2018-08-09T14:13:33-05:00 2017-09-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2016-10-01 911568650 NATIONAL ALLIANCE OF STATE AND TERRITORIAL AIDS DIRECTORSDBA NASTAD NATI 2024348090 444 NORTH CAPITOL STREET NW NO 339 WASHINGTON DC 200011512 MURRAY PENNER EXECUTIVE DIRECTOR 2024348090 2018-08-09 1 3019519090 2016 2022-09-23 18:48:47Z MURRAY PENNER 444 NORTH CAPITOL STREET NW NO 339 WASHINGTON DC 200011512 11421310 0 X WWW.NASTAD.ORG X 1992 DC SEE PART III, LINE 1. 23 23 64 26 0 0 10619488 10445633 774020 965980 3568 3114 13868 6583 11410944 11421310 592396 793192 0 0 6077801 6568973 0 0 70101 5418324 4717095 12088521 12079260 -677577 -657950 3101293 2983463 1057741 1597861 2043552 1385602 X NASTAD'S MISSION IS TO END THE INTERSECTING EPIDEMICS OF HIV, VIRAL HEPATITIS, AND RELATED CONDITIONS BY STRENGTHENING DOMESTIC AND GLOBAL GOVERNMENTAL PUBLIC HEALTH THROUGH ADVOCACY, CAPACITY BUILDING, AND SOCIAL JUSTICE. 0 0 4784337 464581 GLOBAL PROGRAM: NASTAD HAS A GLOBAL PROGRAM SUPPORTED PRIMARILY BY THE CENTERS FOR DISEASE CONTROL AND PREVENTION'S (CDC) DIVISION OF GLOBAL HIV/AIDS THROUGH THE UNITED STATES PRESIDENT'S EMERGENCY PLAN FOR AIDS RELIEF (PEPFAR) AS PART OF A UNIFIED UNITED STATES GOVERNMENT RESPONSE TO THE GLOBAL AIDS PANDEMIC. NASTAD'S GLOBAL PROGRAM STRENGTHENS CAPACITY OF PUBLIC SECTOR ORGANIZATIONS AND THEIR STAFF FOR THE MANAGEMENT OF PUBLIC HEATH PREVENTION, CARE AND TREATMENT PROGRAMS BY WORKING WITH GOVERNMENT ENTITIES AND NON-GOVERNMENTAL ORGANIZATIONS. NASTAD'S INTERNATIONAL FIELD OFFICES ARE SUPPORTED BY NASTAD STAFF, STATE AIDS DIRECTORS AND THEIR PROGRAM STAFF FOR THE PROVISION OF INTERNATIONAL PEER-BASED TECHNICAL ASSISTANCE (TA), WORKSHOPS AND TRAINING, SUPPORTIVE SUPERVISION AND DELEGATION VISITS TO ADDRESS THE NEEDS OF COUNTRIES AROUND THE WORLD. SUPPORT INCLUDES OVERALL PROGRAM PLANNING AND EVALUATION, GLOBAL INTEGRATION WITH DOMESTIC PROGRAMS AND GLOBAL PROGRAM SUPPORT IN INTERNATIONAL ACTIVITIES THAT YIELD DOMESTIC BENEFITS. 1866556 154425 PREVENTION: NASTAD HAS A PREVENTION AND SURVEILLANCE PROGRAM FUNDED LARGELY THROUGH TWO CDC COOPERATIVE AGREEMENTS TO CONDUCT CAPACITY BUILDING/TA ACTIVITIES AND COMMUNICATION IN SUPPORT OF STATE AND LOCAL HIV PREVENTION PROGRAMS. CAPACITY BUILDING ACTIVITIES FOCUS ON INCREASING CAPACITY OF HEALTH DEPARTMENTS IN THE AREAS OF HIV TESTING, PREVENTION WITH POSITIVE INDIVIDUALS DATA-TO-CARE ACTIVITIES AND POLICY DEVELOPMENT. TA ACTIVITIES INCLUDE IMPLEMENTATION OF PREVENTION STRATEGIES; COMMUNICATIONS WITH AND TA FOR HEALTH DEPARTMENTS; OPERATION OF A PEER TA NETWORK, THE PREVENTION NETWORKING GROUP (PNG); AND PERIODIC ASSESSMENT OF HIV PREVENTION PROGRAMS. NASTAD'S WORK ALSO INCLUDES TA IN THE AREAS OF EFFECTIVE HIGH-IMPACT HIV PREVENTION INTERVENTIONS; HIV PREVENTION FOR GAY MEN OF ALL RACES AND ETHNICITIES; HIV PREVENTION FOR PERSONS WHO INJECT DRUGS; HIV SURVEILLANCE; SOCIAL MARKETING; RAPID AND OTHER HIV TESTING; INTEGRATION OF HIV, VIRAL HEPATITIS, STD AND TUBERCULOSIS PROGRAMS; AND PREVENTION OF PERINATAL HIV TRANSMISSION. FINALLY, NASTAD RECEIVES CORPORATE AND PRIVATE FOUNDATION FUNDING TO PROVIDE STATES WITH TA FOR HIV TESTING, AS WELL AS DRUG USER HEALTH. 1408796 174186 859975 HEALTH CARE ACCESS NASTAD HAS A COOPERATIVE AGREEMENT WITH THE HEALTH RESOURCES AND SERVICES ADMINISTRATION (HRSA) TO PROVIDE TA FOR AIDS DRUG ASSISTANCE PROGRAMS (ADAP) AND RYAN WHITE PART B PROGRAMS PROGRAM ACTIVITIES INCLUDE A FOCUS ON ADAP CLINICAL QUALITY, AS WELL AS TA TO ADAPS ON VARIOUS ISSUES INCLUDING IMPLEMENTATION OF THE AFFORDABLE CARE ACT (ACA), INSURANCE PURCHASING, INTEGRATED PLANNING, FINANCIAL FORECASTING, IMPLEMENTING QUALITY MEASURES AND NEW DATA COLLECTION ACTIVITIES, DEVELOPING AND DISSEMINATING VARIOUS MATERIALS, AND IMPLEMENTING AND MONITORING DRUG PRICING AGREEMENTS NASTAD HAS AN ONGOING PROJECT SUPPORTED BY CORPORATE DONORS TO MONITOR AND ASSESS THE STATUS OF STATE ADAPS AUTHORIZED UNDER PART B OF THE RYAN WHITE PROGRAM IN ADDITION TO PRODUCING THE NATIONAL ADAP MONITORING PROJECT ANNUAL REPORT, THE PROGRAM PROVIDES TA TO STATE ADAPS REGARDING VARIOUS PROGRAMMATIC AND FISCAL ISSUES NASTAD ALSO CONVENES AND SUPPORTS THE WORK OF AN ADAP CRISIS TASK FORCE, MADE UP OF STATE AIDS DIRECTORS AND ADAP COORDINATORS WORKING ON BEHALF OF ALL STATE HIV/AIDS PROGRAMS TO IMPROVE THE FISCAL STATUS OF STATE ADAP PROGRAMS THIS PROGRAM IS SUPPORTED BY THE MEMBERSHIP NASTAD CONDUCTS AN ADAP TECHNICAL ASSISTANCE MEETING EACH YEAR FOR ADAP COORDINATORS AND AIDS DIRECTORS IT IS SUPPORTED THROUGH CORPORATE CONTRIBUTIONS SPECIFICALLY FOR THIS PURPOSE, AND EXPENDITURES INCLUDE STAFF TIME, TRAVEL AND HOTEL FOR PARTICIPANTS, AND OTHER GENERAL EXPENSES RELATED TO CONDUCTING THE MEETING NASTAD ALSO HAS AN ONGOING PROJECT SUPPORTED PRIMARILY BY CORPORATE AND FOUNDATION DONORS AS WELL ANOTHER HRSA GRANTEE VIA A SUBCONTRACT TO PROVIDE TA TO HEALTH DEPARTMENTS AND TO MONITOR AND ASSESS THE STATUS OF IMPLEMENTATION OF THE ACA AT BOTH THE POLICY AND PROGRAMMATIC LEVELS THIS INCLUDES FOUNDATION FUNDING TO SUPPORT TA AND IMPLEMENTATION OF ACA PROVISIONS FOR ADAPS, THE ACTIVITIES OF WHICH CONSISTED PRIMARILY OF A SERIES OF REGIONAL MEETINGS WITH HEALTH DEPARTMENT STAFF. 641347 HEALTH EQUITY 431916 VIRAL HEPATITIS 408589 POLICY AND LEGISLATIVE AFFAIRS 158433 106005 ANNUAL MEETING 45904 ADVOCACY 1686189 106005 9745878 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 59 0 1 64 1 0 1 ET SF HA TD 0 0 0 0 0 0 0 0 X 23 23 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X X MURRAY PENNER 2024348090 444 NORTH CAPITOL STREET NW NO 339 WASHINGTON DC 200011512 SHANELL MCGOY CHAIR-ELECTUNTIL 5/2017 CHAIR (FROM 5/2017) 1.00 X X 0 0 0 JACQUELYN CLYMORE CHAIR ELECT (FROM 5/2017) 1.00 X X 0 0 0 EDUARDO ALVARADO VICE CHAIR (FROM 5/2017) 1.00 X X 0 0 0 DEANN GRUBER CHAIR UNTIL 5/2017) PAST CHAIR (FROM 5/2017) 1.00 X X 0 0 0 MELANIE MATTSON SECRETARY/TREASURER (FROM 5/2017) 1.00 X X 0 0 0 MICHAEL KHARFEN BOARD MEMBER 1.00 X 0 0 0 SHARON JORDAN BOARD MEMBER (FROM 5/2017) 1.00 X 0 0 0 SUSAN JONES BOARD MEMBER 1.00 X 0 0 0 JOHN SAPERO BOARD MEMBER 1.00 X 0 0 0 KAREN MARK BOARD MEMBER 1.00 X 0 0 0 WILLIAM LYONS BOARD MEMBER 1.00 X 0 0 0 PETER WHITICAR BOARD MEMBER 1.00 X 0 0 0 MARLENE MCNEESE BOARD MEMBER (FROM 5/2017) 1.00 X 0 0 0 AIMEE SHIPMAN BOARD MEMBER 1.00 X 0 0 0 RANDY MAYER BOARD MEMBER 1.00 X 0 0 0 JEFFREY HITT BOARD MEMBER 1.00 X 0 0 0 DAWN FUKUDA BOARD MEMBER 1.00 X 0 0 0 JAMES STEWART BOARD MEMBER (FROM 5/2017) 1.00 X 0 0 0 ANDREW GANS PAST CHAIR (UNTIL 5/2017) BRD MEMBER 1.00 X 0 0 0 JOHANNE MORNE BOARD MEMBER (FROM 5/2017) 1.00 X 0 0 0 DEMETRE DASKALAKIS BOARD MEMBER (FROM 5/2017) 1.00 X 0 0 0 DIANA JORDAN BOARD MEMBER 1.00 X 0 0 0 CONNIE MYERS BOARD MEMBER 1.00 X 0 0 0 JAN FOX BOARD MEMBER (UNTIL 5/2017) 1.00 X 0 0 0 SHELLEY LUCAS BOARD MEMBER (UNTIL 5/2017) 1.00 X 0 0 0 JIM VERGERONT BOARD MEMBER (UNTIL 5/2017) 1.00 X 0 0 0 MURRAY PENNER EXECUTIVE DIRECTOR 40.00 X 183464 0 45062 ELIZABETH VANDERWOUDE SR. DIR. FIN. & ACTG. 40.00 X 74121 0 1092 TERRANCE MOORE DEPUTY EXECUTIVE DIR. 40.00 X 149817 0 28509 LUCY SLATER SR. GLOBAL DIRECTOR 40.00 X 136449 0 25837 NATALIE CRAMER SR. DIR, PREVENTION/CARE PROG./PLCY 40.00 X 127841 0 20120 ANN LEFERT SR. DIR, POLICY & LEG. AFFAIRS 40.00 X 119441 0 27112 CHRIS TAYLOR SR. DIR, HEPATITIS 40.00 X 123343 0 17142 STEPHANIE PORTER SR. DIR, HUMAN RESOURCES 40.00 X 131934 0 5901 1046410 0 170775 7 0 1 0 PROCHILO HEALTH INC 4104 24TH STREET 701 SAN FRANCISCO CA 94114 FILM/PRODUCTION SERVICES 255799 AMIT ASARAVALA 14028 WOODLAND PARKWAY POWAY CA 92064 WEB DEVELOPMENT SERVICES 162531 2 8907684 1537949 10445633 MEMBERSHIP DUES 900099 859975 859975 REGISTRATION FEES 900099 106005 106005 965980 3114 3114 MISCELLANEOUS 900099 6583 6583 6583 11421310 965980 0 9697 793192 793192 587617 343851 210752 33014 4488663 3881535 607035 93 186518 158577 26674 1267 703280 586777 111895 4608 602895 502312 96644 3939 28397 13370 15027 104458 31192 73266 1159111 1081606 60930 16575 254689 132068 122578 43 219090 99065 119999 26 528765 94506 434259 1267061 1212129 44745 10187 677378 580329 96700 349 330 330 10911 10911 56078 37721 18357 EQUIPMENT AND MAINT. 328374 159684 168690 STAFF DEVELOPMENT 59303 25046 34257 MISCELLANEOUS 19506 10399 9107 OVERHEAD 3644 2519 1125 12079260 9745878 2263281 70101 124265 1019076 1090498 1090252 1423346 515587 216450 187010 101539 84099 27328 17440 232600 140904 3101293 2983463 819814 1150643 11500 35000 226427 412218 1057741 1597861 X 1547070 873745 496482 511857 2043552 1385602 3101293 2983463 -657950 0 X 0 1 X 1 1 1 X 10360432 10118055 11130468 10619488 10445633 52674076 10360432 10118055 11130468 10619488 10445633 52674076 774523 51899553 4013 5397 6061 3568 3114 22153 7334 3449 46375 13868 6583 77609 52773838 4014251 0.98340 0.99820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 1 10680 0 1 187 0 1 39105 1 6516 0 56488 0 PART II-B, LINE 1: PAID STAFF ENGAGED IN EDUCATION OF WASHINGTON, DC EDUCATIONAL ACTIVITIES WITH CONGRESS AND THE ADMINISTRATION ON HOW CURRENT AND PENDING LEGISLATION MAY AFFECT FUNDING FOR HIV AIDS PROGRAMS IN ALL STATES AND TERRITORIES, AND 7 LOCAL JURISDICTIONS. 32449 25230 7219 42325 35102 7223 26765 23767 2998 17440 DEFERRED RENT 103955 CAPITAL LEASE OBLIGATION 7949 DEFERRED COMPENSATION 95299 REFUNDABLE ADVANCES 205015 412218 X 11421310 0 11421310 0 11421310 12079260 0 12079260 0 12079260 PART X, LINE 2: FOR THE YEAR ENDED SEPTEMBER 30, 2017, THE NASTAD HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES, AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN 1 24 PROGRAM SERVICES TECHNICAL CAPACITY BUILDING 1067091 SUB-SAHARAN AFRICA 2 33 PROGRAM SERVICES TECHNICAL CAPACITY BUILDING 1620064 3 57 0 0 3 57 2687155 0 2687155 0 0 0 0 0 0 1 DENVER HEALTH AND HOSPITAL AUTHORITY 777 BANNOCK STREET DENVER CO 80204 841343242 GOVERNMENT 44316 CAPACITY BUILDING ICF MACRO INC 530 GAITHER ROAD SUITE 500 ROCKVILLE MD 20850 520955232 OTHER 464581 TECHNICAL INFRASTRUCTURE DEVELOPMENT LOUISIANA DEPARTMENT OF HEALTH - OFFICE OF PUBLIC HEALTH 1450 POYDRAS STREET SUITE 2136 NEW ORLEANS LA 70112 726000821 GOVERNMENT 107505 INCREASE TESTING, EDUCATION AND LINKAGE TO TREATMENT NATIONAL COALITION OF STD DIRECTORS 1029 VERMONT AVE NW STE 500 WASHINGTON DC 20005 522065422 501(C)(3) 32986 CAPACITY BUILDING NORTH CAROLINA DEPARTMENT OF HEALTH AND HUMAN SERVICES 1902 MAIL SERVICE CENTER RALEIGH NC 27699 562033116 GOVERNMENT 66681 CURING CONINFECTION UCHAPS 300 NEW JERSEY AVE NW SUITE 900 WASHINGTON DC 20001 272560783 501(C)(3) 67123 CAPACITY BUILDING UNITED STATES CONFERENCE ON AIDS (USCA) 1899 L STREET NW WASHINGTON DC 20036 813992495 501(C)(3) 10000 END AIDS USCA PLENARY CONTRIBUTION 6 1 PART I, LINE 2: THE ORGANIZATION FOLLOWS DETAILED SUBAWARD MONITORING POLICY AND PROCEDURES WHICH INCLUDES INSTRUCTIONS ON SELECTION, VETTING, MONITORING, TECHNICAL ASSISTANCE, AND CLOSEOUT ACTIVITIES. MONITORING INCLUDES REGULAR SITE VISITS, REVIEW OF PROGRESS ON DELIVERABLES, AND DETAILED REVIEW OF FINANCIAL REPORTING TO ENSURE ACCURACY, REASONABLENESS, AND ALLOWABILITY. X X 0 0 0 0 0 0 0 0 0 MURRAY PENNER EXECUTIVE DIRECTOR 182472 0 0 0 992 0 26814 0 18248 0 228526 0 0 0 TERRANCE MOORE DEPUTY EXECUTIVE DIR. 149551 0 0 0 266 0 9300 0 19209 0 178326 0 0 0 LUCY SLATER SR. GLOBAL DIRECTOR 135831 0 0 0 618 0 8430 0 17407 0 162286 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 ACTIVE MEMBERSHIP IS LIMITED TO ONE INDIVIDUAL FROM EACH U.S. STATE, TERRITORY, AND 7 LOCAL JURISDICTIONS DESIGNATED BY THE GOVERNMENT OF EACH JURISDICTION, WHO IS CURRENTLY ACTIVELY ENGAGED IN DIRECTING THE AIDS PREVENTION AND CONTINUUM OF CARE PROGRAM EFFORT FOR THAT GOVERNMENT. IN THE EVENT THAT TWO INDIVIDUALS SHARE THIS RESPONSIBILITY, ONLY ONE WILL BE AFFORDED VOTING PRIVILEGES. THE OTHER WILL BE DESIGNATED A NON-VOTING MEMBER. FORM 990, PART VI, SECTION A, LINE 7A ALL VOTING MEMBERS HAVE EQUAL VOTING PRIVILEGES TO ELECT OFFICERS AND BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE FULL MEMBERSHIP APPROVES MOTIONS FOR CHANGES TO THE BY-LAWS. FORM 990, PART VI, SECTION B, LINE 11B IN PREPARING THE FORM 990, MANAGEMENT COLLECTS THE DATA AND INFORMATION, AND THE EXECUTIVE DIRECTOR REVIEWS AND SIGNS THE FORM. PRIOR TO SUBMISSION, THE FULL BOARD OF DIRECTORS IS ALSO PROVIDED A COPY OF THE FORM 990 AND ACCOMPANYING SCHEDULES BY EMAIL PRIOR TO THE FINAL SUBMISSION. REVIEW COMMENTS BY THE BOARD OF DIRECTORS ARE NOT SPECIFICALLY SOLICITED. BUT, ARE WELCOME, SHOULD THERE BE ANY CONCERNS. THE FINAL VERSION OF THE FORM 990, FOLLOWING SUBMISSION, IS AVAILABLE FOR THE FULL MEMBERSHIP UPON REQUEST, AND THE PUBLIC INSPECTION COPY WILL ALSO BE AVAILABLE ON THE NASTAD WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS THE ORGANIZATION CIRCULATES ITS CONFLICT OF INTEREST POLICY AND PROCEDURES TO ALL BOARD MEMBERS AND KEY STAFF. IN ADDITION, INFORMATION ABOUT ANY POTENTIAL CONFLICT OF INTEREST IS REQUIRED TO BE DISCLOSED ON AN ANNUAL BASIS BY BOARD MEMBERS AND KEY STAFF. THIS INFORMATION IS COLLECTED AND REVIEWED BY EXECUTIVE STAFF AT THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE DIRECTOR COMPENSATION IS DETERMINED BY SEVERAL FACTORS OUTLINED BELOW. THE SENIOR DIRECTOR OF HR REVIEWS EXTERNAL SALARY BENCHMARKS FOR EXECUTIVE LEVEL POSITIONS WITHIN THE NON-PROFIT ARENA. THE SENIOR DIRECTOR THEN PROVIDES THE BENCHMAKING DATA TO THE BOARD OF DIRECTORS, ALONG WITH A RECOMMENDATION. IF IT APPEARS THE EXECUTIVE DIRECTOR IS NOT IN LINE WITH OTHER EXECUTIVE DIRECTORS IN SIMILAR ROLES, THE BOARD OF DIRECTORS REVIEWS THE DATA AND MAKES A FINAL DECISION ON THE EXECUTIVE DIRECTOR'S COMPENSATION. KEY STAFF AND THE SALARIES OF KEY STAFF AT THE ORGANIZATION ARE REVIEWED ON AN ANNUAL BASIS, AGAINST EXTERNAL SALARY BENCHMARKS. THIS DATA IS REVIEWED BY THE EXECUTIVE DIRECTOR AND DETERMINES IF KEY STAFF ARE NOT IN LINE WITH THEIR PEERS. THE EXECUTIVE DIRECTOR MAKES THE FINAL DECISION IF A COMPENSATION INCREASE IS GIVEN TOTAL MERIT INCREASE. BUDGET POOL IS REVIEWED BY THE BOARD DURING THE ANNUAL BUDGET PROCESS. THE LAST COMPENSATION REVIEW TOOK PLACE IN APRIL 2017. FORM 990, PART VI, SECTION C, LINE 19 NASTAD MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND AS REASONABLE. COPIES ARE PROVIDED THROUGH THE MEDIA REQUESTED, WHETHER BY EMAIL, FAX, OR HARD COPY.