2018-05-10T18:24:21-05:00 2017-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2017-01-01 522205122 AMERICAN UROLOGICAL ASSOCIATION INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 BARBARA HARTFORD CFO 4106893700 2018-05-08 1 JULIA FLANNERY CPA P00928918 4102469300 2017 2022-09-23 18:48:47Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 12586615 0 X WWW.AUANET.ORG X 2002 MD ADVANCEMENT OF PROFESSIONAL AND UROLOGIC PATIENT CARE AND THE FORMULATION OF HEALTH CARE POLICY. 13 9 42 188 1771771 124103 0 0 12875618 12586615 0 0 0 0 12875618 12586615 2098997 1074378 0 0 6116725 6250817 0 0 0 4658218 4836523 12873940 12161718 1678 424897 8138487 8110532 8068544 7615692 69943 494840 X PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, RESEARCH, AND THE FORMULATION OF HEALTH CARE POLICY. 0 0 THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) SERVES AS A PROFESSIONAL ASSOCIATION OF PHYSICIANS AND OTHER HEALTH CARE PROVIDERS IN THE SPECIALTY OF UROLOGY. AS THE OLDEST AND LARGEST UROLOGICAL ASSOCIATION IN THE WORLD, THE AUA HAS HELPED TO ADVANCE UROLOGY IN EVERY CORNER OF THE GLOBE. WITH MORE THAN 20,000 MEMBERS IN NEARLY 120 COUNTRIES, THE AUA REPRESENTS THE WORLD'S LARGEST COLLECTION OF EXPERTISE AND INSIGHT INTO THE TREATMENT OF UROLOGIC DISEASE. THE AUA ADVOCATES ON CURRENT ISSUES AFFECTING THE SPECIALTY OF UROLOGY AND MEDICINE IN GENERAL WITH THE U.S. CONGRESS AND FEDERAL AND STATE REGULATORY AGENCIES. DIRECTLY AND THROUGH AFFILIATED ENTITIES, THE AUA PROVIDES SCIENTIFIC RESEARCH, EDUCATION, PRACTICE MANAGEMENT, ADVOCACY, MEMBERSHIP SERVICES AND PUBLIC RELATIONS ON BEHALF OF THE PROFESSION OF UROLOGY. 0 0 0 1 0 0 0 0 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 73 0 1 42 1 1 1 0 0 0 1 1 0 X 13 9 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LITHICUM MD 21090 X J BRANTLEY THRASHER MD PRESIDENT 3.00 7.00 X X 28785 67164 0 ROBERT C FLANIGAN MD PRESIDENT-ELECT 3.00 7.00 X X 5816 13570 0 RICHARD K BABAYAN MD IMMEDIATE PAST PRESIDENT 3.00 7.00 X X 16597 38727 0 WILLIAM F GEE MD IMMEDIATE PAST PRES. (THRU 5/17) 3.00 7.00 X X 10129 23634 0 MANOJ MONGA MD SECRETARY 3.00 7.00 X X 420 980 0 DAVID F GREEN MD TREASURER 3.00 9.00 X X 19401 45268 0 STEVEN M SCHLOSSBERG MD TREASURER (THRU 5/17) 3.00 9.00 X X 16068 37491 0 ROGER E SCHULTZ MD DIRECTOR 1.00 1.00 X 596 1392 0 E ANN GORMLEY MD DIRECTOR 1.00 1.00 X 1454 3392 0 FREDERICK A GULMI MD DIRECTOR 1.00 1.00 X 0 0 0 CHAUDRU P SUNDARAM MD DIRECTOR 1.00 1.00 X 984 2297 0 BARRY A KOGAN MD DIRECTOR 1.00 1.00 X 301 702 0 RANDALL B MEACHAM MD DIRECTOR 1.00 1.00 X 16 38 0 THOMAS F STRINGER MD DIRECTOR 1.00 1.00 X 1096 2557 0 SCOTT K SWANSON MD DIRECTOR 1.00 1.00 X 87 202 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 14.00 26.00 X 207705 385739 104769 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 14.00 26.00 X 132098 245326 45556 KEVIN A WOHLFORT EXECUTIVE VICE PRESIDENT 12.00 28.00 X 110644 258168 63094 KATHLEEN ZWARICK EXECUTIVE VICE PRESIDENT 40.00 X 278045 0 56976 DIANE BIERI GENERAL COUNSEL 12.00 28.00 X 70551 164618 59577 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 12.00 28.00 X 63694 148618 50615 BRADLEY T STINE DIR. OF GOVERNMENT RELATIONS 40.00 X 156244 0 40812 STEPHANIE N STINCHCOMB DIR. OF REG & REIMB 40.00 X 155720 0 35305 JOEL DUNAY SR. MGR OF PRACTICE MGMT 40.00 X 118264 0 34216 SHERRI L MILLER REGULATORY POLICY MGR 40.00 X 106343 0 19164 1501058 1439883 510084 8 0 1 0 HART HEALTH STRATEGIES 3823 FORDHAM RD NW WASHINGTON DC 20016 HEALTH CONSULTANT 223000 CENVEO PUBLISHER SERVICES PO BOX 822934 PHILADELPHIA PA 19182 PUBLISHING 162125 2 EXHIBIT & INDUS. SUPPO 541800 5295084 4742406 552678 MEMBERSHIP DUES AND AS 541900 4747673 4747673 MISC PUBS/MANUALS/PROG 541800 773699 773699 MANAGEMENT SERVICE 541900 719379 719379 AUA NEWS 541800 577459 77745 499714 473321 473321 12586615 12586615 10814844 1771771 0 X 1003278 70750 350 1047181 4561761 204350 222543 214982 17963 2661703 475341 663897 740637 65155 TAXES 165655 AWARDS 46172 12161718 7138991 6697100 618715 729371 206588 251181 174193 432880 8138487 8110532 271244 321046 7797300 7294646 8068544 7615692 X 69943 494840 69943 494840 8138487 8110532 424897 0 X 0 1 X 1 0 0 0 0 4747672 633183 633183 842999 -209816 39395288 1591303 6535298 1621576 45900313 35569604 2515358 2651773 1341447 39395288 35063136 1695473 -211041 977964 35569604 18605449 15837300 1403577 783190 35063136 12256703 4607379 2343304 601937 18605449 0.74200 0.25800 0 1 1 0 DUE FROM RELATED PARTY 432880 432880 X 40496850 27910235 27910235 12586615 0 12586615 41635137 29477167 29477167 12157970 3748 3748 12161718 PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. AND THE UROLOGY CARE FOUNDATION, INC., RELATED EXEMPT ORGANIZATIONS. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSED DE-RECOGNITION CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES BEFORE 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. REVENUE 25,226,428. INCOME ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -2,520,523. UROLOGY CARE FOUNDATION, INC. REVENUE 5,204,330. PART XII, LINE 2D - OTHER ADJUSTMENTS: AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. EXPENSES 27,304,551. EXPENSES ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -2,520,523. UROLOGY CARE FOUNDATION, INC. EXPENSES 4,693,139. PART XII, LINE 4B - OTHER ADJUSTMENTS: BANK FEES 3,748. 1 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM MD 21091 430691437 501(C)(3) 1000000 GENERAL SUPPORT 1 0 GALLAGHER SCHOLARSHIP 1 15000 RESIDENTS FORUM 3 1500 HONORARIA 21 44500 RESIDENT DEBATE 15 5250 RUC MEETING 1 4500 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUA'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIASON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 0 1 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 164920 306281 23223 43128 19562 36330 32093 59601 4576 8499 244374 453839 0 0 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 106724 198201 16786 31175 8588 15950 10056 18675 5889 10936 148043 274937 0 0 KEVIN A WOHLFORT EXECUTIVE VICE PRESIDENT 92370 215530 14826 34593 3448 8045 12611 29427 6317 14739 129572 302334 0 0 KATHLEEN ZWARICK EXECUTIVE VICE PRESIDENT 239794 0 38251 0 0 0 42098 0 14878 0 335021 0 0 0 DIANE BIERI GENERAL COUNSEL 63209 147488 7342 17130 0 0 11606 27080 6267 14624 88424 206322 0 0 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 54328 126764 7342 17130 2024 4724 10693 24951 4491 10480 78878 184049 0 0 BRADLEY T STINE DIR. OF GOVERNMENT RELATIONS 140705 0 15539 0 0 0 20875 0 19937 0 197056 0 0 0 STEPHANIE N STINCHCOMB DIR. OF REG & REIMB 140548 0 15172 0 0 0 24613 0 10692 0 191025 0 0 0 JOEL DUNAY SR. MGR OF PRACTICE MGMT 113868 0 4396 0 0 0 20568 0 13648 0 152480 0 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT, THE PRESIDENT ELECT, AND THE IMMEDIATE PAST PRESIDENT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 4B A RELATED ORGANIZATION HAS A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN IS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMES THOSE WHO WILL PARTICIPATE IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT ARE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. FORM 990, SCHEDULE J, PART I, LINE 3 THE AMERICAN UROLOGICAL ASSOCIATION, INC. RELIES ON THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC., A RELATED ORGANIZATION TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR. THE AUAER USES A COMPENSATION COMMITTEE, FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEY OR STUDY, AND THE APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS WAS ESTIMATED BASED ON THE NUMBER OF PHYSICIAN'S PARTICIPATING ON PHYSICIAN COMMITTEES. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 1. DOCTORS OF OSTEOPATHY AS ACTIVE MEMBERS (ARTICLE III, SECTION 6 AND SECTION 8) THE CRITERIA FOR ACTIVE MEMBERSHIP REQUIREMENTS CHANGED TO REFLECT THE SINGLE GRADUATE MEDICAL EDUCATION ACCREDITATION SYSTEM OF ACGME, AOA, AND AACOM. CURRENT DO UROLOGISTS IN THE AFFILIATE OR ASSOCIATE CATEGORIES ARE OFFERED THE OPTION TO TRANSFER TO ACTIVE MEMBERS (WITH ALL RIGHTS, PRIVILEGES, OBLIGATIONS AND BENEFITS ASSOCIATED WITH THE CATEGORY) WITH SECTION MEMBERSHIP RECIPROCITY. THE BYLAWS COMMITTEE UPDATED LANGUAGE TO INCLUDE AOBS CERTIFICATION FOR ACTIVE MEMBERS (SECTION 6) AND REMOVE THE RESTRICTION OF DOS TO THE ASSOCIATE CATEGORY (SECTION 8.2). 2. ELIMINATE 1-YEAR REQUIREMENT FOR ADVANCE PRACTICE PROVIDER AND ALLIED MEMBERS (ARTICLE III, SECTIONS 14 AND 15) LANGUAGE WAS UPDATED TO REMOVE THE ADVANCED PRACTICE PROVIDER (APP) AND ALLIED MEMBERSHIP CRITERIA THAT APPLICANTS SPECIALIZE OR CONCENTRATE IN UROLOGY FOR AT LEAST ONE YEAR. 3. STATE ADVOCACY COMMITTEE (ARTICLE V, SECTION 1.5) A NEW STATE ADVOCACY COMMITTEE WAS APPROVED BY THE BOARD AS A COMPONENT COMMITTEE OF THE PUBLIC POLICY COUNCIL. 4. COMMITTEE NAME CHANGES (ARTICLE V, SECTION 1.7) TWO OF THE COMPONENT COMMITTEES OF THE SECTION SECRETARIES/MEMBERSHIP COUNCIL WERE RENAMED: THE RESIDENTS COMMITTEE WAS RENAMED THE "RESIDENTS AND FELLOWS COMMITTEE" TO CLARIFY THAT THE COMMITTEE INCLUDES BOTH RESIDENTS AND FELLOWS. THE ADVANCED PRACTICE NURSING/PHYSICIAN'S ASSISTANT MEMBERSHIP COMMITTEE WAS RENAMED TO ALIGN THE COMMITTEE WITH THE MEMBERSHIP CATEGORY "ADVANCED PRACTICE PROVIDER". FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090, FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. FORM 990, PART IX AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) DOES NOT HAVE ANY EMPLOYEES. ALL THE SERVICES PROVIDED FOR THE AUA ARE PERFORMED BY EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) UNDER A COST SHARING ARRANGEMENT. THE EXPENSES REFLECTED ON PAGE TEN OF THIS RETURN ON LINES 5 THROUGH 10 ARE THE EXPENSES PAID BY THE AUA TO THE AUAER UNDER THE COST SHARING ARRANGEMENT FOR SERVICES PROVIDED BY AUAER EMPLOYEES FOR THE AUA. AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 430691437 EXEMPT ORGANIZATION MD 501(C)(3) LINE 10 N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) LINE 7 N/A 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0