2018-05-15T15:31:33-05:00 2017-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2016-07-01 362958324 American Association of Neurosurgeons Inc AMER 8473780500 5550 Meadowbrook Drive Rolling Meadows IL 600083852 Peter B Kuhn Chief Financial Officer 8473780500 2018-05-14 1 Wayne Harder P00294296 3126343400 2016 2022-09-23 18:48:47Z AANS Kathleen T Craig 5550 Meadowbrook Drive Rolling Meadows IL 600083852 17606245 0 X www.aans.org X 1956 IL The AANS promotes the highest quality of patient care and advances the specialty of neurological surgery. 16 16 56 340 706705 372793 414005 497859 13778657 14670083 229686 1253994 214335 65239 14636683 16487175 240696 231750 0 0 5987869 6450371 0 0 0 9776442 10214413 16005007 16896534 -1368324 -409359 31784211 33833471 6870444 7992345 24913767 25841126 X The AANS promotes the highest quality of patient care and advances the specialty of neurological surgery. 0 0 4998106 7065709 The Annual Meeting: The AANS Annual Scientific Meeting educates members and non-members about neurosurgical and socioeconomic topics as well as provides a trade show for the specialty. Approximately 6,429 people and 233 exhibitors attended the 2017 meeting. 4080527 4318199 Publications: A monthly journal and various books to educate members and non-members about neurosurgical topics. Approximately 11,333 members subscribe to the Journal of Neurosurgery. 1835742 231750 2156512 Professional Development: AANS produces professional development courses annually to further the education, technical skills and training of AANS members, non-members, trainees, office staff and APPs (advanced practice providers). In addition to Annual Meeting education, these courses may be live, online or offered as webinars. Some courses offer CME or Continuing Education credits, depending upon the audience. Most every course we offer is taught by physician faculty, APP faculty or professional consultant. 220815 266062 Contracted services to related neurosurgical groups. 668753 155981 The Association conducts two joint programs and projects with another neurosurgical non-profit organization to focus on various topics related to neurosurgery. This is to benefit members and the public at large. In addition, the association has jointly sponsored 18 annual meetings with other not-for-profit neurosurgical groups. 889568 422043 11803943 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 56 1 1 1 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 IL X William T John 8473780500 5550 Meadowbrook Drive Rolling Meadows IL 600083852 Alex B Valadka AANS President 5.00 5.00 X X 0 1200 0 Shelly D Timmons AANS President Elect 5.00 5.00 X X 0 1065 0 Moustapha Abou-Samra AANS Vice President 5.00 5.00 X X 0 0 0 Christopher I Shaffrey AANS Secretary 5.00 5.00 X X 0 4800 0 John A Wilson AANS Treasurer 5.00 5.00 X X 0 3600 0 Frederick A Boop AANS Past President 5.00 5.00 X X 0 7200 0 Timothy B Mapstone AANS Vice President (until 4/6/17) 5.00 5.00 X X 0 0 0 H Hunt Batjer AANS Past President (until 4/26/17) 5.00 5.00 X X 0 6264 0 Nicholas M Barbaro Director-at-Large 5.00 5.00 X 0 0 0 Richard G Ellenbogen Director-at-Large 5.00 5.00 X 0 0 0 Robert F Heary Director-at-Large 5.00 5.00 X 0 0 0 Fredric B Meyer Director-at-Large 5.00 5.00 X 0 0 0 Susan C Pannullo Director-at-Large 5.00 5.00 X 0 0 0 Ann R Stroink Director-at-Large 5.00 5.00 X 0 0 0 Anil Nanda Director-at-Large (until 4/26/17) 5.00 5.00 X 0 0 0 Regis W Haid Jr Director-at-Large (until 4/26/17) 5.00 5.00 X 0 689 0 Marc A Vanefsky SW Regional Director 5.00 5.00 X 0 0 0 Gregory R Trost NW Regional Director 5.00 5.00 X 0 900 0 Charles L Rosen SE Regional Director 5.00 5.00 X 0 0 0 G Edward Vates NE Regional Director 5.00 5.00 X 0 0 0 Holly S Gilmer NW Regional Director (until 4/26/17) 5.00 5.00 X 0 0 0 Kathleen T Craig Executive Director 15.00 50.00 X 334004 0 37571 Peter B Kuhn Chief Financial Officer 15.00 50.00 X 171218 0 29948 Katherine O Orrico Washington Office Director 50.00 X 244872 0 43248 Anthony P Macalindong Information Systems Director 50.00 X 153652 0 41091 Joni L Shulman Assoc. Executive Director 50.00 X 150496 0 26320 Catherine J Hill Sen. Manager/Regulatory Affairs 50.00 X 135308 0 25708 Adrienne A Roberts Sen. Manager/Legislative Affairs 50.00 X 134669 0 24353 1324219 25718 228239 11 0 1 0 0 497859 497859 Annual Meeting 541800 6915734 6912734 3000 Jrnl of Neurosurgery 541800 5022819 4318199 704620 Prof. Development 900099 2156512 2156512 Contracted Service 900099 266062 266062 Joint Programs 900099 155981 155981 152975 152975 14670083 1313174 -915 1314089 65239 65239 1059890 1119070 -59180 -59180 -59180 16487175 13962463 706705 1320148 49950 49950 163550 163550 18250 18250 1324219 919668 404551 3405666 2365230 1040436 279942 194419 85523 1178593 818531 360062 261951 181924 80027 902302 653292 249010 207967 144433 63534 71230 49469 21761 38390 38390 1033750 716480 317270 690930 479850 211080 711816 494354 217462 1200812 833962 366850 447813 311005 136808 737932 512493 225439 2489187 1728737 760450 706260 490496 215764 248878 172845 76033 Publications 600085 416761 183324 Income Taxes 127061 88244 38817 16896534 11803943 5092591 0 9021514 3652859 2983899 3989656 33324 31367 706988 1122439 10880894 8507770 2673787 2373124 13130408 19854742 3009769 2590148 224522 219136 31784211 33833471 1734921 3140495 3278921 3005470 1856602 1846380 6870444 7992345 X 19839500 20405738 4680149 5041270 394118 394118 24913767 25841126 31784211 33833471 X -409359 330015 1006703 X 0 1 X 1 0 X 955783 816331 630598 458846 497859 3359417 13462240 12157265 14090626 13020104 13962463 66692698 14418023 12973596 14721224 13478950 14460322 70052115 0 0 0 70052115 630473 787142 2423642 1907485 1379328 7128070 630473 787142 2423642 1907485 1379328 7128070 380041 668280 354545 390073 372793 2165732 15428537 14429018 17499411 15776508 16212443 79345917 0.88290 0.88600 0.08980 0.07850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 218948 X X X 0 15773953 95190 354955 47192 16176906 16626702 16250 -28598 840401 15773953 16564047 23500 62965 23810 16626702 16376268 5000 206288 23509 16564047 16282728 106789 13249 16376268 0.65510 0.05520 0.28970 0 0 788900 788900 3639294 2865320 773974 2773694 2696338 77356 3679006 2946112 732894 2373124 Annuities 687466 F Hedge Funds 1902682 F 2590148 Due to Related Parties 595835 Intercompany Accounts 1217718 Other Liabilities 32827 1846380 X Part III, Line 4: The organization maintains a collection of books, documents, and memorabilia related to the history and development of the neurological sciences. Such items are used in historical exhibits, research projects by members, and select items are available on-line for viewing. Part V, Line 4: The Association's endowment funds are used according to the intended stipulation(s) set forth by the donor. Part X, Line 2: American Association of Neurosurgeons, Inc. is an Illinois nonprofit corporation which has been granted tax-exempt status as a public charity under Section 501(c)(3) of the Internal Revenue Code. The entity is required to pay federal and state income taxes only on net unrelated business income. The American Association of Neurosurgeons, Inc. receives revenues, primarily advertising, which are considered unrelated business income and are taxed on a net basis after related expenses. The entity follow the provisions of the Accounting for Uncertainty in Income Taxes section of the Income Taxes Topic of the FASB Accounting Standards Codification, which addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the entity may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the entities and various positions related to the potential sources of unrelated business taxable income (UBIT). The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. As of June 30, 2017 and 2016, the entity has no liability for unrecognized tax benefits. The entity files Form 990 in the U.S. federal jurisdiction and the State of Illinois. With few exceptions, the entity is no longer subject to examination by the Internal Revenue Service for years before 2014. 1 Europe (Including Iceland & Greenland) 0 0 Grantmaking 3000 South America 0 0 Grantmaking 2000 South Asia 0 0 Grantmaking 8250 Russia and Neighboring States 0 0 Grantmaking 2500 Middle East and North Africa 0 0 Grantmaking 2500 0 0 0 0 0 0 18250 0 18250 Best International Abstract Award Europe (Including Iceland & Greenland) 1 500 International Travel Scholarship South America 1 2000 International Visiting Surgeon Fellowship South Asia 1 4000 Van Wagenen Lecturer Award Europe (Including Iceland & Greenland) 1 2000 International Travel Fellowship South Asia 1 3750 Sherry Apple Award South Asia 1 500 Women in Neurosurgery - Visiting International Surgeons Award 2016 Russia and Neighboring States 1 2500 Women in Neurosurgery - Visiting International Surgeons Award 2016 Middle East and North Africa 1 2500 Jt. Tumor Section Abstract Award - Brainlab Neurosurgery Award Europe (Including Iceland & Greenland) 1 500 0 0 0 0 0 1 Part I, Line 2: The awardee is expected to sign and return a confirmation of their acceptance of the award. Once received, the awardee is issued a contract with terms and conditions of the grant such as the amount awarded, how the funds are disbursed and mid-year and final report requirements. 1 Congress of Neurological Surgeons 10 N Martingale Road Suite 190 Schaumburg IL 60173 521660107 501(c)(3) 10450 Neurosurgery Related Awards University of Michigan Regents 3003 S State Street 5000 Wolverine Tower Ann Arbor MI 48109 386006309 501(c)(3) 20000 Codman Fellowship in Neurotrauma and Critical Care Oregon Health & Science University 0690 SW Bancroft Portland OR 97239 931176109 501(c)(3) 7500 Robert Dempsey Cerebrovascular Resident Research Award University of Chicago Medicine & Biological Sciences 5841 S Maryland Ave Room J-341 Chicago IL 60637 362177139 501(c)(3) 7500 Robert Dempsey Cerebrovascular Resident Research Award 4 0 2017 Mission Fellowship Award 2 2000 Neurosurgical Top Gun 4 1300 Philip L. Gildenberg MD Resident Award 1 500 Byron Cone Pevehouse Young Neurosurgeons Award 1 500 Robert Florin Award 1 500 2017-2018 Van Wagenen Fellowship 1 146000 Vesalius Award 1 500 Cerebrovascular Section Abstract Award 1 500 John Jane Award 1 750 Socioeconomic Abstract Award 2017 1 250 Spine Abstract Award 2017 1 250 William H. Sweet Young Investigator Award 1 500 Shulman Award 1 500 Ronald L. Bittner Award on Brain Tumor Research 1 500 Donald D. Matson Lecture 1 500 Pedriatric Traveling Fellowship 2 2500 2017 Louis Eisenhardt Traveling Scholarship Award 1 500 Jt. Tumor Section Abstract Award 2 1000 Jt. Tumor Section Abstract Award - Preuss Award 1 500 American Brain Tumor Association Young Investigator Award 1 1000 Synthes Skull Base Award 1 500 Jt. Tumor Section Abstract Award - Leksell Radiosurgery Award 1 1000 Columbia Softball Pediatric Brain Tumor Award 1 500 Integra Foundation Award 1 500 Mahaley Clinical Award 1 500 Part I, Line 2: The awardee is expected to sign and return a confirmation of their acceptance of the award. Once received, the awardee is issued a contract with terms and conditions of the grant such as the amount awarded, how the funds are disbursed and mid-year and final report requirements. X X 0 0 0 0 0 0 0 0 0 Kathleen T Craig Executive Director 332939 0 0 0 1065 0 26500 0 11071 0 371575 0 0 0 Peter B Kuhn Chief Financial Officer 169696 0 0 0 1522 0 17315 0 12633 0 201166 0 0 0 Katherine O Orrico Washington Office Director 228717 0 15000 0 1155 0 25000 0 18248 0 288120 0 0 0 Anthony P Macalindong Information Systems Director 152917 0 0 0 735 0 15877 0 25214 0 194743 0 0 0 Joni L Shulman Assoc. Executive Director 148489 0 0 0 2007 0 15225 0 11095 0 176816 0 0 0 Catherine J Hill Sen. Manager/Regulatory Affairs 134151 0 0 0 1157 0 13750 0 11958 0 161016 0 0 0 Adrienne A Roberts Sen. Manager/Legislative Affairs 134275 0 0 0 394 0 13500 0 10853 0 159022 0 0 0 Form 990, Part VI, Section A, line 6 All Members of the American Association of Neurological Surgeons (AANS) shall be considered Members of American Association of Neurosurgeons (AAN). The Members elected to the AANS shall be divided into eleven classes: 1) Fellow 2) Provisional 3) International 4) Associate 5) Allied 6) Lifetime 7) Resident/Candidate 8) International Candidate 9) Honorary 10) Affiliate 11) Student Only Fellows, Provisional, and Lifetime Members may vote. Only Fellows may hold office. Form 990, Part VI, Section A, line 7a The Officers and Directors shall be nominated and elected by the Members. Form 990, Part VI, Section B, line 11b The Form 990 is reviewed within the Association's Accounting Department by the Accounting Manager and Chief Financial Officer. Input for Form 990 inclusion is submitted to the Association's tax preparer by the Accounting Department. After Form 990 is completed by the Association's tax preparer, the Form 990 is again reviewed by both the Accounting Manager and Chief Financial Officer prior to filing with the IRS. Form 990, Part VI, Section B, line 12c As a CME provider accredited by the ACCME, the AAN requires all individuals (and their significant others) in a position to influence and/or control the content of AAN directly and jointly sponsored CME activities to disclose to the AAN and subsequently to learners that the individual either has no relevant financial relationship or has any relevant financial relationships with a commercial interest. All disclosure information must be provided to AAN CME activity participants prior to the beginning of the CME activity. If a disclosure is not completed, the individual will not participate in the activity. All potential conflicts of interest identified through review of the disclosure form must be resolved in order for individuals in a position to influence and/or control CME content to be confirmed for the educational assignment. The resolution process and documents must be documented in the CME activity file. A conflict of interest disclosure must also be completed yearly by AAN Committee Members. Anyone who does not complete the disclosure will not participate on the Committee. Form 990, Part VI, Section B, line 15a The Executive Director's annual compensation is subject to the provisions in their employment contract: the Executive shall receive a base salary, paid in accordance with the Association's normal payroll practices. Effective as of January 1, 2016, the Executive's base salary shall be at an annual rate of $325,000, and shall increase three percent (3%) on January 1st of each year. In addition, during the period of November 1, 2018 through December 31, 2018, the Association and the Executives agree to meet in good faith to renegotiate the Executive's base salary to determine any other appropriate increase. The Association may award the Executive bonuses in such amounts and at such times as the Association's Review Committee, in his or her sole discretion, deems appropriate. This process is documented. Compensation for the CFO and Associate Executive Directors is determined by the Executive Director (ED). The ED's basis for determining compensation is based on market data including the Association Forum of Chicagoland. Form 990, Part VI, Section C, line 19 The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request for the same period of disclosure as set forth in IRC Section 6104(d). Form 990, Part XI, line 9: Transfer from American Association of Neurological Surgeons, Inc. 1,136,703. Transfer to American Association of Neurological Surgeons, Inc. -130,000. American Association of Neurological Surgeons Inc 5550 Meadowbrook Drive Rolling Meadows IL 600083852 320089113 Support Functions in Neurosurgery IL 501(c)(6) American Association of Neurosurgeons Inc 1 NeurosurgeryPAC 5550 Meadowbrook Drive Rolling Meadows IL 600083852 320089113 Lobbying IL 527 American association of Neurological Surgeons Inc 1 NeuroPoint Alliance Inc 5550 Meadowbrook Drive Rolling Meadows IL 600083852 264081651 Data Collection IL 501(c)(6) American Association of Neurological Surgeons Inc 1 The Neurosurgery Research and Education Foundation 5550 Meadowbrook Drive Rolling Meadows IL 600083852 462905743 Research IL 501(c)(3) Line 7 American Association of Neurological Surgeons Inc 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 American Association of Neurological Surgeons Inc R 130000 Book Value American Association of Neurological Surgeons Inc S 1136703 Book Value The Neurosurgery Research and Education Foundation R 16283 Book Value