2018-05-07T12:26:48-05:00 2017-06-30 953322166 KSJG LLP 100 SPECTRUM CENTER DRIVE STE 1000 IRVINE CA 92618 990 2016-07-01 953635496 PACIFIC SYMPHONY PACI 7147555788 17620 FITCH NO 100 IRVINE CA 92614 SEAN SUTTON EXECUTIVE VP AND COO 7147555788 2018-05-02 1 MARGOT ANDREWS P00177103 9492612808 2018-05-02 2016 2022-09-23 18:48:47Z SEAN SUTTON 17620 FITCH NO 100 IRVINE CA 92614 24134246 0 X WWW.PACIFICSYMPHONY.ORG X 1980 CA TO PROVIDE MUSICAL CONCERTS AND EDUCATION. 88 85 404 2476 18180 8530 8706821 8618313 8137808 8899284 411023 305365 1215215 1271139 18470867 19094101 0 0 0 0 10495030 11446371 46308 42629 1883850 9043082 9491482 19584420 20980482 -1113553 -1886381 37773227 36584190 5482501 4479664 32290726 32104526 ENRICHING THE HUMAN SPIRIT THROUGH SUPERIOR PERFORMANCES OF SYMPHONIC MUSIC AND COMMUNITY ENGAGEMENT. 0 0 11923014 7725899 CLASSICAL, POPS CONCERTS, OUTDOOR CONCERTS, CONCERTS FOR BALLET, CHORALE GROUPS AND OTHER ORGANIZATIONS APPROXIMATELY 160,057 OF EXPERIENCES PROVIDED. 2436108 1173385 EDUCATIONAL EVENTS AND COMMUNITY OUTREACH PROGRAMS INCLUDING APPRECIATION OF MUSIC IN SCHOOL PROGRAMS, FAMILY CONCERTS, YOUTH ORCHESTRA AND OTHERS APPROXIMATELY 140,000 EXPERIENCES PROVIDED. 14359122 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 176 0 1 404 1 1 1 0 0 0 0 1 1 0 0 0 0 X 88 85 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SEAN SUTTON 7147555788 17620 FITCH SUITE 100 IRVINE CA 92614 JOHN E FORSYTE PRESIDENT 40.00 X X 323082 0 24623 MS JOANN LEATHERBY BOARD CHAIR 5.00 X X 0 0 0 MR CHARLES ZHANG EXECUTIVE VICE CHAIR 5.00 X X 0 0 0 MR MARK NIELSEN VICE CHAIR, FINANCE & TREASURER 5.00 X X 0 0 0 MR SCOTT SIEGEL VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 MR MICHAEL KERR IMMEDIATE PAST CHAIR 5.00 X X 0 0 0 MS SUSAN ANDERSON SECRETARY 5.00 X X 0 0 0 MRS LEONA ARONOFF-SADACCA DIRECTOR 0.50 X 0 0 0 MS LINDSAY AYERS DIRECTOR 0.50 X 0 0 0 MR CHRISTOPHER BROWN DIRECTOR 0.50 X 0 0 0 MR ERIC CHAMBERLAIN DIRECTOR 0.50 X 0 0 0 DR JO ELLEN ALLEN-CHATHAM DIRECTOR 0.50 X 0 0 0 DR HAZEM H CHEHABI DIRECTOR 0.50 X 0 0 0 MS JENNIFER CHENG DIRECTOR 0.50 X 0 0 0 MR DAVID P COLLINS DIRECTOR 0.50 X 0 0 0 MR JOHN W DANIELS DIRECTOR 0.50 X 0 0 0 MRS GINNY DAVIES DIRECTOR 0.50 X 0 0 0 MR LOUIS DELMONICO DIRECTOR 0.50 X 0 0 0 MS LUCY DUNN DIRECTOR 0.50 X 0 0 0 MRS CATHERINE EMMI DIRECTOR 0.50 X 0 0 0 MR JOHN R EVANS DIRECTOR 0.50 X 0 0 0 MS BARBARA FOSTER DIRECTOR 0.50 X 0 0 0 MR RAYMOND FRANCIS DIRECTOR 0.50 X 0 0 0 DR MILDRED GARCIA DIRECTOR 0.50 X 0 0 0 MS PARVINA GLIDEWELL DIRECTOR 0.50 X 0 0 0 MR MICHAEL S GORDON DIRECTOR 0.50 X 0 0 0 MR NICHOLAS GREENKO DIRECTOR 0.50 X 0 0 0 MR RONDELL B HANSON DIRECTOR 0.50 X 0 0 0 DR DONALD HECHT DIRECTOR 0.50 X 0 0 0 MR RONALD HOEFER DIRECTOR 0.50 X 0 0 0 MR GARTH HOGAN DIRECTOR 0.50 X 0 0 0 MRS MICHELLE HOROWITZ DIRECTOR 0.50 X 0 0 0 MR JAMES NEWTON HOWARD DIRECTOR 0.50 X 0 0 0 MR DONALD HU DIRECTOR 0.50 X 0 0 0 MR HECTOR J INFANTE DIRECTOR 0.50 X 0 0 0 MR SHENG JIANG DIRECTOR 0.50 X 0 0 0 MR SETH JOHNSON DIRECTOR 0.50 X 0 0 0 MR MICHAEL KATZ DIRECTOR 0.50 X 0 0 0 MR ASSAD KAZEMINY DIRECTOR 0.50 X 0 0 0 MR BENEDICT KWON DIRECTOR 0.50 X 0 0 0 MS SUZY LEE DIRECTOR 0.50 X 0 0 0 MS AGNES LEW DIRECTOR 0.50 X 0 0 0 MR PHILLIP N LYONS DIRECTOR 0.50 X 0 0 0 MS DIANA MARTIN DIRECTOR 0.50 X 0 0 0 MR BRIAN MARYOTT DIRECTOR 0.50 X 0 0 0 MR ALEX MCKINNON DIRECTOR 0.50 X 0 0 0 MR DAVID V MELILLI DIRECTOR 0.50 X 0 0 0 MR CARLOS MOLLURA DIRECTOR 0.50 X 0 0 0 MR TIMOTHY J MOLNAR DIRECTOR 0.50 X 0 0 0 MS STACEY NICHOLAS DIRECTOR 0.50 X 0 0 0 MR DAVID ONTKO DIRECTOR 0.50 X 0 0 0 MS ANOOSHEH OSKOUIAN DIRECTOR 0.50 X 0 0 0 MR JOHN PELLER DIRECTOR 0.50 X 0 0 0 MR WILLIAM F PODLICH DIRECTOR 0.50 X 0 0 0 MS JUDITH POSNIKOFF DIRECTOR 0.50 X 0 0 0 MR MIGUEL PULIDO DIRECTOR 0.50 X 0 0 0 MRS CHIYO ROWE DIRECTOR 0.50 X 0 0 0 MS DIANE SAWYER DIRECTOR 0.50 X 0 0 0 MR HON H WARREN SIEGEL DIRECTOR 0.50 X 0 0 0 MR RONALD M SIMON DIRECTOR 0.50 X 0 0 0 MRS ELIZABETH STAHR DIRECTOR 0.50 X 0 0 0 MR JOHN R STAHR DIRECTOR 0.50 X 0 0 0 MR JOSEPH SVEHLA DIRECTOR 0.50 X 0 0 0 MR CHRISTOPHER TOWER DIRECTOR 0.50 X 0 0 0 MR DAVID TROOB DIRECTOR 0.50 X 0 0 0 MR STEVE TUFTS DIRECTOR 0.50 X 0 0 0 MR BART VAN AARDENNE DIRECTOR 0.50 X 0 0 0 MR HENRY WALKER DIRECTOR 0.50 X 0 0 0 MRS ROCHELLE L WARD DIRECTOR 0.50 X 0 0 0 MS JUDY WHITMORE DIRECTOR 0.50 X 0 0 0 MRS JANE FUJISHIGE YADA DIRECTOR 0.50 X 0 0 0 MS SALLY ANDERSON LIFE DIRECTOR 0.50 X 0 0 0 MR JAMES BAROFFIO LIFE DIRECTOR 0.50 X 0 0 0 MS FRANCES BASS LIFE DIRECTOR 0.50 X 0 0 0 MRS SUZANNE CHONETTE LIFE DIRECTOR 0.50 X 0 0 0 MR DOUGLAS FREEMAN LIFE DIRECTOR 0.50 X 0 0 0 MR EDWARD GOLDSTEIN LIFE DIRECTOR 0.50 X 0 0 0 MR HANS IMHOF LIFE DIRECTOR 0.50 X 0 0 0 MRS BARBARA SUE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MR DAMIEN JORDAN LIFE DIRECTOR 0.50 X 0 0 0 MR MICHAEL LOWTHER LIFE DIRECTOR 0.50 X 0 0 0 MR ARNOLD MILLER LIFE DIRECTOR 0.50 X 0 0 0 MR DOUG SIMAO LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE SMITH LIFE DIRECTOR 0.50 X 0 0 0 MS EVE STEINBERG LIFE DIRECTOR 0.50 X 0 0 0 MR WILLIAM THOMPSON LIFE DIRECTOR 0.50 X 0 0 0 MR STEWART WOODARD LIFE DIRECTOR 0.50 X 0 0 0 MR SEAN SUTTON EVP & COO 40.00 X 161810 0 14798 MR CARL ST CLAIR MUSIC DIRECTOR 40.00 X 425844 0 10137 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 40.00 X 144514 0 5270 GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATIONS 40.00 X 187331 0 12011 EILEEN JEANETTE VP - ARTISTIC & ORCHESTRA OPS 40.00 X 130739 0 10791 KATHERINE SIMPKINS-DALTON ASSOCIATE VP OF DEVELOPMENT 40.00 X 134115 0 11804 JESSE HISER DIRECTOR OF FINANCE 40.00 X 101606 0 7509 1609041 0 96943 10 0 1 0 SEGERSTROM CENTER FOR THE ARTS 600 TOWN CENTER DR COSTA MESA CA 92626 RENTAL & SERVICES 1251382 AFMEPF ONE PENN PLAZA STE 3115 NEW YORK NY 10119 PENSION 535538 WORLD PROJECTS CORPORATION 601 1ST STREET BENICIA CA 94510 TRAVEL AGENT 447396 BRE IMAGINATION OFFICE HOLDCO LLC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 COPORATE OFFICE RENT/LEASE TERMINATION F 368087 SOLOTECH 650 MADISON AVE 16TH FLOOR NEW YORK NY 10155 AUDIO, VIDEO, LIGHTING RENTALS 317091 20 1218765 186570 7212978 11700 8618313 CONCERT TICKET SALES 711190 6096607 6096607 CONTRACTED CONCERTS 711190 1460140 1460140 EDN. PROGRAMS/CONCERTS 711190 1173385 1173385 OTHER PROGRAM REVENUE 711190 169152 169152 8899284 270553 270553 30070 0 30070 30070 30070 4334936 4300124 34812 34812 34812 1731970 1218765 735969 996001 996001 36516 4052 32464 32464 MISCELLANEOUS 711190 194424 194424 PROGRAM AD REVENUES 711190 18180 18180 212604 19094101 8899284 18180 1558324 1037463 562720 474743 8582785 6096587 1338405 1147793 646259 585070 31746 29443 506362 306219 121393 78750 673502 473546 119599 80357 2850 2850 57950 57950 42629 42629 68393 68393 527760 377072 132478 18210 2007287 1628233 379054 463686 45829 333721 84136 114988 114988 83008 83008 396616 246800 143348 6468 48516 11506 27914 9096 29576 9976 12436 7164 184839 121994 62845 65005 32164 32841 PRODUCTION & EXHIBITION 4648470 4648470 EDUCATIONAL PROGRAMS 705139 705139 OTHER 86433 53022 32661 750 UBI TAX 966 966 20980482 14359122 4737510 1883850 2871965 1632627 2499611 1405470 12828374 12111373 681564 529924 989343 1640560 2645934 1819410 473531 826524 16641353 17546663 787486 891049 37773227 36584190 1305603 973284 105478 0 4071420 3506380 5482501 4479664 X -2567194 -1637484 12647864 11173806 22210056 22568204 32290726 32104526 37773227 36584190 X -1886381 1596617 103564 X X 0 1 X 1 0 X 14358556 11607424 11399827 8706821 8618313 54690941 14358556 11607424 11399827 8706821 8618313 54690941 6787970 47902971 401553 368789 411059 358508 300623 1840532 17630 30720 14430 18210 18180 99170 5966 25706 31943 108104 194424 366143 56996786 49147426 0.84050 0.83540 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 22210056 256713 101435 22568204 22098586 115659 -4189 22210056 22046398 257664 -205476 22098586 20824257 73915 1148226 22046398 19537719 40477 1246061 20824257 1.00000 0 0 189119 82131 106988 2456815 1737279 719536 826524 ENDOWMENT - FIRST AMERICAN HOLDINGS 15649051 F ENDOWMENT - PACIFIC DIVERSIFIED STRATEGIES 1897612 F 17546663 X 20794282 1596617 103564 1700181 19094101 0 19094101 20980482 0 20980482 0 20980482 PART V, LINE 4: THE ORGANIZATION HOLDS A DIVERSIFIED ENDOWMENT FUND WHICH IS PROFESSIONALLY MANAGED BY AN INDEPENDENT ADVISOR. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARDS RELATED TO ACCOUNTING AND REPORTING FOR UNCERTAINITY IN INCOME TAXES. FOR THE SYMPHONY, THESE STANDARDS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE SYMPHONY. BECAUSE OF THE GENERAL TAX-EXEMPT STATUS, THESE STANDARDS ARE NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON THE SYMPHONY'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST 101,435. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,129. X X X X X X X 1 DCM INC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING SOLICITATION 0 73149 42629 30520 73149 42629 30520 CA GALA 1966978 823978 1143000 122627 14193 213321 WINE FESTIVAL 373458 95500 277958 52317 500 91409 3 610299 299287 311012 5350 350 81118 17498 137286 2950735 1218765 1731970 5350 350 256062 32191 442016 735969 996001 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE FEES PAID TO DCM, INC. IN THE AMOUNT OF $42,629 WAS THE AGREED UPON AMOUNT FOR TELEFUNDING ACTIVITIES. DCM, INC. ALSO PROVIDES ADVERTISING-RELATED SERVICES TO THE ORGANIZATION THAT IS NOT INCLUDED AS FEES FOR PROFESSIONAL FUNDRAISING ACTIVITIES ON SCH. G. X 0 1 X X X 0 0 0 0 0 0 0 0 0 JOHN E FORSYTE PRESIDENT 302228 0 14000 0 6854 0 18000 0 6623 0 347705 0 0 0 MR SEAN SUTTON EVP & COO 145810 0 16000 0 0 0 5466 0 9332 0 176608 0 0 0 MR CARL ST CLAIR MUSIC DIRECTOR 411306 0 0 0 14538 0 0 0 10137 0 435981 0 0 0 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 137014 0 7500 0 0 0 4599 0 671 0 149784 0 0 0 GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATION 169931 0 17400 0 0 0 6553 0 5458 0 199342 0 0 0 PART I, LINE 1A MR. CARL ST. CLAIR RECEIVES A HOUSING ALLOWANCE THAT IS INCLUDED IN HIS REPORTABLE COMPENSATION. CHARLES ZHANG DIRECTOR & OFFICER 196619 PACIFIC SYMPHONY LEASES ITS CORPORATE OFFICES FROM ZION INVESTMENT FUND LLC, WHICH IS AN ENTITY MORE THAN 35% OWNED BY BOARD MEMBER AND OFFICER, MR. CHARLES ZHANG. THE LEASE AMOUNT WAS DETERMINED ACCORDING TO MARKET RATES IN THE AREA. 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN AND ELIZABETH STAHR ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD NOMINATES BOARD MEMBERS FOR THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE FINANCIAL DOCUMENTS BEFORE THEY ARE SUBMITTED AND FINALIZED. THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, IS REVIEWED BY THE AUDIT COMMITTEE. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 11B THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, IS REVIEWED BY THE AUDIT COMMITTEE. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD HAS INSTITUTED AN ANNUAL STATEMENT OF COMPLIANCE WHICH IS DISTRIBUTED TO ALL BOARD MEMBERS TO COMPLETE. THIS ANNUAL DISCLOSURE IS USED TO MONITOR TRANSACTIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION USES WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEYS OR STUDIES, AND BOARD APPROVAL FOR THE COMPENSATION PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST 101,435. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,129. FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAD CONSTITUED AN AUDIT COMMITTEE AND DELEGATED TO THAT COMMITTEE THE RESPONSIBILITY FOR ENGAGING INDEPENDENT AUDITORS AND MONITORING THE AUDIT PROCESS. THIS STRUCTURE HAS BEEN IN EFFECT IN PRIOR YEARS AND WAS NOT CHANGED IN 2017. PART IX, STATEMENT OF FUNCTIONAL EXPENSES MANAGEMENT AND GENERAL EXPENSES INCLUDE ALL MARKETING COSTS. THERE ARE NO MARKETING EXPENSES REFLECTED IN PROGRAM SERVICES.