2018-05-14T16:47:09-05:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP PO BOX 2886 OSHKOSH WI 549032886 990 2016-07-01 391024723 MARIAN UNIVERSITY INC MARI 8002627426 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 DAVID WONG VP OF BUSINESS AND FINANCE 8002627426 2018-05-11 1 KIMBERLY ANDERSON CPA P00188889 9202315890 2018-05-10 2016 2022-09-23 18:48:47Z DR ANDREW P MANION 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 55015309 0 X WWW.MARIANUNIVERISTY.EDU X 1963 WI MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS INSTITUTION OF HIGHER LEARNING OFFERING UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS WITH APPROXIMATELY 2,000 STUDENTS ANNUALLY. 20 19 997 19 218740 0 4203129 7059695 41615086 41538543 562188 582776 1107424 1251360 47487827 50432374 12727254 13210170 0 0 18639342 18022796 0 0 579029 13050845 14277889 44417441 45510855 3070386 4921519 50171017 59922954 19272369 23490430 30898648 36432524 X MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS COMMUNITY THAT WELCOMES DIVERSE SPIRITUAL TRADITIONS SPONSORED BY THE CONGREGATION OF SISTERS OF ST AGNES. MARIAN UNIVERSITY ENGAGES STUDENTS IN THE EDUCATION OF THE WHOLE PERSON. WE EMBRACE JUSTICE AND COMPASSION AND TRANSFORM LIVES FOR PROFESSIONAL SERVICE AND LEADERSHIP IN THE GLOBAL COMMUNITY. THE FIVE CORE VALUES OF MARIAN UNIVERSITY INSPIRE EVERYTHING WE DO AT MARIAN UNIVERSITY - IN THE CLASSROOM, IN ACTIVITIES, IN SERVICE TO OTHERS AND IN OUR RELATIONSHIPS WITH EACH OTHER. COMMUNITY - RESPECTING OUR DIVERSITY AS INDIVIDUALS, WE ENCOURAGE, CHALLENGE AND NURTURE ONE ANOTHER, JOINING TOGETHER TO ACCOMPLISH OUR SHARED MISSION AND VISION. LEARNING - WE ENGAGE IN A COLLABORATIVE LIFELONG PROCESS OF SEEKING TRUTH AND APPROPRIATING KNOWLEDGE AND VALUES TO TRANSFORM THE INDIVIDUAL, OUR COMMUNITIES AND THE WORLD SERVICE THROUGH ACTIVE SERVICE AND MINISTRY. WE SUPPORT ONE ANOTHER AND SEEK TO MEET THE NEEDS OF THE LARGER COMMUNITY. SOCIAL 0 0 38295912 13210170 42477522 MARIAN UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION PROVIDING A COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION AND SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. ANNUALLY IT SERVES APPROXIMATELY 2,000 STUDENTS. 38295912 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 113 0 1 997 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X DAVID WONG 8002627426 45 S NATIONAL AVENUE FOND DU LAC WI 54935 TERRI L EMANUEL VICE CHAIRPERSON 1.00 X X 0 0 0 ANTHONY J AHERN CHAIRPERSON 1.00 X X 0 0 0 RICHARD J BAKER TRUSTEE 1.00 X 0 0 0 JACK BODMAN TRUSTEE 1.00 X 0 0 0 MARY NOEL BROWN CSA TRUSTEE 1.00 X 0 0 0 TODD BUTZ TRUSTEE 1.00 X 0 0 0 ANDREW MANION PRESIDENT 40.00 X X 246786 0 16864 DEBORAH HELLER TRUSTEE 1.00 X 0 0 0 DAVID KLUMPYAN TRUSTEE 1.00 X 0 0 0 WILLIAM B LAMB TRUSTEE 1.00 X 0 0 0 HERTHA LONGO CSA TRUSTEE 1.00 X 0 0 0 PATRICIA MILLER TRUSTEE 1.00 X 0 0 0 THOMAS E PETRI TRUSTEE 1.00 X 0 0 0 SISTER JULIE KRAHL TRUSTEE 1.00 X 0 0 0 ERIN P RADEMANN TRUSTEE 1.00 X 0 0 0 STEPHEN RECCA TRUSTEE 1.00 X 0 0 0 LACEY A SADOFF SECRETARY 1.00 X X 0 0 0 TROY SCHILL TREASURER 1.00 X X 0 0 0 JUSTIN A SMITH TRUSTEE 1.00 X 0 0 0 DAROLD A TREFFERT MD TRUSTEE 1.00 X 0 0 0 STACEY L AKEY VICE PRESIDENT - ALUMNI & INSTITUTIONAL PARTNERSHI 40.00 X 125616 0 21847 KATHLEEN CANDEE VICE PRESIDENT - STUDENT ENGAGEMENT 40.00 X 100723 0 16897 JASON HARMON VICE PRESIDENT - ENROLLMENT MANAGEMENT 40.00 X 23363 0 105 RUSSELL MAYER VICE PRESIDENT - ACADEMIC AFFAIRS 40.00 X 77707 0 4209 GEORGE KOONCE SENIOR VICE PRESIDENT - UNIVERSITY RELATIONS 40.00 X 147847 0 26501 TRACY MILKOWSKI FORMER VP - ADVANCEMENT 40.00 X 112180 0 2485 JANEEN MEIFERT FORMER VP - OFFICE OF BUSINESS AND FINANCE 40.00 X 126763 0 23039 SUZANNE K STODDART DEAN - SCHOOL OF EDUCATION 40.00 X 101238 0 10678 LINDA MATHESON DEAN - SCHOOL OF NURSING 40.00 X 115570 0 23219 JULIE LUETSCHWAGER INTERIM VP - ENROLLMENT 40.00 X 116821 0 2725 NANCY RILEY PROFESSOR - SCHOOL OF EDUCATION 40.00 X 104350 0 10891 MICHELLE MAJEWSKI DEAN - SCHOOL OF ARTS 40.00 X 108664 0 13243 1507628 0 172703 11 0 1 0 SODEXO INC & AFFIL MAINTCONTRACT 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 MAINTENANCE 1264721 SODEXH INC FOOD SERVICE 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 1116110 EPPSTEIN UHEN ARCHITECTS INC 333 E CHICAGO ST MILWAUKEE WI 532025809 ARCHITECTURAL SERVICES 255583 HEARTLAND BUSINESS SYSTEMS 75 REMITTANCE DR DEPT 3286 CHICAGO IL 606753286 IT SOFTWARE SUPPORT & CONSULTING 223847 PER MAR SECURITY SERVICES P O BOX 1101 DAVENPORT IA 528051101 SECURITY SERVICE 213640 5 25230 539179 6495286 800 7059695 TUITION AND FEES - UNDERGRAD 611310 34651475 34651475 GRADUATE PROGRAM TUITION 611310 3463485 3463485 DORMITORY AND APARTMENT RENTAL 721310 3078121 3078121 EAA, CSA AND STAYER CENTER REVEN 721310 218740 218740 BOOKSTORE COMMISSION 451211 55672 55672 71050 71050 41538543 539841 539841 1080478 0 1080478 1080478 1080478 4592563 4511259 38369 81304 -38369 42935 42935 26921 25230 31911 -4990 -4990 3297 1396 1901 1901 MISCELLANEOUS 900099 101901 101901 PARKING FEES 900099 41058 41058 STUDENT INTEREST 900099 31012 31012 173971 50432374 42477522 218740 676417 13210170 13210170 1262256 1060295 189338 12623 14143665 11943556 1774516 425593 285735 237693 39610 8432 1254894 1032807 185543 36544 1076246 917337 128143 30766 25876 25876 70620 70620 25490 25490 2453292 2232505 218492 2295 644910 312911 303343 28656 929472 835085 85133 9254 584446 193674 390772 1519510 1217127 298932 3451 597599 588263 4856 4480 203052 190872 11352 828 552796 382849 169947 1481340 1428270 53070 256909 700 256209 BOARD PLAN EXPENSE 952298 952298 BAD DEBT AND COLLECTION 921781 921781 LEASE PAYMENTS 708062 224990 483072 OTHER EXPENSE 492625 187584 304410 631 1857811 1146926 695409 15476 45510855 38295912 6635914 579029 1850 1850 4138094 10664244 1498858 3308871 1451059 1566569 1331937 1099093 53165 47053 524743 565588 56943536 26235847 29025243 30707689 12146068 11961997 50171017 59922954 3208241 2485423 1103160 3048646 7080259 8139461 6522355 8552483 1358354 1264417 19272369 23490430 X 17651621 17135785 5727520 11601407 7519507 7695332 30898648 36432524 50171017 59922954 4921519 612357 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 4765 0 0 0 4765 0 PART II-B, LINE 1: A PORTION OF THE DUES PAID TO THE WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IS USED TO SUPPORT AND PROMOTE NONPROFIT, PRIVATE (OR INDEPENDENT) COLLEGES AND UNIVERSITES IN STATE AND FEDERAL GOVERNMENTS. 6855174 175825 592506 833427 6790078 7005880 74825 -194097 31434 6855174 7155820 46925 60108 256973 7005880 6567850 64691 777835 254556 7155820 6506675 75605 573532 587962 6567850 1.00000 0 0 1938038 1938038 42234130 16407627 25826503 2441327 1151282 1290045 9077583 7861633 1215950 1252458 815305 437153 30707689 STUDENT AND OTHER DEPOSITS 190121 REFUNDABLE ADVANCES FROM US GOVT 1074296 1264417 X 37906393 612357 97322 709679 37196714 25490 13210170 13235660 50432374 32372517 97322 97322 32275195 25490 13210170 13235660 45510855 PART V, LINE 4: THE ORGANIZATION MAINTAINS ENDOWMENT FUNDS IN ORDER TO UTILIZE THE INCOME TO PROVIDE SCHOLARSHIPS TO THE STUDENTS OF THE UNIVERSITY. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS BECAUSE THE UNIVERSITY DOES NOT HAVE A SIGNIFICANT AMOUNT OF UNRELATED BUSINESS INCOME. PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED IN EXPENSES. THE UNIVERSITY HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES FOR THE YEAR ENDED JUNE 30, 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENESE INCLUDED ON FORM 990, PART VIII, LINE 8B 32,507. WORK STUDY ASSISTANCE 64,815. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES 13,210,170. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES INCLUDED ON FORM 990, PART VIII, LINE 8B 32,507. WORK STUDY ASSISTANCE 64,815. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES 13,210,170. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 MARIAN UNIVERSITY DRAWS STUDENTS NATIONWIDE. MATERIALS USED IN PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS INCLUDE A STATEMENT THAT MARIAN UNIVERSITY ADMITS STUDENTS OF ANY RACE, COLOR, RELIGION, AND NATIONAL OR ETHNIC ORIGIN. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FROM GOVERNMENTAL AGENCIES THE FOLLOWING FINANCIAL AID: -PELL GRANT SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT -COLLEGE WORK STUDY -PERKINS -TRIO BUSINESS AND INDUSTRY DINNER 23376 7000 16376 8077 3177 ALUMNI GOLF OUTING 28775 18230 10545 593 14698 2868 1 0 1812 686 52151 25230 26921 593 24587 6731 31911 -4990 WI 1 0 1 0 1.00000 DAVID WONG 45 S NATIONAL AVENUE FOND DU LAC WI 54935 0 0 1 SCHOLARSHIPS AND GRANTS (FINANCIAL AID) 1556 13210170 PART I, LINE 2: STUDENTS REQUESTING FINANCIAL AID ARE REQUIRED TO FILL OUT A FINANCIAL AID FORM FOR EACH ACADEMIC YEAR. THE FINANCIAL AID OFFICE USES THIS INFORMATION TO DETERMINE WHICH STUDENTS QUALIFY FOR CERTAIN PROGRAMS AND SCHOLARSHIPS (FOR EXAMPLE - PELL, PERKINS, COLLEGE WORK-STUDY, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, ETC.) X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ANDREW MANION PRESIDENT 219776 0 0 0 27010 0 0 0 16864 0 263650 0 0 0 GEORGE KOONCE SENIOR VICE PRESIDENT - UNIVERSITY R 141656 0 0 0 6191 0 0 0 26501 0 174348 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED HEALTH OR SOCIAL CLUB DUES TO ANDY MANION, PRESIDENT AND GEORGE KOONCE, FORMER VICE PRESIDENT - ADVANCEMENT AND ATHLETICS. A WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 97710VLB2 2003-06-26 2885000 REFUND A PRIOR ISSUE 0 0 0 B REDEVELOPMENT REVENUE BOND SERIES 2009 396005450 038127BPO 2009-10-08 2930000 EDUCATIONAL BUILDING 0 0 0 C REDEVELOPMENT REVENUE BOND SERIES 2010A & 2010B 396005450 NONEAVAIL 2010-04-30 2000000 STUDENT RESIDENCE 0 0 0 D REDEVELOPMENT REVENUE BOND SERIES 2014 396005450 NONEAVAIL 2014-12-17 4250000 NIELSON BUILDING 0 0 0 A 2695000 2885000 41912 2003 1 0 1 1 B 670000 2930000 102865 2827135 2009 0 0 1 1 C 785226 2000000 35600 1964400 2010 0 0 1 1 D 540312 4250000 46500 4203500 2017 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 1 0 1 0 0 0 0 B 0 0 1 0 0 0 0 0 0 C 0 0 1 0 0 0 0 0 0 D 0 0 1 0 1 0 0 0 0 A 0 B 0 C 0 D 0 NATIONAL EXCHANGE BANK FORMER TRUSTEE, ERIC STONE, IS OFFICER OF BANK 2200000 LINE OF CREDIT NET PROCEEDSERIC P. STONE IS A FORMER OFFICER OF MARIAN UNIVERSITY AND OF THE FINANCIAL INSTITUTION THAT MARION UNIVERSITY CONTRACTS WITH FOR ITS BANKING SERVICE NEEDS. MARIAN UNIVERSITY DOES NOT DEAL WITH MR. STONE DIRECTLY ON BANKING TRANSACTIONS AND MR. STONE IS NOT PERMITTED TO, NOR DOES HE, VOTE ON ANY BANKING TRANSACTION DECISIONS. 0 FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS TWO CLASSES OF MEMBERS. CLASS A (GENERAL SUPERIOR OF THE CONGREGATION AND THOSE PERSONS WHO ARE MEMBERS OF THE GENERAL COUNCIL OF THE CONGREGATION) AND CLASS B (APPOINTED BY CLASS A). FORM 990, PART VI, SECTION A, LINE 7A CLASS A MEMBERS APPOINT CLASS B MEMBERS. CLASS B MEMBERS APPROVE THE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B TRANSACTIONS OVER $500,000 THAT INVOLVE ACQUISITION OR ALIENATION (SELLING) OF LAND OR BUILDINGS OR INCURRING DEBT NEED TO BE APPROVED BY CLASS B MEMBERS. TRANSACTIONS OVER $5,705,000 (ACQUISITION OR ALIENATION OF LAND OR BUILDINGS OR INCURRING DEBT) NEED TO BE APPROVED BY CLASS A MEMBERS AND THE CONGREGATION FOR RELIGIOUS OF THE VATICAN. FORM 990, PART VI, SECTION B, LINE 11B A FINAL FORM 990 WAS PROVIDED TO EACH VOTING MEMBER OF THE ORGANIZATION'S GOVERNING BODY PRIOR TO ITS FILING WITH THE IRS. MANAGEMENT CONDUCTED AN EXTENSIVE REVIEW OF THE 990 AND THE ENTERPRISE RISK MANAGMENT COMMITTEE MEMBERS ALSO DID A REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS THE ANNUAL DISCLOSURE STATEMENTS AND THEN THE GOVERNING BODY AND MANAGEMENT MONITORS AND MAKES SURE DECISIONS ARE NOT MADE BY INDIVIDUALS POSSESSING A CONFLICT OF INTEREST. IF A CONFLICT IS DEEMED TO EXIST FOR A MEMBER OF THE GOVERNING BODY, SUCH PERSON SHALL NOT VOTE ON, NOR USE PERSONAL INFLUENCE ON, NOR PARTICIPATE (OTHER THAN TO PRESENT FACTUAL INFORMATION OR TO RESPOND TO QUESTIONS) IN THE DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO SUCH CONTRACT OR TRANSACTION. THE MINUTES OF THE MEETING SHALL REFLECT THE DISCLOSURE MADE AND, WHERE APPLICABLE, THE ABSTENTION FROM VOTING AND PARTICIPATION. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE (SUB COMMITTEE OF THE BOARD OF THE TRUSTEES) UTILIZES DATA FROM THE WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES (REGIONAL) AND YAFFE & COMPANY (NATIONAL) TO ANNUALLY COMPARE EXECUTIVE COMPENSATION. THE DATA GATHERED BY THE COMMITTEE WILL BE USED TO ENSURE THAT THE COMPENSATION FOR OFFICERS OF THE UNIVERSITY AND OTHER DISQUALIFIED PERSONS ARE GENERALLY IN LINE WITH THE COMPENSATION PHILOSOPHY, ARE WITHIN FAIR MARKET VALUE AND MEET THE STANDARDS OF REASONABLENESS. THE COMMITTEE'S MINUTES DOCUMENT THE FOREGOING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S PROCESS FOR OVERSEEING THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT (WHO PERFORMS THE AUDIT OF THE FINANCIAL STATEMENTS) HAS NOT CHANGED FROM THE PRIOR YEAR.