2018-05-11T12:04:04-05:00 2017-06-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2016-07-01 132934575 CHAMBER MUSIC AMERICA INC CHAM 2122422022 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 MARGARET M LIOI CEO 2122422022 2018-05-07 1 FREDERICK MARTENS P00298107 2126972299 2016 2022-09-23 18:48:47Z MARGARET M LIOI 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 6835367 0 X WWW.CHAMBER-MUSIC.ORG X 1977 NY TO DEVELOP, SUPPORT, AND STRENGTHEN THE CHAMBER MUSIC FIELD. 27 26 12 26 205988 -250 416991 1949198 681501 689063 245679 299656 1842 1257 1346013 2939174 748954 961546 0 0 972858 975984 0 0 184507 796093 889118 2517905 2826648 -1171892 112526 12168717 12907407 1243397 1529118 10925320 11378289 X CHAMBER MUSIC AMERICA'S MISSION IS TO DEVELOP, SUPPORT, AND STRENGTHEN THE CHAMBER MUSIC COMMUNITY. CMA SERVES AS THE HUB OF THIS NON-INSTITUTIONAL AND ARTIST-LED FIELD. BY PROVIDING DIRECT FUNDING, OPPORTUNITIES TO GATHER TOGETHER AND LEARN FROM ONE ANOTHER, AND AN ARRAY OF INFORMATION SERVICES, CMA CONNECTS AND SUPPORTS THE MANY MUSICIANS, PRESENTERS, EDUCATORS, AND MUSIC BUSINESSES THAT ARE PART OF THIS VIBRANT COMMUNITY. 0 0 1552673 951546 GRANT PROGRAMSFOUR CMA GRANT PROGRAMS, IN WHICH FUNDING IS GIVEN TO ENSEMBLES AND CONCERT PRESENTERS, AWARDED 51 GRANTS IN THE FOLLOWING AREAS: 1) CLASSICAL COMMISSIONING: 12 GRANTS WERE AWARDED FOR THE CREATION OF NEW CHAMBER MUSIC WORKS IN THE CLASSICAL TRADITION;2) NEW JAZZ WORKS: 15 GRANTS WERE AWARDED FOR THE CREATION AND PRESENTATION OF NEW WORKS FOR SMALL ENSEMBLES IN THE JAZZ IDIOM;3) PRESENTER CONSORTIUM FOR JAZZ: 15 GRANTS WERE AWARDED TO FIVE PRESENTER CONSORTIUMS TO SUPPORT MULTIPLE PERFORMANCES BY JAZZ ENSEMBLES;4) RESIDENCY PARTNERSHIP: 9 GRANTS WERE AWARDED TO ENSEMBLES AND PRESENTERS FOR EDUCATIONAL AND AUDIENCE DEVELOPMENT ACTIVITIES IN COMMUNITIES NATIONWIDE. 244917 205988 CHAMBER MUSIC MAGAZINETO HIGHLIGHT THE WORK OF CHAMBER ENSEMBLES AND PRESENTERS THROUGHOUT THE COUNTRY, AND TO KEEP THE FIELD INFORMED OF NEWS WITHIN AND BEYOND THE CHAMBER MUSIC COMMUNITY, CMA PUBLISHES "CHAMBER MUSIC" MAGAZINE QUARTERLY. RECEIVING THE MAGAZINE IS A BENEFIT OF MEMBERSHIP IN CMA. 327476 118375 NATIONAL CONFERENCECMA PRODUCES AN ANNUAL CONFERENCE EACH JANUARY THAT BRINGS THE MEMBERS OF THE FIELD TOGETHER FOR A WEEKEND OF LEARNING, SHARING BEST PRACTICES, SHOWCASE PERFORMANCES, AND CONCERTS. THE WEEKEND CULMINATES IN AN AWARDS BANQUET AT WHICH A DISTINGUISHED MEMBER OF THE ENSEMBLE MUSIC FIELD IS CELEBRATED WITH CMA'S HIGHEST HONOR, THE RICHARD J. BOGOMOLNY NATIONAL SERVICE AWARD. 411215 10000 364700 CLEVELAND QUARTET AWARD PROGRAM, MEMBER SERVICES, WEBSITE, PROFESSIONAL DEVELOPMENT, RESEARCH & ADVOCACY, NATIONAL CHAMBER MUSIC MONTH, AND NETWORKING EVENTS THROUGHOUT THE YEAR. 411215 10000 364700 2536281 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 130 0 12 1 1 1 0 0 0 0 0 0 0 0 0 X 27 26 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X MICHAEL WELCH 2122422022 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 RICHARD KESSLER CHAIR 1.00 X X 0 0 0 BILLY CHILDS PRESIDENT 1.00 X X 0 0 0 MARIAM ADAM VICE PRESIDENT 1.00 X X 0 0 0 DARRELL GRANT VICE PRESIDENT 1.00 X X 0 0 0 DAVID SKIDMORE SECRETARY 1.00 X X 0 0 0 CAROLINE MARSHALL TREASURER 1.00 X X 0 0 0 MARGARET M LIOI CEO 50.00 X X 182787 0 41142 MARTHA BONTA BOARD MEMBER 1.00 X 0 0 0 ARMANDO CASTELLANO BOARD MEMBER 1.00 X 0 0 0 ALOYSIA FRIEDMAN BOARD MEMBER 1.00 X 0 0 0 JENNIFER GRIM BOARD MEMBER 1.00 X 0 0 0 MIMI HWANG BOARD MEMBER 1.00 X 0 0 0 SEAN JONES BOARD MEMBER 1.00 X 0 0 0 JOHN KIRK BOARD MEMBER 1.00 X 0 0 0 DAVID T LITTLE BOARD MEMBER 1.00 X 0 0 0 JESSIE MONTGOMERY BOARD MEMBER 1.00 X 0 0 0 BARLI NUGENT BOARD MEMBER 1.00 X 0 0 0 MICHELE ROSEWOMAN BOARD MEMBER 1.00 X 0 0 0 ABHIJIT SENGUPTA BOARD MEMBER 1.00 X 0 0 0 WENDY SHARP BOARD MEMBER 1.00 X 0 0 0 LUCY SHELTON BOARD MEMBER 1.00 X 0 0 0 NADIA SIROTA BOARD MEMBER 1.00 X 0 0 0 KATHIE STEWART BOARD MEMBER 1.00 X 0 0 0 RUTH WAALKES BOARD MEMBER 1.00 X 0 0 0 MICHELLE WITT BOARD MEMBER 1.00 X 0 0 0 STEPHEN WOGAMAN BOARD MEMBER 1.00 X 0 0 0 JOHN ZION BOARD MEMBER 1.00 X 0 0 0 MICHAEL WELCH DIRECTOR OF FINANCE & ADMINISTRATION 50.00 X 93950 0 7405 276737 0 48547 1 0 1 0 0 222580 1726618 1949198 MEMBERSHIP DUES 713990 364700 364700 MAGAZINE ADVERTISING 541800 205988 205988 REGISTRATION FEES 713990 118375 118375 689063 249711 249711 3946138 3896193 49945 49945 49945 MISCELLANEOUS 900099 1257 1257 1257 2939174 483075 205988 300913 535116 535116 426430 426430 323880 245497 37812 40571 510941 428962 1744 80235 14385 11983 1154 1248 72788 62163 205 10420 53990 45333 2642 6015 23000 19504 920 2576 35974 35974 187506 177085 10164 257 93714 90589 459 2666 87380 73784 2352 11244 56899 48103 2424 6372 44820 40820 1132 2868 156593 154501 2009 83 117818 107078 2950 7790 3932 3346 142 444 PANEL HONORARIA 48350 48350 MISCELLANEOUS 23786 10476 3158 10152 DUES AND SUBSCRIPTIONS 9346 7161 619 1566 2826648 2536281 105860 184507 172356 85879 1258082 1332775 220000 757077 87942 85579 39647 19207 2720382 416802 2421398 2303580 6149392 6944932 1799993 1358471 19907 19907 12168717 12907407 50798 60514 1179375 1457555 13224 11049 1243397 1529118 X 2539894 2426448 2008596 2575011 6376830 6376830 10925320 11378289 12168717 12907407 112526 340443 0 X 0 1 X 1 0 X 2754600 1469545 441176 416991 1949198 7031510 2754600 1469545 441176 416991 1949198 7031510 4877026 2154484 216014 256160 369498 327328 249711 1418711 1593 3397 309 1842 1257 8398 8458619 2433963 0.25470 0.28540 X CHAMBER MUSIC AMERICA'S PERCENTAGE OF PUBLIC SUPPORT IS LESS THAN 33 1/3%. HOWEVER, CHAMBER MUSIC AMERICA'S PUBLIC SUPPORT IS MORE THAN 10% OF ITS TOTAL SUPPORT. IT HAS A SOLICITATION PLAN FOR ATTRACTING PUBLIC SUPPORT AND A HAS A BROAD, REPRESENTATIVE GOVERNING BODY. ITS PROGRAM SERVICES DIRECTLY BENEFIT THE GENERAL PUBLIC. THEREFORE, CHAMBER MUSIC AMERICA QUALIFIES FOR NON-PRIVATE FOUNDATION STATUS UNDER THE FACTS AND CIRCUMSTANCES TEST OF IRC SEC 170(B)(1)(A)(VI). RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6877179 594336 295055 7176471 7100880 138686 362387 6877179 7440132 47453 386705 7100880 7051640 809546 421054 7440132 6900759 563199 412318 7051640 0.00900 0.88800 0.10300 0 0 1894131 184152 1709979 657451 92882 564569 50105 35956 14149 118695 103812 14883 2303580 CERTIFICATES OF DEPOSIT 1358471 F 1358471 3243643 340443 340443 2903200 35974 35974 2939174 2790674 0 2790674 35974 35974 2826648 PART V, LINE 4: THE RESIDENCY ENDOWMENT'S PURPOSE IS TO FUND GRANTS MADE THROUGH CMA'S RESIDENCY PARTNERSHIP PROGRAM, WHICH BRINGS LIVE CHAMBER MUSIC TO COMMUNITIES ACROSS THE COUNTRY IN SETTINGS OTHER THAN TRADITIONAL CONCERT HALLS. THE COMMISSIONING ENDOWMENT'S PURPOSE IS TO FUND GRANTS MADE THROUGH CMA'S CLASSICAL COMMISSIONING PROGRAM, WHICH SUPPORTS THE COMPOSER'S FEE, ENSEMBLE HONORARIA, AND COPYING COSTS. THE GENERAL ENDOWMENT'S PURPOSE IS TO FUND CMA'S GENERAL OPERATIONS. THE CLEVELAND QUARTET AWARD ENDOWMENT'S PURPOSE IS TO PROVIDE FEE SUBSIDY FOR THE ENSEMBLE CHOSEN TO RECEIVE THE BIENNIAL CLEVELAND QUARTET AWARD. 1 ACADIANA CENTER FOR THE ARTS 101 W VERMILLION STREET LAFAYETTE LA 70501 510138288 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ ARTS COUNCIL OF GREATER BATON ROUGE 427 LAUREL STREET BATON ROGUE LA 70801 720735814 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ ARTS FOR ART INC 107 SUFFOLK ST 300 NEW YORK NY 10002 133991848 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ ATTACCA QUARTET 41 PARK TERRACE W F-3 NEW YORK NY 10034 472620596 19100 CLASSICAL COMMISSIONING BANNERS SERIES AT MCNEESE UNIVERSITY MCNEESE UNIVERSITY PO BOX 90215 LAKE CHARLES LA 70609 728029144 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ BOSTON MUSICA VIVA PO BOX 35063 BOSTON MA 02136 237135191 501C3 27000 CLASSICAL COMMISSIONING CAPITALBOP 2029 CONNECTICUT AVE NW 55 WASHINGTON DC 20008 455582734 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ THE CARR CENTER 311 E GRAND RIVER DETROIT MI 48226 383027410 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ DORIAN WIND QUARTET PO BOX 231417 NEW YORK NY 10023 237148050 501C3 23000 CLASSICAL COMMISSIONING ENSEMBLE DAL NIENTE 4045 N ROCKWELL 312 CHICAGO IL 60618 202923540 501C3 24000 CLASSICAL COMMISSIONING ENSO STRING QUARTET 720 FORT WASHINGTON AVENUE 5-X NEW YORK NY 10040 900490678 15500 CLASSICAL COMMISSIONING EPISTROPHY ARTS 1602 LARKWOOD DRIVE AUSTIN TX 78723 742513984 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ GARTH NEWEL MUSIC CENTER PO BOX 240 HOT SPRINGS VA 24484 541569169 501C3 14250 CLASSICAL COMMISSIONING GREAT FALLS SYMPHONY 11 THIRD STREET GREAT FALLS MT 59401 816014907 501C3 6000 RESIDENCY PARTNERSHIP KRANNERT CENTER OF THE PERFORMING ARTS 28392 NETWORK PLACE CHICAGO IL 606731283 376000511 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ LONGLEASH 394 STUYVESANT AVENUE BROOKLYN NY 11233 811305372 501C3 12000 CLASSICAL COMMISSIONING MOMENTA QUARTET 1075 GRAND CONCOURSE 2A BRONX NY 10452 455629638 20000 CLASSICAL COMMISSIONING NAMELESS SOUND 1456 LAWSON STREET HOUSTON TX 77023 204160737 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ THE NEW QUORUM 2435 ESPLANADE AVENUE NEW ORLEANS LA 70119 474134295 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ NOVA CHAMBER MUSIC SERIES PO BOX 520962 SALT LAKE CITY UT 84103 870345040 501C3 20000 CLASSICAL COMMISSIONING OLJO CREATIVE MIND 563 W 184TH STREET 5H NEW YORK NY 10033 820768020 31000 NEW JAZZ WORKS PHOENIX RISING MUSIC LLC 27 LEONARD STREET JERSEY CITY NJ 07307 272339145 28000 NEW JAZZ WORKS PITTSBURGH CULTURAL TRUST 80 LIBERTY AVENUE PITTSBURGH PA 15222 251469002 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ REBIRTH INC 81 CHANDLER STREET DETROIT MI 48202 382204857 501C3 6000 RESIDENCY PARTNERSHIP SPEKTRAL QUARTET 1506 W ROSEMONT AVENUE 1 CHICAGO IL 60660 453696789 501C3 18200 CLASSICAL COMMISSIONING SUMMER SOLSTICE JAZZ FESTIVAL 410 ABBOT ROAD EAST LANSING MI 60660 386004674 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ SYLVAN WINDS 444 CENTRAL PARK WEST 9H NEW YORK NY 10025 133093526 501C3 6000 RESIDENCY PARTNERSHIP WALKER ART CENTER 1750 HENNEPIN AVENUE MINNEAPOLIS MN 55403 410693929 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ WESTERN MICHIGAN UNIVERSITY FOUNDATION 1903 WEST MICHIGAN AVENUE KALAMAZOO MI 49008 382138856 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ WEXNER CENTER FOR THE ARTS 1971 NORTH HIGH STREET COLUMBUS OH 43210 311145986 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ ZEPHYROS WINDS 4505 MARYLAND PARKWAY LAS VEGAS NV 89154 412208645 501C3 15500 CLASSICAL COMMISSIONING 26 5 CLASSICAL COMMISSIONING 1 23000 NEW JAZZ WORKS 13 388000 RESIDENCY PARTNERSHIP 3 15430 PART I, LINE 2: CONTRACTS ARE ISSUED AT THE BEGINNING OF THE GRANT PERIOD; INTERIM REPORTS ARE REQUIRED PERIODICALLY, DEPENDING ON THE LENGTH OF THE GRANT CYCLE; FINAL REPORTS ARE REQUIRED AT THE CONCLUSION OF EACH GRANT PERIOD. STAFF REVIEWS INTERIM REPORTS AND PRO-ACTIVELY CONTACTS GRANTEES THROUGHOUT THE YEAR TO MONITOR PROGRESS. IT IS STATED IN THE GRANT CONTRACT THAT THE GRANTEE MUST NOTIFY CMA IN WRITING OF ANY CHANGES FROM THE GRANTEE'S ORIGINAL APPLICATION THAT MIGHT OCCUR. CMA HAS THE RIGHT TO REFUSE TO APPROVE PROPOSED CHANGES. X X X X X 0 0 0 0 0 0 0 0 0 MARGARET M LIOI CEO 182787 0 0 0 0 0 9135 0 32007 0 223929 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE COMPRISES THE CHAIRPERSON OF THE BOARD, THE PRESIDENT, THE SECRETARY, THE TREASURER AND ANY OTHER DIRECTORS SELECTED BY THE BOARD AND ALSO INCLUDES, EX-OFFICIO, THE CHIEF EXECUTIVE OFFICER. THE EXECUTIVE COMMITTEE SHALL: (I) PROVIDE LEADERSHIP IN SETTING AND IMPLEMENTING THE GOALS OF THE CORPORATION, (II) BE RESPONSIBLE FOR REVIEWING THE PERFORMANCE OF THE CORPORATION, THE CHIEF EXECUTIVE OFFICER AND THE BOARD ANNUALLY, (III) ACT IN LIEU OF THE FULL BOARD IF AN IMMEDIATE ACTION IS REQUIRED BETWEEN BOARD MEETINGS AND (IV) MEET A MINIMUM OF THREE TIMES ANNUALLY. ONE-HALF OF THE VOTING MEMBERS OF THE EXECUTIVE COMMITTEE SHALL CONSTITUTE A QUORUM. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS OPEN TO ALL PERSONS AND ORGANIZATIONS INTERESTED IN THE PURPOSES OF THE CORPORATION. EACH INDIVIDUAL OR ORGANIZATION IS REFERRED TO AS A "MEMBER AND COLLECTIVELY AS "MEMBERS." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BYLAWS MANDATE 21 BOARD MEMBERS FROM THE PROFESSIONAL CHAMBER MUSIC FIELD; THESE ARE IDENTIFIED AS ELECTED BOARD MEMBERS. VOTING MEMBERS CAST A BALLOT FOR SEVEN ELECTED DIRECTORS ANNUALLY. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD HAS THE POWER TO SPECIFY WHICH MEMBERSHIP CATEGORY HAS THE RIGHT TO VOTE ON MATTERS PRESENTED TO THE MEMBERS. EACH MEMBER WITHIN A MEMBERSHIP CATEGORY ENTITLED TO VOTE HAS THE RIGHT TO CAST ONE VOTE ON EACH MATTER UNDER CONSIDERATION BY THE VOTING MEMBERS. EACH VOTING MEMBER CASTS A VOTE PURSUANT TO PRECEDURES ESTABLISHED BY THE BOARD, WHICH INCLUDES VOTING IN PERSON, BY PROXY, OR BY EMAIL. FORM 990, PART VI, SECTION B, LINE 11B CMA'S CHIEF EXECUTIVE OFFICER AND AUDIT COMMITTEE OF THE BOARD REVIEWED THE FORM 990 BEFORE IT WAS SUBMITTED TO THE IRS. A REVIEW WAS CONDUCTED UNDER THE LEADERSHIP OF THE CHAIR OF THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THERE EXISTS BETWEEN CMA AND ITS BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES A FIDUCIARY DUTY THAT CARRIES WITH IT A BROAD AND UNBENDING DUTY OF LOYALTY AND FIDELITY. THE BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES HAVE THE RESPONSIBILITY OF ADMINISTERING THE AFFAIRS OF CMA HONESTLY AND PRUDENTLY, AND OF EXERCISING THEIR BEST CARE, SKILL, AND JUDGMENT FOR THE SOLE BENEFIT OF CMA. THOSE PERSONS SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS INVOLVED IN THEIR DUTIES, AND THEY SHALL NOT USE THEIR POSITIONS WITH CMA OR KNOWLEDGE GAINED THERE FROM FOR THEIR PERSONAL BENEFIT. THE INTERESTS OF THE ORGANIZATION MUST HAVE THE FIRST PRIORITY IN ALL DECISIONS AND ACTIONS. IT IS THE POLICY OF THE BOARD THAT THE EXISTENCE OF ANY POTENTIAL OR REAL CONFLICTS OF INTEREST SHALL BE DISCLOSED ON A TIMELY BASIS AND ALWAYS BEFORE ANY TRANSACTION IS CONSUMMATED. IT SHALL BE THE CONTINUING RESPONSIBILITY OF BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES TO SCRUTINIZE THEIR TRANSACTIONS AND OUTSIDE BUSINESS INTERESTS AND RELATIONSHIPS FOR POTENTIAL CONFLICTS AND TO IMMEDIATELY MAKE SUCH DISCLOSURES. WHILE NO CONFLICTS AMONG BOARD MEMBERS HAVE EVER ARISEN, THE POTENTIAL PROCESS OF RESOLVING A CONFLICT IS TO DISCUSS THE IMPENDING CONFLICT WITH THE INDIVIDUAL AND AGREE ON A SOLUTION THAT WOULD MAINTAIN THE HIGH DEGREE OF INTEGRITY THAT IS REQUIRED OF ALL BOARD MEMBERS WHILE SERVING CHAMBER MUSIC AMERICA'S BEST INTERESTS. IF A CONFLICT OF INTEREST COULD NOT BE SETTLED THROUGH DISCUSSION AND AMICABLE RESOLUTION, THE BOARD MEMBER WOULD BE ASKED TO RESIGN. IF A CONFLICT OF INTEREST WERE TO ARISE AT THE STAFF LEVEL, THE SITUATION WOULD BE REVIEWED BY THE CEO, WHO WOULD MAKE A RECOMMENDATION TO THE BOARD FOR APPROPRIATE ACTION. FORM 990, PART VI, SECTION B, LINE 15A A COMPARATIVE COMPENSATION REVIEW OF THE CEO WAS CONDUCTED IN 2012. THE CEO'S COMPENSATION AND BENEFITS PACKAGE WAS EVALUATED ALONGSIDE THOSE OF CEOS/EXECUTIVE DIRECTORS WHO LEAD SIMILAR TYPES AND SIZES OF ARTS ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 CMA HAS NOT MADE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS GENERALLY AVAILABLE TO THE PUBLIC; HOWEVER, CMA HAS SHARED THESE DOCUMENTS WITH MEMBERS OF THE PUBLIC WHEN REQUESTED.