2018-05-14T20:06:39-05:00 2017-06-30 952857270 RICHARD J LAUTER & COMPANY LLP 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 990PF 2016-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2018-05-14 1 MARC A LAUTER P00599509 3108273808 2016 2022-09-23 18:48:47Z X 111145973 X X 239 239 2349758 2349758 2914784 54815581 2914784 5264781 5264781 100503 12000 83000 36000 0 0 80485 76485 4000 659126 656964 1560 112315 58169 6117 20 0 4548 1820 0 8156 0 8156 31235 10554 7650 1032388 815992 110483 4069184 4807371 5101572 815992 4917854 163209 4448789 63871 10486 10486 4537128 8092821 8092821 70921 29403 29403 8784872 9679735 9679735 47471964 49871604 49871604 25006618 22948732 22948732 18921444 19839985 19839985 3402 3402 20 0 0 1684418 673207 673207 106541256 111145973 111145973 48244 36937 4797371 4059184 762981 396646 5608596 4492767 X 100932660 106653206 100932660 106653206 106541256 111145973 100932660 163209 5557337 106653206 0 106653206 Publicly Traded Securities P 54815581 51900797 2914784 2914784 2914784 0 4757628 101330118 0.046952 4969888 107721246 0.046137 4150947 106843684 0.038851 4806893 101548614 0.047336 4287943 96853487 0.044272 0.223548 0.044710 102830341 4597545 44488 4642033 4917854 X 44488 0 44488 0 44488 63139 63139 X 18651 18651 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 gluckfoundation.org RICHARD J LAUTER & COMPANY LLP 3108273808 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Betty S Shelhamer P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Camilla Townsend 2019 West 35th Street San Pedro CA 90732 Executive Director 25.00 90503 0 0 NONE 0 NONE 0 0 99250302 6936613 702610 106889525 977441 0 106889525 4059184 102830341 5141517 5141517 44488 44488 5097029 0 5097029 0 5097029 4917854 0 4917854 44488 4873366 5097029 253731 0 0 4917854 253731 0 0 4664123 0 0 0 0 0 0 0 0 432906 0 0 0 X 24th Street Theatre 1117 West 24th Street Los Angeles CA 90007 N/A PC Arts Education 22500 Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC Arts Education 100000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC Arts Education 75000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC Hospital Patient Arts Education 24505 Constitutional Rights Foundation 601 S Kingsley Dr Los Angeles CA 90005 N/A PC Education 28000 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 N/A PC Children's Zoo 97568 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC Arts Education 150000 LA County High School for the Arts 1149 S Hill St Ste H100 Los Angeles CA 90015 N/A PC Arts Education 113810 LA's Best 200 N Spring St Ste M-120 Los Angeles CA 90012 N/A PC Arts Education 62000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC Arts Education 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Maya Mobile/Arts Education LAUSD 589424 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC Education 75000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 240500 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 432850 Music Center of Los Angeles County 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 25000 Natural History Museum of Los Angeles County 900 Exposition Blvd Los Angeles CA 90007 N/A PC Mobile Museum Program LAUSD Science Education 834667 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Support Community Service Arts Programs 75000 Regents of UC-Los Angeles 2539 Schoenberg Hall Los Angeles CA 90095 N/A PC Music Education/Student Fellowships 275903 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 N/A PC Music Education/Student Fellowships 740000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC Arts Education Programs 360644 The Juilliard School 60 Lincoln Center New York NY 10023 N/A PC Student Fellowship Program 275000 Grand Vision Foundation 434 W 6th St San Pedro CA 90731 N/A PC Music Education 10000 4807371 0 14 239 14 2349758 18 2914784 0 5264781 0 5264781 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 80485 76485 4000 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $4,059,184 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $4,059,184 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $106,889,525 2. 1.5% of line 1: $1,603,343 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2017, the Foundation has grant commitments of $4,059,184 of which $2,236,629 is required to be funded by September 2017, and $1,822,555 by March 2018. Therefore, a total of $4,059,184 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1317 SL 10.000000000000 20 0 Morgan Stanley 237-029670 Corporate Bonds 7011750 7011750 Morgan Stanley 237-029935 Corporate Bonds 6969788 6969788 Morgan Stanley 237-029733 Corporate Bonds 8967194 8967194 Morgan Stanley 237-029670 Stock 492750 492750 Morgan Stanley 237-029664 Stock 9767598 9767598 Morgan Stanley 237-029729 Stock 9927795 9927795 Morgan Stanley 237-029932 Stock 10624128 10624128 Morgan Stanley 237-029731 Stock 6379747 6379747 Morgan Stanley 237-029930 Stock 12679586 12679586 9679735 9679735 0 0 Morgan Stanley 237-029670 Lord Abbett Floating Rate Fund FMV 3134824 3134824 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 6930747 6930747 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 3220804 3220804 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 4091488 4091488 UMB - Blackgold Opportunity Offshore Fund FMV 2462122 2462122 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1337 0 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 328784 250317 250317 SECURITY SALES PROCEEDS RECEIVABLE 1355634 422890 422890 Insurance 11985 0 0 Bank Charges 40 0 0 Office Supplies/Expenses 1006 0 0 Investment Transaction Fees 10554 10554 0 Grantmaking Organization Dues 7650 0 7650 Unrealized Net Capital Gain on Investments 5557337 Securitiy Purchases Payable 762981 396646 Consulting Fees 2162 0 1560 Investment Advisory Fees 656964 656964 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $3,220,804 2,087 units Blackgold Opportunity Offshore Fund - $2,462,122 2,993 units Millennium International HedgeFocus Fund - $4,091,488 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $9,774,414 4. Amount of discount claimed: 10%, $977,441 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 180 0 0 Excise Taxes 44488 0 0 Foreign Tax Withheld 57620 57620 0 Payroll Taxes 10027 549 6117