FULL REVIEW OF SALARY WAS PERFORMED IN 2016 BASED ON THESE PARAMETERS. THE REVIEW PROCESS IS DOCUMENTED CONTEMPORANEOUSLY IN THE MINUTES OF THE COMPENSATION COMMITTEE. DOCUMENTS MADE AVAILABLE TO THE PUBLIC FORM 990, PART VI, SECTION C, LINE 19: DOMINICAN MAKES ITS FORMS 990, 990-T AND 1023, ARTICLES OF INCORPORATION, CONFLICT OF INTEREST POLICY, WHISTLE-BLOWER POLICY, AUDITED FINANCIAL STATEMENTS FOR THE PAST THREE YEARS, AND PUBLIC DISCLOSURE OF DOCUMENTS POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. Charitable Remainder Unitrust (1) CHARITABLE TRUST CA DOMINICAN Trust true false false false false false false false false false false false false false false false false false false false