2018-05-15T07:01:48-05:00 2017-06-30 314419361 JOHN GERLACH & COMPANY LLP 37 W BROAD ST STE 530 COLUMBUS OH 43215 990 2016-07-01 460843878 OHIO STATE INNOVATION FOUNDATION OHIO 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 DJ NAG VICE PRESIDENT 6142921315 2018-05-14 TJ CONGER CPA P00068140 6142242164 2018-05-14 2016 2022-09-23 18:48:47Z MATT MCNAIR 1524 N HIGH STREET COLUMBUS OH 43201 6739541 0 X N/A X 2012 OH OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVES OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF THE OSIF ARE CONDUCTED BY THE OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 4 1 0 0 -19437 -19437 1650000 2475000 3935523 4283978 0 0 -72625 -19437 5512898 6739541 0 0 0 0 0 0 0 0 0 6414313 5900432 6414313 5900432 -901415 839109 1365190 2316032 622028 714324 743162 1601708 X OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVE OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF OSIF ARE CONDUCTED BY OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 0 0 271129 4283978 MANAGED LICENSES OF TECHNOLOGY DEVELOPED AT THE OHIO STATE UNIVERSITY. 5620553 MANAGED INTELLECTUAL PROPERTY PORTFOLIO OF THE OHIO STATE UNIVERSITY. 5891682 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 20 0 1 0 0 0 0 0 0 0 0 0 0 0 X 4 1 1 1 0 0 1 1 0 1 0 0 0 0 1 1 1 1 0 0 0 0 OH X CHERYL TURNBULL VICE PRESIDENT 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 MATT MCNAIR PRESIDENT 4.00 40.00 X X 0 381446 85910 GEOFFREY S CHATAS CHAIRMAN 0.30 40.00 X 0 771681 117210 TIM WRIGHT DIRECTOR 0.25 X 0 0 0 BRUCE MCPHERON EX-OFFICIO DIRECTOR 0.10 40.00 X 0 542441 91984 DJ NAG VICE PRESIDENT 0.50 40.00 X 0 164965 26601 CHERYL TURNBULL VICE PRESIDENT 4.00 40.00 X 0 187283 29509 ERIN KARZMER SECRETARY 0.50 40.00 X 0 170549 65773 MICHAEL PAPADAKIS TREASURER 0.10 40.00 X 0 431575 90468 0 2649940 507455 0 0 1 0 MACMILLAN SOBANSKI & TODD ONE MARITIME PLAZA 720 WATER STREE TOLEDO OH 43604 LEGAL SERVICES 1031042 MEUNIER CARLIN & CURFMAN LLC 817 WEST PEACHTREE STREET NW SUITE ATLANTA GA 30308 LEGAL SERVICES 908804 COMPUTER PACKAGES INC 414 HUNGERFORD DRIVE 3RD FLR ROCKVILLE MD 20850 LEGAL SERVICES 565744 MICHAEL BEST & FRIEDRICH LLP 100 EAST WISCONSIN AVE 3300 MILWAUKEE WI 53202 LEGAL SERVICES 330915 TAROLLI SUNDHEIM COVELL & TUMMINO LLP 1300 E 9TH ST SUITE 1700 CLEVELAND OH 44114 LEGAL SERVICES 307360 7 2475000 2475000 PATENT ROYALTY REVENUE 900099 3391210 3391210 REIMBURSEMENTS FROM LI 900099 892768 892768 4283978 PARTNERSHIP PASSTHROUG 900099 -19437 -19437 -19437 6739541 4283978 -19437 0 52481 52481 202260 202260 16896 8146 8750 18882 18882 176 176 2366135 2366135 PATENT EXPENSES 3210687 3210687 BAD DEBT EXPENSE 32915 32915 5900432 5891682 8750 0 789997 936116 575193 1379916 1365190 2316032 622028 714324 622028 714324 X 743162 776708 825000 743162 1601708 1365190 2316032 X 839109 19437 X X 0 1 X 0 0 X X X 1 THE OHIO STATE UNIVERSITY 316025986 2 1 2366135 0 1 2366135 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 9270482 2511504 2511504 6758978 -19437 -19437 6739541 8411936 2511504 2511504 5900432 0 5900432 PART X, LINE 2: THE FOUNDATION HAS ADOPTED THE PROVISIONS OF THE FASB ASC RELATING TO UNCERTAIN TAX POSITIONS. THE FOUNDATION DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: BOOK/TAX DIFFERENCE ON PASS-THROUGH -19,437. 0 0 0 0 0 0 0 0 0 MATT MCNAIR PRESIDENT 0 356426 0 24000 0 1020 0 42844 0 43066 0 467356 0 0 GEOFFREY S CHATAS CHAIRMAN 0 640483 0 129808 0 1390 0 78235 0 38975 0 888891 0 0 BRUCE MCPHERON EX-OFFICIO DIRECTOR 0 448295 0 91117 0 3029 0 65214 0 26770 0 634425 0 0 DJ NAG VICE PRESIDENT 0 154715 0 10000 0 250 0 19785 0 6816 0 191566 0 0 CHERYL TURNBULL VICE PRESIDENT 0 186306 0 0 0 977 0 26552 0 2957 0 216792 0 0 ERIN KARZMER SECRETARY 0 169517 0 0 0 1032 0 24623 0 41150 0 236322 0 0 MICHAEL PAPADAKIS TREASURER 0 338679 0 91876 0 1020 0 48892 0 41576 0 522043 0 0 FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE RELATIONSHIP WITH RELATED ENTITIES, SEVERAL MEMBERS SERVE ON THE BOARD OF RELATED ENTITIES. FORM 990, PART VI, SECTION A, LINE 3 OSU TECHNOLOGY COMMERCIALIZATION CONTRACTS WITH OHIO STATE INNOVATION FOUNDATION TO MANAGE THE ORGANIZATION'S OPERATIONS. FORM 990, PART VI, SECTION A, LINE 6 THE OHIO STATE UNIVERSITY IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A PER SECTION 2.01 MEMBERSHIP, OF THE CODE OF REGULATIONS, THE PRESIDENT OF THE OHIO STATE UNIVERSITY HAS THE POWER TO DESIGNATE A MEMBER OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES EXIST THAT HAVE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM, AND REVIEWED BY THE OFFICERS. TO EXPEDIATE FILING THE RETURN IS NOT PROVIDED TO THE FULL BOARD OF DIRECTORS PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY BOARD MEMBERS ARE REMINDED OF POLICIES AND ASKED TO REVIEW AND DISCLOSE CONFLICTS OR OTHER MATTERS RELEVANT TO SERVING THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORMS 1023 AND 990 ARE AVAILABLE UPON REQUEST. FURTHER, THE FORM 990 IS AVAILABLE VIA ANOTHER'S WEBSITE, WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 UPON WRITTEN REQUEST, DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS WILL BE MADE AVAILABLE FOR REVIEW. FORM 990, PART XI, LINE 9: BOOK/TAX DIFFERENCE ON PASS-THROUGH 19,437. FORM 990, PART XII, LINE 2C: THE PROCESS IS UNCHANGED FROM THE PRIOR YEAR. THE OHIO STATE UNIVERSITY 2020 BLANKENSHIP HALL 901 WOODY HAY COLUMBUS OH 43210 316025986 EDUCATION OH 501(C)(3) LINE 2 OHIO STATE 0 SCARLET INNOVATIONS INC 1524 NORTH HIGH STREET COLUMBUS OH 43201 472034000 OTHER BUSINESS SUPPORT ACTIVITIES OH OSIF C -155107 31260 1.00000 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 THE OHIO STATE UNIVERSITY C 2475000 CASH THE OHIO STATE UNIVERSITY R 2366135 PATENT DISTRIBUTIONS