2018-05-15T12:22:31-05:00 2017-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2017-01-01 331112770 COLLABORATIVE LABELING AND APPLIANCE STANDARDS PROGRAM COLL 2027505600 1401 K STREET NW NO 1100 WASHINGTON DC 20009 CHRISTINE EGAN CHIEF EXECUTIVE OFFICER 2027505600 2018-05-15 1 TERRI MCKNIGHT CPA P00543022 3019519090 2017 2022-09-23 18:48:47Z CHRISTINE EGAN 1401 K STREET NW NO 1100 WASHINGTON DC 20009 7227496 0 X WWW.CLASP.NGO X 2005 DC SEE PART III, LINE 1. 11 11 26 11 0 0 7179305 6472048 682143 744138 -6763 297 15181 11013 7869866 7227496 0 0 0 0 2572204 2920420 0 0 0 2927136 3197864 5499340 6118284 2370526 1109212 4753402 6919737 1080506 2137629 3672896 4782108 X CLASP IMPROVES THE ENERGY AND ENVIRONMENTAL PERFORMANCE OF THE APPLIANCES AND EQUIPMENT WE USE EVERY DAY, ACCELERATING OUR TRANSITION TO A MORE SUSTAINABLE WORLD. 0 0 1583821 396671 POLICY & ANALYSIS: CLASP SERVES AT THE EPICENTER OF COLLABORATIVE AND AMBITIOUS EFFORTS TO MITIGATE CLIMATE CHANGE AND THE GLOBAL MOVEMENT FOR CLEAN ENERGY ACCESS. CLASP WORKS WITH POLICYMAKERS, MANUFACTURERS, UTILITIES AND OTHER EXPERTS AND STAKEHOLDERS TO SUPPORT THE DESIGN, DEVELOPMENT, AND IMPLEMENTATION OF ON- AND OFF-GRID APPLIANCE ENERGY EFFICIENCY PROGRAMS AT REGIONAL, NATIONAL, AND SUB-NATIONAL LEVELS. OUR SUITE OF SERVICES INCLUDES EVERYTHING FROM PRODUCT TESTING AND QUALITY ASSURANCE, TO ENERGY LABELING AND CONSUMER COMMUNICATIONS, TO CONVENING LOCAL MANUFACTURERS, TO DRAFTING STANDARDS, TO PREDICTING AND MEASURING THE OUTCOMES OF SPECIFIC POLICIES. OUR PROGRAMS AND ACTIVITIES DRAW ON THE BEST POLICY PRACTICES AND LEADING TECHNICAL EXPERTISE WORLDWIDE, HELPING DECISION MAKERS DETERMINE AND IMPLEMENT THE MOST APPROPRIATE AND COST-EFFECTIVE POLICY SOLUTIONS. CLASP CONDUCTS CROSS-CUTTING RESEARCH ON TOPICS OF RELEVANCE TO STAKEHOLDERS ALL OVER THE WORLD, CREATES ONLINE TOOLS, RESOURCES, AND TRAININGS, LEADS COALITIONS IN COMMUNICATIONS CAMPAIGNS, AND MEASURES IMPACTS. WE ARE DEDICATED TO WORKING ANYWHERE IN THE WORLD WHERE THERE IS OPPORTUNITY TO DIAL IN AMBITION. 663053 PROGRAM INCUBATOR: CLASP'S PROGRAM INCUBATOR ONBOARDS AND INTEGRATES NEW PROGRAMS AND INITIATIVES TO THE ORGANIZATION. 550934 339967 LBNL GLOBAL LEAP: GLOBAL LEAP ACCELERATES MARKETS FOR SMALL-SCALE SOLAR LIGHTING, OFF-GRID APPLIANCES, AND MINI-GRIDS THROUGH EFFORTS FOCUSED ON PRODUCT QUALITY ASSURANCE, PROMOTION OF DEMAND-SIDE SUPER-EFFICIENCY, AND PARTNER COLLABORATION. GLOBAL LEAP'S CROSS-CUTTING RESEARCH, PROJECTS, AND PROGRAMS TRANSFORM OFF-GRID MARKETS BY BUILDING TECHNICAL CAPACITY, DRIVING AND DEMONSTRATING INNOVATION AND SCALE, CREATING AND SHARING MARKET INTELLIGENCE, FACILITATING BUSINESS OPPORTUNITY AND INVESTMENT, AND POLICYMAKER TECHNICAL ASSISTANCE. 554382 MARKET DEVELOPMENT: FOR THE PAST FIVE YEARS, CLASP HAS SEEN A DRAMATIC INCREASE IN INTEREST IN OUR NON-POLICY PROGRAMS AND SERVICES TO IMPROVE APPLIANCE ENERGY EFFICIENCY IN NEW OR EMERGING MARKETS, AS A COMPLEMENT TO OUR ONGOING WORK TO SUPPORT REGIONAL AND NATIONAL POLICY DEVELOPMENT IN MATURE APPLIANCE MARKETS. THESE NON-POLICY PROGRAMS AND SERVICES INCLUDE SUCH DIVERSE MEASURES AS AWARDS COMPETITIONS, INDUSTRY PARTNERSHIP DEVELOPMENT, AND EMERGING TECHNOLOGY DATA AGGREGATION. 55776 7500 US DEPARTMENT OF STATE: CLASP PARTNERED WITH INTERNATIONAL AND LOCAL EXPERTS TO PROVIDE CHILE'S MINISTRY OF ENERGY TECHNICAL ASSISTANCE IN THE DESIGN OF ENERGY EFFICIENCY POLICIES FOR DISTRIBUTION TRANSFORMERS. THE COLLABORATION WITH THE MINISTRY WILL IMPROVE THE OVERALL PERFORMANCE OF CHILE'S DISTRIBUTION NETWORK AND STRENGTHEN CHILE'S ENERGY EFFICIENCY POLICY. WITH SUPPORT FROM THE U.S. DEPARTMENT OF STATE, CLASP AND ITS PARTNERS ARE CREATING A STRONG ECONOMIC, ENVIRONMENTAL, FINANCIAL AND TECHNICAL RATIONALE TO SUPPORT THE IMPLEMENTATION OF POLICIES PROMOTING THE USE OF ENERGY EFFICIENT DISTRIBUTION TRANSFORMERS IN CHILE. 565667 SEAD: IN 2011, CLASP JOINED THE SUPEREFFICIENT EQUIPMENT & APPLIANCE DEPLOYMENT (SEAD) INITIATIVE AS OPERATING AGENT. SEAD IS A GOVERNMENT-LED INTERNATIONAL MARKET TRANSFORMATION EFFORT FOR HIGHLY EFFICIENT APPLIANCES & EQUIPMENT. SEAD INCLUDES MEMBER GOVERNMENTS OF AUSTRALIA, BRAZIL, CANADA, THE EUROPEAN COMMISSION, FRANCE, GERMANY, INDIA, JAPAN, KOREA, MEXICO, RUSSIA, SOUTH AFRICA, SWEDEN, UAE, UK & USA. CLASP FACILITATES & SUPPORTS THE GOAL OF TRANSFORMING THE GLOBAL MARKET FOR EFFICIENT EQUIPMENT & APPLIANCES. CLASP USES ITS EXTENSIVE EXPERIENCE IN ENERGY EFFICIENCY S&L TO SUPPORT SEAD ACTIVITIES. CLASP PROVIDES STRATEGIC ADVICE TO SEAD LEADERS ON THE DEVELOPMENT OF PROGRAM STRATEGIES AND FACILITATES THE SEAD WORKING GROUPS - PROCUREMENT, TECHNICAL ANALYSIS, STANDARDS & LABELING, AWARDS AND INCENTIVES. 22452 NREL: CLASP PROVIDES THE CLEAN ENERGY SOLUTIONS CENTER WITH EXPERTISE ON CLEAN ENERGY POLICY AND PROGRAM ASSISTANCE FOR ENERGY EFFICIENT APPLIANCES AND LIGHTING. THIS EXPERTISE INCLUDES DESIGN, IMPLEMENTATION, AND EVALUATION OF LABELING AND MINIMUM ENERGY PERFORMANCE STANDARDS FOR APPLIANCES AND LIGHTING. 285817 DFID: LOW-ENERGY INCLUSIVE APPLIANCES (LEIA) IS A RESEARCH AND INNOVATION PROGRAM SUPPORTED BY THE UNITED KINGDOM'S DEPARTMENT FOR INTERNATIONAL DEVELOPMENT (DFID) THAT WORKS TO ACCELERATE THE GLOBAL MARKET FOR APPLIANCES NEEDED AND APPROPRIATE FOR ENERGY ACCESS. THROUGH LEIA, DFID WILL ENGAGE WITH PARTNERS THROUGHOUT THE INNOVATION ECOSYSTEM AND DEVELOPMENT COMMUNITY TO DOUBLE THE ENERGY EFFICIENCY AND HALVE THE COST OF A SUITE OF HIGH-PRIORITY NEAR-TO-MARKET AND HORIZON TECHNOLOGIES. LEIA CONTRIBUTES INTO THE EFFICIENCY FOR ACCESS COALITION, A COALITION PROMOTING ENERGY EFFICIENCY AS A POTENT CATALYST IN GLOBAL CLEAN ENERGY ACCESS EFFORTS WITH SUPPORT FROM UK AID, POWER AFRICA, LIGHTING GLOBAL, ROCKEFELLER FOUNDATION, SHELL FOUNDATION, SIDA, ENDEV, GOOD ENERGIES FOUNDATION, AND MORE. 1484094 7500 4281902 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 14 0 1 26 1 0 1 BE IN 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X FRED SHERMAN COO 2027505600 1401 K STREET NW NO 1100 WASHINGTON DC 20009 STEPHEN WIEL CHAIRMAN 2.00 X X 0 0 0 JOHN R MOLLET SECRETARY 1.00 X X 0 0 0 MOLLY SINGER TREASURER 1.00 X X 0 0 0 ANIBAL T DE ALMEIDA BOARD MEMBER 0.50 X 0 0 0 DEMBA DIOP BOARD MEMBER 0.50 X 0 0 0 PETER DU PONT BOARD MEMBER 0.50 X 0 0 0 SUJEESH KRISHNAN BOARD MEMBER 0.50 X 0 0 0 JOHN MILLHONE BOARD MEMBER 0.50 X 0 0 0 MARIE-VINCENTE PASDELOUP BOARD MEMBER 0.50 X 0 0 0 MERRILL SHUGOLL BOARD MEMBER 0.50 X 0 0 0 VEERLE VANDEWEERD BOARD MEMBER 0.50 X 0 0 0 CHRISTINE EGAN CHIEF EXECUTIVE OFFICER 40.00 X 250000 0 22725 FRED SHERMAN CHIEF OPERATING OFFICER 40.00 X 176000 0 18024 ERIC GIBBS CHIEF PROGRAMS OFFICER 40.00 X 181200 0 11544 STEPHEN PANTANO CHIEF INNOVATION OFFICER 40.00 X 164400 0 25018 MATTHEW JORDAN DIRECTOR 40.00 X 120000 0 9975 ARCHANA WALIA DIRECTOR, INDIA 40.00 X 142371 0 7069 CORINNE SCHNEIDER CHIEF COMMUNICATIONS OFFICER 40.00 X 139500 0 12314 1173471 0 106669 7 0 1 0 YOUR PART-TIME CONTROLLER LLC 1500 WALNUT ST 1200 PHILADELPHIA PA 19102 ACCOUNTING 139174 MARIE BATON C/O CLASP 1401 K STREET NW STE 11 WASHINGTON DC 20005 TECHNICAL IMPLEMENTER 121189 2 3552475 2919573 6472048 CONTRACTS 900099 744138 744138 744138 297 297 MISCELLANEOUS 900099 11013 11013 11013 7227496 744138 0 11310 X 466749 196914 269835 1805774 1392504 413270 84863 67417 17446 412523 294715 117808 150511 106043 44468 99198 30986 68212 186800 24583 162217 1864257 1622402 241855 3876 3016 860 110736 39499 71237 113805 43061 70744 296320 86579 209741 368519 321932 46587 70543 48086 22457 16852 16852 1520 1520 FURNITURE & EQUIPMENT 40349 278 40071 MISCELLANEOUS 12298 1826 10472 PAYROLL PROCESSING 6601 1987 4614 BOOKS, DUES & REFERENCE 6190 74 6116 6118284 4281902 1836382 0 1852631 3658286 864157 643014 1823051 1403374 15542 6261 168769 16852 168769 151917 29252 1056885 4753402 6919737 128719 470189 901787 575030 50000 1092410 1080506 2137629 X 893894 1019603 2779002 3762505 3672896 4782108 4753402 6919737 1109212 0 X 0 1 X 1 1 1 X 7431280 5463936 4389605 7179305 6472048 30936174 7431280 5463936 4389605 7179305 6472048 30936174 1299908 29636266 4478 76 297 4851 -3515 37450 2 15181 11013 60131 31001156 2357760 0.95600 0.97190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 168769 16852 151917 151917 SECURITY DEPOSIT 33058 RIGHT-OF-USE ASSET 1023827 1056885 OPERATING LEASE OBLIGATION 1092410 1092410 X 7227496 0 7227496 0 7227496 6118284 0 6118284 0 6118284 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2017, CLASP HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. EUROPE 0 2 PROGRAM SERVICES TECHNICAL ANALYSIS, POLICY RECOMMENDATIONS 261686 SOUTH ASIA 1 5 PROGRAM SERVICES TECHNICAL ANALYSIS, POLICY RECOMMENDATIONS 608612 SUB-SAHARAN AFRICA 1 2 PROGRAM SERVICES TECHNICAL ANALYSIS, POLICY RECOMMENDATIONS 166772 2 9 0 0 2 9 1037070 0 1037070 0 0 0 0 0 0 X X X 0 0 0 0 0 0 0 0 0 CHRISTINE EGAN CHIEF EXECUTIVE OFFICER 250000 0 0 0 0 0 16250 0 6475 0 272725 0 0 0 FRED SHERMAN CHIEF OPERATING OFFICER 176000 0 0 0 0 0 10940 0 7084 0 194024 0 0 0 ERIC GIBBS CHIEF PROGRAMS OFFICER 181200 0 0 0 0 0 11544 0 0 0 192744 0 0 0 STEPHEN PANTANO CHIEF INNOVATION OFFICER 164400 0 0 0 0 0 10179 0 14839 0 189418 0 0 0 CORINNE SCHNEIDER CHIEF COMMUNICATIONS OFFICER 139500 0 0 0 0 0 8026 0 4288 0 151814 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED IN DETAIL BY THE EXECUTIVE DIRECTOR, THE COO, THE CONTROLLER, AND THE TREASURER. A FINAL COPY OF THE FORM 990 WAS REVIEWED BY THE FULL BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ARE REQUIRED TO ANNUALLY SIGN A CONFLICT OF INTEREST POLICY. IF A CONFLICT ARISES, IT IS DISCUSSED AMONG THE EXECUTIVE COMMITTEE MEMBERS AND THEN TAKEN TO THE FULL BOARD FOR CONSIDERATION. THE INTERESTED PERSON IS RECUSED FROM ALL DISCUSSIONS AND VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15A THE HUMAN RESOURCES (HR) COMMITTEE OF THE BOARD OF DIRECTORS CONDUCTS A PERFORMANCE EVALUATION OF THE EXECUTIVE DIRECTOR AND AN ANALYSIS OF BENCHMARKING COMPENSATION SURVEYS FROM ORGANIZATIONS REPRESENTATIVE OF THE NONPROFIT INDUSTRY. AFTER REVIEWING THE MATERIALS, THE HR COMMITTEE RECOMMENDS THE SALARY INCREASE TO THE EXECUTIVE COMMITTEE OF THE BOARD AND THEN TO THE FULL BOARD. THE FULL BOARD VOTES TO APPROVE THE SALARY. THE DELIBERATION AND DECISION OF THIS PROCESS IS CONDUCTED IN AN EXECUTIVE SESSION AND SUBSTANTIATED BY BOARD APPROVAL OF THE HR COMMITTEE RECOMMENDATION. THE CHAIR OF THE HR COMMITTEE REPORTS THE SALARY INCREASE TO THE EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER. THE LAST REVIEW TOOK PLACE IN JANUARY 2018. THE EXECUTIVE DIRECTOR HAS THE AUTHORITY TO DETERMINE ALL OTHER COMPENSATION IN CONSULTATION WITH THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CLASP TEAM CONTRACTORS: PROGRAM SERVICE EXPENSES 390,524. MANAGEMENT AND GENERAL EXPENSES 58,216. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 448,740. TECHNICAL IMPLEMENTERS: PROGRAM SERVICE EXPENSES 1,100,422. MANAGEMENT AND GENERAL EXPENSES 164,042. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,264,464. RBF IMPLEMENTATION: PROGRAM SERVICE EXPENSES 5,128. MANAGEMENT AND GENERAL EXPENSES 765. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,893. CONTRACTORS: PROGRAM SERVICE EXPENSES 126,328. MANAGEMENT AND GENERAL EXPENSES 18,832. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 145,160. FORM 990, PART IX: THE EXPENSES PRESENTED ON FORM 990, PART IX DO NOT INCLUDE AN ALLOCATION OF MANAGEMENT AND GENERAL TO PROGRAM ACTIVITIES. THE EXPENSES BELOW REFLECT THE AMOUNTS AFTER THE ALLOCATION OF MANAGEMENT AND GENERAL EXPENSES AS REPORTED ON THE FINANCIAL STATEMENTS: PROGRAM SERVICES: $6,118,284 MANAGEMENT AND GENERAL: $- TOTAL EXPENSES: $6,118,284